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DOE OSTI2025

Search for flavor-changing neutral current interactions of the top quark mediated by a Higgs boson in proton-proton collisions at 13 TeV

A search for flavor-changing neutral current interactions of the top quark (𝑡) and the Higgs boson (𝐻) is presented. The search is based on proton-proton collision data collected in 2016–2018 at a center-of-mass energy of 13 TeV with the CMS detector at the LHC, and corresponding to an integrated luminosity of 138 fb −1 . Events containing a pair of leptons with the same-sign electric charge and at least one jet are considered. The results are used to constrain the branching fraction (ℬ) of the top quark decaying to a Higgs boson and an up (𝑢) or charm (𝑐) quark. No significant excess above the estimated background was found. The observed (expected) upper limits at a 95% confidence level are found to be 0.072% (0.059%) for ℬ⁡(𝑡 → 𝐻⁡𝑢) and 0.043% (0.062%) for ℬ⁡(𝑡 → 𝐻⁡𝑐). These results are combined with two other searches performed by the CMS Collaboration for flavor-changing neutral current interactions of top quarks and Higgs bosons in final states where the Higgs boson decays to either a pair of photons or a pair of bottom quarks. The resulting observed (expected) upper limits at the 95% confidence level are 0.019% (0.027%) for ℬ⁡(𝑡 → 𝐻⁡𝑢) and 0.037% (0.035%) for ℬ⁡(𝑡 → 𝐻⁡𝑐).

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Search for flavor-changing neutral current interactions of the top quark and the Higgs boson decaying to a bottom quark-antiquark pair at $ \sqrt{s} $ = 13 TeV

A search for flavor-changing neutral current interactions of the top quark (t) and the Higgs boson (H) is presented. The search is based on a data sample corresponding to an integrated luminosity of 137 fb-1 recorded by the CMS experiment at the LHC in proton-proton collisions at √s = 13 TeV. Events containing exactly one lepton (muon or electron) and at least three jets, among which at least two are identified as originating from the hadronization of a bottom quark, are analyzed. A set of deep neural networks is used for kinematic event reconstruction, while boosted decision trees distinguish the signal from the background events. No significant excess over the background predictions is observed, and upper limits on the signal production cross sections are extracted. These limits are interpreted in terms of top quark decay branching fractions (B) to the Higgs boson and an up (u) or a charm quark (c). Assuming one nonvanishing extra coupling at a time, the observed (expected) upper limits at 95% confidence level are B(t → Hu) < 0.079 (0.11)% and B(t → Hc) < 0.094 (0.086)%.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Search for flavor changing neutral current interactions of the top quark in final states with a photon and additional jets in proton-proton collisions at s = 13 TeV

A search for the production of a top quark in association with a photon and additional jets via flavor changing neutral current interactions is presented. The analysis uses proton-proton collision data recorded by the CMS detector at a center-of-mass energy of 13 TeV, corresponding to an integrated luminosity of 138 fb - 1 . The search is performed by looking for processes where a single top quark is produced in association with a photon, or a pair of top quarks where one of the top quarks decays into a photon and an up or charm quark. Events with an electron or a muon, a photon, one or more jets, and missing transverse momentum are selected. Multivariate analysis techniques are used to discriminate signal and standard model background processes. No significant deviation is observed over the predicted background. Observed (expected) upper limits are set on the branching fractions of top quark decays: B ( t → u γ ) < 0.95 × 10 - 5 ( 1.20 × 10 - 5 ) and B ( t → c γ ) < 1.51 × 10 - 5 ( 1.54 × 10 - 5 ) at 95% confidence level, assuming a single nonzero coupling at a time. The obtained limit for B ( t → u γ ) is similar to the current best limit, while the limit for B ( t → c γ ) is significantly tighter than previous results.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Search for flavor-changing neutral-current couplings between the top quark and the Z boson with proton-proton collisions at s = 13 TeV with the ATLAS detector

