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DOE OSTI2021

Real-time gravitational replicas: formalism and a variational principle

This work is the first step in a two-part investigation of real-time replica wormholes. Here we study the associated real-time gravitational path integral and construct the variational principle that will define its saddle-points. We also describe the general structure of the resulting real-time replica wormhole saddles, setting the stage for construction of explicit examples. These saddles necessarily involve complex metrics, and thus are accessed by deforming the original real contour of integration. However, the construction of these saddles need not rely on analytic continuation, and our formulation can be used even in the presence of non-analytic boundary-sources. Furthermore, at least for replica- and CPT-symmetric saddles we show that the metrics may be taken to be real in regions spacelike separated from a so-called ‘splitting surface’. This feature is an important hallmark of unitarity in a field theory dual.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Scaling and adiabaticity in a rapidly expanding gluon plasma

In this work we aim to gain qualitative insight on the far-from-equilibrium behavior of the gluon plasma produced in the early stages of a heavy-ion collision. It was recently discovered [1] that the distribution functions of quarks and gluons in QCD effective kinetic theory (EKT) exhibit self-similar “scaling” evolution with time-dependent scaling exponents long before those exponents reach their pre-hydrodynamic fixed-point values. In this work we shed light on the origin of this time-dependent scaling phenomenon in the small-angle approximation to the Boltzmann equation. We first solve the Boltzmann equation numerically and find that time-dependent scaling is a feature of this kinetic theory, and that it captures key qualitative features of the scaling of hard gluons in QCD EKT. We then proceed to study scaling analytically and semi-analytically in this equation. We find that an appropriate momentum rescaling allows the scaling distribution to be identified as the instantaneous ground state of the operator describing the evolution of the distribution function, and the approach to the scaling function is described by the decay of the excited states. That is to say, there is a frame in which the system evolves adiabatically. Furthermore, from the conditions for adiabaticity we can derive evolution equations for the time-dependent scaling exponents. In addition to the known free-streaming and BMSS fixed points, we identify a new “dilute” fixed point when the number density becomes small before hydrodynamization. Corrections to the fixed point exponents in the small-angle approximation agree quantitatively with those found previously in QCD EKT and arise from the evolution of the ratio between hard and soft scales.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Scattering in black hole backgrounds and higher-spin amplitudes. Part II

We continue to investigate correspondences between, on the one hand, scattering amplitudes for massive higher-spin particles and gravitons in appropriate quantum-to-classical limits, and on the other hand, classical gravitational interactions of spinning black holes according to general relativity. We first construct an ansatz for a gravitational Compton amplitude, at tree level, constrained only by locality, crossing symmetry, unitarity and consistency with the linearized-Kerr 3-point amplitude, to all orders in the black hole’s spin. We then explore the extent to which a unique classical Compton amplitude can be identified by comparing with the results of the classical process of scattering long-wavelength gravitational waves off an exact Kerr black hole, determined by appropriate solutions of the Teukolsky equation. Up to fourth order in spin, we find complete agreement with a previously conjectured exponential form of the tree-level Compton amplitude. At higher orders, we extract tree-level contributions from the Teukolsky amplitude by an analytic continuation from a physical (a/GM < 1) to a particle-like (a/GM > 1) regime. Up to the sixth order in spin, we identify a unique conservative part of the amplitude which is insensitive both to the choice of boundary conditions at the black hole horizon and to branch choices in the analytic continuation. The remainder of the amplitude is determined modulo an overall sign from a branch choice, with the sign flipping under exchanging purely ingoing and purely outgoing boundary conditions at the horizon. Along the way, we make contact with novel applications of massive spinor-helicity variables pertaining to their relation to EFT operators and (spinning) partial amplitudes.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Medium-induced gluon radiation with full resummation of multiple scatterings for realistic parton-medium interactions

The new precision era of jet quenching observables at both RHIC and the LHC calls for an improved and more precise description of in-medium gluon emissions. The development of new theoretical tools and analytical calculations to tackle this challenge has been hampered by the inability to include the effects of multiple scatterings with the medium using a realistic model for the parton-medium interactions. In this paper, we show how the analytical expressions for the full in-medium spectrum, including the resummation of all multiple scatterings, can be written in a form where the numerical evaluation can be easily performed without the need of the usually employed harmonic or single hard approximations. We present the transverse momentum and energy-dependent medium- induced gluon emission distributions for known realistic interaction models to illustrate how our framework can be applied beyond the limited kinematic regions of previous calculations.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Spectral fluctuations in the Sachdev-Ye-Kitaev model

