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All sourcesNASA NTRSDOE OSTI
DOE OSTI2025

Baryon number violation: from nuclear matrix elements to BSM physics

Processes that violate baryon number, most notably proton decay and $n\bar{n}$ transitions, are promising probes of physics beyond the Standard Model (BSM) needed to understand the lack of antimatter in the Universe. To interpret current and forthcoming experimental limits, theory input from nuclear matrix elements to UV complete models enters. Thus, an interplay of experiment, effective field theory, lattice QCD, and BSM model building is required to develop strategies to accurately extract information from current and future data and maximize the impact and sensitivity of next-generation experiments. Here, we briefly summarize the main results and discussions from the workshop ‘INT-25-91W: Baryon Number Violation: From Nuclear Matrix Elements to BSM Physics,’ held at the Institute for Nuclear Theory, University of Washington, Seattle, WA, 13–17 January 2025.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Lanczos algorithm for lattice QCD matrix elements

Recent work [M. L. Wagman, Lanczos, the transfer matrix, and the signal-to-noise problem, .] found that an analysis formalism based on the Lanczos algorithm allows energy levels to be extracted from Euclidean correlation functions with faster ground-state convergence than effective masses, convergent estimators for multiple states from a single correlator, and two-sided error bounds. After filtering out spurious eigenvalues and using outlier-robust estimators within a nested bootstrap framework, Lanczos estimators behave more like multistate fit results than effective masses—but without involving statistical fitting. We extend this formalism to the determination of matrix elements from three-point correlation functions and provide a physical picture of “spurious-state filtering” involving restriction to a Hermitian subspace. We demonstrate similar advantages for matrix elements as for spectroscopy through example applications to noiseless mock-data and (bare) forward matrix elements of the strange scalar current between both ground and excited states with the quantum numbers of the nucleon.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

NISQ algorithm for the matrix elements of a generic observable

The calculation of off-diagonal matrix elements has various applications in fields such as nuclear physics and quantum chemistry. In this paper, we present a noisy intermediate scale quantum algorithm for estimating the diagonal and off-diagonal matrix elements of a generic observable in the energy eigenbasis of a given Hamiltonian without explicitly preparing its eigenstates. By means of numerical simulations we show that this approach finds many of the matrix elements for the one and two qubits cases. Specifically, while in the first case, one can initialize the ansatz parameters over a broad interval, in the latter the optimization landscape can significantly slow down the speed of convergence and one should therefore be careful to restrict the initialization to a smaller range of parameters.

Physics↗
DOE OSTI2024

Improved Statistical Analysis for the Neutrinoless Double-Beta Decay Matrix Element of 136Xe

Neutrinoless double beta decay nuclear matrix element (M0ν) for 136Xe was recently analyzed using a statistical approach (Phys. Rev. C 107, 045501 (2023)). In the analysis, three initial shell model effective Hamiltonians were randomly altered, and their results for 23 measured observables were used to infer credibility for the M0ν nuclear matrix element (NME) based on a Bayesian Model Averaging approach. In that analysis, a reasonable Gamow-Teller quenching factor of 0.7 was assumed for each starting effective Hamiltonian. Given that the result of the statistical analysis was sensible to this choice, we are here improving that analysis by assuming that the Gamow-Teller quenching factor is also randomly chosen within reasonabe limits for all three starting Hamiltonians. The outcomes are slightly higher expectation values and uncertainties for the M0ν NME.

Astronomy & Astrophysics↗
DOE OSTI2021

Few-nucleon matrix elements in pionless effective field theory in a finite volume

Here, pionless effective field theory in a finite volume (FVEFT $\notπ$ ) is investigated as a framework for the analysis of multinucleon spectra and matrix elements calculated in lattice QCD (LQCD). By combining FVEFT π with the stochastic variational method, the spectra of nuclei with atomic number A ∈ {2, 3} are matched to existing finite-volume LQCD calculations at heavier-than-physical quark masses corresponding to a pion mass m $\notπ$ = 806 MeV , thereby enabling infinite-volume binding energies to be determined using infinite-volume variational calculations. Based on the variational wave functions that are constructed in this approach, the finite-volume matrix elements of various local operators are computed in FVEFT $\notπ$ and matched to LQCD calculations of the corresponding QCD operators in the same volume, thereby determining the relevant one- and two-body effective field theory counterterms and enabling an extrapolation of the LQCD matrix elements to infinite volume. As examples, the scalar, tensor, and axial matrix elements are considered, in addition to the magnetic moments and the isovector longitudinal momentum fraction.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2026

