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All sourcesNASA NTRSDOE OSTI
DOE OSTI2025

Background-field Method and QCD Factorization

One method for deriving a factorization for QCD processes is to use successive integration over fields in the functional integral. In this approach, we separate the fields into two categories: dynamical fields with momenta above a relevant cutoff, and background fields with momenta below the cutoff. The dynamical fields are then integrated out in the background of the low-momentum background fields. This strategy works well at tree level, allowing us to quickly derive QCD factorization formulas at leading order. However, to extend the approach to higher loops, it is necessary to rigorously define the functional integral over dynamical fields in an arbitrary background field. This framework was carefully developed for the calculation of the effective action in a background field at the two-loop level in the classic paper by Abbott «The Background Field Method Beyond One Loop», Nucl. Phys. B 185 , 189 (1981). Building on this work, I specify the renormalized background-field Lagrangian and define the notion of the quantum average of an operator in a background field, consistent with the “separation of scales” scheme mentioned earlier. As examples, I discuss the evolution of the twist-2 gluon light-ray operator and the one-loop gluon propagator in a background field near the light cone.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Subleading power corrections to heavy quarkonium production in QCD factorization approach

We report the current understanding of heavy quarkonium production at high transverse momentum ($p_T$) in hadronic collisions in terms of QCD factorization. In this presentation, we highlight the role of subleading power corrections to heavy quarkonium production, which are essential to describe the $p_T$ spectrum of quarkonium at a relatively lower $p_T$. We also introduce prescription to match QCD factorization to fixed-order NRQCD factorization calculations for quarkonium production at low $p_T$.

Lee, Kyle↗
DOE OSTI2020

Covariant calculation of a two-loop test of nonrelativistic QCD factorization

In this work we test the nonrelativistic QCD factorization conjecture for inclusive quarkonium production at two loops by carrying out a covariant calculation of the nonrelativistic quantum chromodynamics (NRQCD) long-distance matrix element (LDME) for a heavy-quark pair in an S-wave, color-octet state to fragment into a heavy-quark pair in a color-singlet state of arbitrary orbital angular momentum. The NRQCD factorization conjecture for the universality of the LDME requires that infrared divergences that it contains be independent of the direction of the Wilson line that appears in its definition. We find this to be the case in our calculation. The results of our calculation differ in some respects from those of a previous calculation that was carried out by Nayak, Qiu, and Sterman using light-cone methods. We have identified the sources of some of these differences. The results of both calculations are consistent with the NRQCD factorization conjecture. However, the general principle that underlies this confirmation of NRQCD factorization at two-loop order has yet to be revealed.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

QCD factorization for hadronic quarkonium production at high $p_T$

Heavy quarkonium production at high transverse momentum ( p_T p T ) in hadronic collisions is explored in the QCD factorization approach. We find that the leading power in the 1/p_T 1 / p T expansion is responsible for high p_T p T regime, while the next-to-leading power contribution is necessary for the low p_T p T region. We present the first numerical analysis of the scale evolution of coupled twist-2 and twist-4 fragmentation functions (FFs) for heavy quarkonium production and demonstrate that the QCD factorization approach is capable of describing the p_T p T spectrum of hadronic J/\psi J / ψ production at the LHC.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

QCD factorization and quantum mechanics

It is unusual to find quantum chromodynamics (QCD) factorization explained in the language of quantum information science. However, we will discuss how the issue of factorization and its breaking in high-energy QCD processes relates to phenomena like decoherence and entanglement. Further, we will elaborate with several examples and explain them in terms familiar from basic quantum mechanics and quantum information science.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

QCD factorization with multihadron fragmentation functions

Important aspects of quantum chromodynamics (QCD) factorization theorems are the properties of the objects involved that can be identified as universal. One example is that the definitions of parton densities and fragmentation functions for different types of hadrons differ only in the identity of the nonperturbative states that form the matrix elements, but are otherwise the same. This leads to independence of perturbative calculations on nonperturbative details of external states. It also lends support to interpretations of correlation functions as encapsulations of intrinsic nonperturbative properties. These characteristics have usually been presumed to still hold true in fragmentation functions even when the observed nonperturbative state is a small-mass cluster of n hadrons rather than simply a single isolated hadron. However, the multidifferential aspect of cross sections that rely on these latter types of fragmentation functions complicates the treatment of kinematical approximations in factorization derivations. That has led to recent claims that the operator definitions for fragmentation functions need to be modified from the single hadron case with nonuniversal prefactors. With such concerns as our motivation, we retrace the steps for factorizing the unpolarized semi-inclusive e + e − annihilation cross section and confirm that they do apply without modification to the case of a small-mass multihadron observed in the final state. In particular, we verify that the standard operator definition from single hadron fragmentation, with its usual prefactor, remains equally valid for the small-mass n -hadron case with the same hard parts and evolution kernels, whereas the more recently proposed definitions with nonuniversal prefactors do not. Our results reaffirm the reliability of most past phenomenological applications of dihadron fragmentation functions. Published by the American Physical Society 2025

