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All sourcesNASA NTRSDOE OSTI
DOE OSTI2015

The black hole in the compact, high-dispersion galaxy NGC 1271

Located in the Perseus cluster, NGC 1271 is an early-type galaxy with a small effective radius of 2.2 kpc and a large bulge stellar velocity dispersion of 276 km s{sup −1} for its K-band luminosity of 8.9×10{sup 10} L{sub ⊙}. We present a mass measurement for the black hole in this compact, high-dispersion galaxy using observations from the Near-infrared Integral Field Spectrometer on the Gemini North telescope assisted by laser guide star adaptive optics, large-scale integral field unit observations with PPAK at the Calar Alto Observatory, and Hubble Space Telescope WFC3 imaging observations. We are able to map out the stellar kinematics both on small spatial scales, within the black hole sphere of influence, and on large scales that extend out to four times the galaxy’s effective radius. We find that the galaxy is rapidly rotating and exhibits a sharp rise in the velocity dispersion. Through the use of orbit-based stellar dynamical models, we determine that the black hole has a mass of (3.0{sub −1.1}{sup +1.0})×10{sup 9} M{sub ⊙} and the H-band stellar mass-to-light ratio is 1.40{sub −0.11}{sup +0.13} Υ{sub ⊙} (1σ uncertainties). NGC 1271 occupies the sparsely populated upper end of the black hole mass distribution but is very different from the brightest cluster galaxies (BCGs) and giant elliptical galaxies that are expected to host the most massive black holes. Interestingly, the black hole mass is an order of magnitude larger than expectations based on the galaxy’s bulge luminosity but is consistent with the mass predicted using the galaxy’s bulge stellar velocity dispersion. More compact, high-dispersion galaxies need to be studied using high spatial resolution observations to securely determine black hole masses, as there could be systematic differences in the black hole scaling relations between these types of galaxies and the BCGs/giant ellipticals, thereby implying different pathways for black hole and galaxy growth.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2015

A CONNECTION BETWEEN PLASMA CONDITIONS NEAR BLACK HOLE EVENT HORIZONS AND OUTFLOW PROPERTIES

Accreting black holes are responsible for producing the fastest, most powerful outflows of matter in the universe. The formation process of powerful jets close to black holes is poorly understood, and the conditions leading to jet formation are currently hotly debated. In this paper, we report an unambiguous empirical correlation between the properties of the plasma close to the black hole and the particle acceleration properties within jets launched from the central regions of accreting stellar-mass and supermassive black holes. In these sources the emission of the plasma near the black hole is characterized by a power law at X-ray energies during times when the jets are produced. We find that the photon index of this power law, which gives information on the underlying particle distribution, correlates with the characteristic break frequency in the jet spectrum, which is dependent on magnetohydrodynamical processes in the outflow. The observed range in break frequencies varies by five orders of magnitude in sources that span nine orders of magnitude in black hole mass, revealing a similarity of jet properties over a large range of black hole masses powering these jets. This correlation demonstrates that the internal properties of the jet rely most critically on the conditions of the plasma close to the black hole, rather than other parameters such as the black hole mass or spin, and will provide a benchmark that should be reproduced by the jet formation models.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2016

Black holes and the multiverse

Vacuum bubbles may nucleate and expand during the inflationary epoch in the early universe. After inflation ends, the bubbles quickly dissipate their kinetic energy; they come to rest with respect to the Hubble flow and eventually form black holes. The fate of the bubble itself depends on the resulting black hole mass. If the mass is smaller than a certain critical value, the bubble collapses to a singularity. Otherwise, the bubble interior inflates, forming a baby universe, which is connected to the exterior FRW region by a wormhole. A similar black hole formation mechanism operates for spherical domain walls nucleating during inflation. As an illustrative example, we studied the black hole mass spectrum in the domain wall scenario, assuming that domain walls interact with matter only gravitationally. Our results indicate that, depending on the model parameters, black holes produced in this scenario can have significant astrophysical effects and can even serve as dark matter or as seeds for supermassive black holes. The mechanism of black hole formation described in this paper is very generic and has important implications for the global structure of the universe. Baby universes inside super-critical black holes inflate eternally and nucleate bubbles of all vacua allowed by the underlying particle physics. The resulting multiverse has a very non-trivial spacetime structure, with a multitude of eternally inflating regions connected by wormholes. If a black hole population with the predicted mass spectrum is discovered, it could be regarded as evidence for inflation and for the existence of a multiverse.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2016