Observing the effects of numbers of valence nucleons on 0$^{+}_{𝑔⁡𝑠}$ → 2$^{+}_{1}$ transitions in deformed nuclei by comparing proton and neutron transition matrix elements

We examined the ratios of neutron and proton transition matrix elements, 𝑀 𝑛 /𝑀 𝑝 , for the 0$^{+}_{𝑔⁡𝑠}$ → 2$^{+}_{1}$ transitions in 48 even-even stable nuclei with 𝑁 > 20 for which electromagnetic matrix elements were compiled by Pritychenko et al. and for which high-quality inelastic proton-scattering data were available. Several deformed rare-earth nuclei have (𝑀 𝑛 /𝑀 𝑝 )/(𝑁/𝑍) values significantly below 1.0, which is not consistent with a simple liquid-drop picture. However, this phenomenon can be explained using a schematic picture in which 𝑀 𝑝 reaches a maximum at proton midshell (𝑍 = 66) and 𝑀𝑛 reaches its maximum at neutron midshell (𝑁 = 104). Several midmass vibrational nuclei have 𝑀 𝑛 /𝑀 𝑝 values significantly below 𝑁/𝑍, which is not consistent with the expectation that 𝑀 𝑛 /𝑀 𝑝 = 𝑁/𝑍 in such nuclei. As a result, a shell-model investigation of these observations might yield insights about this behavior.

Collective levels↗
DOE OSTI2021

Ab Initio Neutrinoless Double-Beta Decay Matrix Elements for Ca 48 , Ge 76 , and Se 82

We calculate basis-space converged neutrinoless ββ-decay nuclear matrix elements for the lightest candidates: 48 Ca, 76 Ge, and 82 Se. Starting from initial two- and three-nucleon forces, we apply the ab initio in-medium similarity renormalization group to construct valence-space Hamiltonians and consistently transformed ββ-decay operators. Here, we find that the tensor component is non-negligible in 76 Ge and 82 Se, and the resulting nuclear matrix elements are overall 25%–45% smaller than those obtained from the phenomenological shell model. While a final matrix element with uncertainties still requires substantial developments, this work nevertheless opens a path toward a true first-principles calculation of neutrinoless ββ decay in all nuclei relevant for ongoing large-scale searches.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Spin-Density Matrix Elements in K∗(892) Photoproduction with Recoiling Λ at GlueX

We report on the measurement of spin-density matrix elements for the K∗(892) → K+π0 photoproduction process with a recoiling Λ hyperon. The measurement used high-statistics GlueX data from photoproduction off a proton target at photon energies between 8.2 and 8.8 GeV, in a kinematic regime dominated by t-channel exchange processes. GlueX is a fixed-target experiment with a linearly polarized photon beam and a nearly 4π hermetic detector, allowing extraction of the full spin observ- ables from both the K+π0 and Λ → π−p systems. The GlueX data show clear evidence of the K∗(892) resonance in the K+π0 mass spectrum, along with additional structures at higher masses that may correspond to K∗0 or K∗2 resonances. The precise measurement of the spin-density matrix elements of the K∗(892) could serve as a standard candle for con- tinuing studies of higher-mass excited K∗ states. In addition, t-channel K∗ photoproduction differs from previous measurements of non-strange vector meson photoproduction, as it is free from Pomeron exchange and is virtually unexplored in this energy regime. Furthermore, the unprece- dented data collected by GlueX allow for investigations of correlations between the Λ polarization and the spin-density matrix elements of K∗ production, paving the way for future partial-wave analyses with full spin information involving the recoil hyperon.

