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DOE OSTI2022

Unitarity bounds on effective field theories at the LHC

Effective Field Theory (EFT) extensions of the Standard Model are tools to compute observables (e.g. cross sections with partonic center-of-mass energy √s^) as a systematically improvable expansion suppressed by a new physics scale M. If one is interested in EFT predictions in the parameter space where M < √s^, concerns of self-consistency emerge, which can manifest as a violation of perturbative partial-wave unitarity. However, when we search for the effects of an EFT at a hadron collider with center-of-mass energy √s using an inclusive strategy, we typically do not have access to the event-by-event value of √s^. This motivates the need for a formalism that incorporates parton distribution functions into the perturbative partial-wave unitarity analysis. Developing such a framework and initiating an exploration of its implications is the goal of this work. Our approach opens up a potentially valid region of the EFT parameter space where M << √s. We provide evidence that there exist valid EFTs in this parameter space. The perturbative unitarity bounds are sensitive to the details of a given search, an effect we investigate by varying kinematic cuts.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2015

The goldstone and goldstino of supersymmetric inflation

Here, we construct the minimal effective field theory (EFT) of supersymmetric inflation, whose field content is a real scalar, the goldstone for time-translation breaking, and a Weyl fermion, the goldstino for supersymmetry (SUSY) breaking. The inflating background can be viewed as a single SUSY-breaking sector, and the degrees of freedom can be efficiently parameterized using constrained superfields. Our EFT is comprised of a chiral superfield X NL containing the goldstino and satisfying X 2 NL = 0, and a real superfield B NL containing both the goldstino and the goldstone, satisfying X NL B NL = B 3 NL = 0. We match results from our EFT formalism to existing results for SUSY broken by a fluid background, showing that the goldstino propagates with subluminal velocities. The same effect can also be derived from the unitary gauge gravitino action after embedding our EFT in supergravity. If the gravitino mass is comparable to the Hubble scale during inflation, we identify a new parameter in the EFT related to a time-dependent phase of the gravitino mass parameter. We briefly comment on the leading contributions of goldstino loops to inflationary observables.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Post-Minkowskian effective field theory for conservative binary dynamics

We develop an Effective Field Theory (EFT) formalism to solve for the conservative dynamics of binary systems in gravity via Post-Minkowskian (PM) scattering data. Our framework combines a systematic EFT approach to compute the deflection angle in the PM expansion, together with the ‘Boundary-to-Bound’ (B2B) dictionary introduced. Due to the nature of scattering processes, a remarkable reduction of complexity occurs both in the number of Feynman diagrams and type of integrals, compared to a direct EFT computation of the potential in a PM scheme. We provide two illustrative examples. Firstly, we compute all the conservative gravitational observables for bound orbits to 2PM, which follow from only one topology beyond leading order. The results agree with those, obtained through the ‘impetus formula’ applied to the classical limit of the one loop amplitude. For the sake of comparison we reconstruct the conservative Hamiltonian to 2PM order, which is equivalent to the one derived from a matching calculation. Secondly, we compute the scattering angle due to tidal effects from the electric- and magnetic-type Love numbers at leading PM order. Using the B2B dictionary we then obtain the tidal contribution to the periastron advance. We also construct a Hamiltonian including tidal effects at leading PM order. Although relying on (relativistic) Feynman diagrams, the EFT formalism developed here does not involve taking the classical limit of a quantum amplitude, neither integrals with internal massive fields, nor additional matching calculations, nor spurious (‘super-classical’) infrared singularities. By construction, the EFT approach can be automatized to all PM orders.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2013

Effective field theory of weakly coupled inflationary models

The application of Effective Field Theory (EFT) methods to inflation has taken a central role in our current understanding of the very early universe. The EFT perspective has been particularly useful in analyzing the self-interactions determining the evolution of co-moving curvature perturbations (Goldstone boson modes) and their influence on low-energy observables. However, the standard EFT formalism, to lowest order in spacetime differential operators, does not provide the most general parametrization of a theory that remains weakly coupled throughout the entire low-energy regime. Here we study the EFT formulation by including spacetime differential operators implying a scale dependence of the Goldstone boson self-interactions and its dispersion relation. These operators are shown to arise naturally from the low-energy interaction of the Goldstone boson with heavy fields that have been integrated out. We find that the EFT then stays weakly coupled all the way up to the cutoff scale at which ultraviolet degrees of freedom become operative. This opens up a regime of new physics where the dispersion relation is dominated by a quadratic dependence on the momentum ω ∼ p{sup 2}. In addition, provided that modes crossed the Hubble scale within this energy range, the predictions of inflationary observables — including non-Gaussian signatures — are significantly affected by the new scales characterizing it.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2013

