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DOE OSTI2025

Precision string phenomenology

Calabi-Yau compactifications of the E 8 × E 8 heterotic string provide a promising route to recovering the four-dimensional particle physics described by the Standard Model. While the topology of the Calabi-Yau space determines the overall matter content in the low-energy effective field theory, further details of the compactification geometry are needed to calculate the normalized physical couplings and masses of elementary particles. In this work, we present numerical computations of physical Yukawa couplings in a number of heterotic models in the standard embedding and demonstrate the existence of natural hierarchies, a coveted feature in string model building. Published by the American Physical Society 2025

Berglund, Per (ORCID:0000000316754133)↗

DOE OSTI2025

Dark dimension and the grand unification of forces

The dark dimension scenario, predicting one extra mesoscopic dimension in the micron range, has emerged by applying various swampland principles to the dark energy. In this note we find that realizing the grand unification of gauge forces is highly constraining in this context. Without actually constructing any grand unified theory (GUT) models, we argue that the mere assumption of grand unification of forces in this scenario, together with the experimental bounds on massive replicas of the Standard Model gauge bosons, predicts an upper bound for the GUT scale, 𝑀 GUT ≲ 10 16 GeV. Combined with the experimental bound on the proton lifetime, this predicts that the 𝑋 gauge boson mediating proton decay is a 5D solitonic string of Planckian tension stretched across a length scale 𝐿 ∼ (1–10 TeV) −1 ending on gauge branes of the same diameter ∼𝐿. This leads to a mass of 𝑀 𝑋 ∼ 10 15 –10 16 GeV. In particular assuming grand unification in the dark dimension scenario results in a tower of Kaluza-Klein excitations of Standard Model gauge bosons on the gauge branes in the 1–10 TeV range. This suggests that the diameter/separation 𝐿 of the gauge branes correlates with both the weak scale ∼1/𝐿 near a TeV and the GUT scale ∼𝑀$^2_5$⁢𝐿 at 10 16 GeV.

branes↗

DOE OSTI2024

Physical Yukawa couplings in heterotic string compactifications

One of the challenges of heterotic compactification on a CalabiYau threefold is to determine the physical (27) 3 Yukawa couplings of the resulting four-dimensional $\mathcal{N}$ = 1 theory. In general, the calculation necessitates knowledge of the Ricci-flat metric. However, in the standard embedding, which references the tangent bundle, we can compute normalized Yukawa couplings from the Weil-Petersson metric on the moduli space of complex structure deformations of the Calabi-Yau manifold. In various examples (the Fermat quintic, the intersection of two cubics in $\mathbb{P}$ 5 , and the TianYau manifold), we calculate the normalized Yukawa couplings for (2,1)-forms using the Weil-Petersson metric obtained from the Kodaira-Spencer map. In cases where $h^{1,1}$ = 1 , this is compared to a complementary calculation based on performing period integrals. A third expression for the normalized Yukawa couplings is obtained from a machine learned approximate Ricci-flat metric making use of explicit harmonic representatives. Finally, the excellent agreement between the different approaches opens the door to precision string phenomenology.

Butbaia, Giorgi↗

DOE OSTI2025

String theory and grand unification suggest a submicroelectronvolt QCD axion

Axions, grand unification, and string theory are each compelling extensions of the Standard Model. We show that combining these frameworks imposes strong constraints on the QCD axion mass. Using perturbative unitarity arguments and explicit string compactifications—such as those from the Kreuzer-Skarke (KS) type IIB ensemble—we find that the axion mass is favored to lie within the range 10 −11 eV ≲ 𝑚 𝑎 ≲ 10 −8 eV. This range is directly relevant for near-future axion dark matter searches, including ABRACADABRA/DMRadio and CASPEr. We argue that grand unification and the absence of proton decay suggest a compactification volume that keeps the string scale above the unification scale ( ∼ 10 16 GeV), which in turn limits how heavy the axion can be. The same requirements limit the KS axiverse to have at most ∼ 47 axions. As an additional application of our methodology, we search for axions in the KS axiverse that could explain the recent Dark Energy Spectroscopic Instrument hints of evolving dark energy but find none with high enough decay constant (𝑓 𝑎 ≳ 2.5 ×10 17 GeV); we comment on why such high decay constants and low axion masses are difficult to obtain in string compactifications more broadly.