Li, Hao [College of William and Mary, Williamsburg↗
DOE OSTI2026

Comment on “Nonlocal nucleon matrix elements in the rest frame”

In a recent paper, “Nonlocal nucleon matrix elements in the rest frame” [1], it was observed that the next-to-leading order calculations of the renormalization factor can describe, to a few percent accuracy, the logarithm of the lattice quantum chromodynamics (QCD) rest frame matrix elements with separations up to distances of 0.6 fm on multiple lattice spacings. We argue that perturbative QCD breaks down at such a distance scale after resumming the associated large logarithms, while the Ansatz used in the analysis there is not justified in perturbation theory. Besides, we explain the observation in Ref. [1] and demonstrate that the Ansatz fails to describe the data for 𝑧 > 0.3 fm, showing an opposite trend. Finally, although Ref. [1] proposes multiplying the Ansatz by a Gaussian correction model, which is shown to reduce the discrepancy with the data, this does not legitimize the use of perturbative QCD at such distance scales.

Lattice QCD↗
DOE OSTI2023

Nuclear Matrix Elements for Neutrinoless Double-Beta Decay from Lattice QCD

Neutrinoless double-beta decay (0vbb) is a hypothetical nuclear decay that is only possible if the neutrino is a Majorana fermion. Experimental searches for this process with ever-increasing sensitivity have placed strong constraints on the 0vbb half-lives of relevant isotopes. Relating these experimental half-lives to the underlying particle physics -- the effective Majorana mass of the neutrino -- requires understanding of the nuclear matrix elements for the transition. These matrix elements can be computed within a nuclear effective field theory framework, but input from lattice QCD is necessary to constrain low-energy constants relevant for the decay. This talk will discuss calculations of these matrix elements using lattice QCD and the implications for determination of nuclear EFT parameters.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

First measurement of polarized spin-density matrix elements and differential cross sections dσ/dt in ω photoproduction off the proton for 2.7 < Eγ < 5.2 GeV using CLAS at Jefferson Lab

We report on the differential cross sections dσ/dt, the unpolarized spin-density matrix elements ρ 00 0 , ρ 1 − 1 0 , Re ρ 10 0 , and the first extraction of the polarized elements Im ρ 10 3 , Im ρ 1 − 1 3 for the reaction γp → pω using the CLAS spectrometer at Jefferson Laboratory. The ω mesons were detected in their dominant charged decay mode, ω → π + π − π 0 , and all t-dependent results are presented in a fine binning for incident photon energies between 2.73 and 5.16 GeV (corresponding to the center-of-mass energy range W ∈ [ 2.45, 3.25 ] GeV). All matrix elements are first measurements for − t > 0.6 GeV2. Moreover, differential cross sections dσ/d(cos Θ c . m . ω ) and the corresponding angle-dependent unpolarized spin-density matrix elements in the Adair frame are presented for the incident photon energy range 1.56–3.80 GeV (corresponding to W ∈ [ 1.95, 2.83 ] GeV). These new ω photoproduction data are consistent with earlier CLAS results but extend the energy range well beyond the nucleon resonance region into the Regge regime. The comparison with Regge-theory-based model predictions shows that the new data impose more stringent constraints on our understanding of ω photoproduction.

Hu, T.↗
DOE OSTI2021

One-loop matrix elements of effective superstring interactions: α' -expanding loop integrands

In the low-energy effective action of string theories, non-abelian gauge interactions and supergravity are augmented by infinite towers of higher-mass-dimension operators. We propose a new method to construct one-loop matrix elements with insertions of operators D 2k F n and D 2k R n in the tree-level effective action of type-I and type-II superstrings. Inspired by ambitwistor string theories, our method is based on forward limits of moduli-space integrals using string tree-level amplitudes with two extra points, expanded in powers of the inverse string tension α'. Similar to one-loop ambitwistor computations, intermediate steps feature non-standard linearized Feynman propagators which eventually recombine to conventional quadratic propagators. With linearized propagators the loop integrand of the matrix elements obey one-loop versions of the monodromy and KLT relations. We express a variety of four- and five-point examples in terms of quadratic propagators and formulate a criterion on the underlying genus-one correlation functions that should make this recombination possible at all orders in α'. The ultraviolet divergences of the one-loop matrix elements are crosschecked against the non-separating degeneration of genus-one integrals in string amplitudes. Conversely, our results can be used as a constructive method to determine degenerations of elliptic multiple zeta values and modular graph forms at arbitrary weight.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Diabatic Hamiltonian matrix elements made simple

