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DOE OSTI2025

Nonperturbative quantum gravity in a closed Lorentzian universe

We study how meaningful physical predictions can arise in nonperturbative quantum gravity in a closed Lorentzian universe. In such settings, recent developments suggest that the quantum gravitational Hilbert space is one-dimensional and real for each α-sector, as induced by spacetime wormholes. This appears to obstruct the conventional quantum-mechanical prescription of assigning probabilities via projection onto a basis of states. While previous approaches have introduced external observers or augmented the theory to resolve this issue, we argue that quantum gravity itself contains all the necessary ingredients to make physical predictions. We demonstrate that the emergence of classical observables and probabilistic outcomes can be understood as a consequence of partial observability: physical observers access only a subsystem of the universe. Tracing out the inaccessible degrees of freedom yields reduced density matrices that encode classical information, with uncertainties exponentially suppressed by the environment’s entropy. We develop this perspective using both the Lorentzian path integral and operator formalisms and support it with a simple microscopic model. Our results show that quantum gravity in a closed universe naturally gives rise to meaningful, robust predictions without recourse to external constructs.

AdS-CFT Correspondence↗

DOE OSTI2025

Multicentered black hole saddles for supersymmetric indices

The supersymmetric index in string theory can sometimes have a discontinuous integer-valued jump at co-dimension one surfaces in moduli space called walls of marginal stability. When the index counts black hole microstates, crossing such walls of marginal stability amounts to the appearance or disappearance of a large number of such states. While wall-crossing has been understood in string theory and through the disappearance of extremal Lorentzian supergravity solutions as the moduli are varied, there has been no understanding about how the discontinuous changes in the index occur at the level of the gravitational path integral. In this paper, we find the finite-temperature saddles in $4d$ flatspace supergravity in which fermionic fields are periodic when going around the thermal circle that correspond to the multi-center black hole contributions to the index. By analyzing these saddles, we can explain how wall-crossing occurs: as the scalar moduli in supergravity are varied at the asymptotic boundary, for a given split of the charges, the saddle point equations can no longer be solved and, consequently, the corresponding multi-center saddle no longer contributes to the index. While the values of the scalars and the jump in the index when a wall is crossed all agree with the prediction from previously found Lorentzian supergravity solutions, the saddles in the index exhibit a much richer moduli space, which we analyze in detail.

FOS: Physical sciences↗

DOE OSTI2025

Anomalies of global symmetries on the lattice

't Hooft anomalies of global symmetries play a fundamental role in quantum many-body systems and quantum field theory (QFT). In this paper, we make a systematic analysis of lattice anomalies - the analog of 't Hooft anomalies in lattice systems - for which we give a precise definition. Crucially, a lattice anomaly is not a feature of a specific Hamiltonian, but rather is a topological invariant of the symmetry action. The controlled setting of lattice systems allows for a systematic and rigorous treatment of lattice anomalies, shorn of the technical challenges of QFT. We find that lattice anomalies reproduce the expected properties of QFT anomalies in many ways, but also have crucial differences. In particular, lattice anomalies and QFT anomalies are not, contrary to a common expectation, in one-to-one correspondence, and there can be non-trivial anomalies on the lattice that are infrared (IR) trivial: they admit symmetric trivial gapped ground states, and map to trivial QFT anomalies at low energies. Nevertheless, we show that lattice anomalies (including IR-trivial ones) have a number of interesting consequences in their own right, including connections to commuting projector models, phases of many-body localized (MBL) systems, and quantum cellular automata (QCA). We make substantial progress on the classification of lattice anomalies and develop several theoretical tools to characterize their consequences on symmetric Hamiltonians. Our work places symmetries of quantum many-body lattice systems into a unified theoretical framework and may also suggest new perspectives on symmetries in QFT.

