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DOE OSTI2022

Turbulence, Structures, and Diffusive Shock Acceleration

Diffusive shock acceleration (DSA) is thought to be the primary acceleration at shock waves. While this acceleration mechanism has been very successful in explaining many observations of energetic particles in astrophysics and heliophysics, recent observations suggest that DSA, at least its simplest version, may not be adequate in explaining observations of acceleration of particles at the termination shock and some interplanetary shocks. Meanwhile, turbulence and its structures like flux ropes and current sheets have been proposed to have important effects on accelerating particles into high energies. The goal of this project is to carefully examine and extend theories of particle acceleration including the DSA and recently developed reconnection acceleration associated with turbulence structures.

79 ASTRONOMY AND ASTROPHYSICS↗

NASA NTRS2013

Modeling of Particle Acceleration at Multiple Shocks Via Diffusive Shock Acceleration: Preliminary Results

We present preliminary results from a model that diffusively accelerates particles at multiple shocks. Our basic approach is related to box models (Protheroe and Stanev, 1998; Moraal and Axford, 1983; Ball and Kirk, 1992; Drury et al., 1999) in which a distribution of particles is diffusively accelerated inside the box while simultaneously experiencing decompression through adiabatic expansion and losses from the convection and diffusion of particles outside the box (Melrose and Pope, 1993; Zank et al., 2000). We adiabatically decompress the accelerated particle distribution between each shock by either the method explored in Melrose and Pope (1993) and Pope and Melrose (1994) or by the approach set forth in Zank et al. (2000) where we solve the transport equation by a method analogous to operator splitting. The second method incorporates the additional loss terms of convection and diffusion and allows for the use of a variable time between shocks. We use a maximum injection energy (Emax) appropriate for quasi-parallel and quasi-perpendicular shocks (Zank et al., 2000, 2006; Dosch and Shalchi, 2010) and provide a preliminary application of the diffusive acceleration of particles by multiple shocks with frequencies appropriate for solar maximum (i.e., a non-Markovian process).

Parker, Linda Neergaard↗

NASA NTRS2013

Modeling of Particle Acceleration at Multiple Shocks via Diffusive Shock Acceleration: Preliminary Results

Successful forecasting of energetic particle events in space weather models require algorithms for correctly predicting the spectrum of ions accelerated from a background population of charged particles. We present preliminary results from a model that diffusively accelerates particles at multiple shocks. Our basic approach is related to box models in which a distribution of particles is diffusively accelerated inside the box while simultaneously experiencing decompression through adiabatic expansion and losses from the convection and diffusion of particles outside the box. We adiabatically decompress the accelerated particle distribution between each shock by either the method explored in Melrose and Pope (1993) and Pope and Melrose (1994) or by the approach set forth in Zank et al. (2000) where we solve the transport equation by a method analogous to operator splitting. The second method incorporates the additional loss terms of convection and diffusion and allows for the use of a variable time between shocks. We use a maximum injection energy (E(sub max)) appropriate for quasi-parallel and quasi-perpendicular shocks and provide a preliminary application of the diffusive acceleration of particles by multiple shocks with frequencies appropriate for solar maximum (i.e., a non-Markovian process).

Parker, L. Neergaard↗

NASA NTRS1987

Rate of energy gain and maximum energy in diffusive shock acceleration

The problem of diffusive shock acceleration of fast charged particles is reexamined with emphasis on the rate of energy gain, and the maximum energy which can be attained in a given circumstance. The direction of the average magnetic field at the shock is shown to have a large effect. If the perpendicular diffusion coefficient is much smaller than the parallel coefficient, particles can gain much more energy if the shock is quasi-perpendicular than if it is quasi-parallel. The maximum energy attainable can be substantially higher (by a factor of 100 or more) than previous discussions would predict, in cases where the shock is quasi-perpendicular. The energy gain increases as kappa-perpendicular decreases. The principal limitation comes from the requirement that diffusion be a valid approximation to the particle motion, and that the particle be able to diffuse fast enough to encounter the shock many times.

