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DOE OSTI2026

Measurement of kaon directed flow in Au+Au collisions in the high baryon density region

Rapidity-odd directed flow v 1 measurements are presented for $K^±$ and $K^0_S$ in Au + Au collisions for $\sqrt{s_{NN}}$ from 3.0 to 3.9 GeV with the STAR experiment. For comparison, v 1 of π ± , protons, and Λ from the same collisions are also discussed. The mid-rapidity v 1 slope dv 1 /dy| y=0 for protons and Λ is positive in these collisions. On the other hand, v 1 slope of kaons exhibits a strong dependence: negative at p T < 0.6 GeV/c and positive at higher p T . A similar p T dependence is also evident for the v 1 slope of charged pions. Compared to the spectator-removed calculations in Au+Au collisions at $\sqrt{s_{NN}}$ = 3.0–3.9 GeV, the JAM model demonstrates a pronounced shift of the v 1 slopes of mesons towards the negative direction. It suggests that the shadowing effect of the spectators plays an important role in the observed kaon anti-flow at low p T in the high baryon density region of non-central collisions.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2024

QCD Predictions for Meson Electromagnetic Form Factors at High Momenta: Testing Factorization in Exclusive Processes

We report the first lattice QCD computation of pion and kaon electromagnetic form factors, 𝐹 𝑀⁡ (𝑄 2 ), at large momentum transfer up to 10 and 28 GeV 2 , respectively. Utilizing physical masses and two fine lattices, we achieve good agreement with JLab experimental results at 𝑄 2 ≲ 4 GeV 2 . For 𝑄 2 ≳ 4 GeV 2 , our results provide ab initio QCD benchmarks for the forthcoming experiments at JLab 12 GeV and future electron-ion colliders. We also test the QCD collinear factorization framework utilizing our high-𝑄 2 form factors at next-to-next-to-leading order in perturbation theory, which relates the form factors to the leading Fock-state meson distribution amplitudes. Comparisons with independent lattice QCD calculations using the same framework demonstrate, within estimated uncertainties, the universality of these nonperturbative quantities.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2024

Search for a Long-Lived $\mu\mu$ Resonance in the NuMI Beam at ICARUS

The ICARUS detector in the Short-Baseline Neutrino program at Fermilab is sensitive to “long-lived” new physics particles that would be produced in the Neutrinos at the Main Injector (NuMI) beam and decay inside the ICARUS liquid argon time projection chamber (LArTPC). We show results from a new analysis in ICARUS which searched for di-muon decays from a long-lived particle produced in kaon decay in the NuMI beam. The search is sensitive to new areas of parameter space for the Higgs portal scalar and an axion-like particle model. The sensitivity is also presented in a model-independent way applicable to any new physics model predicting the process $K \to \pi+S(\to\mu\mu)$, for a long-lived particle S. This is the first search for new physics performed with the ICARUS detector at Fermilab. It paves the way for the future program of long-lived particle searches at ICARUS.

43 PARTICLE ACCELERATORS↗
DOE OSTI2024

Decoding the B → K ν ν excess at Belle II: Kinematics, operators, and masses

An excess in the branching fraction for B + → K + ν ν recently measured at Belle II may be a hint of new physics. We perform thorough likelihood analyses for different new physics scenarios such as B → K X with a new invisible particle X , or B → K χ χ through a scalar, vector, or tensor current with χ being a new invisible particle or a neutrino. We find that vector-current three-body decay with m X ≃ 0.6 GeV—which may be dark matter—is most favored, while two-body decay with m X ≃ 2 GeV is also competitive. The best-fit branching fractions for the scalar and tensor cases are a few times larger than for the two-body and vector cases. Past measurements provide further discrimination, although the best-fit parameters stay similar. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Search for a Hidden Sector Scalar from Kaon Decay in the Dimuon Final State at ICARUS

We present a search for long-lived particles (LLPs), produced in kaon decays, that decay to two muons inside the ICARUS neutrino detector. This channel would be a signal of hidden sector models that can address outstanding issues in particle physics such as the strong CP problem and the microphysical origin of dark matter. The search is performed with data collected in the Neutrinos at the Main Injector (NuMI) beam at Fermilab corresponding to 2.41 × 10 20 protons-on-target. No new physics signal is observed, and we set world leading limits on heavy QCD axions, as well as for the Higgs portal scalar among dedicated searches. Limits are also presented in a model-independent way applicable to any new physics model predicting the process 𝐾 → 𝜋 + 𝑆⁡(→ 𝜇⁢𝜇), for a LLP 𝑆. This result is the first search for new physics performed with the ICARUS detector at Fermilab. It paves the way for the future program of LLP searches at ICARUS.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Flavor constraints in a generational three-Higgs-doublet model

