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DOE OSTI2025

Theoretical tools for neutrino scattering: interplay between lattice QCD, EFTs, nuclear physics, phenomenology, and neutrino event generators

Maximizing the discovery potential of increasingly precise neutrino experiments will require an improved theoretical understanding of neutrino-nucleus cross sections over a wide range of energies. Low-energy interactions are needed to reconstruct the energies of astrophysical neutrinos from supernovae bursts and search for new physics using increasingly precise measurement of coherent elastic neutrino scattering. Higher-energy interactions involve a variety of reaction mechanisms including quasi-elastic scattering, resonance production, and deep inelastic scattering that must all be included to reliably predict cross sections for energies relevant to DUNE and other accelerator neutrino experiments. Refined nuclear interaction models in these energy regimes will also be valuable for other applications, such as measurements of reactor, solar, and atmospheric neutrinos. This manuscript discusses the theoretical status, challenges, required resources, and path forward for achieving precise predictions of neutrino-nucleus scattering and emphasizes the need for a coordinated theoretical effort involved lattice QCD, nuclear effective theories, phenomenological models of the transition region, and event generators.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Probing BSM Oscillatory Signals with the DUNE Detectors and the LBNF Neutrino Beam: NSI and Sterile Neutrino Sensitivities

The Deep Underground Neutrino Experiment (DUNE) is a flagship long-baseline accelerator neutrino experiment under construction in the U.S. With a 1,300 km distance between its Near Detector (ND) and Far Detector (FD), the world’s most intense LBNF (Long-Baseline Neutrino Facility) neutrino beam, and high-resolution LArTPC (Liquid Argon Time Projection Chamber) detectors, DUNE will measure the neutrino oscillation parameters with unprecedented precision. In addition to the determination of the neutrino mass ordering and the potential discovery of Charge-Parity violation in the leptonic sector, DUNE's capabilities present a unique opportunity for probing Beyond the Standard Model (BSM) physics signals with neutrinos. Examples of BSM physics manifestations include the presence of Non-Standard Interactions (NSI) of neutrinos with matter, or the existence of sterile neutrinos that mix with 3-Flavor neutrinos. In this study, we present a joint ND+FD fit to simulated data assessing DUNE's sensitivity to probing neutrino NSI, as well as scenarios including sterile neutrino mixing.

Prais, Luiz [Cincinnati U.] (ORCID:000000018224947↗
DOE OSTI2023

Light detection with power and signal transmission over fiber

The Deep Underground Neutrino Experiment is a next generation long baseline (1300 km) neutrino oscillation experiment. The neutrino beam measurements will be performed by a near detector and far detector. The far detector will consist of four modules, installed 1.5 km deep underground, based on Liquid Argon Time Projection Chamber (LArTPC) technology to detect particles. The Vertical Drift (VD) LArTPC is a recent technology proposed by the DUNE collaboration for the second FD module. In VD, light collection will be optimized by embedding photon detectors within the LArTPC cathode, which is biased at −300 kV. As a result, power must arrive to the Photon Detection System and signal must be transmitted via non-conductive material. The proposed solution is to use Power-over-Fiber and Signal-over-Fiber. An intense validation of the system is being performed by the collaboration at the CERN Neutrino Platform. The design of the system and the results of the validation collected over the first half of 2022 are presented here.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2021

DUNE Physics Program and Status

The Deep Underground Neutrino Experiment (DUNE) is a next-generation long-baseline neutrino experiment with a 70-kt liquid argon detector at the Sanford Underground Research Facility (SURF) 1300 km from Fermilab. This programme includes studies of neutrino oscillations with a high-intensity muon-neutrino beam from Fermilab; as well as, proton decay and supernova neutrino burst searches. DUNE will resolve the neutrino mass hierarchy to a precision of 5σ, for all δ$_{CP}$ values, after 2 years of running with the nominal detector design and beam configuration. It has the potential to observe charge-parity violation in the neutrino sector to a precision of 3σ (5σ) after an exposure of 5 (10) years, for 50% of all δ$_{CP}$ values. The status and schedule of the project is also presented.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Xenon doping of liquid argon in ProtoDUNE single phase