Merging black hole binaries in galactic nuclei: implications for advanced-ligo detections

Motivated by the recent detection of gravitational waves from the black hole binary merger GW150914, we study the dynamical evolution of (stellar-mass) black holes in galactic nuclei, where massive star clusters reside. With masses of ∼10{sup 7} M{sub ⊙} and sizes of only a few parsecs, nuclear star clusters (NSCs) are the densest stellar systems observed in the local universe and represent a robust environment where black hole binaries can dynamically form, harden, and merge. We show that due to their large escape speeds, NSCs can retain a large fraction of their merger remnants. Successive mergers can then lead to significant growth and produce black hole mergers of several tens of solar masses similar to GW150914 and up to a few hundreds of solar masses, without the need to invoke extremely low metallicity environments. We use a semi-analytical approach to describe the dynamics of black holes in massive star clusters. Our models give a black hole binary merger rate of ≈1.5 Gpc{sup −3} yr{sup −1} from NSCs, implying up to a few tens of possible detections per year with Advanced LIGO. Moreover, we find a local merger rate of ∼1 Gpc{sup −3} yr{sup −1} for high mass black hole binaries similar to GW150914; a merger rate comparable to or higher than that of similar binaries assembled dynamically in globular clusters (GCs). Finally, we show that if all black holes receive high natal kicks, ≳50 km s{sup −1}, then NSCs will dominate the local merger rate of binary black holes compared to either GCs or isolated binary evolution.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

The ghost in the radiation: robust encodings of the black hole interior

We reconsider the black hole firewall puzzle, emphasizing that quantum error-correction, computational complexity, and pseudorandomness are crucial concepts for understanding the black hole interior. We assume that the Hawking radiation emitted by an old black hole is pseudorandom, meaning that it cannot be distinguished from a perfectly thermal state by any efficient quantum computation acting on the radiation alone. We then infer the existence of a subspace of the radiation system which we interpret as an encoding of the black hole interior. This encoded interior is entangled with the late outgoing Hawking quanta emitted by the old black hole, and is inaccessible to computationally bounded observers who are outside the black hole. Specifically, efficient operations acting on the radiation, those with quantum computational complexity polynomial in the entropy of the remaining black hole, commute with a complete set of logical operators acting on the encoded interior, up to corrections which are exponentially small in the entropy. Thus, under our pseudorandomness assumption, the black hole interior is well protected from exterior observers as long as the remaining black hole is macroscopic. On the other hand, if the radiation is not pseudorandom, an exterior observer may be able to create a firewall by applying a polynomial-time quantum computation to the radiation.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Gravity effects on Hawking radiation from charged black strings in Rastall theory

Highlights: • Introductory review of charged black strings in Rastall theory. • Detailed description of Hawking temperature. • Graphically Analysis of Hawking temperature. • Discuss the stability of charged black strings. The Rastall theory of gravity is the generalized form of the Einstein theory which describes the conservation law of energy and momentum tensor. In our work, we compute the charged black strings solution in the background of Rastall theory by applying the Newman–Janis approach. After computing the charged black strings solution in the background of Rastall theory, we study the thermodynamical property (i.e., Hawking temperature) for the charged black strings. Furthermore, we investigate the graphical representation of Hawking temperature via event horizon to check the stability conditions of charged black strings under the influence of Rastall theory. Moreover, we examine the modified Hawking temperature for charged black strings in Rastall theory by taking into account the quantum gravity effects. We also discuss the physical state of charged black strings under the effects of quantum gravity and spin parameter (appears due to Rastall theory in charged black strings solution).

