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DOE OSTI2018

Divergences in open quantum systems

Here, we show that for cubic scalar field theories in five and more spacetime dimensions, and for the T = 0 limit of the Caldeira-Leggett model, the quantum master equation for long-wavelength modes initially unentangled from short-distance modes, and at second order in perturbation theory, contains divergences in the non-Hamiltonian terms. These divergences ensure that the equations of motion for expectation values of composite operators closes on expectation values of renormalized operators. Along the way we show that initial “jolt” singularities which occur in the equations of motion for operators linear in the fundamental variables persist for quadratic operators, and are removed if one chooses an initial state projected onto low energies, following the Born-Oppenheimer approximation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2018

The AdS 3 propagator and the fate of locality

We recently used Virasoro symmetry considerations to propose an exact formula for a bulk proto-field φ in AdS 3 . In this paper we study the propagator <φφ>. We show that many techniques from the study of conformal blocks can be generalized to compute it, including the semiclassical monodromy method and both forms of the Zamolodchikov recursion relations. When the results from recursion are expanded at large central charge, they match gravitational perturbation theory for a free scalar field coupled to gravity in our chosen gauge. We find that although the propagator is finite and well-defined at long distances, its perturbative expansion in G N = 3 2 c exhibits UV/IR mixing effects. If we nevertheless interpret <φφ> as a probe of bulk locality, then when G N m ϕ ≪ 1 locality breaks down at the new short-distance scale σ ∗ ∼ G N R A d S 3 4 . For φ with very large bulk mass, or at small central charge, bulk locality fails at the AdS length scale. In all cases, locality ‘breakdown’ manifests as singularities or branch cuts at spacelike separation arising from non-perturbative quantum gravitational effects.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2019

Early scrambling and capped BTZ geometries

Geodesic probes in certain horizonless microstate geometries experience extreme tidal forces long before reaching the region where these geometries differ significantl from the extremal BTZ black hole. The purpose of this paper is to show that this behavior is a universal feature of all geometries that have a long BTZ throat that terminates in a cap, regardless of the details of this cap. Hence, incoming probes will scramble into the microstate structure before they encounter the region where the charges of the solution are sourced, and the reason for this premature scrambling is the amplification of tiny geometrical deviations by the relativistic speeds of the probes. To illustrate the phenomenon, we construct a new family of smooth horizonless superstratum microstate geometries, dual to D1-D5 CFT states whose momentum charge is carried by excitations on CFT strands of length k. We also show that, in the large-k limit, these new superstrata resemble a blackened supertube solution everywhere except in the near-supertube region. Thus they resolve the singularity caused by the naive back-reaction of modes with non-linear instabilities near evanescent ergosurfaces.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2020

Right-handed neutrinos and U(1) X symmetry-breaking

In [1] we proposed a model for Heterotic F-theory duality with Wilson line symmetry-breaking and a 4 + 1 split of the F-theory spectral divisor. One goal of this note is to call attention to the existence of right-handed neutrinos in our F-theory model. As pointed out in section 4 of [2] such existence may be evidence for the U(1) X -symmetry that remains after the Higgsing of E 8 via E 8 $\Rightarrow$ SU(5) gauge ⊕ [SU(4) ⊕ U(1) X ] Higgs occasioned by the 4 + 1 split of the spectral divisor. In addition, as a result of the $\mathbb{Z}$ 2 -action that supports the Wilson line we argue that the U(1) X -symmetry is, in fact, broken to $\mathbb{Z}$ 2 -matter parity. Finally we identify co-dimension 3 singularities which determine Yukawa couplings for the MSSM matter fields.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

New superstrata from three-dimensional supergravity

We find a two-parameter family of generalized superstrata that emerge as smooth, supersymmetric solutions in three-dimensional gauged supergravity coupled to additional scalar fields. This new family of generalized superstrata are smooth microstate geometries and may be thought of as supersymmetric Coulomb-branch extensions of the original superstrata in which the underlying supertube undergoes an elliptical deformation. These solutions had already been obtained numerically, and as series solutions, to the equations of motion, and some of them were conjectured to be supersymmetric. Here we prove the supersymmetry of an entire two-parameter family and we obtain a highly non-trivial analytic and smooth solution for a one-parameter limit in which the global symmetry of the metric is enhanced to SO(3). We also confirm that the other known families of microstrata are not supersymmetric. We conclude with a cursory analysis of some of the singular brane distributions that can be accessed from three-dimensional gauged supergravity while preserving the same supersymmetries as the superstratum, and therefore of the three-charge black hole.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2025