The Deep Underground Neutrino Experiment (DUNE) will be the next generation long-baseline neutrino experiment. The far detector is designed as a complex of four LAr-TPC (Liquid Argon Time Projection Chamber) modules with 17 kt of liquid argon each. The development and validation of the first far detector technology is pursued through ProtoDUNE Single Phase (ProtoDUNE-SP), a 770 t LAr-TPC at CERN Neutrino Platform. Crucial in DUNE is the photon detection system that will ensure the trigger of non-beam events — proton decay, supernova neutrino burst and BSM searches — and will improve the timing and calorimetry for neutrino beam events. Doping liquid argon with xenon is a known technique to shift the light emitted by argon (128 nm) to a longer wavelength (178 nm) to ease its detection. The largest xenon doping test ever performed in a LAr-TPC was carried out in ProtoDUNE-SP. From February to May 2020, a gradually increasing amount of xenon was injected to also compensate for the light loss due to air contamination. The response of such a large TPC has been studied using the ProtoDUNE-SP Photon Detection System (PDS) and a dedicated setup installed before the run. With the first it was possible to study the light collection efficiency with respect to the track position, while with the second it was possible to distinguish the xenon light (178 nm) from the LAr light (128 nm). The light shifting mechanism proved to be highly efficient even at small xenon concentrations (<20 ppm in mass) furthermore it allowed recovering the light quenched by pollutants. The light collection improved far from the detection plane, enhancing the photon detector response uniformity along the drift direction and confirming a longer Rayleigh scattering length for 178 nm photons, with respect to 128 nm ones. The charge collection by the TPC was monitored proving that xenon up to 20 ppm does not impact its performance.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2021

Muon flux measurement at China Jinping Underground Laboratory

China Jinping Underground Laboratory (CJPL) is ideal for studying solar, geo-, and supernova neutrinos. A precise measurement of the cosmic-ray background is essential in proceeding with R&D research for these MeV-scale neutrino experiments. Using a 1-ton prototype detector for the Jinping Neutrino Experiment (JNE), we detected 264 high-energy muon events from a 645.2-day dataset from the first phase of CJPL (CJPL-I), reconstructed their directions, and measured the cosmic-ray muon flux to be $(3.53\pm0.22_{\rm{stat.}}\pm0.07_{\rm{sys.}})\times10^{-10}$ cm $^{-2}$s $^{-1}$. The observed angular distributions indicate the leakage of cosmic-ray muon background and agree with simulation data accounting for Jinping mountain's terrain. A survey of muon fluxes at different laboratory locations, considering both those situated under mountains and those down mine shafts, indicates that the flux at the former is generally a factor of $(4\pm2)$ larger than at the latter, with the same vertical overburden. In conclusion, this study provides a convenient back-of-the-envelope estimation for the muon flux of an underground experiment.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2024

Towards Constraining Dark Sector $e^+e^-$ Solutions to the Low Energy Excess at MicroBooNE

In recent years there has been a rapidly growing interest in “dark sector” physics that is accessible through neutrino experiments, motivated in part by long-standing experimental anomalies in short-baseline neutrino experiments. In many dark sector models, new unstable particles can be abundantly produced in neutrino-nucleus interactions. If these new states decay to photons or $e^+e^-$ pairs with $Ο$(100) MeV energies, their signature can mimic the excess of electron-like events observed by the MiniBooNE experiment. While the origin of many of these theories was explaining the MiniBooNE excess, their popularity in the community has grown and they now represent a broad class of interesting models in their own right, outside of the short-baseline anomalies. This note describes two ongoing efforts in MicroBooNE investigating such dark sector models.

43 PARTICLE ACCELERATORS↗
DOE OSTI2026

Neutron-Antineutron Transition Search at DUNE

Neutron-antineutron transition is a baryon number violating process with ΔB=2, providing a unique insight into potential explanations of the baryon asymmetry in our universe, especially in the context of post-sphaleron baryogenesis. Studies have been conducted across various neutron-rich environments, including free neutron sources, neutron stars, and bound neutrons in large underground neutrino detectors, among which large neutrino experiments have historically obtained the most stringent constraints. The forthcoming Deep Underground Neutrino Experiment (DUNE) will offer especially strong prospects for this search, enabled by the high spatial resolution of its liquid argon time projection chamber. This poster presents a recent study on neutron-antineutron transition at DUNE using machine-learning based event classification.

