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DOE OSTI2022

Exploring the strong-coupling region of SU( N ) Seiberg-Witten theory

We consider the Seiberg-Witten solution of pure N = 2 gauge theory in four dimensions, with gauge group SU(N). A simple exact series expansion for the dependence of the 2(N – 1) Seiberg-Witten periods a I (u), a DI (u) on the N – 1 Coulomb-branch moduli un is obtained around the Z 2N -symmetric point of the Coulomb branch, where all u n vanish. This generalizes earlier results for N = 2 in terms of hypergeometric functions, and for N = 3 in terms of Appell functions. Using these and other analytical results, combined with numerical computations, we explore the global structure of the Kähler potential K = 1/2Σ I Im(a¯ I a DI ), which is single valued on the Coulomb branch. Evidence is presented that K is a convex function, with a unique minimum at the Z 2N -symmetric point. Finally, we explore candidate walls of marginal stability in the vicinity of this point, and their relation to the surface of vanishing Kähler potential.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Factorized class $\mathrm{S}$ theories and surface defects

It is known that some theories of class S are actually factorized into multiple decoupled nontrivial four-dimensional $\mathcal{N}$ = 2 It is known that some theories of class S are actually factorized into multiple decoupled nontrivial four-dimensional $\mathcal{N}$ = 2 superconformal SU(2) QCD, describing this factorized theory as a class S theory of type A 3 on a five-punctured sphere with a twist line. Separately, we also present explicit checks that the Coulomb branch of a putative factorized class S theory has the expected product structure, in two examples.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Fermionic shift symmetries in (anti) de Sitter space

We study extended shift symmetries that arise for fermionic fields on anti-de Sitter (AdS) space and de Sitter (dS) space for particular values of the mass relative to the curvature scale. We classify these symmetries for general mixed-symmetry fermionic fields in arbitrary dimension and describe how fields with these symmetries arise as the decoupled longitudinal modes of massive fermions as they approach partially massless points. For the particular case of AdS 4 , we look for non-trivial Lie superalgebras that can underly interacting theories that involve these fields. We study from this perspective the minimal such theory, the Akulov-Volkov theory on AdS 4 , which is a non-linear theory of a spin-1/2 Goldstino field that describes the spontaneous breaking of $\mathcal{N}$ = 1 supersymmetry on AdS 4 down to the isometries of AdS 4 . We show how to write the nonlinear supersymmetry transformation for this theory using the fermionic ambient space formalism. We also study the Lie superalgebras of candidate multi-field examples and rule out the existence of a supersymmetric special galileon on AdS 4 .

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

3d-3d correspondence for mapping tori

One of the main challenges in 3d-3d correspondence is that no existent approach offers a complete description of 3d N = 2 SCFT T [ M 3 ] — or, rather, a “collection of SCFTs” as we refer to it in the paper — for all types of 3-manifolds that include, for example, a 3-torus, Brieskorn spheres, and hyperbolic surgeries on knots. The goal of this paper is to overcome this challenge by a more systematic study of 3d-3d correspondence that, first of all, does not rely heavily on any geometric structure on M 3 and, secondly, is not limited to a particular supersymmetric partition function of T [ M 3 ]. In particular, we propose to describe such “collection of SCFTs” in terms of 3d N = 2 gauge theories with “non-linear matter” fields valued in complex group manifolds. As a result, we are able to recover familiar 3-manifold invariants, such as Turaev torsion and WRT invariants, from twisted indices and half-indices of T [ M 3 ], and propose new tools to compute more recent q -series invariants Z * ( M 3 ) in the case of manifolds with b 1 > 0. Although we use genus-1 mapping tori as our “case study,” many results and techniques readily apply to more general 3-manifolds, as we illustrate throughout the paper.