We present a detailed quantitative analysis of spectral correlations in the Sachdev-Ye-Kitaev (SYK) model. We find that the deviations from universal Random Matrix Theory (RMT) behavior are due to a small number of long-wavelength fluctuations (of the order of the number of Majorana fermions N ) from one realization of the ensemble to the next one. These modes can be parameterized effectively in terms of Q-Hermite orthogonal polynomials, the main contribution being due to scale fluctuations for which we give a simple analytical estimate. Our numerical results for N = 32 show that only the lowest eight polynomials are needed to eliminate the nonuniversal part of the spectral fluctuations. The covariance matrix of the coefficients of this expansion can be obtained analytically from low-order double-trace moments. We evaluate the covariance matrix of the first six moments and find that it agrees with the numerics. We also analyze the spectral correlations in terms of a nonlinear σ-model, which is derived through a Fierz transformation, and evaluate the one and two-point spectral correlation functions to two-loop order. The wide correlator is given by the sum of the universal RMT result and corrections whose lowest-order term corresponds to scale fluctuations. However, the loop expansion of the σ-model results in an ill-behaved expansion of the resolvent, and it gives universal RMT fluctuations not only for q= 4 or higher even q-body interactions, but also for the q= 2 SYK model albeit with a much smaller Thouless energy while the correct result in this case should have been Poisson statistics. In our numerical studies we analyze the number variance and spectral form factor for N = 32 and q = 4. We show that the quadratic deviation of the number variance for large energies appears as a peak for small times in the spectral form factor. After eliminating the long-wavelength fluctuations, we find quantitative agreement with RMT up to an exponentially large number of level spacings for the number variance or exponentially short times in the case of the spectral form factor.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

A cornucopia of AdS5 vacua

We report on a systematic search for AdS 5 vacua corresponding to critical points of the potential in the five-dimensional $$ \mathcal{N} $$ N = 8 SO(6) gauged supergravity. By employing Google’s TensorFlow Machine Learning library, we find the total of 32 critical points including 5 previously known ones. All 27 new critical points are non-supersymmetric. We compute the mass spectra of scalar fluctuatons for all points and find that the non- supersymmetric AdS 5 vacua are perturbatively unstable. Many of the new critical points can be found analytically within consistent truncations of the $$ \mathcal{N} $$ N = 8 supergravity with respect to discrete subgroups of the S(O(6) × GL(2 , R)) symmetry of the potential. In par- ticular, we discuss in detail a $$ {\mathrm{\mathbb{Z}}}_2^3 $$ Z 2 3 -invariant truncation with 10 scalar fields and 15 critical points. We also compute explicitly the scalar potential in a $$ {\mathrm{\mathbb{Z}}}_2^2 $$ Z 2 2 -invariant extension of that truncation to 18 scalar fields and reproduce 17 of the 32 critical points from the numerical search. Finally, we show that the full potential as a function of 42 scalar fields can be studied analytically using the so-called solvable parametrization. In particular, we find that all critical points lie in a Z 2 -invariant subspace spanned by 22 scalar fields.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

The pp → W(→ lν) + γ process at next-to-next-to-leading order

We present details of the calculation of the pp → W(→ lν)γ process at next-to-next-to-leading order in QCD, calculated using the jettiness slicing method. The calculation is based entirely on analytic amplitudes. Because of the radiation zero, the NLO QCD contribution from the gq channel is as important as the contribution from the Born $ q\overline{q} $ process, disrupting the normal counting of leading and sub-leading contributions. We also assess the importance of electroweak (EW) corrections, including the EW corrections to both the six-parton channel 0 →$ \overline{u} d\nu {e}^{+}\gamma g $ and the five-parton channel 0 →$ \overline{u} d\nu {e}^{+}\gamma $. Previous experimental results have been shown to agree with theoretical predictions, taking into account the large experimental errors. With the advent of run II data from the LHC, the statistical errors on the data will decrease, and will be competitive with the error on theoretical predictions for the first time. We present numerical results for $ \sqrt{s} $ = 7 and 13 TeV. Analytic results for the one-loop six-parton QCD amplitude and the tree-level seven-parton QCD amplitude are presented in appendices.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

The Yang-Mills duals of small AdS black holes

Abstract We study the largeNmatrix model for the index of 4d$$ \mathcal{N} $$ N = 4 Yang-Mills theory and its truncations to understand the dual AdS 5 black holes. Numerical studies of the truncated models provide insights on the black hole physics, some of which we investigate analytically with the full Yang-Mills matrix model. In particular, we find many branches of saddle points which describe the known black hole solutions. We analytically construct the saddle points dual to the small black holes whose sizes are much smaller than the AdS radius. They include the asymptotically flat BMPV black holes embedded in large AdS with novel thermodynamic instabilities.