Yu, Kaiwen [UC, Irvine (main)]↗
DOE OSTI2026

A Bayesian approach to the long-baseline neutrino oscillation sensitivity of DUNE

The sensitivity of the Deep Underground Neutrino Experiment (DUNE) to neutrino oscillation is evaluated using a Bayesian Markov Chain Monte Carlo (MCMC) approach. This analysis uses the same underlying sensitivity inputs as previous DUNE studies [Eur. Phys. J. C 80, 978 (2020)], and therefore does not present updated DUNE sensitivities, but instead explores the additional inferences accessible using a Bayesian approach. We present four-dimensional posterior probability distributions of the oscillation parameters, highlighting the breadth of correlation in the parameter space of interest, especially between $\sin^2 θ_{23}$ and $\sin^2 θ_{13}$. We exploit the flexibility of the Bayesian framework to incorporate parameter constraints post hoc and assess the impact of applying a reactor short-baseline $θ_{13}$ constraint. A significant increase in the sensitivity to the $θ_{23}$ octant is found when including the constraint. Posterior distributions of derived quantities can be easily constructed from MCMC results. This work presents the first study of DUNE's sensitivity to the Jarlskog invariant, $J$, a quantity that provides a parametrisation-independent measure of charge-parity violation in the leptonic sector.

Abbaslu, Saeed [IPM, Tehran] (ORCID:00000003356771↗
DOE OSTI2023

Detection and Calibration of Low-Energy Nuclear Recoils for Dark Matter and Neutrino Scattering Experiments

Detection of low-energy nuclear recoil events plays a central role in searches for particle dark matter interactions with atomic matter and studies of coherent neutrino scatters. Precise nuclear recoil calibration data allow the responses of these dark matter and neutrino detectors to be characterized and enable in situ evaluation of an experiment's sensitivity to anticipated signals. This article reviews the common methods for detection of nuclear recoil events and the wide variety of techniques that have been developed to calibrate detector response to nuclear recoils. We summarize the main experimental factors that are critical for accurate nuclear recoil calibrations, investigate mitigation strategies for different backgrounds and biases, and discuss how the presentation of calibration results can facilitate comparison between experiments. Lastly, we discuss the challenges for future nuclear recoil calibration efforts and the physics opportunities they may enable.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Optical potential uncertainties on exclusive tens-of-MeV Ar cross sections

Large liquid argon time projection chamber (LArTPC) neutrino detectors, such as those planned for the Deep Underground Neutrino Experiment (DUNE), show considerable promise as a platform for next-generation measurements of supernova neutrinos. Thanks to the neutron excess in $^{40}$Ar as well as the detailed tracking possible with LArTPCs, these detectors are expected to be uniquely capable of measuring supernova electron neutrinos with high statistics and minimal backgrounds. However, these technological advantages come at the price of complexities in data interpretation; reconstruction of the incident energies of supernova neutrinos in a future LArTPC-based analysis will be subject to a variety of systematic uncertainties related to nuclear interaction modeling. In this talk, we present a study of a subset of these uncertainties as implemented in the MARLEY event generator used by DUNE and other LArTPC neutrino experiments. Variations to the optical potential used in the MARLEY nuclear de-excitation model are applied to the calculation of exclusive tens-of-MeV neutrino-nucleus cross sections for the first time, and the impact on observables of interest for supernova neutrino detection is examined. We also discuss prospects for quantifying other sources of uncertainty on the MARLEY neutrino interaction model.

El-Haj, Luca Abu↗
DOE OSTI2021

Characterization of the DUNE photodetectors and study of the event burst phenomenon

The Deep Underground Neutrino Experiment (DUNE) is an upcoming neutrino physics experiment that will answer some of the most compelling questions in particle physics and cosmology. The DUNE far detectors employ silicon photomultipliers (SiPMs) to detect light produced by charged particles interacting in a large liquid argon time projection chamber (LArTPC). The SiPMs are photosensors consisting of an array of single-photon avalanche diodes (SPAD) operating in Geiger mode. Their high sensitivity and dynamic range, as well as the possibility to fill large surfaces with high-granularity sensors, makes them an ideal choice for DUNE. An international consortium of research groups is currently engaged in a systematic comparison of the performances of the SiPM models that have been custom developed for DUNE by two manufacturers. Such detailed studies, which include gain measurements and a structure study of the dark count rate at 77 K, are meant to determine the best choice of the photodetection system for DUNE, as well as characterize the response of the chosen detectors for the DUNE simulation. Moreover, an investigation of a newly observed phenomenon, in which quick bursts of tens of events at close range are collected in individual SiPMs, is being carried out, which potentially impacts the design of future models and their implementation in particle physics experiments.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2020

Neutrino interaction classification with a convolutional neural network in the DUNE far detector

