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All sourcesNASA NTRSDOE OSTI
DOE OSTI2020

Dynamical Packing in the Habitable Zone: The Case of Beta CVn

Uncovering the occurrence rate of terrestrial planets within the habitable zone (HZ) of their host stars has been a particular focus of exoplanetary science in recent years. The statistics of these occurrence rates have largely been derived from transiting planet discoveries, and have uncovered numerous HZ planets in compact systems around M-dwarf host stars. Here we explore the width of the HZ as a function of spectral type, and the dynamical constraints on the number of stable orbits within the HZ for a given star. We show that, although the Hill radius for a given planetary mass increases with larger semimajor axis, the width of the HZ for earlier-type stars allows for more terrestrial planets in the HZ than late-type stars. In general, dynamical constraints allow ∼6 HZ Earth-mass planets for stellar masses ≳0.7M {sub ⊙}, depending on the presence of farther out giant planets. As an example, we consider the case of Beta CVn, a nearby bright solar-type star. We present 20 yr of radial velocities (RV) from the Keck/High Resolution Echelle Spectrometer (HIRES) and Automated Planet Finder (APF) instruments and conduct an injection-recovery analysis of planetary signatures in the data. Our analysis of these RV data rule out planets more massive than Saturn within 10 au of the star. These system properties are used to calculate the potential dynamical packing of terrestrial planets in the HZ and show that such nearby stellar targets could be particularly lucrative for HZ planet detection by direct imaging exoplanet missions.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

The First Habitable-zone Earth-sized Planet from TESS. III. Climate States and Characterization Prospects for TOI-700 d

We present self-consistent three-dimensional climate simulations of possible habitable states for the newly discovered habitable-zone Earth-sized planet TOI-700 d. We explore a variety of atmospheric compositions, pressures, and rotation states for both ocean-covered and completely desiccated planets in order to assess the planet’s potential for habitability. For all 20 of our simulated cases, we use our climate model outputs to synthesize transmission spectra, combined-light spectra, and integrated broadband phase curves. These climatologically informed observables will help the community assess the technological capabilities necessary for future characterization of this planet—as well as similar transiting planets discovered in the future—and will provide a guide for distinguishing possible climate states if one day we do obtain sensitive spectral observations of a habitable planet around an M star. We find that TOI-700 d is a strong candidate for a habitable world and can potentially maintain temperate surface conditions under a wide variety of atmospheric compositions. Unfortunately, the spectral feature depths from the resulting transmission spectra and the peak flux and variations from our synthesized phase curves for TOI-700 d do not exceed 10 ppm. This will likely prohibit the James Webb Space Telescope from characterizing its atmosphere; however, this motivates the community to invest in future instrumentation that perhaps can one day reveal the true nature of TOI-700 d and to continue to search for similar planets around less distant stars.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

A Warm Jupiter Transiting an M Dwarf: A TESS Single-transit Event Confirmed with the Habitable-zone Planet Finder

We confirm the planetary nature of a warm Jupiter transiting the early M dwarf TOI-1899 using a combination of available TESS photometry; high-precision, near-infrared spectroscopy with the Habitable-zone Planet Finder; and speckle and adaptive optics imaging. The data reveal a transiting companion on an ∼29 day orbit with a mass and radius of 0.66±0.07 M{sub J} and 1.15{sub −0.05}{sup +0.04} R{sub J}, respectively. The star, TOI-1899, is the lowest-mass star known to host a transiting warm Jupiter, and we discuss the follow-up opportunities afforded by a warm (T{sub eq}∼362 K) gas giant orbiting an M0 star. Our observations reveal that TOI-1899.01 is a puffy warm Jupiter, and we suggest additional transit observations to both refine the orbit and constrain the true dilution observed in TESS.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

The Habitable Zone Planet Finder Reveals a High Mass and Low Obliquity for the Young Neptune K2-25b

