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At least 1,675 records · Page 93
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DOE OSTI2021

Supersymmetry and superstrata in three dimensions

We analyze the supersymmetry transformations of gauged SO(4) supergravity coupled to extra hypermultiplets in three dimensions, and find large families of smooth BPS solutions that preserve four supersymmetries. These BPS solutions are part of the consistent truncation of some families of six-dimensional superstrata. From the three-dimensional perspective, these solutions give rise to “smoothly-capped BTZ” geometries. We show how the twisting of the spin connection, the holomorphy of the fields, and the Chern-Simons connections all play an essential role in the existence of these supersymmetric solutions. This paper also closes the circle on the consistent truncation of superstrata, showing precisely how every feature of the superstratum enters into the three-dimensional BPS structure.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Semiclassics with ’t Hooft flux background for QCD with 2-index quarks

We study quantum chromodynamics including the two-index symmetric or anti-symmetric quark (QCD(Sym/ASym)) on small $\mathbb{R}^2$× T 2 with a suitable magnetic flux. We first discuss the ’t Hooft anomaly of these theories and claim that discrete chiral symmetry should be spontaneously broken completely to satisfy the anomaly matching condition. The T 2 compactification with the magnetic flux preserves the ’t Hooft anomaly, and the 2d effective theory is constrained by the same anomaly of 4d QCD(Sym/ASym). We demonstrate the spontaneous breakdown of chiral symmetry using the dilute gas of center vortices, which confirms the prediction of the ’t Hooft anomaly. We also find that each vacuum maintains the charge conjugation symmetry, and this gives affirmative support for the nonperturbative large-N orientifold equivalence between QCD(Sym/ASym) and $\mathcal{N}$ = 1 supersymmetric SU(N) Yang-Mills theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Complex saddles and Euclidean wormholes in the Lorentzian path integral

We study complex saddles of the Lorentzian path integral for 4D axion gravity and its dual description in terms of a 3-form flux, which include the Giddings-Strominger Euclidean wormhole. Transition amplitudes are computed using the Lorentzian path integral and with the help of Picard-Lefschetz theory. The number and nature of saddles is shown to qualitatively change in the presence of a bilocal operator that could arise, for example, as a result of considering higher-topology transitions. We also analyze the stability of the Giddings-Strominger wormhole in the 3-form picture, where we find that it represents a perturbatively stable Euclidean saddle of the gravitational path integral. This calls into question the ultimate fate of such solutions in an ultraviolet-complete theory of quantum gravity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Axion anomalies

We study fermions derivatively coupled to axion-like or pseudoscalar fields, and show that the axial vector current of the fermions is not conserved in the limit where the fermion is massless. This apparent violation of the classical chiral symmetry is due to the background axion field. We compute the contributions to this anomalous Ward identity due to the pseudoscalar field alone, which arise in Minkowski space, as well as the effects due to an interaction with an external gravitational field. For the case of massless fermions, these interactions induce terms in the axion effective action that can be removed by the addition of local counterterms. We demonstrate that these counterterms are generated by the transformation of the path integral measure when transforming the theory from a form where the chiral symmetry is manifest to one where the symmetry is only apparent after using the classical equations of motion. We work perturbatively in Minkowski space and include the effects of interactions with a linearized gravitational field. Using the heat kernel method, we study the transformation properties of the path integral measure, and include the effects of non-linear gravity as well as interactions with gauge fields. Finally, we verify our relation by considering derivatively coupled fermions during pseudoscalar-driven inflation and computing the divergence of the axial current in de Sitter spacetime.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

On gauge amplitudes first appearing at two loops

We study scattering amplitudes in massless non-abelian gauge theory where all outgoing gluons have positive helicity. It has been argued recently by Costello that for a particular fermion representation (8 fundamentals plus one antisymmetric-tensor representation in SU(N)) the one-loop amplitudes vanish identically. We show that this vanishing leads to previously-observed identities among one-loop color-ordered partial amplitudes. We then turn to two loops, where Costello has computed the all-plus amplitudes for this theory, as rational functions of the kinematics for any number of gluons using the celestial chiral algebra (CCA) bootstrap. We show that in dimensional regularization, these two-loop amplitudes are not rational, and they are not even finite as ϵ → 0. However, the finite remainder for four gluons agrees with the formula by Costello. In addition, we provide a mass regulator for the infrared-divergent loop integrals; with this regulator, the CCA bootstrap formula is recovered exactly. Finally, we use the CCA bootstrap to compute the double-trace terms in the theory at two loops for an arbitrary number of gluons.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Symmetry-enriched quantum spin liquids in (3 + 1)d

