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DOE OSTI2026

Extended JT supergravity and random matrix models: The power of the string equation

A number of supersymmetric Jackiw-Teitelboim (JT) gravity theories are known to be described (in the Euclidean path integral formulation) by double-scaled random matrix models. Such matrix models can be characterized using a certain “string equation”. It was shown recently that in extended supergravity, when the number of BPS states scales as e$^{S_0}$, where $S_0$ is the extremal entropy, a special ansatz for the leading order solution of the string equation yields the supergravity spectrum. Somewhat miraculously, the construction showed that the functional form of the non-BPS (continuum) sector predicts the precise form of the BPS sector, showing the robustness of the supergravity/matrix-model correspondence. In this paper, we refine the analysis and show that the string equation, combined with some simple requirements on solutions, are powerful tools for constraining the spectrum of extended JT supergravity theories. We re-explore the cases of $\mathcal{N} = 2$ and (small) $\mathcal{N} = 4$ JT supergravity, and then explore the new cases of spectra from $\mathcal{N} = 3$ and $\mathcal{N} = 4$ large JT supergravity (recently derived by Heydeman, Shi, and Turiaci) showing that our approach also works naturally for (nearly) all the models. Based on this success, we conjecture that these new supergravity models also have matrix model descriptions.

Extended Supersymmetry↗
DOE OSTI2023

Double-copy towards supergravity inflation with α-attractor models

A bstract Key to the simplicity of supergravity α -attractor models of inflation are Volkov-Akulov fermions, often in the form of nilpotent superfields. Here we explore the possibility of using the double-copy to construct theories of Dirac-Born-Infeld-Volkov-Akulov (DBIVA) coupled to supergravity. A color-dual bootstrap admits scattering amplitudes involving pions and vectors through five-point tree-level order by order in mass-dimension, but requires the introduction of a Tr( F 3 ) operator. Gauge theories with this operator were recently found to require a tower of higher-derivative operators to be compatible with the duality between color and kinematics. Adjoint-type double-copy construction at its most conservative seems to require the UV completion of DBIVA + pure Poincaré supergravity scattering amplitudes to a family of theories involving DBIVA-like particles coupled to Weyl-Einstein supergravity. We also point out an alternative solution to color-dual gauged pions that allows adjoint double-copy without a tower of higher derivative corrections but at the cost of exchange symmetry between scalars.

Physics↗
DOE OSTI2024

Supergravity spectrum of AdS 5 black holes

We embed Kerr-Newman-AdS black holes into N = 8 gauged supergravity and study quadratic fluctuations around the black hole backgrounds of all fields in the larger theory. The equations of motion of the perturbations are partially diagonalized by the group theory of broken symmetry. Nearly all fields in theory have non-minimal couplings, so their equations of motion are not merely massive Klein-Gordon equations with minimal coupling to background gauge fields, and their analogues for fields with spin. In the special case of extremal black holes we identify specific modes of instability, some of which touch supersymmetric locus. For example, we identify scalar fields in supergravity that condense in the near horizon region and transition the black hole into a superconducting phase. We also identify supergravity modes that are susceptible to superradiant instability.

AdS-CFT Correspondence↗
DOE OSTI2023

Soft and collinear limits in $\mathcal{N}$ = 8 supergravity using double copy formalism

It is known that $\mathcal{N}$ = 8 supergravity is dual to $\mathcal{N}$ = 4 super Yang-Mills (SYM) via the double copy relation. Using the explicit relation between scattering amplitudes in the two theories, we calculate the soft and collinear limits in $\mathcal{N}$ = 8 supergravity from know results in $\mathcal{N}$ = 4 SYM. In our application of double copy, a particular self-duality condition is chosen for scalars that allows us to constrain and determine the R-symmetry indices of the supergravity states in the collinear limit.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Conformal symmetries for extremal black holes with general asymptotic scalars in STU supergravity