Using radial velocity data from the Habitable Zone Planet Finder, we have measured the mass of the Neptune-sized planet K2-25b, as well as the obliquity of its M4.5 dwarf host star in the 600–800 Myr Hyades cluster. This is one of the youngest planetary systems for which both of these quantities have been measured and one of the very few M dwarfs with a measured obliquity. Based on a joint analysis of the radial velocity data, time-series photometry from the K2 mission, and new transit light curves obtained with diffuser-assisted photometry, the planet’s radius and mass are 3.44 ± 0.12 R {sub ⊕} and 24.5{sub −5.2}{sup +5.7}M{sub ⊕}. These properties are compatible with a rocky core enshrouded by a thin hydrogen–helium atmosphere (5% by mass). We measure an orbital eccentricity of e = 0.43 ± 0.05. The sky-projected stellar obliquity is λ = 3° ± 16°, compatible with spin–orbit alignment, in contrast to other “hot Neptunes” that have been studied around older stars.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Hubble WFC3 Spectroscopy of the Habitable-zone Super-Earth LHS 1140 b

Atmospheric characterization of temperate, rocky planets is the holy grail of exoplanet studies. These worlds are at the limits of our capabilities with current instrumentation in transmission spectroscopy and challenge our state-of-the-art statistical techniques. Here we present the transmission spectrum of the temperate super-Earth LHS 1140b using the Hubble Space Telescope (HST). The Wide Field Camera 3 (WFC3) G141 grism data of this habitable-zone (T {sub eq} = 235 K) super-Earth (R = 1.7 R {sub ⊕}) shows tentative evidence of water. However, the signal-to-noise ratio, and thus the significance of the detection, is low and stellar contamination models can cause modulation over the spectral band probed. We attempt to correct for contamination using these models and find that, while many still lead to evidence for water, some could provide reasonable fits to the data without the need for molecular absorption although most of these cause features in the visible ground-based data which are nonphysical. Future observations with the James Webb Space Telescope would be capable of confirming, or refuting, this atmospheric detection.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2021

Chemical Compositions of Red Giant Stars from Habitable Zone Planet Finder Spectroscopy

We have used the Habitable Zone Planet Finder (HPF) to gather high-resolution, high signal-to-noise near-infrared spectra of 13 field red horizontal branch (RHB) stars, one open cluster giant, and one very metal-poor halo red giant. The HPF spectra cover the 0.81–1.28 μm wavelength range of the zyJ bands, partially filling the gap between the optical (0.4–1.0 μm) and infrared (1.5–2.4 μm) spectra already available for the program stars. We derive abundances of 17 species from LTE-based computations involving equivalent widths and spectrum syntheses, and estimate abundance corrections for the species that are most affected by departures from LTE in RHB stars. Generally good agreement is found between HPF-based metallicities and abundance ratios and those from the optical and infrared spectral regions. Light element transitions dominate the HPF spectra of these red giants, and HPF data can be used to derive abundances from species with poor or no representation in optical spectra (e.g., C i, P i, S i, K i). Attention is drawn to the HPF abundances in two field solar-metallicity RHB stars of special interest: one with an extreme carbon isotope ratio, and one with a rare, very large lithium content. The latter star is unique in our sample in exhibiting very strong He i 10830 Å absorption. The abundances of the open cluster giant concur with those derived from other wavelength regions. Detections of C i and S i in HD 122563 are reported, yielding the lowest metallicity determination of [S/Fe] from more than one multiplet.

47 OTHER INSTRUMENTATION↗
DOE OSTI2021

Broadband Stability of the Habitable Zone Planet Finder Fabry–Pérot Etalon Calibration System: Evidence for Chromatic Variation

The comblike spectrum of a white light–illuminated Fabry–Pérot etalon can serve as a cost-effective and stable reference for precise Doppler measurements. Understanding the stability of these devices across their broad (hundreds of nanometers) spectral bandwidths is essential to realizing their full potential as Doppler calibrators. However, published descriptions remain limited to small bandwidths or short time spans. We present an ∼6 month broadband stability monitoring campaign of the Fabry–Pérot etalon system deployed with the near-infrared Habitable Zone Planet Finder (HPF) spectrograph. We monitor the wavelengths of each of ∼3500 resonant modes measured in HPF spectra of this Fabry–Pérot etalon (free spectral range = 30 GHz, bandwidth = 820–1280 nm), leveraging the accuracy and precision of an electro-optic frequency comb reference. These results reveal chromatic structure in the Fabry–Pérot mode locations and their evolution with time. We measure an average drift on the order of 2 cm s{sup –1} day{sup −1}, with local departures up to ±5 cm s{sup –1} day{sup −1}. We discuss these behaviors in the context of the Fabry–Pérot etalon mirror dispersion and other optical properties of the system and the implications for the use of similar systems for precise Doppler measurements. Our results show that this system supports the wavelength calibration of HPF at the ≲10 cm s{sup −1} level over a night and the ≲30 cm s{sup −1} level over ∼10 days. Our results also highlight the need for long-term and spectrally resolved study of similar systems that will be deployed to support Doppler measurement precision approaching ∼10 cm s{sup −1}.