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

QCD factorization and universality of jet cross sections in heavy-ion collisions

In this work, we review a recently proposed phenomenological framework to establish the notions of QCD factorization and universality of jet cross sections in the heavy-ion environment. First results of a global analysis of the nuclear modification factor of inclusive jets are presented where we extract medium modified jet functions using a Monte Carlo sampling approach. We observe that gluon jets are significantly more suppressed than quark jets. In addition, we study the jet radius dependence of the inclusive jet cross section in heavy-ion collisions and comment on a recent measurement from CMS. By considering for example jet substructure observables it will be possible to test the universality of the extracted medium jet functions. We thus expect that the presented results will eventually allow for extractions of medium properties with a reduced model bias.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2023

Exclusive QCD Factorization and Single Transverse Polarization Phenomena at High-Energy Colliders

This Ph.D. thesis is divided into two distinct parts. The first part focuses on hard exclusive scattering processes in Quantum Chromodynamics (QCD) at high energies, while the second part delves into spin phenomena at the Large Hadron Collider (LHC). Hard exclusive scattering processes play a crucial role in QCD at high energies, providing unique insights into the confined partonic dynamics within hadrons, complementing inclusive processes. Studying these processes within the QCD factorization approach yields the generalized parton distribution (GPD), a nonperturbative parton correlation function that offers a three-dimensional tomographic parton image within a hadron. However, the experimental measurement of these processes poses significant challenges. This thesis will review the factorization formalism for related processes, examine the limitations of some widely used processes, and introduce two novel processes that enhance the sensitivity to GPD, particularly its dependence on the parton momentum fraction x. The second part of the thesis centers on spin phenomena, specifically single spin production, at the LHC. Noting that a single transverse polarization can be generated even in an unpolarized collision, this research proposes two new jet substructure observables: one for boosted top quark jets and another for high-energy gluon jets. The observation of these phenomena paves the way for innovative tools in LHC phenomenology, enabling both precision measurements and the search for new physics.

Yu, Zhite↗
DOE OSTI2023

Measurements of the branching fractions B ( B ¯ 0 → D * + π - ) and B ( B ¯ 0 → D * + K - ) and tests of QCD factorization

Using (771.6 ± 10.6) × 10 6 $B\overline{B}$ meson pairs recorded by the Belle experiment at the KEKB e + e - collider, we report the branching fractions $\mathscr{B}$($\overline{B}$ 0 → D* + π - ) = (2.62 ± 0.02 ± 0.09 X 10 -3 and $\mathscr{B}$($\overline{B}$ 0 → D* + K - ) = (2.22 ± 0.06 ± 0.08) × 10 -4 ; the quoted uncertainties are statistical and systematic, respectively. A measurement of the ratio of these branching fractions is also presented, R K/π = $\mathscr{B}$($\overline{B}$ → D* + K - )/ $\mathscr{B}$($\overline{B}$ → D* + π - ) = (8.41 ± 0.24 ± 0.13) × 10 -2 , where systematic uncertainties due to the D* + meson reconstruction cancel out. Furthermore, we report a new QCD factorization test based on the measured ratios for $\overline{B}$ → D* + h - and $\overline{B}$ → D* + ℓ - $v$ decays at squared momentum transfer values equivalent to the mass of the h = π or K hadron. The parameters |a 1 (h)| are measured to be |a 1 (π)| = 0.884 ± 0.004 ± 0.003 ± 0.016 and |a 1 (K)| = 0.913 ± 0.019 ± 0.008 ± 0.013, where the last uncertainties account for all external inputs. These values are approximately 15% lower than those expected from theoretical predictions. Subsequently, flavor SU(3) symmetry is tested by measuring the ratios for pions and kaons, |a 1 (K)| 2 /|a 1 (π) 2 | = 1.066 ± 0.042 ± 0.018 ± 0.023, as well as for different particle species. The ratio is consistent with unity and therefore no evidence for SU(3) symmetry breaking effects is found at the 5% precision level.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Exploring QCD Factorization at Moderate Energy Scales