We present a construction of the most general BPS black holes of STU supergravity (N = 2 supersymmetric D = 4 supergravity coupled to three vector super-multiplets) with arbitrary asymptotic values of the scalar fields. These solutions are obtained by acting with a subset of the global symmetry generators on STU BPS black holes with zero values of the asymptotic scalars, both in the U-duality and the heterotic frame. The solutions are parameterized by fourteen parameters: four electric and four magnetic charges, and the asymptotic values of the six scalar fields. We also present BPS black hole solutions of a consistently truncated STU supergravity, which are parameterized by two electric and two magnetic charges and two scalar fields. These latter solutions are significantly simplified, and are very suitable for further explicit studies. We also explore a conformal inversion symmetry of the Couch-Torrence type, which maps any member of the fourteen-parameter family of BPS black holes to another member of the family. Furthermore, these solutions are expected to be valuable in the studies of various swampland conjectures in the moduli space of string compactifications.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Consistent truncations in higher derivative supergravity

We consider the torus reduction of heterotic supergravity in the presence of four-derivative corrections. In particular, the reduction on T n generically leads to a half-maximal supergravity coupled to n vector multiplets, and we show that it is consistent to truncate out said vector multiplets. This is done by the analysis of both the bosonic equations of motion and the Killing spinor equations. As an application of the consistent truncation, we examine the four-derivative corrected BPS black string that reduces to a black hole in minimal nine-dimensional supergravity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

New superstrata from three-dimensional supergravity

We find a two-parameter family of generalized superstrata that emerge as smooth, supersymmetric solutions in three-dimensional gauged supergravity coupled to additional scalar fields. This new family of generalized superstrata are smooth microstate geometries and may be thought of as supersymmetric Coulomb-branch extensions of the original superstrata in which the underlying supertube undergoes an elliptical deformation. These solutions had already been obtained numerically, and as series solutions, to the equations of motion, and some of them were conjectured to be supersymmetric. Here we prove the supersymmetry of an entire two-parameter family and we obtain a highly non-trivial analytic and smooth solution for a one-parameter limit in which the global symmetry of the metric is enhanced to SO(3). We also confirm that the other known families of microstrata are not supersymmetric. We conclude with a cursory analysis of some of the singular brane distributions that can be accessed from three-dimensional gauged supergravity while preserving the same supersymmetries as the superstratum, and therefore of the three-charge black hole.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Inflaton Decay in No-Scale Supergravity and Starobinsky-like Models

We consider the decay of the inflaton in Starobinsky-like models arising from either an R+R 2 theory of gravity or N = 1 no-scale supergravity models. If Standard Model matter is simply introduced to the R+R 2 theory, the inflaton (which appears when the theory is conformally transformed into the Einstein frame) couples to matter predominantly in Standard Model Higgs kinetic terms. This will typically lead to a reheating temperature of ~3 × 10 9 GeV. However, if the Standard Model Higgs is conformally coupled to curvature, the decay rate may be suppressed and vanishes for conformal coupling ζ = 1/6. Nevertheless, the inflaton decays through the conformal anomaly, leading to a reheating temperature of the order of 10 8 GeV. The Starobinsky potential may also arise in no-scale supergravity. In this case, the inflaton decays if there is a direct coupling of the inflaton to matter in the superpotential or to gauge fields through the gauge kinetic function. We also discuss the relation between the theories and demonstrate the correspondence between the no-scale models and the conformally coupled R+R 2 theory (with ζ = 1/6).

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Singular limits in STU supergravity

Abstract We analyse the STU sectors of the four-dimensional maximal gauged supergravities with gauge groups SO(8), SO(6) ⋉ ℝ 12 and [SO(6) × SO(2)] ⋉ ℝ 12 , and construct new domain-wall black-hole solutions inD= 4. The consistent Kaluza-Klein embedding of these theories is obtained using the techniques of Exceptional Field Theory combined with the 4dtensor hierarchies, and their respective uplifts intoD= 11 and type IIB supergravities are connected through singular limits that relate the different gaugings.