Axions↗

DOE OSTI2025

First constraints on a pixelated universe in light of DESI observations

Pixelated dark energy is a string theory scenario with a quantum mechanically stable cosmological constant. The number of pixels that make up the universe slowly increases, manifesting as a time-dependent source of dark energy. DESI has recently reported evidence for dynamical dark energy that fits within this framework. In light of this, we perform the first cosmological analysis of the pixelated model. We find that the simplest model where the pixel growth rate is constant is able to accommodate the data, providing a marginally better fit than Λ⁢ CDM; and we show that models where the pixel growth rate is increasing and of order the Hubble constant today could provide better fits. Our analysis helps to clarify the features of UV constructions of dark energy necessary to accommodate the data.

dark energy↗

DOE OSTI2026

String-Breaking Dynamics in Quantum Adiabatic and Diabatic Processes

Confinement prohibits isolation of color charges, e.g., quarks, in nature via a process called string breaking : the separation of two charges results in an increase in the energy of a color flux, visualized as a string, connecting those charges. Eventually, creating additional charges is energetically favored, hence breaking the string. Such a phenomenon can be probed in simpler models, including quantum spin chains, enabling enhanced understanding of string-breaking dynamics. A challenging task is to understand how string breaking occurs as time elapses, in an out-of-equilibrium setting. This work establishes the phenomenology of dynamical string breaking induced by a gradual increase of string tension over time. It, thus, goes beyond instantaneous quench processes and enables tracking the real-time evolution of strings in a more controlled setting. We focus on domain-wall confinement in a family of quantum Ising chains. Our results indicate that, for sufficiently short strings and slow evolution, string breaking can be described by the transition dynamics of a two-state quantum system akin to a Landau-Zener process. For longer strings, a more intricate spatiotemporal pattern emerges: the string breaks by forming a superposition of bubbles (domains of flipped spins of varying sizes), which involve highly excited states. We finally demonstrate that string breaking driven only by quantum fluctuations can be realized in the presence of sufficiently long-ranged interactions. This work holds immediate relevance for studying string breaking in quantum-simulation experiments.

Ising model↗

DOE OSTI2025

How to falsify string theory at a collider

The string landscape accommodates a broad range of possible effective field theories. This poses a challenge for extracting verifiable predictions as well as falsifiable signatures of string theory. Motivated by these considerations, in this work we observe that all known stringy standard models support only low-dimensional representations of the gauge group. While it is in principle possible to produce contrived models with higher-dimensional representations, these generically appear in a tower of states with lighter ones in lower-dimensional representations, i.e., not in isolation. With this in mind, we consider the phenomenologically well-motivated scenario given by adding a single Majorana field in a real, 𝑛-dimensional representation of 𝑆⁢𝑈⁢(2) 𝐿 with 𝑛≥5 and nothing else . This scenario is not realized in any known string construction, and we conjecture that this is true of string theory in general. Detection of this scenario would thus amount to falsifying the (known) string landscape. We recast existing LHC searches for new electroweak states to extract updated bounds on this class of scenarios. Improved limits from future colliders and dark matter detection experiments provide additional routes to potentially falsifying string theory.

extensions of fermion sector↗

DOE OSTI2025

cymyc: $\underline{C}$alabi-$\underline{Y}$au $\underline{M}$etrics, $\underline{Y}$ukawas, and $\underline{C}$urvature