Topological Field Theories↗
DOE OSTI2024

Corners and islands in the S-matrix bootstrap of the open superstring

We bootstrap the Veneziano superstring amplitude in 10 dimensions from the bottom-up. Starting with the most general maximally supersymmetric Yang-Mills EFT, we input information about the lowest-lying massive states, which we assume contribute via tree-level exchanges to the 4-point amplitude. We show the following: (1) if there is only a single state at the lowest mass, it must be a scalar. (2) Assuming a string-inspired gap between the mass of this scalar and any other massive states, the allowed region of Wilson coefficients has a new sharp corner where the Veneziano amplitude is located. (3) Upon fixing the next massive state to be a vector, the EFT bounds have a one-parameter family of corners; these would correspond to models with linear Regge trajectories of varying slopes, one of which is the open superstring. (4) When the ratio between the massive scalar coupling and the tr F 4 coefficient is fixed to its string value, the spin and mass of the second massive state is determined by the bootstrap and the Veneziano amplitude is isolated on a small island in parameter space. Finally, we compare with other recent bootstraps approaches, both the pion model and imposing Regge-inspired maximal spin constraints.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Flattening of the EFT-hedron: supersymmetric positivity bounds and the search for string theory

We examine universal positivity constraints on 2 → 2 scattering in 4d planar N = 4 supersymmetric Yang-Mills theory with higher-derivative corrections. We present numerical evidence that the convex region of allowed Wilson coefficients (the “EFT-hedron”) flattens completely along about one-third of its dimensions when an increasing number of constraints on the spectral density from crossing-symmetry are included. Our analysis relies on the formulation of the positivity constraints as a linear optimization problem, which we implement using two numerical solvers, SDPB and CPLEX. Motivated by the flattening, we propose a novel partially resummed low-energy expansion of the 2 → 2 amplitude. As part of the analysis, we provide additional evidence in favor of the conjecture [1] that the Veneziano amplitude is the only amplitude compatible with both S-matrix bootstrap constraints and string monodromy.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Circumnavigating collinear superspace

In this paper, we extend the collinear superspace formalism to include the full range of N = 1 supersymmetric interactions. Building on the effective field theory rules developed in a companion paper — Navigating Collinear Superspace — we construct collinear superspace Lagrangians for theories with non-trivial F- and D-term auxiliary fields. For (massless) Wess-Zumino models, the key ingredient is a novel type of Grassmann-valued supermultiplet whose lowest component is a (non-propagating) fermionic degree of freedom. For gauge theories coupled to charged chiral matter, the key ingredient is a novel type of vector superfield whose lowest component is a non-propagating gauge potential. This unique vector superfield is used to construct a gauge-covariant derivative; while such an object does not appear in the standard full superspace formalism, it is crucial for modeling gauge interactions when the theory is expres sed on a collinear slice. This brings us full circle, by showing that all types of N = 1 theories in four dimensions can beconstructed in collinear superspace from purely infrared considerations. We speculate that supersymmetric theories with N > 1 could also be implemented using similar collinear superspace constructions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Causality, unitarity and symmetry in effective field theory

Sum rules in effective field theories, predicated upon causality, place restrictions on scattering amplitudes mediated by effective contact interactions. Through unitarity of the S -matrix, these imply that the size of higher dimensional corrections to transition amplitudes between different states is bounded by the strength of their contributions to elastic forward scattering processes. This places fundamental limits on the extent to which hypothetical symmetries can be broken by effective interactions. All analysis is for dimension 8 operators in the forward limit. Included is a thorough derivation of all positivity bounds for a chiral fermion in SU(2) and SU(3) global symmetry representations resembling those of the Standard Model, general bounds on flavour violation, new bounds for interactions between particles of different spin, inclusion of loops of dimension 6 operators and illustration of the resulting strengthening of positivity bounds over tree-level expectations, a catalogue of supersymmetric effective interactions up to mass dimension 8 and 4 legs and the demonstration that supersymmetry unifies the positivity theorems as well as the new bounds.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Effective gravitational couplings of four-dimensional $ \mathcal{N} $ = 2 supersymmetric gauge theories