Jokipii, J. R.↗

NASA NTRS1992

Diffusive shock acceleration - Acceleration rate, magnetic-field direction and the diffusion limit

This paper reviews the concept of diffusive shock acceleration, showing that the acceleration of charged particles at a collisionless shock is a straightforward consequence of the standard cosmic-ray transport equation, provided that one treats the discontinuity at the shock correctly. This is true for arbitrary direction of the upstream magnetic field. Within this framework, it is shown that acceleration at perpendicular or quasi-perpendicular shocks is generally much faster than for parallel shocks. Paradoxically, it follows also that, for a simple scattering law, the acceleration is faster for less scattering or larger mean free path. Obviously, the mean free path can not become too large or the diffusion limit becomes inapplicable. Gradient and curvature drifts caused by the magnetic-field change at the shock play a major role in the acceleration process in most cases. Recent observations of the charge state of the anomalous component are shown to require the faster acceleration at the quasi-perpendicular solar-wind termination shock.

Jokipii, J. R.↗

DOE OSTI2023

Electron Injection via Modified Diffusive Shock Acceleration in High-Mach-number Collisionless Shocks

The ability of collisionless shocks to efficiently accelerate nonthermal electrons via diffusive shock acceleration (DSA) is thought to require an injection mechanism capable of preaccelerating electrons to high enough energy where they can start crossing the shock front potential. We propose, and show via fully kinetic plasma simulations, that in high-Mach-number shocks electrons can be effectively injected by scattering in kinetic-scale magnetic turbulence produced near the shock transition by the ion Weibel, or current filamentation, instability. We describe this process as a modified DSA mechanism where initially thermal electrons experience the flow velocity gradient in the shock transition and are accelerated via a first-order Fermi process as they scatter back and forth. The electron energization rate, diffusion coefficient, and acceleration time obtained in the model are consistent with particle-in-cell simulations and with the results of recent laboratory experiments where nonthermal electron acceleration was observed. This injection model represents a natural extension of DSA and could account for electron injection in high-Mach-number astrophysical shocks, such as those associated with young supernova remnants and accretion shocks in galaxy clusters.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

NASA NTRS1990

Diffusive shock acceleration of energetic electrons and the method of generations

The diffusive shock acceleration of energetic electrons at a plane shock is studied by means of the method of generations developed by Petukhov et al. (1986), where the particles are binned according to the number of particle acceleration cycles. The method emphasizes the cyclic character of the shock acceleration process, and takes into account the particle energy increment per cycle, the energy loss per cycle, and the escape probability of particles downstream of the shock. In the limit of a small fractional momentum gain per cycle, the method reproduces the known steady-state semianalytic solution for constant diffusion coefficients on both sides of the shock. It is demonstrated that the method may also be applied to time-dependent shock-acceleration problems.

Webb, G. M.↗

NASA NTRS1987

Diffusive shock acceleration - Comparison of a unified shock model to bow shock observations

A comparison is made between recent AMPTE/IRM observations of diffuse ions detected upstream of the earth's bow shock when the interplanetary magnetic field was nearly parallel to the solar wind direction and a known collisionless quasi-parallel shock model. These observations, which provide the proton spectrum for all of velocity space, give a direct measure of the shock acceleration efficiency and show how thermal solar winds are injected into the diffusive shock acceleration mechanism. The model accurately describes the proton spectrum; moreover, it predicts the shock structure, the complete particle spectrum, the relative velocity distributions of different ion species in the down stream region, and the enhancement of heavy ions over protons relative to the unshocked solar wind.

Ellison, Donald C.↗

NASA NTRS1994

Diffusive shock acceleration in the presence of current sheets

We study the nature of diffusive shock acceleration in the presence of current sheets which are oriented normal to the shock, so that the drift along the sheets carries particles either away from or toward the shock plane. We consider a system with periodic regions of alternating magnetic field direction. This can be taken to be a very crude representation of the termination of the solar wind, with the equator being one sheet and the pole, with its rapid opposite drift, being another. We find very important effects of the current sheets. For example, particle intensities at the shock will be enhanced near one sheet and depressed at the other. Furthermore, the intensity at high energies (averaged over the shock plane) may in fact be considerably larger than in the standard one-dimensional infinite shock case. Implications of these results for the possible acceleration of cosmic electrons up to high energies at the solar-wind termination shock will briefly be discussed.