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2016

Chaos in matrix models and black hole evaporation

Is the evaporation of a black hole described by a unitary theory? In order to shed light on this question—especially aspects of this question such as a black hole’s negative specific heat—we consider the real-time dynamics of a solitonic object in matrix quantum mechanics, which can be interpreted as a black hole (black zero-brane) via holography. We point out that the chaotic nature of the system combined with the flat directions of its potential naturally leads to the emission of D0-branes from the black brane, which is suppressed in the large N limit. Simple arguments show that the black zero-brane, like the Schwarzschild black hole, has negative specific heat, in the sense that the temperature goes up when it evaporates by emitting D0-branes. While the largest Lyapunov exponent grows during the evaporation, the Kolmogorov-Sinai entropy decreases. These are consequences of the generic properties of matrix models and gauge theory. Based on these results, we give a possible geometric interpretation of the eigenvalue distribution of matrices in terms of gravity. Applying the same argument in the M-theory parameter region, we provide a scenario to derive the Hawking radiation of massless particles from the Schwarzschild black hole. In conclusion, we suggest that by adding a fraction of the quantum effects to the classical theory, we can obtain a matrix model whose classical time evolution mimics the entire life of the black brane, from its formation to the evaporation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2019

Gravitational perturbations of nonsingular black holes in conformal gravity

It is believed that in the near future, gravitational wave detections will become a promising tool not only to test gravity theories, but also to probe extremely curved spacetime regions in our universe, such as the surroundings of black holes. In this paper, we investigate the quasinormal modes (QNMs) of the axial gravitational perturbations of a class of nonsingular black holes conformally related to the Schwarzschild black hole. Here, these nonsingular black holes can be regarded as the vacuum solution of a family of conformal gravity theories which are invariant under conformal transformations. After conformal symmetry is broken, these black holes produce observational signatures different from those of the Schwarzschild black hole, such as their QNM frequencies. We assume that the spacetime is described by the Einstein equation with the effective energy momentum tensor of an anisotropic fluid. The master equation describing the QNMs is derived, and the QNM frequencies are evaluated with the Wentzel-Kramers-Brillouin (WKB) method up to the 6th order. As expected, the QNM spectra of these nonsingular black holes deviate from those of the Schwarzschild black hole, indicating the possibility of testing these black hole solutions with the help of future gravitational wave detections.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Field Validation of a Pilot-scale Black Liquor Membrane for Water Removal at Ahlstrom-Munksjö Paper Mill in Mosinee, WI

Project Background: The Industrial Technology Validation (ITV) program aims to identify and demonstrate the performance of new, emerging, and underutilized technologies in the industrial sector to help inform decisions towards accelerating commercialization and deployment. Pulp and paper is considered one of the most energy-intensive industries in the manufacturing sector. There are several methodologies for converting wood into pulp in the paper-making industry. The kraft process is a chemical method for producing wood pulp. The kraft process generates black liquor as a byproduct of pulp production. Traditionally, water is evaporated from the liquor by a set of multi-effect evaporators (MEEs), which concentrate weak black liquor (WBL) into strong black liquor (SBL) to support efficient combustion in a recovery boiler. Concentrating black liquor is an energy-intensive step in recovering pulping chemicals and generating high-pressure steam from dissolved wood solids. About 7% of pulp and paper energy usage, or nearly 164 trillion Btu, is used to remove water from black liquor in U.S. kraft pulp mills per year. The U.S. DOE’s IEDO is interested in the black liquor membrane technology evaluated in this report because it offers the potential for a more energy-efficient and less carbon-intensive kraft pulping process across 99 kraft pulp mills in 24 states (Agenda 2020 Technology Alliance 2016). This ITV project validates an innovative black liquor membrane technology for kraft pulp mills to understand its impact and benefits. Via Separations is a technology vendor that developed a graphene oxide membrane system to remove water from WBL before entering the evaporator set. High-pressure positive displacement (HPR) pumps move the black liquor through membranes that separate water and create a more concentrated black liquor. The vendor claims their pre-commercial technology reduces evaporator steam consumption by dewatering WBL before entering the evaporators. They also claim their technology has non-energy benefits such as enhanced soap collection and improved pulp throughput. This evaluation focuses on validating the energy and carbon dioxide (CO 2 e) emissions benefits associated with the membrane system.