We propose a three-Higgs-doublet model (3HDM) that goes beyond natural flavor conservation and in which each of the three Higgs doublets couples mainly to a single generation of fermions via nonstandard Yukawa structures. A hierarchy in the vacuum expectation values of the three Higgs doublets can partially address the Standard Model flavor puzzle. In light of the experimentally observed 125 GeV Higgs boson, we primarily work within a 3HDM alignment limit such that a Standard Model-like Higgs is recovered. In order to reproduce the observed Cabibbo–Kobayashi–Maskawa mixing among quarks, the neutral Higgs bosons of the theory necessarily mediate flavor changing neutral currents at the tree level. We consider constraints from neutral kaon, B meson, and D meson mixing as well as from the rare leptonic decays B s / B 0 / K L → μ + μ − / e + e − . We identify regions of parameter space in which the new physics Higgs bosons can be as light as a TeV or even lighter. Published by the American Physical Society 2025

Altmannshofer, Wolfgang (ORCID:0000000316212561)↗
DOE OSTI2024

Physics Design of Proton/Ion SRF Accelerators

Superconducting Radio Frequency (SRF) technology has become foundation of the modern high energy particle accelerators. The technology enables a higher accelerating field with minimal power dissipation and a stronger compact magnetic field. These advancements have broadened the operational horizon of the particle accelerators making a higher duty factor and Continuous Wave (CW) beam operations both feasible and economically viable. The intensity frontier research founded on generation of intense beam of exotic particles including but not limited to neutrinos, muons, kaons and neutrons as well as practical applications involving transmutation of nuclear reactor waste, rare isotopes generation, sub-critical nuclear power generation etc. could be accomplished efficiently only by using superconducting proton/ions particle accelerators. As a result, many newly constructed or under construction high energy accelerator facilities around the world such as Proton Improvement Plan-II (PIP-II) at Fermilab, FRIB at MSU, ESS at Sweden are utilizing SRF accelerators. This talk presents the design philosophy of SRF proton/ion particle accelerator, with a focus on optimizing its performance while addressing physics and operational challenges including the fault scenarios, machine availability and preservation of crucial beam parameters.

Saini, Arun↗
DOE OSTI2025

Search for the 𝐾 𝐿 → 𝜋 0 ⁢$𝜈⁢\bar{𝜈}$ Decay at the J-PARC KOTO Experiment

We performed a search for the 𝐾 𝐿 → 𝜋 0 ⁢$𝜈⁢\bar{𝜈}$ decay using the data taken in 2021 at the J-PARC KOTO experiment. With newly installed counters and new analysis method, the expected background was suppressed to 0.252 ± 0.055 stat ⁢ $^{+0.052}_{{−0.067^{syst}}}$. With a single event sensitivity of (9.33 ± 0.0⁢6 stat ±0.8⁢4 syst ) × 10 −10 , no events were observed in the signal region. An upper limit on the branching fraction for the decay was set to be 2.2 ×10 −9 at the 90% confidence level (C.L.), which improved the previous upper limit from KOTO by a factor of 1.4. With the same data, a search for 𝐾 𝐿 → 𝜋 0 ⁢𝑋 0 was also performed, where 𝑋 0 is an invisible boson with a mass ranging from 1 to 260 MeV/𝑐 2 . For 𝑋 0 with a mass of 135 MeV/𝑐 2 , an upper limit on the branching fraction of 𝐾 𝐿 → 𝜋 0 ⁢𝑋 0 was set to be 1.6 ×10 −9 at the 90% C.L.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Search for e + e − → K + K − ψ ( 3770 ) at center-of-mass energies from 4.84 to 4.95 GeV

Using e + e − collision data, corresponding to an integrated luminosity of 892 pb − 1 collected at center-of-mass energies from 4.84 to 4.95 GeV with the BESIII detector, we search for the process e + e − → K + K − ψ ( 3770 ) by reconstructing two charged kaons and one D meson from ψ ( 3770 ) . No significant signal of e + e − → K + K − ψ ( 3770 ) is found and the upper limits of the Born cross sections are reported at 90% confidence level. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2024