42 ENGINEERING↗
DOE OSTI2021

TOI-532b: The Habitable-zone Planet Finder confirms a Large Super Neptune in the Neptune Desert orbiting a metal-rich M-dwarf host

We confirm the planetary nature of TOI-532b, using a combination of precise near-infrared radial velocities with the Habitable-zone Planet Finder, Transiting Exoplanet Survey Satellite (TESS) light curves, ground-based photometric follow up, and high-contrast imaging. TOI-532 is a faint (J ~ 11.5) metal-rich M dwarf with T{sub eff} = 3957 ± 69 K and [Fe/H] = 0.38 ± 0.04; it hosts a transiting gaseous planet with a period of ~2.3 days. Joint fitting of the radial velocities with the TESS and ground-based transits reveal a planet with radius of 5.82 ± 0.19 R {sub ⊕}, and a mass of 61.5{sub -9.3}{sup +9.7} M {sub ⊕}. TOI-532b is the largest and most massive super Neptune detected around an M dwarf with both mass and radius measurements, and it bridges the gap between the Neptune-sized planets and the heavier Jovian planets known to orbit M dwarfs. It also follows the previously noted trend between gas giants and host-star metallicity for M-dwarf planets. In addition, it is situated at the edge of the Neptune desert in the Radius–Insolation plane, helping place constraints on the mechanisms responsible for sculpting this region of planetary parameter space.

36 MATERIALS SCIENCE↗
DOE OSTI2016

A versatile technique to enable sub-milli-Kelvin instrument stability for precise radial velocity measurements: tests with the habitable-zone planet finder

Insufficient instrument thermomechanical stability is one of the many roadblocks for achieving 10 cm s{sup −1} Doppler radial velocity precision, the precision needed to detect Earth-twins orbiting solar-type stars. Highly temperature and pressure stabilized spectrographs allow us to better calibrate out instrumental drifts, thereby helping in distinguishing instrumental noise from astrophysical stellar signals. We present the design and performance of the Environmental Control System (ECS) for the Habitable-zone Planet Finder (HPF), a high-resolution (R = 50,000) fiber-fed near-infrared (NIR) spectrograph for the 10 m Hobby–Eberly Telescope at McDonald Observatory. HPF will operate at 180 K, driven by the choice of an H2RG NIR detector array with a 1.7 μm cutoff. This ECS has demonstrated 0.6 mK rms stability over 15 days at both 180 and 300 K, and maintained high-quality vacuum (<10{sup −7} Torr) over months, during long-term stability tests conducted without a planned passive thermal enclosure surrounding the vacuum chamber. This control scheme is versatile and can be applied as a blueprint to stabilize future NIR and optical high-precision Doppler instruments over a wide temperature range from ∼77 K to elevated room temperatures. A similar ECS is being implemented to stabilize NEID, the NASA/NSF NN-EXPLORE spectrograph for the 3.5 m WIYN telescope at Kitt Peak, operating at 300 K. A [full SolidWorks 3D-CAD model] and a comprehensive parts list of the HPF ECS are included with this manuscript to facilitate the adaptation of this versatile environmental control scheme in the broader astronomical community.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