Asymptotic freedom in QCD facilitates the use of partonic degrees of freedom over short distances, but physical processes are sensitive to a wide range of scales. Thus, it is necessary in QCD calculations to utilize a factorization scheme to separate a process into perturbative and non-perturbative factors. This separation relies on an assumption that one energy scale is infinitely larger than the other scales involved in the process. However, much experimental research in areas such as nucleon structure and quark-hadron duality occur at more moderate energy scales where that basic assumption may not be true but perturbative calculations should still be useful. Thus, an exploration of the limits of factorization at more moderate energy scales is needed. This dissertation examines various aspects of factorization at these energy scales first by applying the necessary approximations to a simple model where exact calculations are possible and so the effects of these approximations can be quantified. This is followed by examining areas where corrections are known to be needed. First is an exploration of target mass corrections (TMCs) in the case of deep inelastic scattering (DIS), including a discussion of what large corrections imply about the target structure. Second, is a general examination of PDFs and FFs at moderate scales. Third, I will discuss how this fits into the long-term effort to study the transition between small transverse momentum (generated non-perturbatively) and large transverse momentum (generated in the hard process)

Moffat, Eric↗
DOE OSTI2024

The 1 → 3 massive splitting functions from QCD factorization and SCET

Splitting functions are universal functions describing the collinear dynamics of gauge theories, and as such are crucial ingredients for a wide variety of calculations in perturbative QCD. We present analytic results for the triple collinear splitting functions in QCD with a single massive parton. We derive the splitting functions using two distinct methods; first by expanding the squared matrix elements in the collinear limit, and secondly by using soft-collinear effective theory with massive quarks. We find agreement between these two approaches, providing a strong check of our results. Additionally, we also check all iterated and soft limits of our results, finding agreement with predictions from factorization. Our results provide an important ingredient for higher order perturbative calculations involving massive partons, and for the description of the collinear dynamics of heavy flavor jets.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

A new approach to semi-inclusive deep-inelastic scattering with QED and QCD factorization

We present the details of a new factorized approach to semi-inclusive deep-inelastic scattering which treats QED and QCD radiation on equal footing, and provides a systematically improvable approximation to the extraction of transverse momentum dependent parton distributions. We demonstrate how the QED contributions can be well approximated by collinear factorization, and illustrate the application of the factorized approach to QED radiation in inclusive scattering. For semi-inclusive processes, we show how radiation effects prevent a well-defined “photon-nucleon” frame, forcing one to use a two-step process to account for the radiation. We illustrate the utility of the new method by explicit application to the spin-dependent Sivers and Collins asymmetries.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Comment on “QCD factorization with multihadron fragmentation functions”

We make several comments on the recent work in Rogers et al. [Phys. Rev. D 111, 056001 (2025)] while also reaffirming and adding to the work in Pitonyak et al. [Phys. Rev. Lett. 132, 011902 (2024)]. We show that the factorization formula for 𝑒 + ⁢𝑒 − → (ℎ 1 ⋯ ℎ 𝑛 )⁢𝑋 in Rogers et al. is equivalent to a version one can derive using the definition of a 𝑛-hadron fragmentation function (FF) introduced in Pitonyak et al.. In addition, we scrutinize how to generalize the number density definition of a single-hadron FF to a 𝑛-hadron FF, arguing that the definition given in Pitonyak et al. should be considered the standard one while the definition in Rogers et al. has no clear interpretation. We also emphasize that the evolution equations for dihadron FFs (DiFFs) in Pitonyak et al. have the same splitting functions as those for single-hadron FFs. Therefore, the DiFF (and 𝑛-hadron FF) definitions in Pitonyak et al. have a natural number density interpretation and, contrary to what is stated in Rogers et al., are consistent with collinear factorization using the standard hard factors and evolution kernels.

