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DOE OSTI2024

Search for Baryon Number Violation in Top Quark Production and Decay Using Proton-Proton Collisions at $\sqrt{𝑠}$ = 13 TeV

A search is presented for baryon number violating interactions in top quark production and decay. The analysis uses data from proton-proton collisions at a center-of-mass energy of 13 TeV, collected with the CMS detector at the LHC with an integrated luminosity of 138 fb −1 . Candidate events are selected by requiring two oppositely charged leptons (electrons or muons) and exactly one jet identified as originating from a bottom quark. Multivariate discriminants are used to separate the signal from the background. No significant deviation from the standard model prediction is observed. Upper limits are placed on the strength of baryon number violating couplings. For the first time the production of single top quarks via baryon number violating interactions is studied. This allows the search to set the most stringent constraints to date on the branching fraction of the top quark decay to a lepton, an up-type quark (𝑢 or 𝑐), and a down-type quark (𝑑, 𝑠, or 𝑏). The results improve the previous bounds by 3 to 6 orders of magnitude based on the fermion flavor combination of the baryon number violating interactions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Finite naturalness and quark-lepton unification

We study the implications of finite naturalness in Pati-Salam models where SU⁢(3)C is embedded in SU(4). For the minimal realization at low scale of quark-lepton unification, which employs the inverse seesaw for neutrino masses, we find that radiative corrections to the Higgs boson mass are at least δm$^{2}_{ℎ}$/m$^{2}_{ℎ}$ ~O⁡(104). The one-loop contributions to the Higgs mass are suppressed by four powers of the hypercharge gauge coupling. We find that for the vector leptoquarks the naively leading part of the two-loop corrections cancel. We assume the Dirac Yukawa couplings for neutrinos are equal to the up-type quark Yukawa couplings as predicted in the minimal theory for quark-lepton unification. Despite these findings, the two-loop corrections still dominate the finite naturalness bound. We mention a way to relax the lower bound on the vector leptoquark mass and have δm$^{2}_{ℎ}$/m$^{2}_{ℎ}$ ~O⁡(10 2 ).

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Search for a high-mass dimuon resonance produced in association with b quark jets at $ \sqrt{s} $ = 13 TeV

A search for high-mass dimuon resonance production in association with one or more b quark jets is presented. The study uses proton-proton collision data collected with the CMS detector at the LHC corresponding to an integrated luminosity of 138 fb$^{−1}$ at a center-of-mass energy of 13 TeV. Model-independent limits are derived on the number of signal events with exactly one or more than one b quark jet. Results are also interpreted in a lepton-flavor-universal model with Z′ boson couplings to a bb quark pair (g$_{b}$), an sb quark pair (g$_{b}$δ$_{bs}$), and any same-flavor charged lepton (g$_{ℓ}$) or neutrino pair (g$_{ν}$), with |g$_{ν}$| = |g$_{ℓ}$|. For a Z′ boson with a mass $ {m}_{{\textrm{Z}}^{\prime }} $ = 350 GeV (2 TeV) and |δ$_{bs}$| < 0.25, the majority of the parameter space with 0.0057 < |g$_{ℓ}$| < 0.35 (0.25 < |g$_{ℓ}$| < 0.43) and 0.0079 < |g$_{b}$| < 0.46 (0.34 < |g$_{b}$| < 0.57) is excluded at 95% confidence level. Finally, constraints are set on a Z′ model with parameters consistent with low-energy b → sℓℓ measurements. In this scenario, most of the allowed parameter space is excluded for a Z′ boson with 350 < $ {m}_{{\textrm{Z}}^{\prime }} $ < 500 GeV, while the constraints are less stringent for higher $ {m}_{{\textrm{Z}}^{\prime }} $ hypotheses. This is the first dedicated search at the LHC for a high-mass dimuon resonance produced in association with multiple b quark jets, and the constraints obtained on models with this signature are the most stringent to date.[graphic not available: see fulltext]

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Search for flavour-changing neutral-current couplings between the top quark and the photon with the ATLAS detector at s = 13 TeV

