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DOE OSTI2023

On extended supersymmetry of 4d Galileons and 3-brane effective actions

We use on-shell amplitude methods to systematically analyze the possibility of extended supersymmetry for 4d Galileon models, expanding on previous $\mathcal{N}$ = 1 results. Assuming spins ≤1, we prove that there exists no $\mathcal{N}$ = 4 supersymmetric extension of 4d Galileons with a single vector multiplet. Thus the Galileons cannot be part of the effective action of a single flat maximally supersymmetric D3-brane, and that explains why such terms do not appear in the α'-expansion of the abelian open superstring amplitude. For $\mathcal{N}$ = 2 Galileons, we show that the complex scalar Z = $\phi$ + $iχ$ of the vector supermultiplet cannot have $\phi$ and $χ$ both enjoy enhanced shift symmetry; instead, $χ$ can at best be an R-axion with constant shift symmetry. Using the soft bootstrap, we demonstrate that the quartic DBI-Galileon is incompatible with $\mathcal{N}$ = 2 supersymmetry. A similar analysis performed at 7-point shows that a 2-parameter family of $\mathcal{N}$ = 2 supersymmetric quintic Galileons coupled with DBI passes the soft bootstrap. Finally, we show how supersymmetric couplings between Galileons and gravitons arise in generalizations of our constructions, and we conclude with a discussion of Galileons and DBI-Galileons in the context of UV-completability vs. the Swampland.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Perfecting one-loop BCJ numerators in SYM and supergravity

We take a major step towards computing D-dimensional one-loop amplitudes in general gauge theories, compatible with the principles of unitarity and the color-kinematics duality. For n-point amplitudes with either supersymmetry multiplets or generic non-supersymmetric matter in the loop, simple all-multiplicity expressions are obtained for the maximal cuts of kinematic numerators of n-gon diagrams. At n = 6, 7 points with maximal supersymmetry, we extend the cubic-diagram numerators to encode all contact terms, and thus solve the long-standing problem of simultaneously realizing the following properties: color-kinematics duality, manifest locality, optimal power counting of loop momenta, quadratic rather than linearized Feynman propagators, compatibility with double copy as well as all graph symmetries. Color-kinematics dual representations with similar properties are presented in the half-maximally supersymmetric case at n = 4, 5 points. The resulting gauge-theory integrands and their supergravity counterparts obtained from the double copy are checked to reproduce the expected ultraviolet divergences.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Lie-algebraic Kähler sigma models with U(1) isotropy

We discuss various questions that emerge in connection with the Lie-algebraic deformation of the sigma model in two dimensions. First, we supersymmetrize the original model endowing it with the minimal and extended supersymmetries. Then we derive the general hypercurrent anomaly in both cases. In the latter case this anomaly is one-loop but is somewhat different from the standard expressions one can find in the literature because the target manifold is nonsymmetric. We also show how to introduce the twisted masses and the term, and study the Bogomol’nyi–Prasad–Sommerfield equation for instantons, in particular the value of the topological charge. Then we demonstrate that the second loop in the function of the nonsupersymmetric Lie-algebraic sigma model is due to an infrared effect. To this end we use a supersymmetric regularization. We also conjecture that the above statement is valid for higher loops too, similar to the parallel phenomenon in four-dimensional super-Yang-Mills. In the second part of the paper we develop a special dimensional reduction—namely, starting from the two-dimensional Lie-algebraic model we arrive at a quasi-exactly solvable quantum-mechanical problem of the Lamé type.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

$T\overline{T}$ deformations of supersymmetric quantum mechanics

We define a manifestly supersymmetric version of the $T\overline{T}$ deformation appropriate for a class of (0 + 1)-dimensional theories with $\mathcal{N}$ = 1 or $\mathcal{N}$ = 2 supersymmetry, including one presentation of the super-Schwarzian theory which is dual to JT supergravity. These deformations are written in terms of Noether currents associated with translations in superspace, so we refer to them collectively as f($\mathcal{Q}$) deformations. We provide evidence that the f($\mathcal{Q}$) deformations of $\mathcal{N}$ = 1 and $\mathcal{N}$ = 2 theories are on-shell equivalent to the dimensionally reduced supercurrent-squared deformations of 2d theories with $\mathcal{N}$ = (0, 1) and $\mathcal{N}$ = (1, 1)supersymmetry, respectively. In the $\mathcal{N}$ = 1 case, we present two forms of the f($\mathcal{Q}$) deformation which drive the same flow, and clarify their equivalence by studying the analogous equivalent deformations in the non-supersymmetric setting.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Supersymmetric Massive Gravity