A search for flavor-changing neutral-current couplings between a top quark, an up or charm quark, and a $Z$ boson is presented, using proton-proton collision data at $\sqrt{s}$ = 13 TeV collected by the ATLAS detector at the Large Hadron Collider. The analyzed data set corresponds to an integrated luminosity of 139 fb -1 . The search targets both single-top-quark events produced as $gq$ → $tZ$ (with $q$ = $u, c$) and top-quark-pair events, with one top quark decaying through the $t$ → $Zq$ channel. The analysis considers events with three leptons (electrons or muons), a $b$-tagged jet, possible additional jets, and missing transverse momentum. The data are found to be consistent with the background-only hypothesis and 95% confidence-level limits on the $t$ → $Zq$ branching ratios, assuming only tensor operators of the Standard Model effective field theory framework contribute to the $tZq$ vertices. These are 6.2 x 10 -5 (13 x 10 -5 ) for $t$ → $Zu$ ($t$ → $Zc$) for a left-handed $tZq$ coupling, and 6.6 x 10 -5 (12 x 10 -5 ) in the case of a right-handed coupling. These results are interpreted as 95% CL upper limits on the strength of the corresponding couplings, yielding limits for |${C}^{(13)*}_{uW}$| and |${C}^{(13)*}_{uB}$| (|${C}^{(31)}_{uW}$| and |${C}^{(31)}_{uB}$|) of 0.15 (0.16), and limits for |${C}^{(23)*}_{uW}$| and |${C}^{(23)*}_{uB}$| (|${C}^{(32)}_{uW}$| and |${C}^{(32)}_{uB}$|) of 0.22 (0.21), assuming a new-physics energy scale Λ NP of 1 TeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Proposal for Direct Detection of Ultralight Dark Matter via Charged Lepton Flavor Violation

We propose a dark matter direct-detection strategy using charged particle decays at accelerator-based experiments. If ultralight ( m ϕ ≪ eV ) dark matter has a misalignment abundance, its local field oscillates in time at a frequency set by its mass. If it also couples to flavor-changing neutral currents, rare exotic decays such as μ → e ϕ ′ and τ → e ( μ ) ϕ ′ inherit this modulation. Focusing on such charged lepton flavor-violating decays, we show that sufficient event samples can enable detection of ultralight dark matter candidates at Mu3e, Belle-II, and FCC-ee.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Phenomenology of electroweak portal dark showers: high energy direct probes and low energy complementarity

We investigate the phenomenology of a dark QCD sector interacting with the Standard Model (SM) via the electroweak (EW) portals. The portal interactions allow SM bosons, such as Z and h, or additional bosons that mix with them, to decay into dark quarks, producing dark showers. The light dark mesons are expected to be long-lived particles (LLPs), as their decays back to the SM states through the EW-portal interactions typically have macroscopic decay lengths. We focus on dark shower events initiated by various bosons at the Large Hadron Collider (LHC). The most prominent signal is the displaced decay of GeV-scale dark pions as LLPs. Current limits on dark shower signals at LHC detectors are recast from public data to provide simplified limits insensitive to UV physics details. Future limits in the high-luminosity phase and proposed auxiliary detectors are also projected. Additionally, we study the flavor-changing neutral current (FCNC) B decays into dark pions, obtaining both current and projected constraints at the LHC and other facilities. These constraints can be combined for specific models, which are illustrated in two EW-portal benchmarks: one with the heavy doublet fermion mediation and another with the Z′ mediator including a mass mixing. The collider reach shows significant potential to probe the parameter space unconstrained by EW precision tests, highlighting the necessity of dedicated LLP search strategies and facilities.