The low energy effective couplings of a four-dimensional N = 2 supersymmetric gauge theory to topological invariants of the background gravitational field are described by two functions A and B. These two functions play an important role in the study of topologically twisted four-dimensional N = 2 supersymmetric gauge theories and in the computation of central charges of N = 2 superconformal theories. In this paper, we compute A and B from the partition function in the Ω-background for SU(2) gauge theories. Our results not only confirm the predicted expressions of the effective gravitational couplings, but also give the previously undetermined overall multiplicative factors. We also analyze A and B for the SU(N) super-Yang-Mills theory, and confirm all the previous predictions.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Ghostbusters: unitarity and causality of non-equilibrium effective field theories

For a non-equilibrium physical system defined along a closed time path (CTP), a key constraint is the so-called largest time equation, which is a consequence of unitarity and implies causality. In this paper, we present a simple proof that if the propagators of a non-equilibrium effective action have the proper pole structure, the largest time equation is obeyed to all loop orders. Ghost fields and BRST symmetry are not needed. In particular, the arguments for the proof can also be used to show that if ghost fields are introduced, their contributions vanish.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Navigating collinear superspace

We introduce a new set of effective field theory rules for constructing Lagrangians with \( \mathcal{N} \) = 1 supersymmetry in collinear superspace. In the standard superspace treatment, superfields are functions of the coordinates \( \left({x}^{\mu },{\theta}^{\alpha },{\theta}^{\dagger \overset{\cdot }{\alpha }}\right) \) , and supersymmetry preservation is manifest at the Lagrangian level in part due to the inclusion of auxiliary F - and D -term components. By contrast, collinear superspace depends on a smaller set of coordinates ( x μ , η , η † ), where η is a complex Grassmann number without a spinor index. This provides a formulation of supersymmetric theories that depends exclusively on propagating degrees of freedom, at the expense of obscuring Lorentz invariance and introducing inverse momentum scales. After establishing the general framework, we construct collinear superspace Lagrangians for free chiral matter and non-Abelian gauge fields. For the latter construction, an important ingredient is a superfield representation that is simultaneously chiral, anti-chiral, and real; this novel object encodes residual gauge transformations on the light cone. Additionally, we discuss a fundamental obstruction to constructing inter- acting theories with chiral matter; overcoming these issues is the subject of our companion paper, where we introduce a larger set of superfields to realize the full range of interactions compatible with \( \mathcal{N} \) = 1. Along the way, we provide a novel framing of reparametrization invariance using a spinor decomposition, which provides insight into this important light-cone symmetry.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Ripples in spacetime from broken supersymmetry

We initiate the study of gravitational wave (GW) signals from first-order phase transitions in supersymmetry-breaking hidden sectors. Such phase transitions often occur along a pseudo-flat direction universally related to supersymmetry (SUSY) breaking in hidden sectors that spontaneously break R -symmetry. The potential along this pseudo-flat direction imbues the phase transition with a number of novel properties, including a nucleation temperature well below the scale of heavy states (such that the temperature dependence is captured by the low-temperature expansion) and significant friction induced by the same heavy states as they pass through bubble walls. In low-energy SUSY-breaking hidden sectors, the frequency of the GW signal arising from such a phase transition is guaranteed to lie within the reach of future interferometers given existing cosmological constraints on the gravitino abundance. Once a mediation scheme is specified, the frequency of the GW peak correlates with the superpartner spectrum. Current bounds on supersymmetry are compatible with GW signals at future interferometers, while the observation of a GW signal from a SUSY-breaking hidden sector would imply superpartners within reach of future colliders.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Right-handed neutrinos and U(1) X symmetry-breaking

