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At least 19 records
All sourcesNASA NTRSDOE OSTI
DOE OSTI2024

Flat Spectra of Energetic Particles in Interplanetary Shock Precursors

The observed energy spectra of accelerated particles at interplanetary shocks often do not match the diffusive shock acceleration (DSA) theory predictions. In some cases, the particle flux forms a plateau over a wide range of energies, extending upstream of the shock for up to seven flux e-folds before submerging into the background spectrum. Remarkably, at and downstream of the shock we have studied in detail, the flux falls off in energy as ϵ -1 , consistent with the DSA prediction for a strong shock. The upstream plateau suggests a particle transport mechanism different from those traditionally employed in DSA models. We show that a standard (linear) DSA solution based on a widely accepted diffusive particle transport with an underlying resonant wave–particle interaction is inconsistent with the plateau in the particle flux. To resolve this contradiction, we modify the DSA theory in two ways. First, we include a dependence of the particle diffusivity κ on the particle flux F (nonlinear particle transport). Second, we invoke short-scale magnetic perturbations that are self-consistently generated by, but not resonant with, accelerated particles. They lead to the particle diffusivity increasing with the particle energy as ∝ϵ 3/2 that simultaneously decreases with the particle flux as 1/F. The combination of these two trends results in the flat spectrum upstream. We speculate that nonmonotonic spatial variations of the upstream spectrum, apart from being time-dependent, may also result from non-DSA acceleration mechanisms at work upstream, such as stochastic Fermi or magnetic pumping acceleration.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

High-Fidelity Analysis of ULF Wave Mode Structure Following Interplanetary Shock Compression of the Dayside Magnetopause Using MMS Multi-Point Observations

During the 9 March 2018 event with two consecutive interplanetary shocks compressing the dayside magnetosphere, the azimuthal mode structure and frequency spectrum of ultra low frequency magnetic pulsations are resolved using a cross-spectral analysis based on high-fidelity multi-probe Magnetospheric Multiscale Mission (MMS) magnetometer data. The results based on the MMS 4 and MMS 3 pair of measurements show that shock arrival leads to low mode (|m| ≤ 3) magnetic fluctuations in the Pc4-5 regimes, and smaller spatial scale fluctuations implied by the dominant high mode numbers are observed after both shock signatures hit and passed the magnetosphere. Detailed evolution of the mode structure is also shown for the first shock to reveal the development of high mode structure from a bump-on-tail distribution at m≈20 to a dominant peak at m≈50 in about 10 min. In addition, an interesting change of sign in m from negative to positive is observed as MMS crosses ~11 MLT pre-noon, which is consistent with the picture of wave generation by dayside magnetopause compression and then anti-sunward propagation. Finally, for both shocks, the contribution of higher frequency waves (Pc-4 range compared with Pc-5) to the total wave power is found to be negligible before and after the shock impact, but it becomes more significant during the shock impact.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2026

The Effect of Large-scale Magnetic Fluctuations on Energetic Particle Profiles across Interplanetary Shocks

In situ observations of energetic particles associated with interplanetary (IP) shocks, known as energetic storm particle (ESP) events, often show time-intensity profiles quite different from predictions of classical diffusive shock acceleration theory. We use numerical simulations, including test-particle simulations and hybrid simulations (with fluid electrons and kinetic protons) for shocks propagating into a turbulent magnetic field to study the ESP intensity-time profiles across a strong IP shock. We find that several types of energetic particle intensity profiles similar to in situ observations can be produced in our simulations. The peak of energetic particle count is often near, but can be shifted from, the locations of the shock front, with the peak usually being observed downstream of the shock. These findings may help understand particle acceleration at both traveling IP shocks and shocks in other heliospheric and astrophysical environments.