We initiate a systematic study of the self-interactions of a massive spin-2 “graviton” consistent with up to N = 4 supersymmetry. Using a recently developed massive on-shell superspace formalism, we construct the most general set of cubic massive graviton amplitudes in a form with all supersymmetry and Lorentz invariance manifest. We find that for N ≥ 3 supersymmetry, the family of consistent interactions coincide with those of the ghost-free dRGT model. For N = 4 (maximal) supersymmetry there is a single consistent cubic interaction which coincides with the unique structure required for the absence of asymptotic superluminality. Additionally, we discuss the structure of interactions in the high-energy limit, connections to supersymmetric Galileons and the possibility of a supersymmetric massive double copy.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Can black holes preserve 𝒩 > 4 supersymmetry?

The dynamics of near-BPS black holes are governed by the breaking of the conformal symmetry that emerges near their horizons. Using the classification of superconformal symmetries, we systematically classify and quantize all effective theories that can arise in the near-BPS limit of black holes. Using these results, we argue — under certain physical assumptions — that BPS black holes cannot preserve more than four supercharges. This conclusion is consistent with existing constructions in string theory.

Black Holes in String Theory↗
DOE OSTI2023

Spinor-helicity formalism for massive and massless amplitudes in five dimensions

Five-dimensional gauge and gravity theories are known to exhibit striking properties. D = 5 is the lowest dimension where massive tensor states appear naturally, providing a testing ground for perturbative insights into six-dimensional tensor theories. Five-dimensional supergravities are highly constrained and admit elegant geometric and algebraic formulations, with global symmetries manifest at the Lagrangian level. In this paper, we take a step towards the systematic investigation of amplitudes in five dimensions, and present a five-dimensional version of the spinor-helicity formalism, applicable to massless, massive and supersymmetric states. We give explicit representations for on-shell spinor and polarization variables such that the little-group symmetry and gauge redundancy are manifest. Massive self-dual tensor states are discussed in some detail, as well as all the on-shell supermultiplets that can appear in matter-coupled gauge and supergravity theories. As a byproduct of considering supersymmetry in the presence of central charge, we obtain massless ten-dimensional Majorana-Weyl spinors as products of five-dimensional massive spinors. We present compact expressions for superamplitudes at multiplicity three and four, including several novel superamplitudes that either do not straightforwardly uplift to six dimensions, or have not appeared in the six-dimensional literature. We discuss several examples of five-dimensional double-copy constructions in the context of gravitational theories with massive vectors and tensors, illustrating that the formalism we construct can also be used to considerably streamline the double-copy construction of $\mathcal{N}$ = 2 Maxwell-Einstein supergravities.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Phase transitions at unusual values of θ

We calculate the θ dependence in a cousin of QCD, where the vacuum structure can be analyzed exactly. The theory is $\mathcal{N}$ = 2 SU(2) gauge theory with N F = 0, 1, 2, 3 flavors of fundamentals, explicitly broken to $\mathcal{N}$ = 1 via an adjoint superpotential, and coupled to anomaly mediated supersymmetry breaking (AMSB). The hierarchy m AMSB ≪ μ 𝒩=1 ≪ Λ ensures the validity of our IR analysis. As expected from ordinary QCD, the vacuum energy is a function of θ which undergoes 1st order phase transitions between different vacua where the various dyons condense. For N F = 0 we find the expected phase transition at θ = π, while for N F = 1, 2, 3 we find phase transitions at fractional values of π.