Dark energy or modified gravity? An effective field theory approach

We take an Effective Field Theory (EFT) approach to unifying existing proposals for the origin of cosmic acceleration and its connection to cosmological observations. Building on earlier work where EFT methods were used with observations to constrain the background evolution, we extend this program to the level of the EFT of the cosmological perturbations — following the example from the EFT of Inflation. Within this framework, we construct the general theory around an assumed background which will typically be chosen to mimic ΛCDM, and identify the parameters of interest for constraining dark energy and modified gravity models with observations. We discuss the similarities to the EFT of Inflation, but we also identify a number of subtleties including the relationship between the scalar perturbations and the Goldstone boson of the spontaneously broken time translations. We present formulae that relate the parameters of the fundamental Lagrangian to the speed of sound, anisotropic shear stress, effective Newtonian constant, and Caldwell's varpi parameter, emphasizing the connection to observations. It is anticipated that this framework will be of use in constraining individual models, as well as for placing model-independent constraints on dark energy and modified gravity model building.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2014

Effective field theory of dark energy: a dynamical analysis

The effective field theory (EFT) of dark energy relies on three functions of time to describe the dynamics of background cosmology. The viability of these functions is investigated here by means of a thorough dynamical analysis. While the system is underdetermined, and one can always find a set of functions reproducing any expansion history, we are able to determine general compatibility conditions for these functions by requiring a viable background cosmology. In particular, we identify a set of variables that allows us to transform the non-autonomous system of equations into an infinite-dimensional one characterized by a significant recursive structure. We then analyze several autonomous sub-systems, obtained truncating the original one at increasingly higher dimension, that correspond to increasingly general models of dark energy and modified gravity. Furthermore, we exploit the recursive nature of the system to draw some general conclusions on the different cosmologies that can be recovered within the EFT formalism and the corresponding compatibility requirements for the EFT functions. The machinery that we set up serves different purposes. It offers a general scheme for performing dynamical analysis of dark energy and modified gravity models within the model independent framework of EFT; the general results, obtained with this technique, can be projected into specific models, as we show in one example. It also can be used to determine appropriate ansätze for the three EFT background functions when studying the dynamics of cosmological perturbations in the context of large scale structure tests of gravity.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2017

Multidimensional effective field theory analysis for direct detection of dark matter

The scattering of dark matter particles off nuclei in direct detection experiments can be described in terms of a multidimensional effective field theory (EFT). Here a new systematic analysis technique is developed using the EFT approach and Bayesian inference methods to exploit, when possible, the energy-dependent information of the detected events, experimental efficiencies, and backgrounds. Highly dimensional likelihoods are calculated over the mass of the weakly interacting massive particle (WIMP) and multiple EFT coupling coefficients, which can then be used to set limits on these parameters and choose models (EFT operators) that best fit the direct detection data. Expanding the parameter space beyond the standard spin-independent isoscalar cross section and WIMP mass reduces tensions between previously published experiments. Combining these experiments to form a single joint likelihood leads to stronger limits than when each experiment is considered on its own. Simulations using two nonstandard operators ($\mathscr{O}$ 3 and $\mathscr{O}$ 8 ) are used to test the proposed analysis technique in up to five dimensions and demonstrate the importance of using multiple likelihood projections when determining constraints on WIMP mass and EFT coupling coefficients. In particular, this shows that an explicit momentum dependence in dark matter scattering can be identified.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2017

Toward an effective field theory approach to reheating

We investigate whether effective field theory (EFT) approaches, which have been useful in examining inflation and dark energy, can also be used to establish a systematic approach to inflationary reheating. We consider two methods. First, we extend Weinberg’s background EFT to the end of inflation and reheating. We establish when parametric resonance and decay of the inflaton occurs, but also find intrinsic theoretical limitations, which make it difficult to capture some reheating models. This motivates us to next consider Cheung et al.’s EFT approach, which instead focuses on perturbations and the symmetry breaking induced by the cosmological background. Adapting the latter approach to reheating implies some new and important differences compared to the EFT of inflation. In particular, there are new hierarchical scales, and we must account for inflaton oscillations during reheating, which lead to discrete symmetry breaking. Guided by the fundamental symmetries, we construct the EFT of reheating, and as an example of its usefulness we establish a new class of reheating models and the corresponding predictions for gravity wave observations. In this paper we primarily focus on the first stages of preheating. We conclude by discussing challenges for the approach and future directions. This paper builds on ideas first proposed in the paper [O. Ozsoy, G. Sengor, K. Sinha, and S. Watson, arXiv:1507.06651.].