The Deep Underground Neutrino Experiment is a next-generation neutrino oscillation experiment that aims to measure $CP$-violation in the neutrino sector as part of a wider physics program. A deep learning approach based on a convolutional neural network has been developed to provide highly efficient and pure selections of electron neutrino and muon neutrino charged-current interactions. The electron neutrino (antineutrino) selection efficiency peaks at 90% (94%) and exceeds 85% (90%) for reconstructed neutrino energies between 2-5 GeV. The muon neutrino (antineutrino) event selection is found to have a maximum efficiency of 96% (97%) and exceeds 90% (95%) efficiency for reconstructed neutrino energies above 2 GeV. When considering all electron neutrino and antineutrino interactions as signal, a selection purity of 90% is achieved. These event selections are critical to maximize the sensitivity of the experiment to $CP$-violating effects.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2021

Experiment Simulation Configurations Approximating DUNE TDR

The Deep Underground Neutrino Experiment (DUNE) is a next-generation long-baseline neutrino oscillation experiment consisting of a high-power, broadband neutrino beam, a highly capable near detector located on site at Fermilab, in Batavia, Illinois, and a massive liquid argon time projection chamber (LArTPC) far detector located at the 4850L of Sanford Underground Research Facility in Lead, South Dakota. The long-baseline physics sensitivity calculations presented in the DUNE Physics TDR, and in a related physics paper, rely upon simulation of the neutrino beam line, simulation of neutrino interactions in the near and far detectors, fully automated event reconstruction and neutrino classification, and detailed implementation of systematic uncertainties. The purpose of this posting is to provide a simplified summary of the simulations that went into this analysis to the community, in order to facilitate phenomenological studies of long-baseline oscillation at DUNE. Simulated neutrino flux files and a GLoBES configuration describing the far detector reconstruction and selection performance are included as ancillary files to this posting. A simple analysis using these configurations in GLoBES produces sensitivity that is similar, but not identical, to the official DUNE sensitivity. DUNE welcomes those interested in performing phenomenological work as members of the collaboration, but also recognizes the benefit of making these configurations readily available to the wider community.

Abi, B↗
DOE OSTI2021

Evaluating the ProtoDUNE-SP Detector Performance to Measure a 6 GeV/c Positive Kaon Inelastic Cross Section on Argon

The ProtoDUNE Single-Phase Liquid Argon Time Projection Chamber \\ (ProtoDUNE-SP LArTPC) is a prototype for the Deep Underground Neutrino Experiment (DUNE), a future long-baseline neutrino oscillation experiment. Based at the CERN Neutrino Platform, ProtoDUNE-SP LArTPC collected data from a charged test beam in the fall of 2018. It then took data of cosmic-ray muons from November 2018 to the summer of 2020. The main goals of the prototype were to measure parameters related to charged particle passage in argon and evaluate the performance of the detector to inform future DUNE Far Detector development. The test beam provided kaons, pions, muons, protons, and electrons to the detector. These particles represent common final state particles in neutrino interactions, therefore providing information to DUNE on modeling charged particles in argon for its neutrino physics program. In addition to neutrino physics, DUNE has proposed an analysis using the DUNE Far Detector module to set limits for proton decay through the decay channel $p\rightarrow K^++\bar{\nu}$. This measurement would require information on kaons in argon, providing ProtoDUNE-SP LArTPC another opportunity to aid DUNE. This thesis describes the calibration of ProtoDUNE-SP and its detector performance, which serves as a benchmark for the performance of the DUNE Far Detector modules. A specific calibration highlighted is the evaluation of the liquid argon purity in the detector. These measurements use cosmic-ray muons reconstructed in the detector that are calibrated and matched to data from scintillator strips external to the TPC, known as the Cosmic Ray Tagger (CRT). The thesis will discuss the algorithms to match the data between the ProtoDUNE-SP LArTPC and the CRT and discuss the liquid argon purity measurements using one of the algorithms. Data sets of calibrated tracks measured the liquid argon contamination as consistently below 100 ppt oxygen equivalent. After these discussions on the ProtoDUNE-SP LArTPC detector, the thesis will present an evaluation of the inclusive inelastic, sometimes referred to as a reactive, cross section on argon of kaons from the ProtoDUNE-SP test beam with an average momentum of 6 GeV/c.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2026

Reconstruction of neutrino events in the Accelerator Neutrino Neutron Interaction Experiment. Part I