Physics↗
DOE OSTI2022

Non-topological logarithmic corrections in minimal gauged supergravity

We compute the logarithmic correction to the entropy of asymptotically AdS4 black holes in minimal N = 2 gauged supergravity. We show that for extremal black holes the logarithmic correction computed in the near horizon geometry agrees with the result in the full geometry up to zero mode contributions, thus clarifying where the quantum degrees of freedom lie in AdS spacetimes. In contrast to flat space, we observe that the logarithmic correction for supersymmetric black holes can be non-topological in AdS as it is controlled by additional four-derivative terms other than the Euler density. The available microscopic data and results in 11d supergravity indicate that the full logarithmic correction is topological, which suggests that the topological nature of logarithmic corrections could serve as a diagnosis of whether a low-energy gravity theory admits an ultraviolet completion.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

The evaporation of black holes in supergravity

In supergravity, charged rotating black holes are generically driven towards becoming extremal and supersymmetric through the emission of Hawking radiation. Eventually, as the black hole approaches the BPS bound and is close to becoming supersymmetric, quantum gravity corrections become critical to describing the emission of Hawking radiation, making the QFT in curved spacetime approximation inaccurate. In this paper, we compute how such quantum gravity corrections affect the spectrum of Hawking radiation for black holes in $\mathcal{N}$ = 2 supergravity in flatspace. We show that due to such corrections, the spectrum of emitted Hawking radiation for both spin-0 and spin-1/2 particles deviates drastically at low temperatures from the naively expected black-body spectrum. Rather remarkably, the spectrum exhibits a discrete emission line from direct transitions from near-BPS to BPS states, providing the first controlled example where the discreteness of the black hole energies is visible in the emitted Hawking radiation. Similar quantum gravity effects drastically modify the absorption cross-section: BPS black holes are transparent to certain frequencies, while near-BPS black holes appear much larger than the semi-classical prediction.

AdS-CFT Correspondence↗
DOE OSTI2022

Supergravity black holes, Love numbers, and harmonic coordinates

A problem which has now come to a head in general relativity, primarily as a result of the many recent detections of gravitational waves from the coalescence of compact binaries, is that there are very few viable theories against which to “test” it. To perform realistic tests of theories of gravity, we need to be able to look beyond general relativity and evaluate the consistency of a parametrized, physically acceptable, family of black hole metric alternatives with observational data from, especially, gravitational wave detections using, for example, an agnostic Bayesian approach. In this paper we further examine properties of one class of such metrics, which in fact arise as solutions of ungauged supergravity. In particular, we examine the massless, neutral, minimally coupled scalar wave equation in a general stationary, axisymmetric background metric such as that of a charged rotating black hole, when the scalar field is either time independent or in the low-frequency, near-zone limit, with a view to calculating the Love numbers of tidal perturbations, and of obtaining harmonic coordinates for the background metric. For a four-parameter family of charged asymptotically flat rotating black hole solutions of ungauged supergravity theory known as STU black holes, which includes Kaluza-Klein black holes and the Kerr-Sen black hole as special cases, we find that all time-independent solutions, and hence the harmonic coordinates of the metrics, are identical to those of the Kerr solution. In the low-frequency limit we find the scalar fields exhibit the same SL(2,R) symmetry as holds in the case of the Kerr solution. We point out extensions of our results to a wider class of metrics, which includes solutions of Einstein-Maxwell-dilaton theory.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Asymptotic symmetry algebra of N = 8 supergravity

The asymptotic symmetry algebra of N = 1 supergravity was recently constructed using the well-known two-dimensional celestial conformal field (CFT) theory technique [A. Fotopoulos , ]. In this paper, we extend the construction to the maximally supersymmetric four-dimensional N = 8 supergravity theory in asymptotically flat spacetime and construct the extended asymptotic symmetry algebra, which we call N = 8 s b m s 4 . We use the celestial CFT technique to find the appropriate currents for extensions of N = 8 super-Poincaré and SU ( 8 ) R R-symmetry current algebra on the celestial sphere C S 2 . We generalize the definition of shadow transformations and show that there is infinite dimensional extension of the global SU ( 8 ) R algebra in the theory. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2023