Scalar-scaffolded gluons and the combinatorial origins of Yang-Mills theory

We present a new formulation for Yang-Mills scattering amplitudes in any number of dimensions and at any loop order, based on the same combinatorial and binary-geometric ideas in kinematic space recently used to give an all-order description of Tr Φ 3 theory. We propose that in a precise sense the amplitudes for a suitably “stringy” form of these two theories are identical, up to a simple shift of kinematic variables. This connection is made possible by describing the amplitudes for n gluons via a “scalar scaffolding”, arising from the scattering of 2n colored scalars coming in n distinct pairs of flavors fusing to produce the gluons. Fundamental properties of the “u-variables”, describing the “binary geometry” for surfaces appearing in the topological expansion, magically guarantee that the kinematically shifted Tr Φ 3 amplitudes satisfy the physical properties needed to be interpreted as scaffolded gluons. These include multilinearity, gauge invariance, and factorization on tree- and loop-level gluon cuts. Our “stringy” scaffolded gluon amplitudes coincide with amplitudes in the bosonic string for extra-dimensional gluon polarizations at tree-level, but differ (and are simpler) at loop-level. We provide many checks on our proposal, including matching non-trivial leading singularities through two loops. The simple counting problem underlying the u variables autonomously “knows” about everything needed to convert colored scalar to gluon amplitudes, exposing a striking “discovery” of Yang-Mills amplitudes from elementary combinatorial ideas in kinematic space.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2016

$ \mathcal{N} $ = 2 supersymmetric Janus solutions and flows: From gauged supergravity to M theory

In this study, we investigate a family of SU(3)×U(1)×U(1)-invariant holographic flows and Janus solutions obtained from gauged $ \mathcal{N} $ = 8 supergravity in four dimensions. We give complete details of how to use the uplift formulae to obtain the corresponding solutions in M theory. While the flow solutions appear to be singular from the four-dimensional perspective, we find that the eleven-dimensional solutions are much better behaved and give rise to interesting new classes of compactification geometries that are smooth, up to orbifolds, in the infra-red limit. Our solutions involve new phases in which M2 branes polarize partially or even completely into M5 branes. We derive the eleven-dimensional supersymmetries and show that the eleven-dimensional equations of motion and BPS equations are indeed satisfied as a consequence of their four-dimensional counterparts. Apart from elucidating a whole new class of eleven-dimensional Janus and flow solutions, our work provides extensive and highly non-trivial tests of the recently-derived uplift formulae.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2016

Momentum fractionation on superstrata

Superstrata are bound states in string theory that carry D1, D5, and momentum charges, and whose supergravity descriptions are parameterized by arbitrary functions of (at least) two variables. In the D1-D5 CFT, typical three-charge states reside in highdegree twisted sectors, and their momentum charge is carried by modes that individually have fractional momentum. Understanding this momentum fractionation holographically is crucial for understanding typical black-hole microstates in this system. We use solution-generating techniques to add momentum to a multi-wound supertube and thereby construct the first examples of asymptotically-flat superstrata. The resulting supergravity solutions are horizonless and smooth up to well-understood orbifold singularities. Upon taking the AdS3 decoupling limit, our solutions are dual to CFT states with momentum fractionation. We give a precise proposal for these dual CFT states. Lastly, our construction establishes the very nontrivial fact that large classes of CFT states with momentum fractionation can be realized in the bulk as smooth horizonless supergravity solutions.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2018

Abelian F-theory models with charge-3 and charge-4 matter

This paper analyzes U(1) F-theory models admitting matter with charges q = 3 and 4. First, we systematically derive a q = 3 construction that generalizes the previous q = 3 examples. We argue that U(1) symmetries can be tuned through a procedure reminiscent of the SU( N ) and Sp( N ) tuning process. For models with q = 3 matter, the components of the generating section vanish to orders higher than 1 at the charge-3 matter loci. As a result, the Weierstrass models can contain non-UFD structure and thereby deviate from the standard Morrison-Park form. Techniques used to tune SU( N ) models on singular divisors allow us to determine the non-UFD structures and derive the q = 3 tuning from scratch. Here, we also obtain a class of a q=4 models by deforming a prior U(1) × U(1) construction. To the author’s knowledge, this is the first published F-theory example with charge-4 matter. Finally, we discuss some conjectures regarding models with charges larger than 4.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2018