32 ENERGY CONSERVATION, CONSUMPTION, AND UTILIZATI↗
DOE OSTI2020

Gravitational Waves from Black Holes in Merging Ultra-Dwarf Galaxies

The origin of the black-hole:black-hole mergers discovered through gravitational waves with for example the LIGO/Virgo collaboration are a mystery. We investigate the idea that some of these black holes originate from the centers of extremely low-mass ultra-dwarf galaxies that have merged together in the distant past at $z>1$. Extrapolating the central black hole to stellar mass ratio suggests that the black holes in these mergers could arise from galaxies of masses $\sim 10^{5} - 10^{6}$ M$_{\odot}\,$. We investigate whether these galaxies merge enough, or too much, to be consistent with the observed GW rate of $\sim 9.7-101$ Gpc$^{-3}$ yr$^{-1}$ using the latest LIGO/Virgo results. We show that in the nearby universe the merger rate and number densities of ultra-dwarf galaxies are too low, by an order or magnitude, to produce these black hole mergers. However, by considering that the merger fraction, merger-time scales, and the number densities of low-mass galaxies all conspire at $z>1-1.5$ to increase the merger rate for these galaxies at higher redshifts we argue that it is possible that some of the observed GW events arise from BHs in the centers of low-mass galaxies. The major uncertainty in this calculation is the dynamical time-scales for black holes in low-mass galaxies. Our results however suggest a very long BH merger time-scale of 4-7 Gyr, consistent with an extended black hole merger history. Further simulations are needed to verify this possibility, however our theory can be tested by searching for host galaxies of gravitational wave events. Results from these searches would will put limits on dwarf galaxy mergers and/or the presence and formation mechanisms of black holes through PopIII stars in the lowest mass galaxies.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2019

Melanoma Among Non-Hispanic Black Americans

Few studies have examined melanoma incidence and survival rates among non-Hispanic black populations because melanoma risk is lower among this group than among non-Hispanic white populations. However, non-Hispanic black people are often diagnosed with melanoma at later stages, and the predominant histologic types of melanomas that occur in non-Hispanic black people have poorer survival rates than the most common types among non-Hispanic white people. Methods: We used the US Cancer Statistics 2001–2015 Public Use Research Database to examine melanoma incidence and 5-year survival among non-Hispanic black US populations. Results: From 2011 through 2015, the overall incidence of melanoma among non-Hispanic black people was 1.0 per 100,000, and incidence increased with age. Although 63.8% of melanomas in nonHispanic black people were of unspecified histology, the most commonly diagnosed defined histologic type was acral lentiginous melanoma (16.7%). From 2001 through 2014, the relative 5- year melanoma survival rate among non-Hispanic black people was 66.2%. Conclusion: Although incidence of melanoma is relatively rare among nonHispanic black populations, survival rates lag behind rates for non-Hispanic white populations. Improved public education is needed about incidence of acral lentiginous melanoma among nonHispanic black people along with increased awareness among health care providers.

60 APPLIED LIFE SCIENCES↗
NASA NTRS2000

Black Holes, Worm Holes, and Future Space Propulsion

NASA has begun examining the technologies needed for an Interstellar Mission. In 1998, a NASA Interstellar Mission Workshop was held at the California Institute of Technology to examine the technologies required. Since then, a spectrum of research efforts to support such a mission has been underway, including many advanced and futuristic space propulsion concepts which are being explored. The study of black holes and wormholes may provide some of the breakthrough physics needed to travel to the stars. The first black hole, CYGXI, was discovered in 1972 in the constellation Cygnus X-1. In 1993, a black hole was found in the center of our Milky Way Galaxy. In 1994, the black hole GRO J1655-40 was discovered by the NASA Marshall Space Flight center using the Gamma Ray Observatory. Today, we believe we have found evidence to support the existence of 19 black holes, but our universe may contain several thousands. This paper discusses the dead star states - - both stable and unstable, white dwarfs, neutron stars, pulsars, quasars, the basic features and types of black holes: nonspinning, nonspinning with charge, spinning, and Hawking's mini black holes. The search for black holes, gravitational waves, and Laser Interferometer Gravitational Wave Observatory (LIGO) are reviewed. Finally, concepts of black hole powered space vehicles and wormhole concepts for rapid interstellar travel are discussed in relation to the NASA Interstellar Mission.