We introduce cymyc, a high-performance Python library for numerical investigation of the geometry of a large class of string compactification manifolds and their associated moduli spaces. We develop a well-defined geometric ansatz to numerically model tensor fields of arbitrary degree on a large class of Calabi-Yau manifolds. cymyc includes a machine learning component which incorporates this ansatz to model tensor fields of interest on these spaces by finding an approximate solution to the system of partial differential equations they should satisfy.

differential and algebraic geometry↗

DOE OSTI2025

New Tests of Low-Scale Quantum Gravity with Cosmic-Ray Collisions

Cosmic ray collisions at high center of mass energy could enable graviton and black hole production as expected in theories of low-scale quantum gravity, such as extra-dimensions, many species, or some versions of string theory. Here we propose three novel phenomenological tests of these theories. We first consider the collision of cosmic rays with ambient protons, electrons and photons in Active Galactic Nuclei (AGN), finding that high-energy neutrino data from the blazar TXS 0506+056 places a constraint on the fundamental scale of gravity of $M_f \gtrsim 0.3$ TeV, and future high-energy neutrino data could raise this bound to $M_f \gtrsim 200$ TeV. We then point out that collisions of pairs of cosmic rays could occur at a sizable rate in AGN where the accelerated cosmic rays are not collimated, or on supermassive black hole binaries. This consideration could potentially let us test unprecedented large fundamental scales of $M_f \gtrsim 2$ PeV. We further compute the corresponding thermal neutrino emission arising from the Hawking evaporation of black holes produced in cosmic ray collisions, finding a spectrum that clearly differs from that expected in meson decays. Finally, we speculate with an scenario which would produce high-energy neutrino and gamma-ray emission from regions in the sky where no multi-wavelength counterparts would be expected, via graviton propagation from a different brane, which then decays in our Universe.

Ettengruber, Manuel [IPhT, Saclay]↗

DOE OSTI2025

String-based model with Hagedorn temperature of 𝑇 𝐻 ∼ 300 MeV describes the spectrum of mesons and glueballs

We consider the thermodynamics of a color-confined phase of quantum chromodynamics (QCD) and pure gauge theory within a string-inspired corresponding to a physical spatial dimension, 𝑑 = 3. We show that the physical mass spectrum of massive mesons—in both the strange and nonstrange sectors separately—is reasonably well described and extended by the exponential mass spectrum of open strings, 𝜌⁡(𝑚), characterized by a unique Hagedorn temperature 𝑇 𝐻 = $\sqrt3⁢𝜎/2⁢𝜋$, expressed by the string tension 𝜎. This 𝑇 𝐻 is the value appropriate for 𝑑 = 3 spatial dimensions and is of the order of 𝑇 𝐻 ∼ 300 MeV for typical values of the string tension. It is much larger than the values of 𝑇 𝐻 which have been phenomenologically extracted so far to describe the meson spectrum. Glueball states in pure gauge theory, modeled by closed strings, exhibit a similarly large Hagedorn temperature, highlighting a universal feature of the exponential spectrum. We further analyze the thermodynamic properties of the equation of state at finite temperature and demonstrate that, in the confined phase, the string models agree with lattice QCD results. This lends further support to the recent interpretation of the QCD phase diagram that incorporates strings as relevant degrees of freedom.

Phase transitions↗

DOE OSTI2026

Confinement and String Breaking in the Compact Abelian Higgs Model

While real-time simulation of Quantum Chromodynamics remains technologically out of reach, simplified models for studying elements of QCD phenomenology abound. This work presents a simple model, a spin-1 truncation of the Compact Abelian Higgs Model simulated on qutrit sites, in which confinement and string breaking is accessible to current simulation methods. In the low-energy regime of 1+1D scalar electrodynamics, the heavy modes are integrated out, producing a spin chain effective Hamiltonian in which Gauss' law is implicitly satisfied. We study the spectrum of string-like excitations using DMRG methods on the order of 100 sites. We demonstrate that an added, local chemical potential, playing a role analogous to external charges, permits parameter-dependent measurements of physical features of interest like the string tension and effective meson mass. Varying the chemical potential also permits a characterization of string stability not assessed in prior studies of confining lattice models.