The Accelerator Neutrino Neutron Interaction Experiment (ANNIE) was designed to reconstruct neutrino events from the Fermilab Booster Neutrino Beam (BNB) with the parallel goals of measuring neutron production in interactions with oxygen and serving as a testbed for new technology. The ANNIE detector consists of a 26-ton water Cherenkov target tank instrumented with conventional photomultiplier tubes (PMTs), a downstream tracking muon spectrometer, and an upstream double wall of plastic scintillator to serve to veto charged particles incoming from neutrino events that occur upstream of the experimental setup. ANNIE has also deployed multiple Large-Area Picosecond PhotoDetectors (LAPPDs) and a test vessel of water-based liquid scintillator (WbLS). This paper describes the event reconstruction performance of the detector before implementation of these novel technologies, which will serve as a baseline against which their impact can be measured. That said, even the techniques used for event reconstruction using only the conventional PMT array and muon spectrometer are significantly different than those used in other water Cherenkov detectors due to the small size of ANNIE (which makes nanosecond-scale timing not as useful as in a large detector) and the availability of reconstruction information from the tracking muon spectrometer. We demonstrate that combining the information from these two elements into a single fit using only pattern recognition yields a muon vertex uncertainty of 60 cm, a directional uncertainty of 13.2 degrees, and energy reconstruction uncertainty of about 10% for BNB muon neutrino Charged Current Zero Pion (CC0π) events.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2025

Neutrino-Nucleus Scattering Cross Sections at Medium Energies

The weak interactions of neutrinos with other Standard Model particles are well described within the Standard Model of particle physics. However, modern accelerator-based neutrino experiments employ nuclei as targets, where neutrinos interact with bound nucleons, turning a seemingly simple electroweak process into a complex many-body problem in nuclear physics. At the time of writing this Encyclopedia of Particle Physics chapter, neutrino-nucleus interactions remain one of the leading sources of systematic uncertainty in accelerator-based neutrino oscillation measurements. This chapter provides a pedagogical overview of neutrino interactions with nuclei in the medium-energy regime, spanning a few hundred MeV to several GeV. It introduces the fundamental electroweak formalism, outlines the dominant interaction mechanisms - including quasielastic scattering, resonance production, and deep inelastic scattering - and discusses how nuclear effects such as Fermi motion, nucleon-nucleon correlations, meson-exchange currents, and final-state interactions modify observable cross sections. The chapter also presents a brief survey of the foundational and most widely used theoretical models for neutrino-nucleus cross sections, together with an overview of current and upcoming accelerator-based neutrino oscillation experiments that are shaping the field. Rather than targeting experts, this chapter serves as a primer for advanced undergraduates, graduate students, and early-career researchers entering the field. It provides a concise foundation for understanding neutrino-nucleus scattering, its relevance to oscillation experiments, and its broader connections to both particle and nuclear physics.

Pandey, Vishvas [Fermilab] (ORCID:0000000230827987↗
DOE OSTI2020

Measuring Neutrino Oscillations in the NOvA and CHIPS Detectors.

NOvA is a long baseline neutrino experiment which uses muon neutrinos produced by the NuMI beam at the Fermi National Accelerator Laboratory to measure muon neutrino disappearance and electron neutrino appearance, among other analyses. The Far/Near Extrapolation analysis framework (FNEX) was used to measure muon neutrino disappearance using the events observed by NOvA while the NuMI beam was in Forward Horn Current configuration (i.e. this analysis uses neutrino data, not antineutrino data). The values of the parameters measured in this analysis are sin 2 &theta; 23 - 0.499$^{+0.098}_{-0.069}$ and Δm$^2_{32}$ - 2.454$^{+0.108}_{0.119}$ &times; 10 -3 eV, which is consistent with the results of NOvA’s main muon neutrino disappearance analysis using the experiment’s usual framework, known as CAF. The CHIPS detector is a water Cherenkov detector currently in construction. It will also use the NuMI beam to perform muon neutrino disappearance and electron neutrino appearance analyses. The necessary water clarity for a detector with a diameter of 25 m and a height of 6 m is discussed, as well as the results of testing water filtration systems. The filtration that will be used for the detector is a 10 µm carbon block filter and a 0.5 µm filter in series, with no reverse osmosis or ultraviolet sterilisation being used. This provides an attenuation length of 16.63 ± 0.25 m for light of 532 nm wavelength (green), so light with a wavelength of 405 nm (violet) would have an attenuation length of 133±2 m. The greatest possible distance between a PMT and any point in the detector’s volume is approximately 26 m, so 133 m is sufficient for the detector to measure Cherenkov light produced anywhere in the detector.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