This letter documents a search for flavour-changing neutral currents (FCNCs), which are strongly suppressed in the Standard Model, in events with a photon and a top quark with the ATLAS detector. The analysis uses data collected in pp collisions at TeV during Run 2 of the LHC, corresponding to an integrated luminosity of 139 fb –1 . Both FCNC top-quark production and decay are considered. The final state consists of a charged lepton, missing transverse momentum, a b-tagged jet, one high-momentum photon and possibly additional jets. A multiclass deep neural network is used to classify events either as signal in one of the two categories, FCNC production or decay, or as background. No significant excess of events over the background prediction is observed and 95% CL upper limits are placed on the strength of left- and right-handed FCNC interactions. The 95% CL bounds on the branching fractions for the FCNC top-quark decays, estimated (expected) from both top-quark production and decay, are B(t → uγ) < 0.85 (0.88$^{+0.37}_{-0.25}$) × 10 –5 and B(t → cγ) < 4.2 (3.40$^{+1.35}_{-0.95}$) × 10 –5 for a left-handed tqγ coupling, and B(t → uγ) < 1.2 (1.20$^{+0.50}_{-1.33}$) ×10 –5 and B(t → cγ) < 4.5 (3.70$^{+1.47}_{-1.03}$) × 10 –5 for a right-handed coupling.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2026

Search for New Physics via EFT in collisions containing a top quark and a boosted Z or Higgs boson

We present a generator-level sensitivity study of physics beyond the Standard Model within the framework of Effective Field Theory (EFT). The targeted signal processes are single top quark production in association with a Lorentz-boosted Higgs or Z boson (tHq and tZq) in proton-proton collisions at a center-of-mass energy of 13.6 TeV. Event selection requires one electron or muon, a high-transverse-momentum, large-radius (AK8) jet reconstructing hadronic H → b̄b or Z → b̄b decays, at least two distinct, non-overlapping small-radius (AK4) jets with one originating from a b quark, and a missing transverse energy greater than 30 GeV. Signal and background samples are generated via Monte Carlo simulation using MadGraph with MadJax to perform EFT matrix-element calculations. Deviations from the Standard Model are parametrized through dimension-six EFT operators that probe modified top quark interactions. This generator-level study identifies kinematic observables with enhanced sensitivity to EFT operators and motivates future reconstruction-level analyses of tHq and tZq channels.

Meshramkar, Daniel [Baylor U., Waco]↗

DOE OSTI2026

Search for New Physics via EFT in collisions containing a top quark and a boosted Z or Higgs boson

Meshramkar, Daniel [Baylor U., Waco]↗

DOE OSTI2022

Measurement of beauty production via non-prompt D 0 mesons in Pb-Pb collisions at $ \sqrt{{\textrm{s}}_{\textrm{NN}}} $ = 5.02 TeV

The production of non-prompt D 0 mesons from beauty-hadron decays was measured at midrapidity (|y| < 0.5) in Pb-Pb collisions at a nucleon-nucleon center-of-mass energy of $\sqrt{s_{NN}}$= 5.02 TeV with the ALICE experiment at the LHC. Their nuclear modification factor (R AA ), measured for the first time down to p T = 1 GeV/c in the 0–10% and 30–50% centrality classes, indicates a significant suppression, up to a factor of about three, for p T > 5 GeV/c in the 0–10% central Pb-Pb collisions. The data are described by models that include both collisional and radiative processes in the calculation of beauty-quark energy loss in the quark-gluon plasma, and quark recombination in addition to fragmentation as a hadronisation mechanism. The ratio of the non-prompt to prompt D 0 -meson R AA is larger than unity for p T > 4 GeV/c in the 0–10% central Pb-Pb collisions, as predicted by models in which beauty quarks lose less energy than charm quarks in the quark-gluon plasma because of their larger mass.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Physical implications of the extrapolation and statistical bootstrap of nucleon structure function ratios F 2 n F 2 p for mirror nuclei He 3 and H 3