Barret, Chris↗
NASA NTRS2001

Black Hole Event Horizons and Advection-Dominated Accretion

The XMM data on black-hole X-ray novae are only now becoming available and they have so far not been included in any publications. This work is part of a larger project that makes use of both XMM and Chandra data. Our first publication on the Chandra results is the following: "New Evidence for Black Hole Event Horizons from Chandra" by M.R. Garcia, J.E. McClintock, R. Narayan, P. Callanan, D. Barret and S. Murray (2001, ApJ, 553, L47). Therein we present the luminosities of the two black-hole X-ray novae, GRO J0422+22 and 4U1 543-47, which were observed by Chandra. These results are combined with the luminosities of four additional black-hole X-ray novae, which were observed as part of a Chandra GTO program (PI: S. Murray). The very low, but nonzero, quiescent X-ray luminosities of these black hole binaries is very difficult to understand in the context of standard viscous accretion disk theory. The principal result of this work is that X-ray novae that contain black hole primaries are about 100 times fainter that X-ray novae that contain neutron star primaries. This result had been suggested in earlier work, but the present work very firmly establishes this large luminosity difference. The result is remarkable because the black-hole and the neutron-star systems are believed to be similar in many respects. Most importantly, the mass transfer rate from the secondary star is believed to be very comparable for the two kinds of systems for similar orbital periods. The advection-dominated accretion flow (ADAF) model provides a natural framework for understanding the extraordinarily low luminosities of the black hole systems and the hundred-fold greater luminosities of the neutron star systems. The chief feature of an ADAF is that the heat energy in the accreting gas is trapped in the gas and travels with it, rather than being radiated promptly. Thus the accreting gas reaches the central object with a huge amount of thermal energy. If the accretor is a black hole, the thermal energy will disappear through the event horizon, and the object will be very dim. On the other hand, if the central object is a neutron star or any other object with a surface, then the energy will be radiated from the surface, and the object will be bright.

McClintock, Jeffrey↗
DOE OSTI2025

BPS and near-BPS black holes in AdS 5 and their spectrum in $\mathcal{N}$ = 4 SYM

We study quantum corrections in the gravitational path integral around nearly 1/16-BPS black holes in asymptotically AdS 5 × S 5 space, dual to heavy states in 4D N = 4 super Yang-Mills. The analysis provides a gravitational explanation of why 1/16-BPS black holes exhibit an exact degeneracy at large N and why all such states have the same charges, confirming the belief that the superconformal index precisely counts the entropy of extremal black holes. We show the presence of a gap of order N −2 between the 1/16-BPS black holes and the lightest near-BPS black holes within the same charge sector. This is the first example of such a gap for black hole states within the context of AdS 5 holography. We also derive the spectrum of near-BPS states that lie above this gap. Our computation relies on finding the correct version of the N = 2 super-Schwarzian theory which captures the breaking of the SU(1, 1|1) symmetry when the black hole has finite temperature and non-zero chemical potential. Finally, we comment on possible stringy and non-perturbative corrections that can affect the black hole spectrum.

AdS-CFT Correspondence↗
DOE OSTI2023

Uncertainty quantification of the virial black hole mass with conformal prediction

Precise measurements of the black hole mass are essential to gain insight on the black hole and host galaxy co-evolution. A direct measure of the black hole mass is often restricted to nearest galaxies and instead, an indirect method using the single-epoch virial black hole mass estimation is used for objects at high redshifts. However, this method is subjected to biases and uncertainties as it is reliant on the scaling relation from a small sample of local active galactic nuclei. In this study, we propose the application of conformalized quantile regression (CQR) to quantify the uncertainties of the black hole predictions in a machine learning setting. We compare CQR with various prediction interval techniques and demonstrated that CQR can provide a more useful prediction interval indicator. In contrast to baseline approaches for prediction interval estimation, we show that the CQR method provides prediction intervals that adjust to the black hole mass and its related properties. That is it yields a tighter constraint on the prediction interval (hence more certain) for a larger black hole mass, and accordingly, bright and broad spectral line width source. Using a combination of neural network model and CQR framework, the recovered virial black hole mass predictions and uncertainties are comparable to those measured from the Sloan Digital Sky Survey. The code is publicly available.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Properties and Astrophysical Implications of the 150 M ⊙ Binary Black Hole Merger GW190521