Lo, Ming-Yuan [New Mexico Consortium (NMC), Los Al↗
DOE OSTI2020

Electron Energy Partition across Interplanetary Shocks. III. Analysis

An analysis of model fit results of 15,210 electron velocity distribution functions (VDFs), observed within ±2 hr of 52 interplanetary (IP) shocks by the Wind spacecraft near 1 au, is presented as the third and final part on electron VDFs near IP shocks. The core electrons and protons dominate in the magnitude and change in the partialto-total thermal pressure ratio, with the core electrons often gaining as much or more than the protons. Only a moderate positive correlation is observed between the electron temperature and the kinetic energy change across the shock, while weaker, if any, correlations were found with any other macroscopic shock parameter. No VDF parameter correlated with the shock normal angle. The electron VDF evolves from a narrowly peaked core with flaring suprathermal tails in the upstream to either a slightly hotter core with steeper tails or much hotter flattop core with even steeper tails downstream of the weaker and strongest shocks, respectively. Both quasi-static and fluctuating fields are examined as possible mechanisms modifying the VDF, but neither is sufficient alone. For instance, flattop VDFs can be generated by nonlinear ion acoustic wave stochastic acceleration (i.e., inelastic collisions), while other work suggested they result from the combination of quasi-static and fluctuating fields. This three-part study shows that not only are these systems not thermodynamic in nature; even kinetic models may require modification to include things like inelastic collision operators to properly model electron VDF evolution across shocks or in the solar wind.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Turbulence, Structures, and Diffusive Shock Acceleration

Diffusive shock acceleration (DSA) is thought to be the primary acceleration at shock waves. While this acceleration mechanism has been very successful in explaining many observations of energetic particles in astrophysics and heliophysics, recent observations suggest that DSA, at least its simplest version, may not be adequate in explaining observations of acceleration of particles at the termination shock and some interplanetary shocks. Meanwhile, turbulence and its structures like flux ropes and current sheets have been proposed to have important effects on accelerating particles into high energies. The goal of this project is to carefully examine and extend theories of particle acceleration including the DSA and recently developed reconnection acceleration associated with turbulence structures.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Shock Propagation and Associated Particle Acceleration in the Presence of Ambient Solar-Wind Turbulence

The topic of this review paper is on the influence of solar wind turbulence on shock propagation and its consequence on the acceleration and transport of energetic particles at shocks. As the interplanetary shocks sweep through the turbulent solar wind, the shock surfaces fluctuate and ripple in a range of different scales. We discuss particle acceleration at rippled shocks in the presence of ambient solar-wind turbulence. This strongly affects particle acceleration and transport of energetic particles (both ions and electrons) at shock fronts. In particular, we point out that the effects of upstream turbulence is critical for understanding the variability of energetic particles at shocks. Moreover, the presence of pre-existing upstream turbulence significantly enhances the trapping near the shock of low-energy charged particles, including those near the thermal energy of the incident plasma, even when the shock propagates normal to the average magnetic field. Pre-existing turbulence, always present in space plasmas, provides a means for the efficient acceleration of low-energy particles and overcoming the well known injection problem at shocks.

, solar wind↗
DOE OSTI2020

Why Are There so Few Reports of High-Energy Electron Drift Resonances? Role of Radial Phase Space Density Gradients

Models of monochromatic Pc5 (2–7 mHz) ultralow frequency (ULF) wave interactions with high energy (greater than ~1 MeV) electrons predict drift resonant interactions that can cause rapid radial transport and acceleration. There are few reports of electron drift resonance at energies greater than ~1 MeV, in contrast to lower energies; moreover, all previous reports occur in the aftermath of interplanetary shocks. These two facts are difficult to reconcile with theory and numerical simulations predicting that greater than ~1 MeV drift resonances should occur more often and in a wider variety of driving conditions. In this study, we show that a combination of observational sampling biases and nominal radial phase space density gradients is one explanation for this discrepancy between theory and observations. In particular, we examine electron dynamics in two case studies with very similar satellite coverage, solar wind conditions, and Pc5 wave properties, yet with different radial phase space density profiles. Using global wave and particle observations, we show that the events have vastly different particle responses despite having similar wave properties. Placing these results in context with past studies, we further show here that nominal radial PSD gradients near geostationary orbit can mask the expected drift resonance particle response and explain (1) the small number of past greater than ~1 MeV drift resonance reports and (2) the restriction of these reports to interplanetary shock events. We argue that future observational studies characterizing radial transport via drift resonance should examine global particle dynamics, including observations of the radial phase space density profile.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Flux Ropes, Turbulence, and Collisionless Perpendicular Shock Waves: High Plasma Beta Case

With the onset of solar maximum and the expected increased prevalence of interplanetary shock waves, Parker Solar Probe is likely to observe numerous shocks in the next few years. An outstanding question that has received surprisingly little attention has been how turbulence interacts with collisionless shock waves. Turbulence in the supersonic solar wind is described frequently as a superposition of a majority 2D and a minority slab component. Here we formulate a collisional perpendicular shock-turbulence transmission problem in a way that enables investigation of the interaction and transmission of quasi-perpendicular fluctuations such as magnetic flux ropes/islands and vortices as well as entropy and acoustic modes in the large plasma beta regime. We focus on the transmission of an upstream spectrum of these modes, finding that the downstream spectral amplitude is typically increased significantly (a factor of 10 or more), and that the upstream spectral index of the inertial range, and indeed the general spectral shape, is unchanged for the downstream magnetic variance, kinetic energy, and density variance. A comparison of the theoretically predicted downstream magnetic variance, kinetic energy, and density variance spectra with those observed at 1, 5, and 84 au by Wind, Ulysses, and Voyager 2 shows excellent agreement. The overall theoretically predicted characteristics of the transmission of turbulence across shocks observed in the solar wind appear to be largely consistent with recent observational studies by Pitňa et al. and Borovsky.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Meso-Scale Electrodynamic Coupling of the Earth Magnetosphere-Ionosphere System