Pitonyak, D. [Lebanon Valley College, Annville, PA↗
DOE OSTI2025

Joint Factorization of QCD and QED Radiation in Lepton-Hadron Scattering

The factorization theorem plays an important role in the analysis of high energy quantum chromodynamic (QCD) processes, separating the nonperturbative hadronic interaction into the universal parton distribution functions (PDFs) and fragmentation functions (FFs) and the process-dependent interactions into short distance perturbative calculations, with any interference power suppressed. With a virtual photon exchange, lepton-hadron deep inelastic scattering (DIS) provides an electromagnetic hard probe for the partonic structure of colliding hadrons and has played an important role in the development of QCD factorization. However, the collision induced QED radiation can change the momentum of the exchanged but unobserved virtual photon, making the photon-hadron frame, where the factorization formalism for DIS and semi-inclusive DIS (SIDIS) was derived, ill defined. A new analogous factorization approach has been introduced to separate the leading power process-independent QED radiative contributions to the single photon exchange by introducing lepton distribution functions (LDFs) and lepton fragmentation functions (LFFs), while process-dependent effects are perturbatively calculated with large logarithms removed [J. High Energ. Phys. 2021, 157 (2021)]. These LDFs and LFFs are considered global, as they appear in many different interactions, such as e+e-, DIS and SIDIS, so data from experiments can be used to fit and describe these functions across a wide range of lepton scattering. In this work, I will apply this new hybrid factorization approach to lepton-hadron DIS and SIDIS. For DIS, I derive the NLO short distance perturbative contribution to the cross section and demonstrate the effects the QED radiation has on the cross section using this approach using the CTEQ parameterization for the QCD functions. As part of the SIDIS analysis, I study the cross-section in two different kinematic regions: (1) the scattered lepton and observed hadron are not near back-to-back, and (2) they are close to back-to-back, where collinear QCD factorization works for (1) and TMD QCD factorization for (2) while collinear QED factorization works for both. As part of this work, I show the effects on the SIDIS cross section using fixed order calculations for the unpolarized structure function by first showing the effect of the radiative corrections on the main kinematic variables, especially how the internal transverse momentum is significantly correlated to the external angular dependence, and then the unpolarized structure function (or cross section) with matching between the descriptions for low and high transverse momentum. This work will impact the calculations for predictions for data from COMPASS and various Jefferson Lab experiments.

Cammarota, Justin [Univ. of Kentucky, Lexington, K↗
DOE OSTI2026

QCD Theory and Transverse Momentum Dependent Physics

A major challenge for QCD theorists is to understand how to different categories of QCD physics contribute to a single observable. This is the goal of QCD factorization theory. Today, QCD physicists are tasked with describing increasingly detailed properties of transverse momentum dependent particle distributions, including their shapes and normalizations, their variation with energy and other kinematical variables, the identity of particles involved, correlations with spin, and the relationship between transverse momentum distributions in different processes. Embedded within that broad effort are specific fundamental questions at the heart of QCD theory. Namely, how does one give precise, quantitative meaning to quark and gluon concepts in hard scattering events, and what are the limits of those concepts? In the past two decades, there has been a renaissance in TMD QCD, with a broad spectrum of motivations driving the study of TMD observables. TMD QCD studies are in a transformative stage; subfields that traditionally progressed nearly independently of one other, such as hadronic structure studies and the study of perturbative QCD gluon radiation in high-energy collisions, are becoming intertwined. It is thus becoming increasingly clear that unified approaches -- those that incorporate all the relevant phenomena into a single formalism rooted in QCD fundamentals -- will be critical to the mission to expand the current understanding of QCD nuclear/hadronic dynamics. TMD QCD factorization theorems and their generalizations will be central to these efforts. The factorization theorems, in addition, provide the practical prescription for applying specific calculations to phenomenology. The goal of this project was to unify and push the boundaries of traditional TMD research and prepare it for use in future phenomenological applications.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Parton distributions and lattice-QCD calculations: Toward 3D structure

The strong force which binds hadrons is described by the theory of quantum chromodynamics (QCD). Determining the character and manifestations of QCD is one of the most important and challenging outstanding issues necessary for a comprehensive understanding of the structure of hadrons. Within the context of the QCD parton picture, the parton distribution functions (PDFs) have been remarkably successful in describing a wide variety of processes. However, these PDFs have generally been confined to the description of collinear partons within the hadron. New experiments and facilities provide the opportunity to additionally explore the transverse structure of hadrons which is described by generalized parton distributions (GPDs) and transverse-momentum-dependent parton distribution functions (TMD PDFs). In our previous report Lin et al. (2018), we compared and contrasted the two main approaches used to determine the collinear PDFs: the first based on perturbative QCD factorization theorems, and the second based on lattice-QCD calculations. In the present report, we provide an update of recent progress on the collinear PDFs, and also expand the scope to encompass the generalized PDFs (GPDs and TMD PDFs). We review the current state of the various calculations, and consider what new data might be available in the near future. We also examine how a shared effort can foster dialog between the PDF and lattice-QCD communities, and yield improvements for these generalized PDFs.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