The gravitational-wave signal GW190521 is consistent with a binary black hole (BBH) merger source at redshift 0.8 with unusually high component masses, 85-14+21 M o˙ and 66-18+17 M ⊙ , compared to previously reported events, and shows mild evidence for spin-induced orbital precession. The primary falls in the mass gap predicted by (pulsational) pair-instability supernova theory, in the approximate range 65-120 M ⊙ . The probability that at least one of the black holes in GW190521 is in that range is 99.0%. The final mass of the merger (142-16+28 M ⊙ ) classifies it as an intermediate-mass black hole. Under the assumption of a quasi-circular BBH coalescence, we detail the physical properties of GW190521's source binary and its post-merger remnant, including component masses and spin vectors. Three different waveform models, as well as direct comparison to numerical solutions of general relativity, yield consistent estimates of these properties. Tests of strong-field general relativity targeting the merger-ringdown stages of the coalescence indicate consistency of the observed signal with theoretical predictions. We estimate the merger rate of similar systems to be 0.13-0.11+0.30 Gpc -3 yr -1 . We discuss the astrophysical implications of GW190521 for stellar collapse and for the possible formation of black holes in the pair-instability mass gap through various channels: via (multiple) stellar coalescences, or via hierarchical mergers of lower-mass black holes in star clusters or in active galactic nuclei. We find it to be unlikely that GW190521 is a strongly lensed signal of a lower-mass black hole binary merger. We also discuss more exotic possible sources for GW190521, including a highly eccentric black hole binary, or a primordial black hole binary.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

The evaporation of black holes in supergravity

In supergravity, charged rotating black holes are generically driven towards becoming extremal and supersymmetric through the emission of Hawking radiation. Eventually, as the black hole approaches the BPS bound and is close to becoming supersymmetric, quantum gravity corrections become critical to describing the emission of Hawking radiation, making the QFT in curved spacetime approximation inaccurate. In this paper, we compute how such quantum gravity corrections affect the spectrum of Hawking radiation for black holes in $\mathcal{N}$ = 2 supergravity in flatspace. We show that due to such corrections, the spectrum of emitted Hawking radiation for both spin-0 and spin-1/2 particles deviates drastically at low temperatures from the naively expected black-body spectrum. Rather remarkably, the spectrum exhibits a discrete emission line from direct transitions from near-BPS to BPS states, providing the first controlled example where the discreteness of the black hole energies is visible in the emitted Hawking radiation. Similar quantum gravity effects drastically modify the absorption cross-section: BPS black holes are transparent to certain frequencies, while near-BPS black holes appear much larger than the semi-classical prediction.

AdS-CFT Correspondence↗
DOE OSTI2023

Complementarity and the unitarity of the black hole S -matrix

Recently, Akers et al. proposed a non-isometric holographic map from the interior of a black hole to its exterior. Within this model, we study properties of the black hole S-matrix, which are in principle accessible to observers who stay outside the black hole. Specifically, we investigate a scenario in which an infalling agent interacts with radiation both outside and inside the black hole. Because the holographic map involves postselection, the unitarity of the S-matrix is not guaranteed in this scenario, but we find that unitarity is satisfied to very high precision if suitable conditions are met. If the internal black hole dynamics is described by a pseudorandom unitary transformation, and if the operations performed by the infaller have computational complexity scaling polynomially with the black hole entropy, then the S-matrix is unitary up to corrections that are superpolynomially small in the black hole entropy. Furthermore, while in principle quantum computation assisted by postselection can be very powerful, we find under similar assumptions that the S-matrix of an evaporating black hole has polynomial computational complexity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