Extended Supersymmetry↗
DOE OSTI2025

Nonrenormalization theorem for $\mathcal{N}$ = (4, 4) interface entropy

We derive a formula for the half-BPS interface entropy between any pair of $\mathcal{N}$ = (4, 4) theories on the same conformal manifold. This generalizes the diastasis formula derived in [1] for $\mathcal{N}$ = (2, 2) theories, which is restricted to the conformal submanifolds generated by either chiral or twisted chiral multiples of $\mathcal{N}$ = (2, 2) supersymmetry. To derive the $\mathcal{N}$ = (4, 4) formula, we use the fact that the conformal manifold of $\mathcal{N}$ = (4, 4) theories is symmetric and quaternionic-Kähler and that its isotropy group contains the SU(2) ⊗ SU(2) external automorphism of the $\mathcal{N}$ = (4, 4) superconformal algebra. As an application of the formula, we prove a supersymmetric non-renormalization theorem, which explains the observation in [2] that the interface entropy for half-BPS Janus solutions in type IIB supergravity on AdS 3 × S 3 × T 4 coincides with the corresponding quantity in their free conformal field limits.

AdS-CFT correspondence↗
DOE OSTI2026

Global symmetry and integral constraint on superconformal lines in four dimensions

We study properties of point-like impurities preserving flavor symmetry and supersymmetry in four-dimensional 𝒩 = 2 field theories. At large distances, such impurities are described by half-BPS superconformal line defects. By working in the AdS 2 × S 2 conformal frame, we develop a novel and simpler way of deriving the superconformal Ward identities relating the various two-point functions of flavor current multiplet operators in the presence of the defect. We use these relations to simplify a certain integrated two-point function of flavor current multiplet operators that, in Lagrangian theories, can be computed using supersymmetric localization. The simplification gives an integral constraint on the two-point function of the flavor current multiplet superconformal primary with trivial integration measure in the AdS 2 × S 2 conformal frame. We provide several consistency checks on our Ward identities.

extended supersymmetry↗
DOE OSTI2023

Phases of $ \mathcal{N} $ = 2 Sachdev-Ye-Kitaev models

We study N = 2 supersymmetric Sachdev-Ye-Kitaev (SYK) models with com- plex fermions at non-zero background charge. Motivated by multi-charge supersymmetric black holes, we propose a new N = 2 SYK model with multiple U(1) symmetries, integer charges, and a non-vanishing supersymmetric index, realizing features not present in known SYK models. In both models, a conformal solution with a super-Schwarzian mode emerges at low temperatures, signaling the appearance of nearly AdS2/BPS physics. However, in contrast to complex SYK, the fermion scaling dimension depends on the background charge in the conformal limit. For a critical charge, we find a high to low entropy phase transition in which the conformal solution ceases to be valid. This transition has a simple interpretation– the fermion scaling dimension violates the unitarity bound. We offer some comments on a holographic interpretation for supersymmetric black holes.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Partial spectral flow in the D1D5 CFT

The two-dimensional 𝒩 = 4 superconformal algebra has a free field realization with four bosons and four fermions. There is an automorphism of the algebra called spectral flow. Under spectral flow, the four fermions are transformed together. In this paper, we study partial spectral flow where only two of the four fermions are transformed. Partial spectral flow is applied to the D1D5 CFT where a marginal deformation moves the CFT away from the free point. The partial spectral flow is broken by the deformation. We show that this effect can be studied due to a transformation of the deformation which is well-defined under partial spectral flow. As a result in the spectrum, we demonstrate how to compute the second-order energy lift of a D1D5P state through its partial spectral flowed state. We find that D1D5P states related by partial spectral flow do not have the same lift in general.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Mapping out the internal space in AdS/BCFT with Wilson loops

We study Wilson loops in string theory realizations of AdS/BCFT and wedge holography. The field theories are based on 3d N = 4 long quiver gauge theories engineered by D3, D5 and NS5 branes, and on BCFTs involving 4d N = 4 SYM coupled to such 3d theories. The holographic duals have geometry AdS 4 × S 2 × S 2 warped over a strip. We identify the holographic representation of antisymmetric Wilson loops associated with individual 3d gauge nodes in terms of probe D5-branes. The expectation values obtained holographically are matched to supersymmetric localization computations. Our results yield an identification of regions in the internal space with individual 3d gauge nodes. Connecting to bottom-up braneworld models, this gives a concrete notion of which parts of the 10d solutions correspond to the end-of-the-world brane and which to the remaining bulk. We also construct supersymmetric Janus on the brane embeddings in AdS 5 ×S 5 , which describe surface defects with boundaries and interfaces in N = 4 SYM.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Extended JT supergravity and random matrix models: The power of the string equation