79 ASTRONOMY AND ASTROPHYSICS↗

NASA NTRS2012

Eclipse-Free-Time Assessment Tool for IRIS

IRIS_EFT is a scientific simulation that can be used to perform an Eclipse-Free- Time (EFT) assessment of IRIS (Infrared Imaging Surveyor) mission orbits. EFT is defined to be those time intervals longer than one day during which the IRIS spacecraft is not in the Earth s shadow. Program IRIS_EFT implements a special perturbation of orbital motion to numerically integrate Cowell's form of the system of differential equations. Shadow conditions are predicted by embedding this integrator within Brent s method for finding the root of a nonlinear equation. The IRIS_EFT software models the effects of the following types of orbit perturbations on the long-term evolution and shadow characteristics of IRIS mission orbits. (1) Non-spherical Earth gravity, (2) Atmospheric drag, (3) Point-mass gravity of the Sun, and (4) Point-mass gravity of the Moon. The objective of this effort was to create an in-house computer program that would perform eclipse-free-time analysis. of candidate IRIS spacecraft mission orbits in an accurate and timely fashion. The software is a suite of Fortran subroutines and data files organized as a "computational" engine that is used to accurately predict the long-term orbit evolution of IRIS mission orbits while searching for Earth shadow conditions.

Eagle, David↗

DOE OSTI2020

Nucleon-Nucleon Scattering Up to N5LO in Chiral Effective Field Theory

During the past few decades a large effort has been made toward describing the NN interaction in the framework of chiral Effective Field Theory (EFT). The main idea is to exploit the symmetries of QCD to obtain an effective theory for low energy nuclear systems. In 2003, the first accurate charge-dependent NN potential in this scheme was developed and it has been applied to many ab-initio calculations, opening the possibility to study nuclear systems in a systematic and accurate way. It was shown that the fourth order (N3LO) was necessary and sufficient to describe the NN scattering data with a χ 2 /d.o.f on the order of so-called high precision potentials. However the systematics of chiral EFT also allow to relate two- and many-body interactions in a well-defined way. Since many-body forces make their first appearance at higher order, they are substantially smaller than their two-body counterparts, but may never-the-less be crucial for some processes. Thus, there are observables where they can have a big impact and, for example, there are indications that they solve the long standing Ay puzzle of N-d scattering. The last few years, have also seen substantial progress toward higher orders of chiral EFT which was motivated by the fact that only three-body forces of rather high order may solve some outstanding issues in microscopic nuclear structure and reactions. In this chapter we will review the latest contributions of the authors to development of chiral EFT based potentials up to N4LO as well as first calculations conducted for NN scattering at N5LO.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2016

How to use the Standard Model effective field theory

Here, we present a practical three-step procedure of using the Standard Model effective field theory (SM EFT) to connect ultraviolet (UV) models of new physics with weak scale precision observables. With this procedure, one can interpret precision measurements as constraints on a given UV model. We give a detailed explanation for calculating the effective action up to one-loop order in a manifestly gauge covariant fashion. This covariant derivative expansion method dramatically simplifies the process of matching a UV model with the SM EFT, and also makes available a universal formalism that is easy to use for a variety of UV models. A few general aspects of RG running effects and choosing operator bases are discussed. Finally, we provide mapping results between the bosonic sector of the SM EFT and a complete set of precision electroweak and Higgs observables to which present and near future experiments are sensitive. Many results and tools which should prove useful to those wishing to use the SM EFT are detailed in several appendices.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2019