Kota, J.↗

NASA NTRS1988

The role of drifts in diffusive shock acceleration

The role played by shock-associated drifts during the diffusive acceleration of charged particles at collisionless MHD shocks is evaluated. In the rest frame of the shock, the total energy gained by a particle is shown to result from two coupled acceleration mechanisms, the usual first-order Fermi mechanism and the drift mechanism. When averaged over a distribution of particles, the ratio of the drift-associated energy gain to the total energy is found to be independent of the total energy at a given theta1 (the angle between the shock normal and the unperturbed upstream magnetic field) in agreement with theoretical predictions. No evidence is found for drift-associated deceleration, suggesting that drifts always augment acceleration.

Decker, R. B.↗

NASA NTRS1985

A numerical study of diffusive shock acceleration of cosmic rays in supernova shocks

The evolution of the energy spectrum of cosmic rays accelerated by the first order Fermi mechanism, by a supernova remnant shock wave, including adiabatic deceleration effects behind the front, is carried out by means of a time-dependent numerical code. The calculations apply to the adiabatic stage (or Sedov stage) of the supernova explosion, and the energetic particle spectrum is calculated in the test particle limit (i.e., the back reaction of the cosmic rays on the flow is not included). The particles are injected mono-energetically at the shock. The radial distribution, The radial distribution, and the spectrum of the accelerated and decelerated particles is shown.

Ko, C. M.↗

NASA NTRS1994

A theoretical review of diffusive shock acceleration

We discuss the fundamental ideas of particle acceleration in plasma shocks with emphasis on those features that are required to produce the 'universal' power-law spectrum. We compare shock acceleration with the more familiar second-order or stochastic acceleration and see that they are not too different in many respects. We discuss the features of shock acceleration that make it appealing and some of its problems as well.

Jones, Frank C.↗

NASA NTRS1997

Gamma-rays from supernova remnants and the signatures of diffusive shock acceleration

A nonlinear shock acceleration model which generates non-thermal proton distributions and includes a self-consistent determination of shock hydrodynamics, is considered. Gamma ray spectra are obtained for supernova remnants, allowing for the cessation of acceleration to high energies due to the finite ages and the sizes of the remnants. Gamma ray spectral cutoffs can be observed in the TeV range for reasonable remnant parameters and deviations from power law behavior are found at all energies from 1 MeV to cutoff. Correlated observations by the International Gamma Ray Astrophysics Laboratory, Whipple and other instruments may provide stringent constraints to understanding supernova remnants.

Baring, Matthew G.↗

NASA NTRS1990

Bipolar supernova remnants and the obliquity dependence of shock acceleration

The diffusive shock acceleration mechanism proposed to explain the bipolarity observed in the synchrotron radio emission of young adiabatically expanding shell SNRs is investigated by means of numerical simulations. The theoretical basis of the SNR models and the numerical computation methods are explained, and the results are presented in graphs and synthetic radio maps and discussed in detail. It is found that the efficiency of the acceleration process depends on the obliquity angle theta(Bn) between the shock normal and the uniform magnetic field: models with theta(Bn) of about 90 deg can reproduce the observed azimuthal intensity ratios in most cases, but models with theta(Bn) near 0 deg cannot.

Fulbright, Michael S.↗

NASA NTRS1985

Shock acceleration of diffuse ions at the earth's bow shock Acceleration efficiency and A/Z enhancement

Observations of particle spectra, intensity, and enhancement of alpha particles over protons at diffuse ion events at the quasi-parallel earth bow shock are compared to a Monte Carlo simulation of diffusive shock acceleration. The simulation includes the back reaction of accelerated particles on the shock structure, particle escape at an upstream free escape boundary, and a low energy per nucleon threshold for thermal leakage of downstream, shock-heated particles into the upstream region. The simulation assumes that the same scattering operator that gives rise to shock acceleration can also describe a viscous shock governed by hydrodynamic turbulence. This implies that accelerated ions can be drawn directly from the thermal solar wind with no separate superthermal seed population. Good agreement between the simulation and observations made during nearly radial magnetic field configurations lends support to thermal leakage of downstream, shock-heated ions as the mode of injection for diffusion ion events.