Status of ICARUS NUMI Interaction Cross-Section Analysis

The ICARUS experiment, utilizing Liquid Argon Time Projection Chamber (LAr TPC) technology, has been installed at Fermilab in Chicago, Illinois, following its initial operation in Italy and subsequent refurbishment at CERN. ICARUS completed commissioning in June 2022. Currently, the experiment is in the phase of analyzing data from its two runs of physics data acquisition and gearing up for the third run. While its primary objective is to function as the far detector of the Short Baseline Neutrino program (SBN), seeking sterile neutrino signatures, ICARUS also offers diverse physics capabilities, including searches beyond the standard model and measurements of cross-sections. In addition to being exposed to the common Booster Neutrino (BNB) beamline, ICARUS also receives off-axis neutrinos from the Main Injector (NuMI) beam. Due to the off-axis angle between NuMI and ICARUS, coupled with contributions from both pion and kaon decays to neutrino fluxes, interactions of NuMI neutrinos within ICARUS can be detected over a range of several GeV in energy. These interactions present opportunities for crucial cross-section measurements and model tests within an energy range that overlaps both the SBN oscillation search and a portion of the DUNE spectrum. This poster presentation will delve into our efforts to conduct a muon-neutrino cross-section measurement, where the signal is defined by events with no pions produced in the final state of the interaction, along with some preliminary muon-neutrino inclusive measurements. Additionally, it will provide updates on the current status and future plans, including reconstruction, selection, and analysis procedures.

43 PARTICLE ACCELERATORS↗
DOE OSTI2024

Exploring the Strong Interaction of Three-Body Systems at the LHC

Deuterons are atomic nuclei composed of a neutron and a proton held together by the strong interaction. Unbound ensembles composed of a deuteron and a third nucleon have been investigated in the past using scattering experiments, and they constitute a fundamental reference in nuclear physics to constrain nuclear interactions and the properties of nuclei. In this work, K + -d and p-d femtoscopic correlations measured by the ALICE Collaboration in proton-proton (pp) collisions at $\sqrt{s}$ = 13 TeV at the Large Hadron Collider (LHC) are presented. It is demonstrated that correlations in momentum space between deuterons and kaons or protons allow us to study three-hadron systems at distances comparable with the proton radius. The analysis of the K + -d correlation shows that the relative distances at which deuterons and protons or kaons are produced are around 2 fm. The analysis of the p-d correlation shows that only a full three-body calculation that accounts for the internal structure of the deuteron can explain the data. In particular, the sensitivity of the observable to the short-range part of the interaction is demonstrated. These results indicate that correlations involving light nuclei in pp collisions at the LHC will also provide access to any three-body system in the strange and charm sectors.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Protons in the NOvA Test Beam

The NOvA (NuMI Off-Axis electron neutrino Appearance) Experiment is a long-baseline neutrino oscillation experiment composed of two functionally identical detectors, a 300 ton Near Detector, and a 14 kton Far Detector separated by 809 km and placed 14 mrad off the axis of the NuMI neutrino beam created at Fermilab. This configuration enables NOvA's rich neutrino physics program, which includes measuring neutrino mixing parameters, determining the neutrino mass hierarchy, and probing CP violation in the leptonic sector. The NOvA Test Beam experiment deployed at Fermilab between 2018 and 2022 used a scaled-down 30 ton detector to analyse tagged beamline particles. The beamline selected and identified electrons, muons, pions, kaons, and protons with momenta ranging from 0.4 to 1.8 GeV/c, as understanding how the detector responds to these particles found in the final state of neutrino interactions is crucial. This poster shows preliminary results from studies of proton response in the NOvA Test Beam detector.