We use the intrinsic one-form and two-form global symmetries of (3+1)d bosonic field theories to classify quantum phases enriched by ordinary (0-form) global symmetry. Different symmetry-enriched phases correspond to different ways of coupling the theory to the background gauge field of the ordinary symmetry. The input of the classification is the higher-form symmetries and a permutation action of the 0-form symmetry on the lines and surfaces of the theory. From these data we classify the couplings to the background gauge field by the 0-form symmetry defects constructed from the higher-form symmetry defects. For trivial two-form symmetry the classification coincides with the classification for symmetry fractionalizations in (2 + 1)d. We also provide a systematic method to obtain the symmetry protected topological phases that can be absorbed by the coupling, and we give the relative ’t Hooft anomaly for different couplings. We discuss several examples including the gapless pure U(1) gauge theory and the gapped Abelian finite group gauge theory. As an application, we discover a tension with a conjectured duality in (3 + 1)d for SU(2) gauge theory with two adjoint Weyl fermions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

3d-3d correspondence for mapping tori

One of the main challenges in 3d-3d correspondence is that no existent approach offers a complete description of 3d N = 2 SCFT T [ M 3 ] — or, rather, a “collection of SCFTs” as we refer to it in the paper — for all types of 3-manifolds that include, for example, a 3-torus, Brieskorn spheres, and hyperbolic surgeries on knots. The goal of this paper is to overcome this challenge by a more systematic study of 3d-3d correspondence that, first of all, does not rely heavily on any geometric structure on M 3 and, secondly, is not limited to a particular supersymmetric partition function of T [ M 3 ]. In particular, we propose to describe such “collection of SCFTs” in terms of 3d N = 2 gauge theories with “non-linear matter” fields valued in complex group manifolds. As a result, we are able to recover familiar 3-manifold invariants, such as Turaev torsion and WRT invariants, from twisted indices and half-indices of T [ M 3 ], and propose new tools to compute more recent q -series invariants Z * ( M 3 ) in the case of manifolds with b 1 > 0. Although we use genus-1 mapping tori as our “case study,” many results and techniques readily apply to more general 3-manifolds, as we illustrate throughout the paper.

Topological Field Theories↗
DOE OSTI2022

Time reversal and CP invariance in Calabi-Yau compactifications

We revisit the question of time reversal and CP invariance in Calabi-Yau compactifications. We show that time reversal invariance is respected by quantum corrections to the prepotential. In particular, field independent θ angles whose presence is dictated by requiring integrality of relevant monodromy transformations can take precisely the quantized values compatible with time reversal invariance. Furthermore, monodromy symmetry enlarges the region on moduli space on which time reversal is not spontaneously broken. We define the action of the CP transformation for multi-parameter models and argue that on the slice of moduli space where it is defined, CP> is trivially a symmetry of the theory. For supersymmetric vacua that lie in this slice, we derive a condition on the third cohomology of the compactification manifold which determines whether CPpreserving fluxes exist that stabilize the moduli to such points. In the case of one-parameter models, the condition is always satisfied.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

The phase diagram of BPS black holes in AdS 5

Motivated by recent studies of supersymmetric black holes, we revisit the phase diagram of AdS black holes, whether BPS or not, with particular emphasis on the role of rotation. We develop BPS thermodynamics systematically and, in many explicit examples, we study its striking similarities with more familiar AdS black holes, as well as some differences. We highlight an important fugacity that preserves BPS saturation but is not captured by the supersymmetric index.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Winding θ and destructive interference of instantons

While the θ dependence of field theories is 2π periodic, the ground-state wavefunctions at θ and θ + 2π often belong to different classes of symmetry-protected topological states. When this is the case, a continuous change of the θ parameter can introduce an interface that supports a nontrivial field theory localized on the wall. We consider the 2d CP N-1 sigma model as an example and construct a weak-coupling setup of this interface theory by considering the small S1 compactification with nonzero winding θ parameter and a suitable symmetry-twisted boundary condition. This system has N classical vacua connected by fractional instantons, but the anomaly constraint tells us that the fractional-instanton amplitudes should vanish completely to have N-fold degeneracy at the quantum level. We show how this happens in this purely bosonic system, uncovering that the integration over the zero modes annihilates the fractional instanton amplitudes, in sharp contrast to what happens when the θ angle is constant. Moreover, we provide another explanation of this selection rule by showing that the N perturbative vacua acquire different charges under the global symmetry with the activation of the winding θ angle. We also demonstrate a similar destructive interference between instanton effects in the CP N-1 quantum mechanics with the Berry phase.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Revisiting the refined Distance Conjecture

The Distance Conjecture of Ooguri and Vafa holds that any infinite-distance limit in the moduli space of a quantum gravity theory must be accompanied by a tower of exponentially light particles, which places tight constraints on the low-energy effective field theories in these limits. One attempt to extend these constraints to the interior of moduli space is the refined Distance Conjecture, which holds that the towers of light particles predicted by the Distance Conjecture must appear any time a modulus makes a super-Planckian excursion in moduli space. In this note, however, we point out that a tower which satisfies the Distance Conjecture in an infinite-distance limit of moduli space may be parametrically heavier than the Planck scale for an arbitrarily long geodesic distance. This means that the refined Distance Conjecture, in its most naive form, does not place meaningful constraints on low-energy effective field theory. This motivates alternative refinements of the Distance Conjecture, which place an absolute upper bound on the tower mass scale in the interior of moduli space. We explore two possibilities, providing evidence for them and briefly discussing their implications.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Exact QFT duals of AdS black holes