Physics↗
DOE OSTI2020

Holographic flows from CFT to the Kasner universe

The Schwarzschild singularity is known to be classically unstable. We demonstrate a simple holographic consequence of this fact, focusing on a perturbation that is uniform in boundary space and time. Deformation of the thermal state of the dual CFT by a relevant operator triggers a nonzero temperature holographic renormalization group flow in the bulk. This flow continues smoothly through the horizon and, at late interior time, deforms the Schwarzschild singularity into a more general Kasner universe. We show that the deformed near-singularity, trans-horizon Kasner exponents determine specific non-analytic corrections to the thermal correlation functions of heavy operators in the dual CFT, in the analytically continued ‘near-singularity’ regime.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

The Energy-Energy Correlation in the back-to-back limit at N 3 LO and N 3 LL'

We present the analytic formula for the Energy-Energy Correlation (EEC) in electron-positron annihilation computed in perturbative QCD to next-to-next-to-next-to-leading order (N 3 LO) in the back-to-back limit. In particular, we consider the EEC arising from the annihilation of an electron-positron pair into a virtual photon as well as a Higgs boson and their subsequent inclusive decay into hadrons. Our computation is based on a factorization theorem of the EEC formulated within Soft-Collinear Effective Theory (SCET) for the back-to-back limit. We obtain the last missing ingredient for our computation — the jet function — from a recent calculation of the transverse-momentum dependent fragmentation function (TMDFF) at N 3 LO. We combine the newly obtained N 3 LO jet function with the well known hard and soft function to predict the EEC in the back-to-back limit. The leading transcendental contribution of our analytic formula agrees with previously obtained results in N = 4 supersymmetric Yang-Mills theory. We obtain the N = 2 Mellin moment of the bulk region of the EEC using momentum sum rules. Finally, we obtain the first resummation of the EEC in the back-to-back limit at N 3 LL' accuracy, resulting in a factor of ~ 4 reduction of uncertainties in the peak region compared to N 3 LL predictions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

The Lorentzian inversion formula and the spectrum of the 3d O(2) CFT

We study the spectrum and OPE coefficients of the three-dimensional critical O(2) model, using four-point functions of the leading scalars with charges 0, 1, and 2 ( s , $\phi$, and t ). We obtain numerical predictions for low-twist OPE data in several charge sectors using the extremal functional method. We compare the results to analytical estimates using the Lorentzian inversion formula and a small amount of numerical input. We find agreement between the analytic and numerical predictions. We also give evidence that certain scalar operators lie on double-twist Regge trajectories and obtain estimates for the leading Regge intercepts of the O(2) model.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Universality aspects of quantum corrections to transverse momentum broadening in QCD media

We study non-linear quantum corrections to transverse momentum broadening (TMB) of a fast parton propagating in dense QCD matter in the leading logarithmic approximation. These non-local corrections yield an anomalous super-diffusive behavior characterized by a heavy tailed distribution which is associated with Lévy random walks. Using a formal analogy with the physics of traveling waves, we show that at late times the transverse momentum distribution tends to a universal scaling regime. We derive analytic solutions in terms of an asymptotic expansion around the scaling limit for both fixed and running coupling. We note that our analytic approach yields a good agreement with the exact numerical solutions down to realistic values of medium length. Finally, we discuss the interplay between system size and energy dependence of the diffusion coefficient $\hat{q}$ and its connection with the gluon distribution function that is manifest at large transverse momentum transfer.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2023

The connection between nonzero density and spontaneous symmetry breaking for interacting scalars

We consider U(1)-symmetric scalar quantum field theories at zero temperature. At nonzero charge densities, the ground state of these systems is usually assumed to be a superfluid phase, in which the global symmetry is spontaneously broken along with Lorentz boosts and time translations. We show that, in d > 2 spacetime dimensions, this expectation is always realized at one loop for arbitrary non-derivative interactions, confirming that the physically distinct phenomena of nonzero charge density and spontaneous symmetry breaking occur simultaneously in these systems. We quantify this result by deriving universal scaling relations for the symmetry breaking scale as a function of the charge density, at low and high density. Moreover, we show that the critical value of μ above which a nonzero density develops coincides with the pole mass in the unbroken, Poincaré invariant vacuum of the theory. The same conclusions hold non-perturbatively for an O(N) theory with quartic interactions in d = 3 and 4, at leading order in the 1/N expansion. We derive these results by computing analytically the zero-temperature, finite-μ one-loop effective potential, paying special attention to subtle points related to the iε terms. We check our results against the one-loop low-energy effective action for the superfluid phonons in λΦ 4 theory in d = 4 previously derived by Joyce and ourselves, which we further generalize to arbitrary potential interactions and arbitrary dimensions. As a byproduct, we find analytically the one-loop scaling dimension of the lightest charge-n operator for the λΦ 6 conformal superfluid in d = 3, at leading order in 1/n, reproducing a numerical result of Badel et al. For a λΦ 4 superfluid in d = 4, we also reproduce the Lee-Huang-Yang relation and compute relativistic corrections to it. Finally, we discuss possible extensions of our results beyond perturbation theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