Atmospheric Habitable Zones in Y Dwarf Atmospheres

We use a simple organism lifecycle model to explore the viability of an atmospheric habitable zone (AHZ), with temperatures that could support Earth-centric life, which sits above an environment that does not support life. To illustrate our model, we use a cool Y dwarf atmosphere, such as WISE J085510.83–0714442.5, whose 4.5–5.2 μ m spectrum shows absorption features consistent with water vapor and clouds. We allow organisms to adapt to their atmospheric environment (described by temperature, convection, and gravity) by adopting different growth strategies that maximize their chance of survival and proliferation. We assume a constant upward vertical velocity through the AHZ. We found that the organism growth strategy is most sensitive to the magnitude of the atmospheric convection. Stronger convection supports the evolution of more massive organisms. For a purely radiative environment, we find that evolved organisms have a mass that is an order of magnitude smaller than terrestrial microbes, thereby defining a dynamical constraint on the dimensions of life that an AHZ can support. Based on a previously defined statistical approach, we infer that there are of the order of 10{sup 9} cool Y brown dwarfs in the Milky Way, and likely a few tens of these objects are within 10 pc from Earth. Our work also has implications for exploring life in the atmospheres of temperate gas giants. Consideration of the habitable volumes in planetary atmospheres significantly increases the volume of habitable space in the galaxy.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

The Molecular Gas Environment in the 20 km s{sup −1} Cloud in the Central Molecular Zone

We recently reported a population of protostellar candidates in the 20 km s{sup −1} cloud in the Central Molecular Zone of the Milky Way, traced by H{sub 2}O masers in gravitationally bound dense cores. In this paper, we report molecular line studies with high angular resolution (∼3″) of the environment of star formation in this cloud. Maps of various molecular line transitions as well as the continuum at 1.3 mm are obtained using the Submillimeter Array. Five NH{sub 3} inversion lines and the 1.3 cm continuum are observed with the Karl G. Jansky Very Large Array. The interferometric observations are complemented with single-dish data. We find that the CH{sub 3}OH, SO, and HNCO lines, which are usually shock tracers, are better correlated spatially with the compact dust emission from dense cores among the detected lines. These lines also show enhancement in intensities with respect to SiO intensities toward the compact dust emission, suggesting the presence of slow shocks or hot cores in these regions. We find gas temperatures of ≳100 K at 0.1 pc scales based on RADEX modeling of the H{sub 2}CO and NH{sub 3} lines. Although no strong correlations between temperatures and linewidths/H{sub 2}O maser luminosities are found, in high-angular-resolution maps we note several candidate shock-heated regions offset from any dense cores, as well as signatures of localized heating by protostars in several dense cores. Our findings suggest that at 0.1 pc scales in this cloud star formation and strong turbulence may together affect the chemistry and temperature of the molecular gas.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

Hydrodynamic Simulations of the Central Molecular Zone with a Realistic Galactic Potential

We present hydrodynamic simulations of gas clouds inflowing from the disk to a few hundred parsec region of the Milky Way. A gravitational potential is generated to include realistic Galactic structures by using thousands of multipole expansions (MEs) that describe 6.4 million stellar particles of a self-consistent Galaxy simulation. We find that a hybrid ME model, with two different basis sets and a thick-disk correction, accurately reproduces the overall structures of the Milky Way. Through non-axisymmetric Galactic structures of an elongated bar and spiral arms, gas clouds in the disk inflow to the nuclear region and form a central molecular zone-like nuclear ring. We find that the size of the nuclear ring evolves into ∼240 pc at T∼1500 Myr, regardless of the initial size. For most simulation runs, the rate of gas inflow to the nuclear region is equilibrated to ∼0.02 M{sub ⊙} yr{sup −1}. The nuclear ring is off-centered, relative to the Galactic center, by the lopsided central mass distribution of the Galaxy model, and thus an asymmetric mass distribution of the nuclear ring arises accordingly. The vertical asymmetry of the Galaxy model also causes the nuclear ring to be tilted along the Galactic plane. During the first ∼100 Myr, the vertical frequency of the gas motion is twice that of the orbital frequency, thus the projected nuclear ring shows a twisted, ∞-like shape.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

Welcome to the Twilight Zone: The Mid-infrared Properties of Post-starburst Galaxies