Dark Matter at Colliders↗
DOE OSTI2021

Higgs flavor phenomenology in a supersymmetric left-right model with parity

In this paper, we focus on the supersymmetric model with left-right (LR) symmetry, that is especially proposed in our previous work [ 1 ]. In this model, there are four Higgs doublets in order to realize the Standard Model (SM) fermion masses and the Cabibbo-Kobayashi-Maskawa matrix. The heavy Higgs doublets unavoidably have flavor changing couplings to the SM fermions and induce flavor-changing neutral currents at tree level. We study broader parameter space than the previous work with including the renormalization group corrections to the Yukawa couplings between the LR breaking scale, \( \mathcal{O} \) (10 13 ) GeV, and the supersymmetry breaking scales, \( \mathcal{O} \) (100) TeV. The CP violating observable in K – \( \overline{K} \) mixing, ϵ K , strongly constrains the model, so that heavy Higgs mass should be heavier than \( \mathcal{O} \) (100) TeV. We study the lepton flavor violating (LFV) processes setting heavy Higgs masses to be 170 TeV. The branching ratios of μ → 3 e and the μ – e conversion can be larger than 10 - 16 that could be covered by the future experiments. We also study the degree of fine-tuning in the parameter region that predicts testable LFV processes.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Dark photon and dark Z mediated B meson decays

We study flavor changing neutral current decays of B and K mesons in the dark U(1) D model, with the dark photon/dark Z mass between 10 MeV and 2 GeV. Although the model provides an improved fit (compared to the standard model) to the differential decay distributions of B → K ($\ast$) ℓ + ℓ – , with ℓ = μ, e, and B s → $\phi$μ + μ – , the allowed parameter space is ruled out by measurements of atomic parity violation, K + → μ + + invisible decay, and ${B}_s-{\overline{B}}_s$ mixing, among others. To evade constraints from low energy data, we extend the model to allow for (1) additional invisible Z D decay, (2) a direct vector coupling of Z D to muons, and (3) a direct coupling of Z D to both muons and electrons, with the electron coupling fine-tuned to cancel the Z D coupling to electrons via mixing. We find that only the latter case survives all constraints.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

The deconstruction of flavor in the privately democratic Higgs sector

The Standard Model (SM) of particle physics fails to explain the observed hierarchy in fermion masses or the origin of fermion-flavor structure. We construct a model to explain these observations in the quark sector. We introduce a spectrum of new particles consisting of six of each — massive singlet vector-like quarks (VLQs), singlet scalars, and SU(2)-doublet scalars. SM quark masses are generated when the neutral components of the SU(2)-doublet scalars acquire non-zero vacuum expectation values (VEVs). We impose global symmetries to ensure that Yukawa couplings stay roughly flavor diagonal and democratic (of the same order), as well as to suppress tree-level flavor-changing neutral currents. Quark-mass hierarchy then follows from a hierarchy in scalar VEVs. The singlet scalars also acquire weak-scale VEVs. Together with the VLQs, they act as messengers between different generations of quarks in the SM. These messenger particles are responsible for generating the elements of the Cabibbo-Kobayashi-Masakawa (CKM) matrix which depend on the ratios of the singlet VEVs and VLQ masses. Constructed this way, the CKM matrix is found to be independent of the SM fermion masses. Using the measured values of the CKM matrix elements and assuming order-one couplings, we derive constraints on the masses of the VLQs and discuss prospects for probing our model in the near future.

CKM Parameters↗
DOE OSTI2021

Measurement of the very rare K+ → $ {\pi}^{+}\nu \overline{\nu} $ decay

The NA62 experiment reports the branching ratio measurement BR K + → π + ν ν ¯ = 10.6 - 3.4 + 4.0 stat ± 0.9 syst × 10 - 11 at 68% CL, based on the observation of 20 signal candidates with an expected background of 7.0 events from the total data sample collected at the CERN SPS during 2016–2018. This provides evidence for the very rare K + → π + ν ν ¯ decay, observed with a significance of 3.4 σ . The experiment achieves a single event sensitivity of (0 . 839 ± 0 . 054) × 10 - 11 , corresponding to 10.0 events assuming the Standard Model branching ratio of (8 . 4 ± 1 . 0) × 10 - 11 . This measurement is also used to set limits on BR( K + → π + X ), where X is a scalar or pseudo-scalar particle. Details are given of the analysis of the 2018 data sample, which corresponds to about 80% of the total data sample.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Search for dark matter production in association with a single top quark in proton-proton collisions at $\sqrt{s} = 13$ TeV