Disordered Systems and Neural Networks (cond-mat.d↗

DOE OSTI2025

Evolving Dark Sector and the Dark Dimension Scenario

String theory naturally leads to the expectation that dark energy is not stable, and may be evolving as captured by the Swampland de Sitter conjectures. Moreover, motivated by the distance conjecture, a unification of dark sector has been proposed, where the smallness of dark energy leads to one extra dimension of micron size with dark matter being the Kaluza--Klein graviton excitations in this extra dimension. We consider the natural possibility that the radius of the dark dimension varies as the dark energy decreases, leading to the variation of the dark matter mass. This correlates the decrease of the dark energy with the variation of the dark matter mass as they depend on the variations of a scalar field $ϕ$ controlling the radius of the extra dimension. A simple realization of this idea for small range of $ϕ$ is adequately captured by choosing a potential which is locally of the form $V=V_0\ {\rm exp}(-cϕ)$ and dark matter mass $m_{\rm DM}=m_0\ {\rm exp}(-c' ϕ)$ where the sign of $ϕ$ is chosen such that $c'\geq 0$ while we have two choices for the sign of $c$ depending on whether the dark dimension expands or shrinks when the dark energy dominates. We find excellent agreement with recent experimental data from DESI DR2 combined with SN measurements (from DES, Union3 or Pantheon+) and reproduces the same significance as CPL parametrization with the added benefit of providing a natural explanation for the apparent phantom behavior ($w<-1$) reported by DESI and DES based on a physical model. DESI and SN datasets independently favor non-zero values of $c'$ and $c$, respectively, both lying within the expected $\mathcal{O}(1)$ range suggested by the Swampland criteria. Moreover, our best fit value $c'\simeq 0.05 \pm 0.01$ is remarkably consistent with the experimental upper bound of $c'\lesssim 0.2$ demanded by the lack of detection of fifth force in the dark sector.

Cosmology and Nongalactic Astrophysics (astro-ph.C↗

DOE OSTI2025

A species scale-driven breakdown of effective field theory in time-dependent string backgrounds

We present a novel way in which effective field theory (EFT) can break down in cosmological string backgrounds depending on the behavior of the quantum gravity cutoff in infinite distance limits, known as the species scale $Λ_s$. Namely, EFT can break down if the species scale $Λ_s$ falls off so rapidly as the Friedmann-Robertson-Walker (FRW) scale factor grows from some initial value $a_i$ to some final value $a_f$ that the physical momentum of an initial Hubble-sized perturbation $\sim H_i^{-1}$ grows to exceed the species scale. For EFT to remain valid, a new condition $H_i \frac{a_i}{a_f} \ll Λ_{s,f}$ must hold, which is distinct from Trans-Planckian conditions discussed in the literature. Using the universal relation $\frac{\nabla m}{m} \cdot \frac{\nabla Λ_s}{Λ_s} = \frac{1}{d-2}$ in the infinite distance limits of moduli space where $m$ is the mass scale of the lightest tower and $\nabla$ measures variations with respect to the canonical metric on moduli space, we show that spatially flat FRW solutions in the string landscape violate this condition or at best marginally satisfy it. However, we find that sufficiently large negative spatial curvature always avoids a breakdown. To avoid EFT breakdown, we derive an upper bound on the duration of quasi-de Sitter expansion that classically evolves to decelerated expansion. Our bound is proportional to the Trans-Planckian Censorship Conjecture (TCC) bound, with the advantage that it applies to any FRW solution in the string landscape. Finally, we distinguish EFT breakdown from TCC violation, the latter being a quantum gravity constraint rather than an EFT limitation. Perhaps our most surprising finding is that in any flat FRW solution that develops a weakly coupled string at future infinity the EFT inevitably breaks down.