A nuclear physics example of statistical bootstrap is used on the MARATHON nucleon structure function ratio data in the quark momentum fraction regions x B → 0 and x B → 1. The extrapolated F 2 ratio as quark momentum fraction x B → 1 is $\frac{F^n_2}{F^p_2}$ → 0.4 ± 0.05 and this value is compared to theoretical predictions. The extrapolated ratio when x B → 0 favors the simple model of isospin symmetry with the complete dominance of sea quarks at low momentum fraction. At high- x B , the proton quark distribution function ratio d/u is derived from the F 2 ratio and found to be d/u → 1/6. Our extrapolated values for both the $\frac{F^n_2}{F^p_2}$ ratio and the d/u parton distribution function ratio are within uncertainties of perturbative QCD values from quark counting, helicity conservation arguments, and a Dyson-Schwinger equation with a contact interaction model. In addition, it is possible to match the statistical bootstrap value to theoretical predictions by allowing two compatible models to act simultaneously in the nucleon wave function. Finally, one such example is nucleon wave functions composed of a linear combination of a quark-diquark state and a three-valence quark correlated state with coefficients that combine to give the extrapolated F 2 ratio at x B = 1.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2026

The deconstruction of flavor in the privately democratic Higgs sector

The Standard Model (SM) of particle physics fails to explain the observed hierarchy in fermion masses or the origin of fermion-flavor structure. We construct a model to explain these observations in the quark sector. We introduce a spectrum of new particles consisting of six of each — massive singlet vector-like quarks (VLQs), singlet scalars, and SU(2)-doublet scalars. SM quark masses are generated when the neutral components of the SU(2)-doublet scalars acquire non-zero vacuum expectation values (VEVs). We impose global symmetries to ensure that Yukawa couplings stay roughly flavor diagonal and democratic (of the same order), as well as to suppress tree-level flavor-changing neutral currents. Quark-mass hierarchy then follows from a hierarchy in scalar VEVs. The singlet scalars also acquire weak-scale VEVs. Together with the VLQs, they act as messengers between different generations of quarks in the SM. These messenger particles are responsible for generating the elements of the Cabibbo-Kobayashi-Masakawa (CKM) matrix which depend on the ratios of the singlet VEVs and VLQ masses. Constructed this way, the CKM matrix is found to be independent of the SM fermion masses. Using the measured values of the CKM matrix elements and assuming order-one couplings, we derive constraints on the masses of the VLQs and discuss prospects for probing our model in the near future.

CKM Parameters↗

DOE OSTI2022

Search for resonant production of strongly coupled dark matter in proton-proton collisions at 13 TeV

The first collider search for dark matter arising from a strongly coupled hidden sector is presented and uses a data sample corresponding to 138 fb$^{-1}$, collected with the CMS detector at the CERN LHC, at $ \sqrt{s} $ = 13 TeV. The hidden sector is hypothesized to couple to the standard model (SM) via a heavy leptophobic Z' mediator produced as a resonance in proton-proton collisions. The mediator decay results in two “semivisible” jets, containing both visible matter and invisible dark matter. The final state therefore includes moderate missing energy aligned with one of the jets, a signature ignored by most dark matter searches. No structure in the dijet transverse mass spectra compatible with the signal is observed. Assuming the Z' boson has a universal coupling of 0.25 to the SM quarks, an inclusive search, relevant to any model that exhibits this kinematic behavior, excludes mediator masses of 1.5–4.0 TeV at 95% confidence level, depending on the other signal model parameters. To enhance the sensitivity of the search for this particular class of hidden sector models, a boosted decision tree (BDT) is trained using jet substructure variables to distinguish between semivisible jets and SM jets from background processes. When the BDT is employed to identify each jet in the dijet system as semivisible, the mediator mass exclusion increases to 5.1 TeV, for wider ranges of the other signal model parameters. These limits exclude a wide range of strongly coupled hidden sector models for the first time.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