Within the fully integrated magnetosphere-ionosphere system, many electrodynamic processes interact with each other. We review recent advances in understanding three major meso-scale coupling processes within the system: the transient field-aligned currents (FACs), mid-latitude plasma convection, and auroral particle precipitation. (1) Transient FACs arise due to disturbances from either dayside or nightside magnetosphere. As the interplanetary shocks suddenly compress the dayside magnetosphere, short-lived FACs are induced at high latitudes with their polarity successively changing. Magnetotail dynamics, such as substorm injections, can also disturb the current structures, leading to the formation of substorm current wedges and ring current disruption. (2) The mid-latitude plasma convection is closely associated with electric fields in the system. Recent studies have unraveled some important features and mechanisms of subauroral fast flows. (3) Charged particles, while drifting around the Earth, often experience precipitating loss down to the upper atmosphere, enhancing the auroral conductivity. Recent studies have been devoted to developing more self-consistent geospace circulation models by including a better representation of the auroral conductance. It is expected that including these new advances in geospace circulation models could promisingly strengthen their forecasting capability in space weather applications. The remaining challenges especially in the global modeling of the circulation system are also discussed.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Global Prompt Proton Sensor Network: Monitoring Solar Energetic Protons Based on GPS Satellite Constellation

Energetic particle instruments on board Global Positioning System (GPS) satellites form a powerful global prompt proton sensor network (GPPSn) that provides an unprecedented opportunity to monitor and characterize solar energetic protons targeting the Earth. The medium-Earth orbits of the GPS constellation have the unique advantage of allowing solar energetic protons to be simultaneously measured from multiple points in both open- and closed-field line regions. Examining two example intervals of solar proton events, we showcase in this study how GPS proton data are prepared, calibrated, and utilized to reveal important features of solar protons, including their source, acceleration/scattering by interplanetary shocks, the relative position of Earth when impinged by these shocks, the shape of solar particle fronts, the access of solar protons inside the dynamic geomagnetic field, and temporally varying proton distributions in both energy and space. By comparing to Van Allen Probes data, GPS proton observations are further demonstrated not only to be useful for qualitatively monitoring the dynamics of solar protons but also for quantitative scientific research including determining cutoff L-shells. Finally, our results establish that this GPPSn can join forces with other existing solar proton monitors and contribute to observing, warning, understanding, and ultimately forecasting the incoming solar energetic proton events.

47 OTHER INSTRUMENTATION↗
DOE OSTI2020

Influence of the Interplanetary Magnetic Field Cone Angle on the Geometry of Bow Shocks

The frozen-in interplanetary magnetic field (IMF) in the solar wind is one of the most important parameters affecting the Earth’s space weather. In the early studies of the IMF’s influence on space weather, significant effects of the north–south component of the IMF B {sub Z} were emphasized, while the radial component of the IMF B {sub X} was largely ignored. However, the IMF near the Earth is not always dominated by the north–south component of the IMF B {sub Z}, and the radial component of the IMF B {sub X} also plays an important role. However, while the effects of the IMF B {sub X} (cone angle) on the magnetopause have been studied in recent years, there has been much less effort to quantify the B {sub X} (cone angle) effects on the bow shock. In this paper, using the bow shock crossing data from multiple satellites, we investigate the IMF cone angle effect on the dayside and nightside of the bow shock. Our results show that under the radial IMF condition, the dayside of the bow shock is located closer to the Earth than the average. At the same time, on the nightside, the bow shock is farther away from the Earth than the average. The mechanism explaining the bow shock location under the radial IMF is not completely understood. We believe that the magnetosonic Mach number and unusual conditions of the magnetosheath, especially for low dynamic pressure, play an important role. In the future, more work is needed to describe the reactions of the Earth’s magnetosphere to different IMF orientations, especially to the radial IMF.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Global Hybrid Simulations of Interaction Between Interplanetary Rotational Discontinuity and Bow Shock/Magnetosphere: Can Ion-Scale Magnetic Reconnection be Driven by Rotational Discontinuity Downstream of Quasi-Parallel Shock?