Elliptic polylogarithms and iterated integrals on elliptic curves. Part I: general formalism

We introduce a class of iterated integrals, defined through a set of linearly independent integration kernels on elliptic curves. As a direct generalization of multiple polylogarithms, we construct our set of integration kernels ensuring that they have at most simple poles, implying that the iterated integrals have at most logarithmic singularities. We study the properties of our iterated integrals and their relationship to the multiple elliptic polylogarithms from the mathematics literature. On the one hand, we find that our iterated integrals span essentially the same space of functions as the multiple elliptic polylogarithms. On the other, our formulation allows for a more direct use to solve a large variety of problems in high-energy physics. As a result, we demonstrate the use of our functions in the evaluation of the Laurent expansion of some hypergeometric functions for values of the indices close to half integers.

97 MATHEMATICS AND COMPUTING↗

DOE OSTI2019

Generic matter representations in 6D supergravity theories

In six-dimensional supergravity, there is a natural sense in which matter lying in certain representations of the gauge group is “generic,” in that other “exotic” matter representations require more fine tuning. From considerations of the dimensionality of the moduli space and anomaly cancellation conditions, we find that the generic sets of matter representations are well-defined for 6D supergravity theories with gauge groups containing arbitrary numbers of nonabelian factors and U(1) factors. These generic matter representations also match with those that arise in the most generic F-theory constructions, both in 6D and in 4D, with non-generic matter representations requiring more exotic singularity types. The analysis of generic versus exotic matter illuminates long-standing puzzles regarding F-theory models with multiple U(1) factors and provides a useful framework for analyzing the 6D “swampland” of apparently consistent low-energy theories that cannot be realized through known string constructions. We note also that the matter content of the standard model is generic by the criteria used here only if the global structure is SU(3) c × SU(2) L × U(1) Y / Z 6 .

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2019

Helicity methods for high multiplicity subleading soft and collinear limits

The factorization of multi-leg gauge theory amplitudes in the soft and collinear limits provides strong constraints on the structure of amplitudes, and enables efficient calculations of multi-jet observables at the LHC. There is significant interest in extending this understanding to include subleading powers in the soft and collinear limits. While this has been achieved for low point amplitudes, for higher point functions there is a proliferation of variables and more complicated phase space, making the analysis more challenging. By combining the subleading power expansion of spinor-helicity variables in collinear limits with consistency relations derived from the soft collinear effective theory, we show how to efficiently extract the subleading power leading logarithms of N-jet event shape observables directly from known spinor-helicity amplitudes. At subleading power, we observe the presence of power law singularities arising solely from the expansion of the amplitudes, which for hadron collider event shapes lead to the presence of derivatives of parton distributions. The techniques introduced here can be used to efficiently compute the power corrections for N-jettiness subtractions for processes involving jets at the LHC.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

The price of curiosity: information recovery in de Sitter space

Recent works have revealed that quantum extremal islands can contribute to the fine-grained entropy of black hole radiation reproducing the unitary Page curve. In this paper, we use these results to assess if an observer in de Sitter space can decode information hidden behind their cosmological horizon. By computing the fine-grained entropy of the Gibbons-Hawking radiation in a region where gravity is weak we find that this is possible, but the observer’s curiosity comes at a price. At the same time the island appears, which happens much earlier than the Page time, a singularity forms which the observer will eventually hit. We arrive at this conclusion by studying de Sitter space in Jackiw-Teitelboim gravity. We emphasize the role of the observer collecting radiation, breaking the thermal equilibrium studied so far in the literature. By analytically solving for the backreacted geometry we show how an island appears in this out-of-equilibrium state.