Senseman, Blake [Iowa U.]↗

DOE OSTI2024

Coulomb confinement in the Hamiltonian limit

The Gribov-Zwanziger scenario attributes the phenomenon of confinement to the instantaneous interaction term in the QCD Hamiltonian in the Coulomb gauge. For a static quark-antiquark pair, it leads to a potential energy that increases linearly with the distance between them. Lattice studies of the SU(2) Yang-Mills theory determined the corresponding (Coulomb) string tension for sources in the fundamental representation, 𝜎 𝐶 , to be about 3 times larger than the Wilson loop string tension, 𝜎 𝐹 . It is far above the Zwanziger variational bound, 𝜎 𝐶 ≥ 𝜎 𝐹 . We argue that the value often reported in the literature is artificially inflated. We examine the lattice definition of the instantaneous potential, find the source of the string tension’s enhancement, and perform its improved determination in SU(2) lattice gauge theory. We report our conservative estimate for the value of the Coulomb string tension as 𝜎 𝐶 /𝜎 𝐹 = 2.0 ± 0.4 and discuss its phenomenological implications.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2024

String-based parametrization of nucleon GPDs at any skewness: A comparison to lattice QCD

We introduce a string-based parametrization for nucleon quark and gluon generalized parton distributions (GPDs) valid at all skewness values. The conformal moments of the GPDs are expressed as sums of the spin-j nucleon A-form factor and the skewness-dependent spin-j nucleon D-form factor. This representation, which fulfills the polynomiality condition (due to Lorentz invariance) and does not rely on model-specific assumptions, is derived from t-channel string exchanges in anti-de Sitter spaces. The spin-j nucleon D-form factor is closely related to the spin-j nucleon A-form factor. We use the Mellin moments from empirical parton distributions to model the spin-j nucleon A-form factors. Using only five Regge slope parameters, fixed from the electromagnetic and gravitational form factors, our string-based parametrization generates accurate singlet, nonsinglet, isovector, and flavor-separated nucleon quark GPDs, along with symmetric nucleon gluon GPDs from their Mellin-Barnes integral representations. Our isovector nucleon quark GPD is in agreement with existing lattice data. Our string-based parametrization should facilitate the empirical extraction and global analysis of nucleon GPDs in exclusive processes, bypassing the deconvolution challenge.

Electron-ion collisions↗

DOE OSTI2025

Dynamics of long-lived (axionic) domain walls and its cosmological implications

Here, we perform an updated analysis on a long-lived domain wall (DW) network, which may apply to a broad class of axion models. By simulating an axion-like scalar field on a 3D lattice and fitting an analytical model for the DW evolution, we identify the leading energy loss mechanisms of the DWs and compute the spectrum of axions emitted from the network. The contribution from the DWs to axion-like dark matter (DM) density is derived, with viable parameter space given. The application to both QCD axions and general axion-like particles (ALPs) is considered. Due to the new approaches taken, while our results bear consistency with earlier literature, notable discrepancies are also revealed, such as the specifics about DW decay rate which impacts the prediction for DM abundance, which may have a profound impact on axion phenomenology at large.

Cosmic strings↗

DOE OSTI2025

Bridging hadronic and vacuum structure by heavy quarkonia

We discuss the central and, mostly, spin-dependent potentials in heavy quarkonia $\overline{b}$$b$,$\overline{c}$$c$, with two goals in mind. The first is phenomenological: using the splitting between the 1S and 2S pairs, as well as the 1P and 2P quartet masses, we obtain pertinent matrix elements of all these potentials. The second is theoretical: using standard wave functions, we compute these matrix elements, quantifying the perturbative, nonperturbative and “string” contributions. The model for nonperturbative effects is a “dense instanton liquid model,” in which the QCD vacuum is made mostly of (strongly color correlated) instanton-anti-instanton pairs or “molecules.” Their contributions are calculated via standard Wilson lines, with or without extra powers of gauge fields. We find a reasonable description of all central, spin-spin, and spin-orbit forces at distances 𝑟 = 0–0.7 fm, relevant for $\overline{b}$$b$ and $\overline{c}$$c$ quarkonia.