Ion-scale magnetic reconnection has been observed downstream of the terrestrial quasi-parallel (Q-∥) shock. Whether it is driven by interplanetary discontinuities or turbulent Q-∥ shock, however, is unclear. Using three-dimensional global hybrid simulation, we investigate the generation of magnetic reconnection downstream of the Q-∥ shock, while an interplanetary rotational discontinuity (RD) is launched to the bow shock. Cases with various solar wind Alfvén Mach numbers, M A = 3.0 to 8, and propagation directions of the RD are presented. The propagation direction n is assumed to be in the GSE xz plane and pointing earthward, with n = (-sin(θ 12 /2),0,-cos(θ 12 /2)), where θ 12 is the angle between the upstream (B1) and downstream (B2) magnetic fields across the transmitted RD. It is found that magnetic reconnection occurs inside the RD downstream of the Q-∥ shock, forming flux ropes extending along the dawn-dusk direction about tens of ion inertial lengths. Large-amplitude low-frequency waves originated from the Q-∥ shock lead to the bending and squeezing of the field lines around the RD, which play an important role in triggering reconnection inside the RD. As the RD impacts the dayside magnetopause, magnetopause reconnection takes place between the field lines behind the RD and geomagnetic field lines. Nevertheless, no reconnection is found downstream of the Q-∥ shock itself or outside the RD in the magnetosheath. The existent and structure of reconnection in the magnetosheath are found to strongly depend on the parameters M A and n. Our simulation shows that ion-scale magnetic reconnection is driven by an external driver in the form of the compression of an RD around the bow shock and in the magnetosheath, rather than caused by the turbulent Q-∥ shock alone.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Review of the August 1972 and March 1989 (Allen) Space Weather Events: Can We Learn Anything New From Them?

Abstract Updated summaries of the August 1972 and March 1989 space weather events have been constructed. The features of these two events are compared to the Carrington 1859 event and a few other major space weather events. It is concluded that solar active regions release energy in a variety of forms (X‐rays, EUV photons, visible light, coronal mass ejection (CME) plasmas and fields) and they in turn can produce other energetic effects (solar energetic particles (SEPs), magnetic storms) in a variety of ways. It is clear that there is no strong one‐to‐one relationship between these various energy sinks. The energy is often distributed differently from one space weather event to the next. Concerning SEPs accelerated at interplanetary CME (ICME) shocks, it is concluded that the Fermi mechanism associated with quasi‐parallel shocks is relatively weak and that the gradient drift mechanism (electric fields) at quasi‐perpendicular shocks will produce harder spectra and higher fluxes. If the 4 August 1972 intrinsic magnetic cloud condition (southward interplanetary magnetic field instead of northward) and the interplanetary Sun to 1 au conditions were different, a 4 August 1972 magnetic storm and magnetospheric dawn‐to‐dusk electric fields substantially larger than the Carrington event would have occurred. Under these special interplanetary conditions, a Miyake et al. (2012), https://doi.org/10.1038/nature11123 ‐like extreme SEP event may have been formed. The long duration complex 1989 storm was probably greater than the Carrington storm in the sense that the total ring current particle energy was larger.

Tsurutani, Bruce T.↗
DOE OSTI2021

Ultrafast olivine-ringwoodite transformation during shock compression

Meteorites from interplanetary space often include high-pressure polymorphs of their constituent minerals, which provide records of past hypervelocity collisions. These collisions were expected to occur between kilometre-sized asteroids, generating transient high-pressure states lasting for several seconds to facilitate mineral transformations across the relevant phase boundaries. However, their mechanisms in such a short timescale were never experimentally evaluated and remained speculative. Here, we show a nanosecond transformation mechanism yielding ringwoodite, which is the most typical high-pressure mineral in meteorites. An olivine crystal was shock-compressed by a focused high-power laser pulse, and the transformation was time-resolved by femtosecond diffractometry using an X-ray free electron laser. Our results show the formation of ringwoodite through a faster, diffusionless process, suggesting that ringwoodite can form from collisions between much smaller bodies, such as metre to submetre-sized asteroids, at common relative velocities. Even nominally unshocked meteorites could therefore contain signatures of high-pressure states from past collisions.