A number of supersymmetric Jackiw-Teitelboim (JT) gravity theories are known to be described (in the Euclidean path integral formulation) by double-scaled random matrix models. Such matrix models can be characterized using a certain “string equation”. It was shown recently that in extended supergravity, when the number of BPS states scales as e$^{S_0}$, where $S_0$ is the extremal entropy, a special ansatz for the leading order solution of the string equation yields the supergravity spectrum. Somewhat miraculously, the construction showed that the functional form of the non-BPS (continuum) sector predicts the precise form of the BPS sector, showing the robustness of the supergravity/matrix-model correspondence. In this paper, we refine the analysis and show that the string equation, combined with some simple requirements on solutions, are powerful tools for constraining the spectrum of extended JT supergravity theories. We re-explore the cases of $\mathcal{N} = 2$ and (small) $\mathcal{N} = 4$ JT supergravity, and then explore the new cases of spectra from $\mathcal{N} = 3$ and $\mathcal{N} = 4$ large JT supergravity (recently derived by Heydeman, Shi, and Turiaci) showing that our approach also works naturally for (nearly) all the models. Based on this success, we conjecture that these new supergravity models also have matrix model descriptions.

Extended Supersymmetry↗
DOE OSTI2023

Soft and collinear limits in $\mathcal{N}$ = 8 supergravity using double copy formalism

It is known that $\mathcal{N}$ = 8 supergravity is dual to $\mathcal{N}$ = 4 super Yang-Mills (SYM) via the double copy relation. Using the explicit relation between scattering amplitudes in the two theories, we calculate the soft and collinear limits in $\mathcal{N}$ = 8 supergravity from know results in $\mathcal{N}$ = 4 SYM. In our application of double copy, a particular self-duality condition is chosen for scalars that allows us to constrain and determine the R-symmetry indices of the supergravity states in the collinear limit.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Bootstrapping a stress-tensor form factor through eight loops

We bootstrap the three-point form factor of the chiral stress-tensor multiplet in planar $\mathcal{N}$ = 4 supersymmetric Yang-Mills theory at six, seven, and eight loops, using boundary data from the form factor operator product expansion. This may represent the highest perturbative order to which multi-variate quantities in a unitary four-dimensional quantum field theory have been computed. In computing this form factor, we observe and employ new restrictions on pairs and triples of adjacent letters in the symbol. We provide details about the function space required to describe the form factor through eight loops. Plotting the results on various lines provides striking numerical evidence for a finite radius of convergence of perturbation theory. By the principle of maximal transcendentality, our results are expected to give the highest weight part of the gg → Hg and H → ggg amplitudes in the heavy-top limit of QCD through eight loops. These results were also recently used to discover a new antipodal duality between this form factor and a six-point amplitude in the same theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Higher-derivative corrections in M-theory from precision numerical bootstrap

We study higher-derivative corrections to the graviton scattering amplitude in M-theory, via the stress tensor correlator of 3d$\mathcal{N}$= 8 U(N) k × U(N) –k ABJM theory (dual to graviton scattering in M-theory on AdS 4 × S 7 /ℤ k ). We use the conformal bootstrap combined with an integral constraint derived from supersymmetric localization in order to constrain semishort OPE coefficients appearing in the stress tensor correlator. We obtain islands that are significantly more precise than those in previous studies that did not use the integral constraint. Using these islands, we can estimate the powers and coefficients in a large central charge expansion. This allows us to accurately read off the N 3 LO contribution, from the protected D 6 R 4 correction, and also estimate the N 4 LO contribution, from the unprotected D 8 R 4 correction.

AdS-CFT correspondence↗
DOE OSTI2024

A supersymmetric SYK model with a curious low energy behavior

We consider N = 2,4 supersymmetric SYK models that have a peculiar low energy behavior, with the entropy going like S = S 0 + (constant)T a , where a ≠ 1. The large N equations for these models are a generalization of equations that have been previously studied as an unjustified truncation of the planar diagrams describing the BFSS matrix quantum mechanics or other related matrix models. Here we reanalyze these equations in order to better understand the low energy physics of these models. We find that the scalar fields develop large expectation values which explore the low energy valleys in the potential. The low energy physics is dominated by quadratic fluctuations around these values. These models were previously conjectured to have a spin glass phase. We did not find any evidence for this phase by using the usual diagnostics, such as searching for replica symmetry breaking solutions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