A light scalar explanation of (g - 2) μ and the KOTO anomaly

The KOTO experiment has recently performed a search for neutral Kaons decaying into neutral pions and a pair of neutrinos. Three events were observed in the KOTO signal region, with an expected background of about 0.05. Since no clear signal of systematic errors have been found, the excess of events in the decay K-L → π 0 v$\overline{v}$ is quite intriguing. One possibility to explain this anomaly would be the presence of a scalar $\phi$ with mass of the order of the pion mass and inducing decays K-L → π 0 $\phi$ which mimic the observed signal. A scalar with mass of the order of the pion mass and a coupling to muons of the order of the Standard Model Higgs coupling could also explain the muon anomalous magnetic moment anomaly (g - 2) μ . We built on these facts to show that a light singlet scalar with couplings to the leptons and quarks as the ones induced by mixing with Higgs states in two Higgs doublet models may lead to an explanation of both anomalies. More specifically, we show that this is the case in the so-called type-X models in which leptons and quarks couple to two different Higgs doublets, and for scalar masses that are in the range between 40 and 70 MeV. Due to the relatively large coupling to leptons required to fit (g - 2) μ , the scalar lifetime accidentally falls into the sub-nanosecond range which is essential to evade the severe proton beam dump experiments and astrophysical constraints, though it becomes sensitive to constraints from electron beam dump experiments. The additional phenomenological properties of this model are discussed.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2026

William A. Bardeen: A life in physics and the legacy of the chiral anomaly

William Allan Bardeen (September 15, 1941 − November 18, 2025) was an American theoretical physicist who worked at the Fermi National Accelerator Laboratory. He is renowned for his foundational work on the chiral anomaly, the Adler-Bardeen theorem, the non-Abelian anomaly and gravitational anomalies. He was instrumental in the development of quantum chromodynamics and its applications, such as semileptonic decays and the Λ $\overline{MS}$ scheme frequently used in perturbative analysis of high energy processes involving strong interactions. Bardeen also played a major role in developing a theory of dynamical breaking of electroweak symmetry via top quark condensates, leading to one of the first composite Brout-Englert-Higgs boson models. His work on the chiral symmetry dynamics of heavy-light quark bound states correctly predicted abnormally long-lived resonances which are chiral symmetry partners of the ground state.

Hill, Christopher T. [Fermi National Accelerator L↗

DOE OSTI2022

Solving combinatorial problems at particle colliders using machine learning

Not Available

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Measurement of the production cross section of prompt $\Xi ^0_{\textrm{c}}$ baryons in p–Pb collisions at $\sqrt{s_{{\textrm{NN}}}}=5.02$ TeV

The transverse momentum (p T ) differential production cross section of the promptly produced charm-strange baryon $\Xi ^0_{\textrm{c}}$ (and its charge conjugate $\Xi ^0_{\textrm{c}}$) is measured at midrapidity via its hadronic decay into π + $\Xi$ – in p–Pb collisions at a centre-of-mass energy per nucleon–nucleon collision $\sqrt{s_{{\textrm{NN}}}}=5.02$ TeV with the ALICE detector at the LHC. The $\Xi ^0_{\textrm{c}}$ nuclear modification factor (R pPb ), calculated from the cross sections in pp and p–Pb collisions, is presented and compared with the R pPb of Λ$^{+}_{c}$ baryons. The ratios between the p T -differential production cross section of $\Xi ^0_{\textrm{c}}$ baryons and those of D 0 mesons and Λ$^{+}_{c}$ baryons are also reported and compared with results at forward and backward rapidity from the LHCb Collaboration. The measurements of the production cross section of prompt $\Xi ^0_{\textrm{c}}$ baryons are compared with a model based on perturbative QCD calculations of charm-quark production cross sections, which includes only cold nuclear matter effects in p–Pb collisions, and underestimates the measurement by a factor of about 50. This discrepancy is reduced when the data is compared with a model that includes string formation beyond leading-colour approximation or in which hadronisation is implemented via quark coalescence. The p T -integrated cross section of prompt $\Xi ^0_{\textrm{c}}$-baryon production at midrapidity extrapolated down to p T = 0 is also reported. These measurements offer insights and constraints for theoretical calculations of the hadronisation process. Additionally, they provide inputs for the calculation of the charm production cross section in p–Pb collisions at midrapidity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Do graph neural networks learn traditional jet substructure?