Ellison, D. C.↗

NASA NTRS2015

The Advanced Composition Explorer Shock Database and Application to Particle Acceleration Theory

The theory of particle acceleration via diffusive shock acceleration (DSA) has been studied in depth by Gosling et al. (1981), van Nes et al. (1984), Mason (2000), Desai et al. (2003), Zank et al. (2006), among many others. Recently, Parker and Zank (2012, 2014) and Parker et al. (2014) using the Advanced Composition Explorer (ACE) shock database at 1 AU explored two questions: does the upstream distribution alone have enough particles to account for the accelerated downstream distribution and can the slope of the downstream accelerated spectrum be explained using DSA? As was shown in this research, diffusive shock acceleration can account for a large population of the shocks. However, Parker and Zank (2012, 2014) and Parker et al. (2014) used a subset of the larger ACE database. Recently, work has successfully been completed that allows for the entire ACE database to be considered in a larger statistical analysis. We explain DSA as it applies to single and multiple shocks and the shock criteria used in this statistical analysis. We calculate the expected injection energy via diffusive shock acceleration given upstream parameters defined from the ACE Solar Wind Electron, Proton, and Alpha Monitor (SWEPAM) data to construct the theoretical upstream distribution. We show the comparison of shock strength derived from diffusive shock acceleration theory to observations in the 50 keV to 5 MeV range from an instrument on ACE. Parameters such as shock velocity, shock obliquity, particle number, and time between shocks are considered. This study is further divided into single and multiple shock categories, with an additional emphasis on forward-forward multiple shock pairs. Finally with regard to forwardforward shock pairs, results comparing injection energies of the first shock, second shock, and second shock with previous energetic population will be given.

Parker, L. Neergaard↗

NASA NTRS2015

The Advanced Composition Explorer Shock Database and Application to Particle Acceleration Theory

The theory of particle acceleration via diffusive shock acceleration (DSA) has been studied in depth by Gosling et al. (1981), van Nes et al. (1984), Mason (2000), Desai et al. (2003), Zank et al. (2006), among many others. Recently, Parker and Zank (2012, 2014) and Parker et al. (2014) using the Advanced Composition Explorer (ACE) shock database at 1 AU explored two questions: does the upstream distribution alone have enough particles to account for the accelerated downstream distribution and can the slope of the downstream accelerated spectrum be explained using DSA? As was shown in this research, diffusive shock acceleration can account for a large population of the shocks. However, Parker and Zank (2012, 2014) and Parker et al. (2014) used a subset of the larger ACE database. Recently, work has successfully been completed that allows for the entire ACE database to be considered in a larger statistical analysis. We explain DSA as it applies to single and multiple shocks and the shock criteria used in this statistical analysis. We calculate the expected injection energy via diffusive shock acceleration given upstream parameters defined from the ACE Solar Wind Electron, Proton, and Alpha Monitor (SWEPAM) data to construct the theoretical upstream distribution. We show the comparison of shock strength derived from diffusive shock acceleration theory to observations in the 50 keV to 5 MeV range from an instrument on ACE. Parameters such as shock velocity, shock obliquity, particle number, and time between shocks are considered. This study is further divided into single and multiple shock categories, with an additional emphasis on forward-forward multiple shock pairs. Finally with regard to forward-forward shock pairs, results comparing injection energies of the first shock, second shock, and second shock with previous energetic population will be given.

Parker, L. Neergaard↗

DOE OSTI2024

Kinetic study of shock formation and particle acceleration in laser-driven quasi-parallel magnetized collisionless shocks

Quasi-parallel magnetized collisionless shocks are believed to be one of the most efficient accelerators in the universe. Compared to quasi-perpendicular shocks, quasi-parallel shocks are more difficult to form in the laboratory and to simulate because of their large spatial scales and long formation times. Our two-dimensional particle-in-cell simulations show that the early stages of quasi-parallel shock formation are achievable in experiments planned for the National Ignition Facility and that particles accelerated by diffusive shock acceleration (DSA) are expected to be observable in the experiment. Repetitive ion acceleration by crossings of the shock front, a key feature of DSA, is seen in the simulations. Other characteristic features of quasi-parallel shocks such as upstream wave excitation by energetic ions are also observed, and energy partition between the ions and the electrons in the downstream of the shock is briefly discussed.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