Perfecting one-loop BCJ numerators in SYM and supergravity

We take a major step towards computing D-dimensional one-loop amplitudes in general gauge theories, compatible with the principles of unitarity and the color-kinematics duality. For n-point amplitudes with either supersymmetry multiplets or generic non-supersymmetric matter in the loop, simple all-multiplicity expressions are obtained for the maximal cuts of kinematic numerators of n-gon diagrams. At n = 6, 7 points with maximal supersymmetry, we extend the cubic-diagram numerators to encode all contact terms, and thus solve the long-standing problem of simultaneously realizing the following properties: color-kinematics duality, manifest locality, optimal power counting of loop momenta, quadratic rather than linearized Feynman propagators, compatibility with double copy as well as all graph symmetries. Color-kinematics dual representations with similar properties are presented in the half-maximally supersymmetric case at n = 4, 5 points. The resulting gauge-theory integrands and their supergravity counterparts obtained from the double copy are checked to reproduce the expected ultraviolet divergences.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Four-derivative corrections to minimal gauged supergravity in five dimensions

We study four-derivative corrections to pure N = 2, D = 5 gauged supergravity. In particular, we find that, up to field redefinitions, there is a single four-derivative superinvariant that one can add to the action, up to factors of the two-derivative action. Consequently, this selects out a unique set of coefficients for the four-derivative corrections. We confirm these coefficients (in the ungauged limit) on the BMPV solution.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Testing the scalar weak gravity conjecture in no-scale supergravity

We explore possible extensions of the Weak Gravity Conjecture (WGC) to scalar field theories. To avoid charged black hole remnants, the WGC requires the existence of a particle with a mass m ≤ gqM P , with charge q and U(1) gauge coupling g, allowing the decay to shed the black hole charge. Although there is no obvious problem that arises in the absence of a U(1) charge, it has been postulated that gravity must remain the weakest force even when extended to scalar interactions. Quantifying this conjecture may be done by comparing scalar and gravitational amplitudes, or as we advocate here by comparing scattering cross sections. In theories with non-trivial field space geometries, by working out examples with perturbation theory around arbitrary field values and performing tadpole resummations, we argue that the conjecture must be applied only at extrema of the scalar potential (when expressed in locally canonical coordinates). We consider several toy models in the context of no-scale supergravity and also consider examples of inflationary models.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

The attractor flow for AdS 5 black holes in $\mathcal{N}$ = 2 gauged supergravity

We study the flow equations for BPS black holes in $\mathcal{N}$ = 2 five-dimensional gauged supergravity coupled to any number of vector multiplets via FI couplings. We develop the Noether-Wald procedure in this context and exhibit the conserved charges as explicit integrals of motion, in the sense that they can be computed at any radius on the rotating spacetime. The boundary conditions needed to solve the first order differential equations are discussed in great detail. We extremize the entropy function that controls the near horizon geometry and give explicit formulae for all geometric variables at their supersymmetric extrema. We have also considered a complexification of the near-horizon variables that elucidates some features of the theory from the near-horizon perspective.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Charge completeness and the massless charge lattice in F-theory models of supergravity

We prove that, for every 6D supergravity theory that has an F-theory description, the property of charge completeness for the connected component of the gauge group (meaning that all charges in the corresponding charge lattice are realized by massive or massless states in the theory) is equivalent to a standard assumption made in F-theory for how geometry encodes the global gauge theory by means of the Mordell-Weil group of the elliptic fibration. This result also holds in 4D F-theory constructions for the parts of the gauge group that come from sections and from 7-branes. We find that in many 6D F-theory models the full charge lattice of the theory is generated by massless charged states; this occurs for each gauge factor where the associated anomaly coefficient satisfies a simple positivity condition. We describe many of the cases where this massless charge sufficiency condition holds, as well as exceptions where the positivity condition fails, and analyze the related global structure of the gauge group and associated Mordell-Weil torsion in explicit F-theory models.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