Soft bootstrap and supersymmetry

The soft bootstrap is an on-shell method to constrain the landscape of effective field theories (EFTs) of massless particles via the consistency of the low-energy S-matrix. Given assumptions on the on-shell data (particle spectra, linear symmetries, and low-energy theorems), the soft bootstrap is an efficient algorithm for determining the possible consistency of an EFT with those properties. The implementation of the soft bootstrap uses the recently discovered method of soft subtracted recursion. We derive a precise criterion for the validity of these recursion relations and show that they fail exactly when the assumed symmetries can be trivially realized by independent operators in the effective action. We use this to show that the possible pure (real and complex) scalar, fermion, and vector exceptional EFTs are highly constrained. Next, we prove how the soft behavior of states in a supermultiplet must be related and illustrate the results in extended supergravity. We demonstrate the power of the soft bootstrap in two applications. First, for the $ \mathcal{N} $ = 1 and $ \mathcal{N} $ = 2 C P 1 nonlinear sigma models, we show that on-shell constructibility establishes the emergence of accidental IR symmetries. This includes a new on-shell perspective on the interplay between $ \mathcal{N} $ = 2 supersymmetry, low-energy theorems, and electromagnetic duality. We also show that $ \mathcal{N} $ = 2 supersymmetry requires 3-point interactions with the photon that make the soft behavior of the scalar O (1) instead of vanishing, despite the underlying symmetric coset. Second, we study Galileon theories, including aspects of supersymmetrization, the possibility of a vector-scalar Galileon EFT, and the existence of higher-derivative corrections preserving the enhanced special Galileon symmetry. The latter is addressed both by soft bootstrap and by application of double-copy/KLT relations applied to higher-derivative corrections of chiral perturbation theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2021

Is SMEFT enough?

There are two canonical approaches to treating the Standard Model as an Effective Field Theory (EFT): Standard Model EFT (SMEFT), expressed in the electroweak symmetric phase utilizing the Higgs doublet, and Higgs EFT (HEFT), expressed in the broken phase utilizing the physical Higgs boson and an independent set of Goldstone bosons. HEFT encompasses SMEFT, so understanding whether SMEFT is sufficient motivates identifying UV theories that require HEFT as their low energy limit. This distinction is complicated by field redefinitions that obscure the naive differences between the two EFTs. By reformulating the question in a geometric language, we derive concrete criteria that can be used to distinguish SMEFT from HEFT independent of the chosen field basis. We highlight two cases where perturbative new physics must be matched onto HEFT: ( i ) the new particles derive all of their mass from electroweak symmetry breaking, and ( ii ) there are additional sources of electroweak symmetry breaking. Additionally, HEFT has a broader practical application: it can provide a more convergent parametrization when new physics lies near the weak scale. The ubiquity of models requiring HEFT suggests that SMEFT is not enough.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Anomalous dimensions from soft Regge constants

Using an effective field theory (EFT) formalism for forward scattering, we reconsider the factorization of 2 → 2 scattering amplitudes in the Regge limit. Expanding the amplitude in gauge invariant operators labelled by the number of Glauber exchanges, allows us to further factorize the standard impact factors into separate collinear and soft functions. The soft functions are universal, and describe radiative corrections to the Reggeized gluon states exchanged by the collinear projectiles. Remarkably, we find that the one-loop soft function for the single Reggeized gluon state is given to O(ϵ) in terms of the two-loop cusp and two-loop rapidity anomalous dimensions. We argue that this iterative structure follows from the simple action of crossing symmetry in the forward scattering limit, which in the EFT allows us to replace the divergent part of a soft loop by a much simpler Glauber loop. We use this correspondence to provide a simple calculation of the two-loop Regge trajectory using the EFT. We then explore its implications at higher perturbative orders, and derive the maximally matter dependent contributions to the Regge trajectory to all loop orders, i.e. the terms ~ α$^{k+1}_{s}$n$^{k}_{f}$ for any k, where n f is the number of massless flavors. These simplifications suggests that the EFT approach to the Regge limit will be helpful to explore and further understand the structure of the Regge limit.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2016

Light-front representation of chiral dynamics with Δ isobar and large-N c relations