Cosmology and Nongalactic Astrophysics (astro-ph.C↗

DOE OSTI2023

Surface Energies of LaMnO 3 High-Index Surfaces Obtained from Density-Functional Theory

Here, the first six cubic LaMnO 3 high-index surfaces, (210), (211), (221), (310), (311), and (320), are examined for the first time. The unrelaxed and relaxed surface energies of the surfaces are computed as a function of surface model thickness using unrelaxed and relaxed surface models, respectively. The (210), (320), (211), and (221) surfaces are found to be more stable than the low-index (011) and (111) surfaces. Helping to explain this result, the surface terminations of the (210), (320), (211), or (221) surface are seen to exhibit a rotational relaxation of the MnO 6 or oxygen octahedra extending from the surface into the bulk. By contrast, the relaxed surface energies of the (310) and (311) surfaces are concluded to be difficult to determine due to a structural transformation or phase change in the surface models of the surfaces away from cubic LaMnO 3 . The finding of a phase change is important. It indicates that a phase change in the surface models of a surface for another material could occur if the surface is relatively open and a different phase of the material is stable at low temperature. When modeling such a surface, two steps are suggested to be taken.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗

DOE OSTI2025

Entanglement negativity and replica symmetry breaking in general holographic states

The entanglement negativity $\mathcal{E}$(A : B) is a useful measure of quantum entanglement in bipartite mixed states. In random tensor networks (RTNs), which are related to fixed-area states, it was found in ref. [1] that the dominant saddles computing the even Rényi negativity $\mathcal{E}$ (2k) generically break the ℤ 2k replica symmetry. This calls into question previous calculations of holographic negativity using 2D CFT techniques that assumed ℤ 2k replica symmetry and proposed that the negativity was related to the entanglement wedge cross section. In this paper, we resolve this issue by showing that in general holographic states, the saddles computing $\mathcal{E}$ (2k) indeed break the ℤ 2k replica symmetry.

AdS-CFT Correspondence↗

DOE OSTI2025

Discrete Max-Focusing

The Quantum Focusing Conjecture (QFC) lies at the foundation of holography and semiclassical gravity. The QFC implies the Bousso bound and the Quantum Null Energy Condition (QNEC). The QFC also ensures the consistency of the quantum extremal surface prescription and bulk reconstruction in AdS/CFT. However, the central object in the QFC — the expansion of lightrays — is not defined at points where geodesics enter or leave a null congruence. Moreover, the expansion admits three inequivalent quantum extensions in terms of the conditional max, min, and von Neumann entropies.

AdS-CFT Correspondence↗

DOE OSTI2025

Simple holography in general spacetimes

The simple or “outermost” wedge in AdS is the portion of the entanglement wedge that can be reconstructed with sub-exponential effort from CFT data. Here we furnish a definition in arbitrary spacetimes: given an input wedge a analogous to a CFT boundary region, the simple wedge z(a) is the largest wedge accessible by a “zigzag,” a certain sequence of antinormal lightsheets. We show that z(a) is a throat, and that it is contained in every other throat. This implies that z(a) is unique; that it is contained in the generalized entanglement wedge; and that it reduces to the AdS prescription as a special case. The zigzag explicitly constructs a preferred Cauchy slice that renders the simple wedge accessible from a; thus it adds a novel structure even in AdS. So far, no spacelike construction is known to reproduce these results, even in time-symmetric settings. This may have implications for the modeling of holographic encoding by tensor networks.

AdS-CFT Correspondence↗

DOE OSTI2020

Highly reversible oxygen redox in layered compounds enabled by surface polyanions

Oxygen-anion redox in lithium-rich layered oxides can boost the capacity of lithium-ion battery cathodes. However, the over-oxidation of oxygen at highly charged states aggravates irreversible structure changes and deteriorates cycle performance. Here, we investigate the mechanism of surface degradation caused by oxygen oxidation and the kinetics of surface reconstruction. Considering Li 2 MnO 3 , we show through density functional theory calculations that a high energy orbital (lO 2p’ ) at under-coordinated surface oxygen prefers over-oxidation over bulk oxygen, and that surface oxygen release is then kinetically favored during charging. We use a simple strategy of turning under-coordinated surface oxygen into polyanionic (SO 4 ) 2- , and show that these groups stabilize the surface of Li 2 MnO 3 by depressing gas release and side reactions with the electrolyte. Experimental validation on Li 1.2 Ni 0.2 Mn 0.6 O 2 shows that sulfur deposition enhances stability of the cathode with 99.0% capacity remaining (194 mA h g -1 ) after 100 cycles at 1 C. Our work reveals a promising surface treatment to address the instability of highly charged layered cathode materials.