2D gravity↗

DOE OSTI2023

AdS scale separation and the distance conjecture

It has been argued that orientifold vacua with fluxes in type IIA string theory can achieve moduli stabilisation and arbitrary decoupling between the AdS and KK scales upon sending certain unconstrained RR-flux quanta to infinity. In this paper, we find a novel scalar field in the open-string sector that allows us to interpolate between such IIA vacua that differ in flux quanta and find that the limit of large fluxes is nicely consistent with the distance conjecture. This shows that the massive IIA vacua pass an important Swampland criterion and suggests that scale-separated AdS vacua might not be in the Swampland. Our analysis also naturally suggests a flux analogue of “Reid’s fantasy” where flux vacua that differ in quantised flux numbers can be connected through trajectories in open-string field space and not just via singular domain walls.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

On the intermediate Jacobian of M5-branes

Abstract We study Euclidean M5-branes wrapping vertical divisors in elliptic Calabi-Yau fourfold compactifications of M/F-theory that admit a Sen limit. We construct these Calabi-Yau fourfolds as elliptic fibrations over coordinate flip O3/O7 orientifolds of toric hypersurface Calabi-Yau threefolds. We devise a method to analyze the Hodge structure (and hence the dimension of the intermediate Jacobian) of vertical divisors in these fourfolds, using only the data available from a type IIB compactification on the O3/O7 Calabi-Yau orientifold. Our method utilizes simple combinatorial formulae (that we prove) for the equivariant Hodge numbers of the Calabi-Yau orientifolds and their prime toric divisors, along with a formula for the Euler characteristic of vertical divisors in the corresponding elliptic Calabi-Yau fourfold. Our formula for the Euler characteristic includes a conjectured correction term that accounts for the contributions of pointlike terminal ℤ 2 singularities corresponding to perturbative O3-planes. We check our conjecture in a number of explicit examples and find perfect agreement with the results of direct computations.

Physics↗

DOE OSTI2024

Electroweak three-body decays in the presence of two- and three-body bound states

Recently, formalism has been derived for studying electroweak transition amplitudes for three-body systems both in infinite and finite volumes. The formalism provides exact relations that the infinite-volume amplitudes must satisfy, as well as a relationship between physical amplitudes and finite-volume matrix elements, which can be constrained from lattice QCD calculations. This formalism poses additional challenges when compared with the analogous well-studied two-body equivalent one, including the necessary step of solving integral equations of singular functions. In this work, we provide some non-trivial analytical and numerical tests on the aforementioned formalism. In particular, we consider a case where the three-particle system can have three-body bound states as well as bound states in the two-body subsystem. For kinematics below the three-body threshold, we demonstrate that the scattering amplitudes satisfy unitarity. We also check that for these kinematics the finite-volume matrix elements are accurately described by the formalism for two-body systems up to exponentially suppressed corrections. Finally, we verify that in the case of the three-body bound state, the finite-volume matrix element is equal to the infinite-volume coupling of the bound state, up to exponentially suppressed errors.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2015

On-shell structures of MHV amplitudes beyond the planar limit

We initiate an exploration of on-shell functions in N=4 SYM beyond the planar limit by providing compact, combinatorial expressions for all leading singularities of MHV amplitudes and showing that they can always be expressed as a positive sum of differently ordered Parke-Taylor tree amplitudes. This is understood in terms of an extended notion of positivity in G(2, n), the Grassmannian of 2-planes in n dimensions: a single on-shell diagram can be associated with many different “positive” regions, of which the familiar G + (2, n) associated with planar diagrams is just one example. The decomposition into Parke-Taylor factors is simply a “triangulation” of these extended positive regions. The U(1) decoupling and Kleiss-Kuijf (KK) relations satisfied by the Parke-Taylor amplitudes also follow naturally from this geometric picture. Finally, these results suggest that non-planar MHV amplitudes in N=4 SYM at all loop orders can be expressed as a sum of polylogarithms weighted by color factors and (unordered) Parke-Taylor amplitudes.

1/N Expansion↗

DOE OSTI2016

Evidence for a nonplanar amplituhedron

The scattering amplitudes of planar N = 4 super-Yang-Mills exhibit a number of remarkable analytic structures, including dual conformal symmetry and logarithmic singularities of integrands. The amplituhedron is a geometric construction of the integrand that incorporates these structures. This geometric construction further implies the amplitude is fully specified by constraining it to vanish on spurious residues. By writing the amplitude in a dlog basis, we provide nontrivial evidence that these analytic properties and “zero conditions” carry over into the nonplanar sector. Finally, this suggests that the concept of the amplituhedron can be extended to the nonplanar sector of N = 4 super-Yang-Mills theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