A search for the production of a single top quark in association with invisible particles is performed using proton-proton collision data collected with the CMS detector at the LHC at $\sqrt{s}=13$ TeV, corresponding to an integrated luminosity of 138 fb −1 . In this search, a flavor-changing neutral current produces a single top quark or antiquark and an invisible state nonresonantly. The invisible state consists of a hypothetical spin-1 particle acting as a new mediator and decaying to two spin-1/2 dark matter candidates. The analysis searches for events in which the top quark or antiquark decays hadronically. No significant excess of events compatible with that signature is observed. Exclusion limits at 95% confidence level are placed on the masses of the spin-1 mediator and the dark matter candidates, and are compared to constraints from the dark matter relic density measurements. In a vector (axial-vector) coupling scenario, masses of the spin-1 mediator are excluded up to 1.85 (1.85) TeV with an expectation of 2.0 (2.0) TeV, whereas masses of the dark matter candidates are excluded up to 0.75 (0.55) TeV with an expectation of 0.85 (0.65) TeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Axionlike particles and sterile neutrinos solve the 𝐵 → 𝐾⁢$𝜈⁢\bar{𝜈}$ and 𝐵 → 𝜋⁢𝐾 puzzles

The recent measurement of the branching ratio of 𝐵 + → 𝐾 + +inv (where “inv” denotes invisible states) by the Belle II Collaboration is enhanced relative to the standard model expectation by 2.7⁢𝜎. An older puzzle persists in measurements of the branching ratios and 𝐶⁢𝑃 asymmetries of 𝐵 → 𝜋⁢𝐾 decays. We address these two anomalies in flavor-changing neutral current 𝐵 decays, with a short-lived axionlike particle (ALP) with mass close to that of the 𝜋 0 . In the model with the minimum number of new couplings, the ALP has couplings to the photon, top quark and a heavy sterile neutrino. The ALP contributes to the 𝐵 → 𝜋 0 ⁢𝐾 decays by mixing with the 𝜋 0 . It contributes to 𝐵 + → 𝐾 + + inv by its off-shell coupling to sterile neutrino pairs. The model can explain the excess in the total rate, but not the observed distribution of signal events. We make predictions for all 𝐵 → 𝐾 (*) + inv modes and for the rare kaon decays, 𝐾 + → 𝜋 + + inv and 𝐾 𝐿 → 𝜋 0 + inv. We find an appreciable contribution to the magnetic moment of the muon, and negligible contributions to the magnetic moment of the electron and 𝑏 → 𝑠⁢𝑒 + ⁢𝑒 − .

axion-like particles↗
DOE OSTI2025

Flavor constraints in a generational three-Higgs-doublet model

We propose a three-Higgs-doublet model (3HDM) that goes beyond natural flavor conservation and in which each of the three Higgs doublets couples mainly to a single generation of fermions via nonstandard Yukawa structures. A hierarchy in the vacuum expectation values of the three Higgs doublets can partially address the Standard Model flavor puzzle. In light of the experimentally observed 125 GeV Higgs boson, we primarily work within a 3HDM alignment limit such that a Standard Model-like Higgs is recovered. In order to reproduce the observed Cabibbo–Kobayashi–Maskawa mixing among quarks, the neutral Higgs bosons of the theory necessarily mediate flavor changing neutral currents at the tree level. We consider constraints from neutral kaon, B meson, and D meson mixing as well as from the rare leptonic decays B s / B 0 / K L → μ + μ − / e + e − . We identify regions of parameter space in which the new physics Higgs bosons can be as light as a TeV or even lighter. Published by the American Physical Society 2025

Altmannshofer, Wolfgang (ORCID:0000000316212561)↗