Bannister, Emerson [Sussex U.] (ORCID:000000027535↗
DOE OSTI2026

Status and plans for measurements of Neutrino-Argon interactions at ICARUS

The ICARUS experiment, utilizing Liquid Argon Time Projection Chamber (LAr TPC) technology, has been installed at Fermilab (USA), following its initial operation in Italy and subsequent refurbishment at CERN. ICARUS has successfully been taking physics data at Fermilab since June 2022. While the experiment’s primary objective is to function as the far detector of the Short Baseline Neutrino program (SBN), searching for hints of physics beyond three-flavour PMNS neutrino oscillations, ICARUS also offers other diverse physics capabilities, including searches beyond the standard model and measurements of cross-sections. In addition to being exposed to the common Booster Neutrino (BNB) beamline of the SBN experiment, ICARUS receives neutrinos from the Main Injector (NuMI) beam. Due to the off-axis angle between NuMI and ICARUS, coupled with contributions from both pion and kaon decays to neutrino fluxes, interactions of NuMI neutrinos within ICARUS can be detected over a range of several GeV in energy. Measurements of these interactions present unique opportunities to infer neutrino interaction cross sections on an argon nuclear target within an energy range that overlaps both the SBN oscillation search and a significant portion of the DUNE spectrum. This presentation will summarise the current status of ICARUS’ neutrino cross-section measurements.

Roy, Promita [Fermilab] (ORCID:0000000164958937)↗
DOE OSTI2026

Measurement of charged-current quasi elastic-like and inclusive muon (anti-) neutrino interactions using NuMI beam the ICARUS detector

The ICARUS experiment, utilizing Liquid Argon Time Projection Chamber (LArTPC) technology, has been successfully taking physics data at Fermilab since June 2022. The experiment's primary objective is to function as the far detector of the Short Baseline Neutrino program (SBN), searching for hints of physics beyond three-flavour PMNS neutrino oscillations. ICARUS also offers other diverse physics capabilities, including searches beyond the standard model and measurements of cross-sections. In addition to being exposed to the Booster Neutrino (BNB) beamline of the SBN experiment, ICARUS sits 795 m downstream and 5.75 degrees off-axis from the NuMI beam line. Due to the off-axis angle between NuMI and ICARUS, coupled with contributions from both pion and kaon decays to neutrino fluxes, interactions of NuMI neutrinos within ICARUS can be detected over a range of several GeV in energy. Measurements of these interactions present unique opportunities to infer neutrino interaction cross sections on an argon nuclear target within an energy range that overlaps both the SBN oscillation search and a significant portion of the DUNE spectrum. This poster will summarize the current status of muon-neutrino and muon-antineutrino charged current inclusive cross section measurements in ICARUS using the FHC and RHC NuMI sample respectively. Such inclusive measurements provide robust benchmarks for the overall interaction rate and muon kinematics, with reduced dependence on hadronic final-state modeling. The measurement of the muon-antineutrino Argon charged current inclusive cross section is particularly exciting and highly relevant for DUNE, given the scarcity of antineutrino-Argon cross section measurements in the literature. In addition, this poster will highlight ICARUS's first measurement of muon-neutrino Argon charged current mesonless final states using both transverse kinematic imbalance (TKI) variables and muon-proton kinematic variables. These measurements provide sensitivity to nuclear effects, final-state interactions, and nucleon correlations in argon, offering important constraints for improving neutrino interaction modeling for upcoming DUNE.

Roy, Promita [Fermilab; Virginia Tech.]↗
DOE OSTI2024

Unitary coupled-channel three-body amplitude with pions and kaons

Three-body dynamics above threshold is required for the reliable extraction of many amplitudes and resonances from experiment and lattice QCD. The S-matrix principle of unitarity can be used to construct dynamical coupled-channel approaches in which three particles scatter off each other, rearranging two-body subsystems by particle exchange. This paper reports the development of a three-body coupled-channel, amplitude including pions and kaons. The unequal-mass amplitude contains two-body S- and P-wave subsystems (“isobars”) of all isospins, 𝐼 = 0,1/2,1,3/2,2 , and it also allows for transitions within a given isobar. The 𝑓 0 ⁡(500)⁢(𝜎),𝑓 0 ⁡(980),𝜌⁡(700),𝐾$^{*}_{0}$⁡(700)⁢(𝜅), and 𝐾*⁡(892) resonances are included, apart from repulsive isobars. Different methods to evaluate the amplitude for physical momenta are discussed. Production amplitudes for 𝑎 1 quantum numbers are shown as a proof of principle for the numerical implementation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

First Measurement of Missing Energy due to Nuclear Effects in Monoenergetic Neutrino Charged-Current Interactions