25 ENERGY STORAGE↗

DOE OSTI2026

Nuclear cold QCD: Review and future strategy

This review examines data from hadron-nucleus collisions, primarily focusing on hard processes like Drell-Yan, heavy flavor, and quarkonium production. It highlights observed modifications of particle yields as functions of momentum and rapidity, aiming to clarify the underlying QCD effects on cold nuclear matter. It outlines strategies for future experiments, including the Electron-Ion Collider, to distinguish between these effects. Key questions address the universality of suppression mechanisms and the role of nonperturbative physics, providing a road map for upcoming measurements of hadrons on nuclei.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2026

Quantum critical collapse abhors a naked singularity

Classical critical collapse yields naked singularities from smooth initial data, challenging cosmic censorship, and shaping the spectrum of primordial black holes. We show that one-loop vacuum polarization near the threshold qualitatively changes this outcome by dressing the singularity with a horizon within a controlled semiclassical regime. In analytically tractable Einstein-scalar critical spacetimes, a one-loop $s$-wave treatment linearized around self-similar backgrounds shows that regularity uniquely selects an asymptotically Minkowskian, vacuum-polarization state. Its renormalized stress tensor carries a universal quantum growing mode that competes with the classical unstable mode, shifts the critical point, and generates a trapped surface along with a finite mass gap at the new threshold, thereby enforcing horizon formation even under arbitrary fine-tuning. In primordial collapse, the threshold shift enters exponentially into the formation fraction, while the mass gap truncates the low-mass tail, suggesting potentially important consequences for the predicted mass spectrum. Furthermore, these results provide a self-consistent semiclassical treatment of critical collapse and yield sharp predictions within the one-loop, near-critical, linearized regime.

Anomalies↗

DOE OSTI2024

The Origin Symphony: Probing Baryogenesis with Gravitational Waves

Affleck-Dine (AD) baryogenesis is compelling yet challenging to probe because of the high energy physics involved. We demonstrate that this mechanism can be realized generically with low-energy new physics without supersymmetry while producing detectable gravitational waves (GWs) sourced by parametric resonance of a light scalar field. In viable benchmark models, the scalar has a mass of ${\cal O}(0.1-10)$ GeV, yielding GWs with peak frequencies of ${\cal O}(10-100)$ Hz. This study further reveals a new complementarity between upcoming LIGO-frequency GW detectors and laboratory searches across multiple frontiers of particle physics.

Cosmology and Nongalactic Astrophysics (astro-ph.C↗

DOE OSTI2026

Machine-learned quantum molecular dynamics calculations of warm dense equation of state and ionic transport coefficients of deuterated water

White dwarf models require accurate equations of state and ionic transport coefficients in the warm dense matter regime, where kinetic theory models and tabulated equations of state are often inaccurate. In this work, spectral-partitioned density functional theory and machine-learned interatomic potentials are combined to perform large-scale, first-principles quantum molecular dynamics simulations of deuterated water (D 2 O) near the principal Hugoniot. This approach retains Kohn-Sham accuracy while achieving orders-of-magnitude speedup, yielding converged equation of state and transport properties over a broad pressure and temperature range. The results reveal the thermodynamic conditions under which ionic transport models for interdiffusivity and shear viscosity converge and identify those in closest agreement with density functional theory benchmarks at temperatures in the warm dense matter regime. The present framework extends first-principles transport calculations to higher temperatures than previously achieved, and provides an efficient, scalable, and general approach for studying transport properties in complex multicomponent mixtures.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2025

Diagonal Approximation for Holographic Rényi Entropies

Recently, Dong et al., [A modified cosmic brane proposal for holographic Renyi entropy, J. High Energy Phys. 06 (2024) 120] proposed a modified cosmic brane prescription for computing the Rényi entropy 𝑆𝛼 of a holographic system in the presence of multiple extremal surfaces. This prescription was found by assuming a diagonal approximation, where the Rényi entropy is computed after first measuring the areas of all extremal surfaces. We derive this diagonal approximation for the case of two extremal surfaces and show that it accurately computes Rényi entropies up to 𝑂⁡(log⁡𝐺) corrections. For 𝛼 <1, this allows us to derive the modified cosmic brane prescription, which differs from the original cosmic brane prescription at leading order in 𝐺. For 𝛼 >1, it leads to the original cosmic brane prescription without needing to assume that replica symmetry is unbroken in the bulk.