We investigate the optical and Wide-field Survey Explorer (WISE) colors of “E+A” identified post-starburst galaxies, including a deep analysis of 190 post-starbursts detected in the 2 μm All Sky Survey Extended Source Catalog. The post-starburst galaxies appear in both the optical green valley and the WISE Infrared Transition Zone. Furthermore, we find that post-starbursts occupy a distinct region of [3.4]–[4.6] versus [4.6]–[12] WISE colors, enabling the identification of this class of transitioning galaxies through the use of broadband photometric criteria alone. We have investigated possible causes for the WISE colors of post-starbursts by constructing a composite spectral energy distribution (SED), finding that the mid-infrared (4–12 μm) properties of post-starbursts are consistent with either 11.3 μm polycyclic aromatic hydrocarbon emission, or thermally pulsating asymptotic giant branch (TP-AGB) and post-AGB stars. The composite SED of extended post-starburst galaxies with 22 μm emission detected with signal-to-noise ratio ⩾3 requires a hot dust component to produce their observed rising mid-infrared SED between 12 and 22 μm. The composite SED of WISE 22 μm non-detections (S/N < 3), created by stacking 22 μm images, is also flat, requiring a hot dust component. The most likely source of the mid-infrared emission of these E+A galaxies is a buried active galactic nucleus (AGN). The inferred upper limits to the Eddington ratios of post-starbursts are 10{sup −2}–10{sup −4}, with an average of 10{sup −3}. This suggests that AGNs are not radiatively dominant in these systems. This could mean that including selections capable of identifying AGNs as part of a search for transitioning and post-starburst galaxies would create a more complete census of the transition pathways taken as a galaxy quenches its star formation.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

Habitable Moist Atmospheres on Terrestrial Planets near the Inner Edge of the Habitable Zone around M Dwarfs

Terrestrial planets in the habitable zones (HZs) of low-mass stars and cool dwarfs have received significant scrutiny recently. Transit spectroscopy of such planets with the James Webb Space Telescope (JWST) represents our best shot at obtaining the spectrum of a habitable planet within the next decade. As these planets are likely tidally locked, improved 3D numerical simulations of such planetary atmospheres are needed to guide target selection. Here we use a 3D climate system model, updated with new water-vapor absorption coefficients derived from the HITRAN 2012 database, to study ocean-covered planets at the inner edge of the HZ around late M to mid-K stars (2600 K⩽T{sub eff}⩽4500 K). Our results indicate that these updated water-vapor coefficients result in significant warming compared to previous studies, so the inner HZ around M dwarfs is not as close as suggested by earlier work. Assuming synchronously rotating Earth-sized and Earth-mass planets with background 1 bar N{sub 2} atmospheres, we find that planets at the inner HZ of stars with T{sub eff}>3000 K undergo the classical “moist greenhouse” (H{sub 2}O mixing ratio >10{sup −3} in the stratosphere) at significantly lower surface temperature (∼280 K) in our 3D model compared with 1D climate models (∼340 K). This implies that some planets around low-mass stars can simultaneously undergo water loss and remain habitable. However, for stars with T{sub eff}⩽3000 K, planets at the inner HZ may directly transition to a runaway state, while bypassing the moist greenhouse water loss entirely. We analyze transmission spectra of planets in a moist greenhouse regime and find that there are several prominent H{sub 2}O features, including a broad feature between 5 and 8 μm, within JWST MIRI instrument range. Thus, relying only on standard Earth-analog spectra with 24 hr rotation period around M dwarfs for habitability studies will miss the strong H{sub 2}O features that one would expect to see on synchronously rotating planets around M dwarf stars, with JWST.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

How Hospitable Are Space Weather Affected Habitable Zones? The Role of Ion Escape

Atmospheres of exoplanets in the habitable zones around active young G-K-M stars are subject to extreme X-ray and EUV (XUV) fluxes from their host stars that can initiate atmospheric erosion. Atmospheric loss affects exoplanetary habitability in terms of surface water inventory, atmospheric pressure, the efficiency of greenhouse warming, and the dosage of the UV surface irradiation. Thermal escape models suggest that exoplanetary atmospheres around active K-M stars should undergo massive hydrogen escape, while heavier species including oxygen will accumulate forming an oxidizing atmosphere. Here, we show that non-thermal oxygen ion escape could be as important as thermal, hydrodynamic H escape in removing the constituents of water from exoplanetary atmospheres under supersolar XUV irradiation. Our models suggest that the atmospheres of a significant fraction of Earth-like exoplanets around M dwarfs and active K stars exposed to high XUV fluxes will incur a significant atmospheric loss rate of oxygen and nitrogen, which will make them uninhabitable within a few tens to hundreds of Myr, given a low replenishment rate from volcanism or cometary bombardment. Our non-thermal escape models have important implications for the habitability of the Proxima Centauri’s terrestrial planet.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