42 ENGINEERING↗
DOE OSTI2023

A Data-driven, Physics-based Transport Model of Solar Energetic Particles Accelerated by Coronal Mass Ejection Shocks Propagating through the Solar Coronal and Heliospheric Magnetic Fields

Abstract In an effort to develop computational tools for predicting radiation hazards from solar energetic particles (SEPs), we have created a data-driven physics-based particle transport model to calculate the injection, acceleration, and propagation of SEPs from coronal mass ejection (CME) shocks traversing through the solar corona and interplanetary magnetic fields. The model runs on an input of corona and heliospheric plasma and magnetic field configuration from a magnetohydrodynamic model driven by solar photospheric magnetic field measurements superposed with observed CME shocks determined from coronagraph images. SEP source particles are injected at the shock using the result of diffusive shock acceleration formulation from a characteristic obliquity-dependent injection from a heated solar wind thermal tail population. With several advanced computation techniques involving stochastic simulation and integration, the model obtains the particle intensity at any location in interplanetary space through the rigorous solution to the time-dependent 5D focus transport equation in the phase space that includes perpendicular diffusion. We apply the model to the 2011 November 3 CME event. The calculation results reproduce multispacecraft SEP observations at Earth and STEREO-B reasonably well without normalization of particle flux. The observations at STEREO-A can be reproduced by rescaling particle energy or modified energy dependence of particle diffusion coefficients. This circumsolar SEP event seen by spacecraft at Earth, STEREO-A, and STEREO-B at widely separated longitudes can be explained by diffusive shock acceleration by a single CME shock with a moderate speed.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Magnetic Reconnection Inside Solar Wind Rotational Discontinuity During Its Interaction With the Quasi-Perpendicular Bow Shock and Magnetosheath

Here, using a three-dimensional global hybrid simulation, we investigate the formation and evolution of ion-scale magnetic reconnection inside an interplanetary rotational discontinuity (RD) owing to its interaction with the quasi-perpendicular (Q-⟂) bow shock and the magnetosphere. The interplanetary magnetic field (IMF) is initially predominantly northward, while it changes to purely southward across the RD. A significantly thinned RD current layer with a width ~ ion skin depth and normal magnetic field B n ≈0 is formed by a shock compression process as the RD interacts with the Q-⟂ shock. Magnetic reconnection thereupon takes place inside the thin RD current layer, where Hall magnetic and electric fields, reconnection electric field, and high-speed ion outflow jets are identified. Simultaneously, flux ropes form with an extension of a few ion inertial lengths. As the RD is transmitted into the magnetosheath, multiple reconnection sites lead to the formation of longer flux ropes. Moreover, magnetosheath reconnection is also found at new reconnection sites inside the RD. No reconnection is found in the Q-⟂ shock alone outside the RD. The flux ropes propagate poleward and tailward in the magnetosheath. In addition, magnetopause reconnection takes place under the southward IMF on the sunward side of the RD after the RD passes through the magnetopause.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

First Global Images of Ion Energization in the Terrestrial Foreshock by the Interstellar Boundary Explorer

The Interstellar Boundary Explorer (IBEX) mission provides global energetic neutral atom (ENA) observations from the heliosphere and the Earth's magnetosphere, including spatial, temporal, and energy information. IBEX views the magnetosphere from the sides and almost always perpendicular to noon-midnight plane. We report the first ENA images of the energization process in the Earth's ion foreshock and magnetosheath regions. We show ENA flux and spectral images of the dayside magnetosphere with significant energization of ENA plasma sources (above ~2.7 keV) in the region magnetically connected to the Earth's bow shock (BS) in its quasi-parallel configuration of the interplanetary magnetic field (IMF). We also show that the ion energization increases gradually with decreasing IMF-BS angle, suggesting more efficient suprathermal ion acceleration deeper in the quasi-parallel foreshock.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Dust Growth by Accretion of Molecules in Supersonic Interstellar Turbulence

We show that the growth rate of dust grains in cold molecular clouds is enhanced by the high degree of compressibility of a turbulent, dilute gas. By means of high-resolution (1024 3 ) numerical simulations, we confirm the theory that the spatial mean growth rate is proportional to the gas-density variance. This also results in broadening of the grain-size distribution (GSD) due to turbulence-induced variation of the grain-growth rate. We show, for the first time in a detailed numerical simulation of hydrodynamic turbulence, that the GSD evolves toward a shape that is a reflection of the gas-density distribution, regardless of the initial distribution. That is, in case of isothermal, rotationally forced turbulence, the GSD tends to be a lognormal distribution. We also show that in hypersonic turbulence, decoupling of gas and dust becomes important and that this leads to an even further accelerated grain growth.

79 ASTRONOMY AND ASTROPHYSICS↗