We present the first measurement of the missing energy due to nuclear effects in monoenergetic, muon neutrino charged-current interactions on carbon, originating from 𝐾 + → 𝜇 + ⁢𝜈 𝜇 decay at rest (𝐸 𝜈 𝜇 = 235.5 MeV), performed with the J-PARC Sterile Neutrino Search at the J-PARC Spallation Neutron Source liquid scintillator based experiment. Toward characterizing the neutrino interaction, ostensibly 𝜈 𝜇 ⁢𝑛 → 𝜇 − ⁢𝑝 or 𝜈 𝜇 ⁢ 12 C → 𝜇 − ⁢ 12 N, we define the missing energy as the energy transferred to the nucleus (𝜔) minus the kinetic energy of the outgoing proton(s), 𝐸 𝑚 ≡ 𝜔−∑ 𝑇 𝑝 , and relate this to visible energy in the detector, 𝐸 𝑚 = 𝐸 𝜈 𝜇 ⁡(235.5 MeV) − 𝑚 𝜇⁡ (105.7 MeV) + [𝑚 𝑛 − 𝑚 𝑝⁡ (1.3 MeV)] − 𝐸 vis . The missing energy, which is naively expected to be zero in the absence of nuclear effects (e.g., nucleon separation energy, Fermi momenta, and final-state interactions), is uniquely sensitive to many aspects of the interaction, and has previously been inaccessible with neutrinos. The shape-only, differential cross section measurement reported, based on a (77 ± 3)% pure double-coincidence kaon decay-at-rest signal (621 total events), provides detailed insight into neutrino-nucleus interactions, allowing even the nuclear orbital shell of the struck nucleon to be inferred. The measurement provides an important benchmark for models and event generators at hundreds of MeV neutrino energies, characterized by the difficult-to-model transition region between neutrino-nucleus and neutrino-nucleon scattering, and relevant for applications in nuclear physics, neutrino oscillation measurements, and Type-II supernova studies.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2025

Mass reconstruction of heavy neutral leptons from stopped mesons

Heavy neutral leptons (HNLs), depending on their mass and mixing, can be efficiently produced in meson decays from the target or absorber in short- to medium-baseline accelerator neutrino experiments, leaving detectable signals through their decays inside the neutrino detectors. We show that the currently running ICARUS experiment at Fermilab can reconstruct the HNL mass and explore new HNL parameter space in the mass range of 70–190 MeV. The mass reconstruction is enabled by two ingredients: (i) simple two-body kinematics of HNL production from stopped kaon decays at the NuMI absorber, followed by HNL decay into a charged-lepton pair and neutrino at the detector, and (ii) high resolution of Liquid Argon Time Projection Chamber (LArTPC) detectors in reconstructing final state particles. Our mass reconstruction method is robust under realistic energy resolution and angular smearing of the charged leptons, and is applicable to any LArTPC detector. We also discuss the synergy between ICARUS and future facilities like DUNE near detector and PIP-II beam dump in probing the HNL parameter space. Published by the American Physical Society 2025

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Aligned yet large dipoles: a SMEFT study

We study a non-universal flavor scenario at the level of the Standard Model Effective Field Theory, according to which the matrix of Wilson coefficients cuW of an up-type electroweak quark dipole operator is aligned with the up-type Yukawa coupling. Such an alignment usually follows from the assumption of Minimal Flavor Violation (MFV), away from which we step by allowing the entries of cuW to be sizable along the first quark generations. A particular example, which we refer to as “inverse hierarchy MFV”, features Wilson coefficients inversely proportional to quark masses, and arises from BSM models respecting MFV and containing heavy fields that replicate the mass hierarchy of SM quarks. We then analyze the phenomenology driven by cuW at colliders and at lower-energy flavor experiments. We show that precision measurements of the process pp → Wh → γγℓν at FCC-hh could set an upper bound on |cuW| ≲ O (10 -2 )(Λ/TeV) 2 , with Λ the cutoff of the effective field theory. This bound is an order of magnitude stronger than the existing LHC bounds. Moreover, we estimate that Wh → b$\overline{b}$ℓν at HL-LHC could also give competitive bounds. In the low-energy regime, we consider bounds arising from rare kaon decays, which turn out to be loose, |c$_{uW}^{11}$ | < O (1)(Λ/TeV) 2 . We finally demonstrate that our flavor and operator assumptions can be derived from a weakly-coupled UV model, which we choose to simultaneously illustrate the UV origin of inverse hierarchy MFV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