FOS: Physical sciences↗

DOE OSTI2025

Perturbative Stability and Error-Correction Thresholds of Quantum Codes

Topologically ordered phases are stable to local perturbations, and topological quantum error-correcting codes enjoy thresholds to local errors. We connect the two notions of stability by constructing classical statistical mechanics models for decoding general Calderbank-Shor-Steane codes and classical linear codes. Our construction encodes correction success probabilities under uncorrelated bit-flip and phase-flip errors, and simultaneously describes a generalized ℤ 2 lattice-gauge theory with quenched disorder. We observe that the clean limit of the latter is precisely the discretized imaginary-time path integral of the corresponding quantum code Hamiltonian when the errors are turned into a perturbative 𝑋 or 𝑍 magnetic field. Motivated by error-correction considerations, we define general order parameters for all such generalized ℤ 2 lattice-gauge theories, and show that they are generally lower bounded by success probabilities of error correction. For CSS codes satisfying the low-density parity-check condition and with a sufficiently large code distance, we prove the existence of a low-temperature ordered phase of the corresponding lattice-gauge theories, particularly for those lacking Euclidean spatial locality and/or when there is a nonzero code rate. We further argue that these results provide evidence for stable phases in the corresponding perturbed quantum Hamiltonians, obtained in the limit of continuous imaginary time. To do so, we distinguish space- and timelike defects in the lattice-gauge theory. A high free-energy cost of spacelike defects corresponds to a successful “memory experiment” and suppresses the energy splitting among the ground states, while a high free-energy cost of timelike defects corresponds to a successful “stability experiment” and points to a nonzero gap to local excitations.

quantum error correction↗

DOE OSTI2020

The First Three Seconds: a Review of Possible Expansion Histories of the Early Universe

It is commonly assumed that the energy density of the Universe was dominated by radiation between reheating after inflation and the onset of matter domination 54,000 years later. While the abundance of light elements indicates that the Universe was radiation dominated during Big Bang Nucleosynthesis (BBN), there is scant evidence that the Universe was radiation dominated prior to BBN. It is therefore possible that the cosmological history was more complicated, with deviations from the standard radiation domination during the earliest epochs. Indeed, several interesting proposals regarding various topics such as the generation of dark matter, matter-antimatter asymmetry, gravitational waves, primordial black holes, or microhalos during a nonstandard expansion phase have been recently made. In this paper, we review various possible causes and consequences of deviations from radiation domination in the early Universe - taking place either before or after BBN - and the constraints on them, as they have been discussed in the literature during the recent years.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Entanglement in Gravity and Quantum Field Theory (Final Report)

It is becoming increasingly clear that ideas from quantum information theory, particularly the notion of quantum entanglement, play a fundamental role in some of the deepest aspects of our modern theories of quantum fields and gravity. The aim of this research was to explore the role that quantum entanglement plays in quantum field theories and in the nature of space-time and gravity. Building on a variety of earlier results obtained in these regards at the University of Illinois, we explored the constraints on the dynamical content of quantum field theories that follow from their entanglement properties. Topological field theories are important examples of particularly simple quantum field theories whose patterns of entanglement make connections between high energy physics, condensed matter physics and mathematics. These theories are directly relevant to low energy properties of certain materials. The study of such theories allowed us to investigate ideas that are relevant to quantum information research, such as new notions of entanglement between multiple parties and the quantum properties of interfaces between different phases of such materials. In addition, we employed new results in mathematics which strengthen monotonicity constraints on relative entropy to study their ramifications in quantum field theories, and we used quantum information methods to study the emergence of quantum gravity and string theory in holographic quantum field theories.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