Transverse densities describe the spatial distribution of electromagnetic current in the nucleon at fixed light-front time. At peripheral distances b = O(M π –1 ) the densities are governed by chiral dynamics and can be calculated model-independently using chiral effective field theory (EFT). Recent work has shown that the EFT results can be represented in first-quantized form, as overlap integrals of chiral light-front wave functions describing the transition of the nucleon to soft-pion-nucleon intermediate states, resulting in a quantum-mechanical picture of the peripheral transverse densities. We now extend this representation to include intermediate states with Δ isobars and implement relations based on the large-N c limit of QCD. We derive the wave function overlap formulas for the Δ contributions to the peripheral transverse densities by way of a three-dimensional reduction of relativistic chiral EFT expressions. Our procedure effectively maintains rotational invariance and avoids the ambiguities with higher-spin particles in the light-front time-ordered approach. We study the interplay of πN and πΔ intermediate states in the quantum-mechanical picture of the densities in a transversely polarized nucleon. We show that the correct N c -scaling of the charge and magnetization densities emerges as the result of the particular combination of currents generated by intermediate states with degenerate N and Δ. The off-shell behavior of the chiral EFT is summarized in contact terms and can be studied easily. As a result, the methods developed here can be applied to other peripheral densities and to moments of the nucleon's generalized parton distributions.

1/N expansion↗

DOE OSTI2020

The coset construction for non-equilibrium systems

We propose a systematic coset construction of non-equilibrium effective field theories (EFTs) governing the long-distance and late-time dynamics of relativistic, finite-temperature condensed matter systems. Our non-equilibrium coset construction makes significant advances beyond more standard coset constructions in that it takes advantage of recently-developed techniques, which allow the formulation of non-equilibrium effective actions that account for quantum and thermal fluctuations as well as dissipation. Because these systems exist at finite temperature, the EFTs live on the closed-time-path of the Schwinger-Keldysh contour. Since the coset construction and the non-equilibrium effective actions may be unfamiliar to many readers, we include brief introductions to these topics in an effort to make this paper self-contained. To demonstrate the legitimacy of this coset construction, we successfully reproduce the known EFTs for fluids and superfluids at finite temperature. Then, to demonstrate its utility, we construct novel EFTs for solids, supersolids, and four phases of liquid crystals, all at finite temperature. We thereby combine the non-equilibrium effective action and the coset construction to create a powerful tool that can be used to study many-body systems out of thermal equilibrium.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2019

Predictions for energy correlators probing substructure of groomed heavy quark jets

We develop an effective field theory (EFT) framework to perform an analytic calculation for energy correlator observables computed on groomed heavy-quark jets. A soft-drop grooming algorithm is applied to a jet initiated by a massive quark to minimize soft contamination effects such as pile-up and multi-parton interactions. We specifically consider the two-particle energy correlator as an initial application of this EFT framework to compute heavy quark jet substructure. We find that there are different regimes for the event shapes, depending on the size of the measured correlator observable, that require the use of different EFT formulations, in which the quark mass and grooming parameters may be relevant or not. We use the EFT to resum large logarithms in the energy correlator observable in terms of the momentum of a reconstructed heavy hadron to NLL' accuracy and subsequently match it to a full QCD O(α s ) cross section, which we also compute. We compare our predictions to simulations in Pythia for e + e – collisions. We find a good agreement with partonic simulations, as well as hadronic ones with an appropriate shape function used to describe nonperturbative effects and the heavy quark hadron decay turned off. We also predict the scaling behavior for the leading nonperturbative power correction due to hadronization. Consequently, we can give a prediction for the energy correlator distribution at the level of the reconstructed heavy hadron. This work provides a general framework for the analysis of heavy quark jet substructure observables.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2019

Soft bootstrap and effective field theories

The soft bootstrap program aims to construct consistent effective field theories (EFT’s) by recursively imposing the desired soft limit on tree-level scattering amplitudes through on-shell recursion relations. A prime example is the leading two-derivative operator in the EFT of SU(N) × SU(N)/SU(N) nonlinear sigma model (NLSM), where O(p 2 ) amplitudes with an arbitrary multiplicity of external particles can be soft-bootstrapped. We extend the program to O(p 4 ) operators and introduce the “soft blocks,” which are the seeds for soft bootstrap. The number of soft blocks coincides with the number of independent operators at a given order in the derivative expansion and the incalculable Wilson coefficient emerges naturally. We also uncover a new soft-constructible EFT involving the “multi-trace” operator at the leading two-derivative order, which is matched to SO(N + 1)/SO(N) NLSM. In addition, we consider Wess-Zumino-Witten (WZW) terms, the existence of which, or the lack thereof, depends on the number of flavors in the EFT, after a novel application of Bose symmetry. Remarkably, we find agreements with grouptheoretic considerations on the existence of WZW terms in SU(N) NLSM for N ≥ 3 and the absence of WZW terms in SO(N) NLSM for N 6= 5.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