In [1] we proposed a model for Heterotic F-theory duality with Wilson line symmetry-breaking and a 4 + 1 split of the F-theory spectral divisor. One goal of this note is to call attention to the existence of right-handed neutrinos in our F-theory model. As pointed out in section 4 of [2] such existence may be evidence for the U(1) X -symmetry that remains after the Higgsing of E 8 via E 8 $\Rightarrow$ SU(5) gauge ⊕ [SU(4) ⊕ U(1) X ] Higgs occasioned by the 4 + 1 split of the spectral divisor. In addition, as a result of the $\mathbb{Z}$ 2 -action that supports the Wilson line we argue that the U(1) X -symmetry is, in fact, broken to $\mathbb{Z}$ 2 -matter parity. Finally we identify co-dimension 3 singularities which determine Yukawa couplings for the MSSM matter fields.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Observable proton decay in flipped SU(5)

We explore proton decay in a class of realistic supersymmetric flipped SU(5) models supplemented by a U(1) R symmetry which plays an essential role in implementing hybrid inflation. Two distinct neutrino mass models, based on inverse seesaw and type I seesaw, are identified, with the latter arising from the breaking of U(1) R by nonrenormalizable superpotential terms. Depending on the neutrino mass model an appropriate set of intermediate scale color triplets from the Higgs superfields play a key role in proton decay channels that include p → (e + , μ + ) π 0 , p → (e + , μ + ) K 0 , p → $\bar v$π + , and p → $\bar v$K + . We identify regions of the parameter space that yield proton lifetime estimates which are testable at Hyper-Kamiokande and other next generation experiments. We discuss how gauge coupling unification in the presence of intermediate scale particles is realized, and a Z 4 symmetry is utilized to show how such intermediate scales can arise in flipped SU(5). Finally, we compare our predictions for proton decay with previous work based on SU(5) and flipped SU(5).

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Super-resonant dark matter

We introduce Super-Resonant Dark Matter , a model of self-interacting dark matter based on the low energy effective theory of supersymmetric QCD. The structure of the theory ensures a resonant enhancement of the self-interactions of the low energy mesons, since their mass ratio is set by the number of colors and flavors. The velocity dependence of the resonantly enhanced self-interactions allows such theories to accommodate puzzles in small scale structure that arise from dark matter halos of different sizes. The dark matter mass is then predicted to be around 3–4 MeV, with its abundance set by freeze-in via a kinetically mixed dark photon.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Global symmetry and integral constraint on superconformal lines in four dimensions

We study properties of point-like impurities preserving flavor symmetry and supersymmetry in four-dimensional 𝒩 = 2 field theories. At large distances, such impurities are described by half-BPS superconformal line defects. By working in the AdS 2 × S 2 conformal frame, we develop a novel and simpler way of deriving the superconformal Ward identities relating the various two-point functions of flavor current multiplet operators in the presence of the defect. We use these relations to simplify a certain integrated two-point function of flavor current multiplet operators that, in Lagrangian theories, can be computed using supersymmetric localization. The simplification gives an integral constraint on the two-point function of the flavor current multiplet superconformal primary with trivial integration measure in the AdS 2 × S 2 conformal frame. We provide several consistency checks on our Ward identities.

extended supersymmetry↗
DOE OSTI2025

Phase transitions at unusual values of θ

We calculate the θ dependence in a cousin of QCD, where the vacuum structure can be analyzed exactly. The theory is $\mathcal{N}$ = 2 SU(2) gauge theory with N F = 0, 1, 2, 3 flavors of fundamentals, explicitly broken to $\mathcal{N}$ = 1 via an adjoint superpotential, and coupled to anomaly mediated supersymmetry breaking (AMSB). The hierarchy m AMSB ≪ μ 𝒩=1 ≪ Λ ensures the validity of our IR analysis. As expected from ordinary QCD, the vacuum energy is a function of θ which undergoes 1st order phase transitions between different vacua where the various dyons condense. For N F = 0 we find the expected phase transition at θ = π, while for N F = 1, 2, 3 we find phase transitions at fractional values of π.

Extended Supersymmetry↗