Bound states↗

DOE OSTI2025

Holographic Constraints on the String Landscape

We show that holography imposes strong and general constraints on scalar field potentials in the string landscape, determined by the asymptotic structure of the underlying spacetime. Applying these holographic consistency conditions, we identify broad classes of scalar potentials that are incompatible with a well-defined dual description. These include potentials with extended plateaus, excessively steep or shallow asymptotics, certain zero crossings, and specific alignments of stable AdS minima in moduli space. In particular, making the standard assumption that the CFT dual to a stable AdS vacuum must be realized as a worldvolume theory of a brane in string theory, we show that the brane selects an infinite-distance limit in moduli space where parametric scale separation is forbidden. Furthermore, the steepness and positivity of the potential are restricted in that infinite distance direction. We also find that requiring the validity of the effective theory in the future vacuum, a natural holographic criterion, automatically enforces the Trans-Planckian Censorship Conjecture (TCC) for classical cosmological solutions with positive potentials. Taken together, these constraints exclude the leading proposals to realize scale-separated AdS vacua and metastable de Sitter vacua in the string theory landscape such as DGKT and KKLT.

Cosmology and Nongalactic Astrophysics (astro-ph.C↗

DOE OSTI2025

A species scale-driven breakdown of effective field theory in time-dependent string backgrounds

We present a novel way in which effective field theory (EFT) can break down in cosmological string backgrounds depending on the behavior of the quantum gravity cutoff in infinite distance limits, known as the species scale $Λ_s$. Namely, EFT can break down if the species scale $Λ_s$ falls off so rapidly as the Friedmann-Robertson-Walker (FRW) scale factor grows from some initial value $a_i$ to some final value $a_f$ that the physical momentum of an initial Hubble-sized perturbation $\sim H_i^{-1}$ grows to exceed the species scale. For EFT to remain valid, a new condition $H_i \frac{a_i}{a_f} \ll Λ_{s,f}$ must hold, which is distinct from Trans-Planckian conditions discussed in the literature. Using the universal relation $\frac{\nabla m}{m} \cdot \frac{\nabla Λ_s}{Λ_s} = \frac{1}{d-2}$ in the infinite distance limits of moduli space where $m$ is the mass scale of the lightest tower and $\nabla$ measures variations with respect to the canonical metric on moduli space, we show that spatially flat FRW solutions in the string landscape violate this condition or at best marginally satisfy it. However, we find that sufficiently large negative spatial curvature always avoids a breakdown. To avoid EFT breakdown, we derive an upper bound on the duration of quasi-de Sitter expansion that classically evolves to decelerated expansion. Our bound is proportional to the Trans-Planckian Censorship Conjecture (TCC) bound, with the advantage that it applies to any FRW solution in the string landscape. Finally, we distinguish EFT breakdown from TCC violation, the latter being a quantum gravity constraint rather than an EFT limitation. Perhaps our most surprising finding is that in any flat FRW solution that develops a weakly coupled string at future infinity the EFT inevitably breaks down.

Cosmology and Nongalactic Astrophysics (astro-ph.C↗

DOE OSTI2025

3 𝑃 0 model revisited

We revisit the phenomenological 3 𝑃 0 model for the decay of quarkonium ($Q\bar{Q}$) into two open flavor mesons ($\bar{𝔐}⁢𝔐$). We take the heavy-quark limit and derive a transition rate between $Q\bar{Q}$ and $\bar{𝔐}⁢𝔐$ to be compared with the one calculated in studies of string breaking using lattice QCD. This comparison allows us to fit the creation amplitude of a light quark-antiquark pair in the 3 𝑃 0 model to the string-breaking transition rate in QCD.

lifetimes & widths↗