We construct large N saddle points of the matrix model for the $\mathcal{N}$ = 4 Yang- Mills index dual to the BPS black holes in AdS 5 × S 5 , in two different setups. When the two complex chemical potentials for the angular momenta are collinear, we find linear eigenvalue distributions which solve the large N saddle point equation. When the chemical potentials are not collinear, we find novel solutions given by areal eigenvalue distributions after slightly reformulating the saddle point problem. We also construct a class of multi-cut saddle points, showing that they sometimes admit nontrivial filling fractions. As a byproduct, we find that the Bethe ansatz equation emerges from our saddle point equation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Analyticity and the Unruh effect: a study of local modular flow

The Unruh effect can be formulated as the statement that the Minkowski vacuum in a Rindler wedge has a boost as its modular flow. In recent years, other examples of states with geometrically local modular flow have played important roles in understanding energy and entropy in quantum field theory and quantum gravity. Here I initiate a general study of the settings in which geometric modular flow can arise, showing (i) that any geometric modular flow must be a conformal symmetry of the background spacetime, and (ii) that in a well behaved class of “weakly analytic” states, geometric modular flow must be future-directed. I further argue that if a geometric transformation is conformal but not isometric, then it can only be realized as modular flow in a conformal field theory. Finally, I discuss a few settings in which converse results can be shown — i.e., settings in which a state can be constructed whose modular flow reproduces a given vector field.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Wormholes without averaging

After averaging over fermion couplings, SYK has a collective field description that sometimes has “wormhole” solutions. We study the fate of these wormholes when the couplings are fixed. Working mainly in a simple model, we find that the wormhole saddles persist, but that new saddles also appear elsewhere in the integration space — “half-wormholes.” The wormhole contributions depend only weakly on the specific choice of couplings, while the half-wormhole contributions are strongly sensitive. The half-wormholes are crucial for factorization of decoupled systems with fixed couplings, but they vanish after averaging, leaving the non-factorizing wormhole behind.

1/N Expansion↗
DOE OSTI2025

Symmetry transmutation and anomaly matching

We explore a situation where a global symmetry of the ultraviolet (UV) theory does not act faithfully on the local infrared (IR) degrees of freedom, but instead acts effectively as a higher-form symmetry. We refer to this phenomenon as symmetry transmutation, where the UV symmetry is “transmuted” into a higher-form symmetry in the IR. Notably, unlike emergent (accidental) symmetries, which are approximate, these symmetries are exact. We illustrate the ubiquity of this phenomenon in various continuum and lattice systems and provide examples where the ’t Hooft anomalies of the UV symmetry are matched by those of the new higher-form symmetry in the IR. We also show that in certain phases and for certain energies, the UV baryon-number symmetry of one-flavor QCD is transmuted into a discrete one-form global symmetry. Finally, we compare our symmetry transmutation to the well-known phenomenon of symmetry fractionalization.

Anomalies in Field and String Theories↗
DOE OSTI2020

Microstate geometries from gauged supergravity in three dimensions

The most detailed constructions of microstate geometries, and particularly of superstrata, are done using $\mathcal{N}$ = (1, 0) supergravity coupled to two anti-self-dual tensor multiplets in six dimensions. We show that an important sub-sector of this theory has a consistent truncation to a particular gauged supergravity in three dimensions. Our consistent truncation is closely related to those recently laid out by Samtleben and Sarioglu, which enables us to develop complete uplift formulae from the three-dimensional theory to six dimensions. We also find a new family of multi-mode superstrata, indexed by two arbitrary holomorphic functions of one complex variable, that live within our consistent truncation and use this family to provide extensive tests of our consistent truncation. We discuss some of the future applications of having an intrinsically three-dimensional formulation of a significant class of microstate geometries.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Integrable deformation of $\mathbb{C}$P n and generalised Kähler geometry

We build on the results of [1] for generalised frame fields on generalised quotient spaces and study integrable deformations for CP n . In particular we show how, when the target space of the Principal Chiral Model is a complex projective space, a two-parameter deformation can be introduced in principle. The second parameter can however be removed via a diffeomorphism, which we construct explicitly, in accordance with the results stemming from a thorough integrability analysis we carry out. We also elucidate how the deformed target space can be seen as an instance of generalised Kähler, or equivalently bi-Hermitian, geometry. In this respect, we find the generic form of the pure spinors for CP n and the explicit expression for the generalised Kähler potential for n = 1, 2.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Shocks and information exchange in de Sitter space

We discuss some implications of recent progress in understanding the black hole information paradox for complementarity in de Sitter space. Extending recent work by two of the authors, we describe a bulk procedure that allows information expelled through the cosmological horizon to be received by an antipodal observer. Generically, this information transfer takes a scrambling time t=H- 1 (S ds ). We emphasize that this procedure relies crucially on selection of the Bunch-Davies vacuum state, interpreted as the thermofield double state that maximally entangles two antipodal static patches. The procedure also requires the presence of an (entangled) energy reservoir, created by the collection of Hawking modes from the cosmological horizon. We show how this procedure avoids a cloning paradox and comment on its implications.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