With a view to applying the generator coordinate method to large configuration spaces, we propose a simple approximate formula to compute diabatic many-body matrix elements without having to evaluate two-body interaction matrix elements. Here, the method is illustrated with two analytically solvable Hamiltonians based on the harmonic oscillator.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2023

Quark mass difference effects in hadronic Fermi matrix elements from first principles

It was recently estimated that the strong isospin-symmetry breaking (ISB) corrections to the Fermi matrix element in free neutron decay could be of the order 10 –4 , one order of magnitude larger than the naïve estimate based on the Behrends-Sirlin-Ademollo-Gatto theorem. To investigate this claim, we derive a general expression of the leading ISB correction to hadronic Fermi matrix elements, which takes the form of a four-point correlation function in lattice gauge theory and is straightforward to compute from first principles. Our formalism paves the way for the first determination of such correction in the neutron sector with fully-controlled theory uncertainties.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Decay amplitudes to three hadrons from finite-volume matrix elements

We derive relations between finite-volume matrix elements and infinite-volume decay amplitudes, for processes with three spinless, degenerate and either identical or non-identical particles in the final state. This generalizes the Lellouch-Lüscher relation for two-particle decays and provides a strategy for extracting three-hadron decay amplitudes using lattice QCD. Unlike for two particles, even in the simplest approximation, one must solve integral equations to obtain the physical decay amplitude, a consequence of the nontrivial finite-state interactions. We first derive the result in a simplified theory with three identical particles, and then present the generalizations needed to study phenomenologically relevant three-pion decays. The specific processes we discuss are the CP-violating K → 3π weak decay, the isospin-breaking η → 3π QCD transition, and the electromagnetic γ* → 3π amplitudes that enter the calculation of the hadronic vacuum polarization contribution to muonic g - 2.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Nonlocal nucleon matrix elements in the rest frame

Extracting parton structure from lattice quantum chromodynamics (QCD) calculations requires studying the coordinate scale 𝑧 3 dependence of the matrix elements of bilocal operators. The most significant contribution comes from the 𝑧 3 dependence induced by ultraviolet (UV) renormalization of the Wilson line. We demonstrate that the next-to-leading order perturbative calculations of the renormalization factor can describe, to a few percent accuracy, the logarithm of the lattice QCD rest frame matrix elements with separations up to distances of 0.6 fm on multiple lattice spacings. The residual discrepancies can be modeled by a leading effect from the structure of the nucleon.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Long-distance nuclear matrix elements for neutrinoless double-beta decay from lattice QCD

Neutrinoless double-beta ( 0 ν β β ) decay is a heretofore unobserved process which, if observed, would imply that neutrinos are Majorana particles. Interpretations of the stringent experimental constraints on 0 ν β β -decay half-lives require calculations of nuclear matrix elements. This work presents the first lattice quantum chromodynamics (LQCD) calculation of the matrix element for 0 ν β β decay in a multinucleon system, specifically the n n → p p e e transition, mediated by a light left-handed Majorana neutrino propagating over nuclear-scale distances. This calculation is performed with quark masses corresponding to a pion mass of m π = 806 MeV at a single lattice spacing and volume. The statistically cleaner Σ − → Σ + e e transition is also computed in order to investigate various systematic uncertainties. The prospects for matching the results of LQCD calculations onto a nuclear effective field theory to determine a leading-order low-energy constant relevant for 0 ν β β decay with a light Majorana neutrino are investigated. This work, therefore, sets the stage for future calculations at physical values of the quark masses that, combined with effective field theory and nuclear many-body studies, will provide controlled theoretical inputs to experimental searches of 0 ν β β decay. Published by the American Physical Society 2024

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