At the CERN LHC, the task of jet tagging, whose goal is to infer the origin of a jet given a set of final-state particles, is dominated by machine learning methods. Graph neural networks have been used to address this task by treating jets as point clouds with underlying, learnable, edge connections between the particles inside. We explore the decision-making process for one such state-of-the-art network, ParticleNet, by looking for relevant edge connections identified using the layerwise-relevance propagation technique. As the model is trained, we observe changes in the distribution of relevant edges connecting different intermediate clusters of particles, known as subjets. The resulting distribution of subjet connections is different for signal jets originating from top quarks, whose subjets typically correspond to its three decay products, and background jets originating from lighter quarks and gluons. This behavior indicates that the model is using traditional jet substructure observables, such as the number of prongs -- energetic particle clusters -- within a jet, when identifying jets.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Performance and calibration of quark/gluon-jet taggers using 140 fb -1 of pp collisions at $\sqrt{s}$ = 13 TeV with the ATLAS detector

The identification of jets originating from quarks and gluons, often referred to as quark/gluon tagging, plays an important role in various analyses performed at the Large Hadron Collider, as Standard Model measurements and searches for new particles decaying to quarks often rely on suppressing a large gluon-induced background. This paper describes the measurement of the efficiencies of quark/gluon taggers developed within the ATLAS Collaboration, using $\sqrt{s}$ = 13 TeV proton–proton collision data with an integrated luminosity of 140 fb -1 collected by the ATLAS experiment. Two taggers with high performances in rejecting jets from gluon over jets from quarks are studied: one tagger is based on requirements on the number of inner-detector tracks associated with the jet, and the other combines several jet substructure observables using a boosted decision tree. A method is established to determine the quark/gluon fraction in data, by using quark/gluon-enriched subsamples defined by the jet pseudorapidity. Differences in tagging efficiency between data and simulation are provided for jets with transverse momentum between 500 GeV and 2 TeV and for multiple tagger working points.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

DOE OSTI2023

Search for direct production of winos and higgsinos in events with two same-charge leptons or three leptons in $pp$ collision data at $\sqrt{s}$ = 13 TeV with the ATLAS detector

A search for supersymmetry targeting the direct production of winos and higgsinos is conducted in final states with either two leptons (e or μ) with the same electric charge, or three leptons. The analysis uses 139 fb -1 of pp collision data at $\sqrt{s}$ = 13 TeV collected with the ATLAS detector during Run 2 of the Large Hadron Collider. No significant excess over the Standard Model expectation is observed. Simplified and complete models with and without R-parity conservation are considered. In topologies with intermediate states including either Wh or WZ pairs, wino masses up to 525 GeV and 250 GeV are excluded, respectively, for a bino of vanishing mass. Higgsino masses smaller than 440 GeV are excluded in a natural R-parity-violating model with bilinear terms. Upper limits on the production cross section of generic events beyond the Standard Model as low as 40 ab are obtained in signal regions optimised for these models and also for an R-parity-violating scenario with baryon-number-violating higgsino decays into top quarks and jets. The analysis significantly improves sensitivity to supersymmetric models and other processes beyond the Standard Model that may contribute to the considered final states.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Reweighting simulated events using machine-learning techniques in the CMS experiment

Data analyses in particle physics rely on an accurate simulation of particle collisions and a detailed simulation of detector effects to extract physics knowledge from the recorded data. Event generators together with a GEANT -based simulation of the detectors are used to produce large samples of simulated events for analysis by the LHC experiments. These simulations come at a high computational cost, where the detector simulation and reconstruction algorithms have the largest CPU demands. This article describes how machine-learning (ML) techniques are used to reweight simulated samples obtained with a given set of parameters to samples with different parameters or samples obtained from entirely different simulation programs. The ML reweighting method avoids the need for simulating the detector response multiple times by incorporating the relevant information in a single sample through event weights. Results are presented for reweighting to model variations and higher-order calculations in simulated top quark pair production at the LHC. This ML-based reweighting is an important element of the future computing model of the CMS experiment and will facilitate precision measurements at the High-Luminosity LHC.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