A Volcanic Hydrogen Habitable Zone

The classical habitable zone (HZ) is the circular region around a star in which liquid water could exist on the surface of a rocky planet. The outer edge of the traditional N{sub 2}–CO{sub 2}–H{sub 2}O HZ extends out to nearly ∼1.7 au in our solar system, beyond which condensation and scattering by CO{sub 2} outstrips its greenhouse capacity. Here, we show that volcanic outgassing of atmospheric H{sub 2} can extend the outer edge of the HZ to ∼2.4 au in our solar system. This wider volcanic-hydrogen HZ (N{sub 2}–CO{sub 2}–H{sub 2}O–H{sub 2}) can be sustained as long as volcanic H{sub 2} output offsets its escape from the top of the atmosphere. We use a single-column radiative-convective climate model to compute the HZ limits of this volcanic hydrogen HZ for hydrogen concentrations between 1% and 50%, assuming diffusion-limited atmospheric escape. At a hydrogen concentration of 50%, the effective stellar flux required to support the outer edge decreases by ∼35%–60% for M–A stars. The corresponding orbital distances increase by ∼30%–60%. The inner edge of this HZ only moves out ∼0.1%–4% relative to the classical HZ because H{sub 2} warming is reduced in dense H{sub 2}O atmospheres. The atmospheric scale heights of such volcanic H{sub 2} atmospheres near the outer edge of the HZ also increase, facilitating remote detection of atmospheric signatures.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

Abundant Methanol Ice toward a Massive Young Stellar Object in the Central Molecular Zone

Previous radio observations revealed widespread gas-phase methanol (CH{sub 3}OH) in the Central Molecular Zone (CMZ) at the Galactic center (GC), but its origin remains unclear. Here, we report the discovery of CH{sub 3}OH ice toward a star in the CMZ, based on a Subaru 3.4–4.0 μm spectrum, aided by NASA/IRTF L{sup ′} imaging and 2–4 μm spectra. The star lies ∼8000 au away in projection from a massive young stellar object (MYSO). Its observed high CH{sub 3}OH ice abundance (17%±3% relative to H{sub 2}O ice) suggests that the 3.535 μm CH{sub 3}OH ice absorption likely arises in the MYSO’s extended envelope. However, it is also possible that CH{sub 3}OH ice forms with a higher abundance in dense clouds within the CMZ, compared to within the disk. Either way, our result implies that gas-phase CH{sub 3}OH in the CMZ can be largely produced by desorption from icy grains. The high solid CH{sub 3}OH abundance confirms the prominent 15.4 μm shoulder absorption observed toward GC MYSOs arises from CO{sub 2} ice mixed with CH{sub 3}OH.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2026

Aircraft-derived particle fluxes distinguish entrainment zone and decoupled layer nucleation in marine boundary layers

The vertical distribution of freshly nucleated aerosol particles in the marine boundary layer remains poorly constrained, limiting our ability to represent new particle formation in climate models. Here we characterize 3–10 nm particle events, termed small particle events (SPEs), by deriving their vertical turbulent fluxes from aircraft measurements during the Aerosol and Cloud Experiments in the Eastern North Atlantic (ACE-ENA) campaign. To overcome stationarity limitations of traditional eddy covariance methods, we applied continuous wavelet transform analysis to data collected during June–July 2017 and January–February 2018 flights over the Azores. Our flux-based analysis revealed two distinct SPE scenarios with different vertical structures and spatial extents. The first featured nucleation in the entrainment zone, where free tropospheric air entrains into the boundary layer. The second showed nucleation in the decoupled layer, a stratified region between the well-mixed surface layer and cloud-topped upper boundary layer. In both cases, convergence of air masses from different layers diluted preexisting aerosol surface area to very low levels, creating conditions favorable for nucleation and generating strong downward particle fluxes. SPEs occurred in 15 % of flights, challenging prevailing theoretical expectations that new particle formation should rarely occur in marine boundary layers due to high condensation and coagulation sink capacity of sea spray aerosols. Aircraft-derived particle fluxes provide first observational constraints on the vertical location and source strength of likely nucleation regions in the remote marine boundary layer, improving aerosol source representations in climate models and reducing uncertainties in aerosol-cloud interactions.

Rasheeda Satheesh, Ajmal [North Carolina State Uni↗