The imaginary part of the heavy-quark potential from real-time Yang-Mills dynamics

We extract the imaginary part of the heavy-quark potential using classical-statistical simulations of real-time Yang-Mills dynamics in classical thermal equilibrium. The r-dependence of the imaginary part of the potential is extracted by measuring the temporal decay of Wilson loops of spatial length r. We compare our results to continuum expressions obtained using hard thermal loop theory and to semi-analytic lattice perturbation theory calculations using the hard classical loop formalism. We find that, when plotted as a function of m D r, where m D is the hard classical loop Debye mass, the imaginary part of the heavy-quark potential shows little sensitivity to the lattice spacing at small m D r ≲ 1 and agrees well with the semi-analytic hard classical loop result. For large quark-antiquark separations, we quantify the magnitude of the non-perturbative long-range corrections to the imaginary part of the heavy-quark potential. We present our results for a wide range of temperatures, lattice spacings, and lattice volumes. This work sets the stage for extracting the imaginary part of the heavy-quark potential in an expanding non-equilibrium Yang Mills plasma.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Black holes in Klein space

The analytic continuation of the general signature (1, 3) Lorentzian Kerr-Taub-NUT black holes to signature (2, 2) Kleinian black holes is studied. Their global structure is characterized by a toric Penrose diagram resembling their Lorentzian counterparts. Kleinian black holes are found to be self-dual when their mass and NUT charge are equal for any value of the Kerr rotation parameter a. Remarkably, it is shown that the rotation a can be eliminated by a large diffeomorphism; this result also holds in Euclidean signature. The continuation from Lorentzian to Kleinian signature is naturally induced by the analytic continuation of the S-matrix. Indeed, we show that the geometry of linearized black holes, including Kerr-Taub-NUT, is captured by (2, 2) three-point scattering amplitudes of a graviton and a massive spinning particle. This stands in sharp contrast to their Lorentzian counterparts for which the latter vanishes kinematically and enables a direct link to the S-matrix.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Light-ray wave functions and integrability

Using integrability, we construct (to leading order in perturbation theory) the explicit form of twist-three light-ray operators in planar $\mathcal{N}$ = 4 SYM. This construction allows us to directly compute analytically continued CFT data at complex spin. We derive analytically the “magic” decoupling zeroes previously observed numerically. Using the Baxter equation, we also show that certain Regge trajectories merge together into a single unifying Riemann surface. Perhaps more surprisingly, we find that this unification of Regge trajectories is not unique. If we organize twist-three operators differently into what we call “cousin trajectories” we find infinitely more possible continuations. We speculate about which of these remarkable features of twist-three operators might generalize to other operators, other regimes and other theories.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Classical dynamics of vortex solitons from perturbative scattering amplitudes

Abstract We introduce a novel point-particle effective description of ANO vortex solitons in the critical Abelian Higgs Model (AHM) ind= 2 + 1 based on the small winding expansion. Identifying the effective vortices with the elementary quanta of a complex scalar field, relativistic vortex-vortex scattering amplitudes are calculated as a diagrammatic, perturbative expansion in the winding numberN. Making use of powerful techniques recently developed for analyzing the post-Minkowskian two-body problem in general relativity, we efficiently extract the contribution to the loop integrals from the classical potential region, with the resulting velocity expansion subsequently resummed to all orders. The main result of this paper is an analytic expression for the classical, vortex-vortex potential at$$ \mathcal{O} $$ O (N 2 ), or one-loop, with exact velocity dependence. By truncating the resulting effective Hamiltonian at$$ \mathcal{O} $$ O (p 2 ) we derive an analytic, perturbative expression for the metric on the 2-vortex moduli space. Finally, the emergence of the critical AHM from the classical limit of the$$ \mathcal{N} $$ N = 2 supersymmetric AHM, and the resulting constraints on the point-particle EFT is described in detail using an on-shell superspace construction for BPS states ind= 2 + 1.

Physics↗
DOE OSTI2021

Unitarity violation and the geometry of Higgs EFTs

We derive the scale of unitarity violation from the geometry of Effective Field Theory (EFT) extensions of the Standard Model Higgs sector. The high-energy behavior of amplitudes with more than four scalar legs depends on derivatives of geometric invariants with respect to the physical Higgs field h, such that higher-point amplitudes begin to reconstruct the scalar manifold away from our vacuum. In theories whose low-energy limit can be described by the Higgs EFT (HEFT) but not the Standard Model EFT (SMEFT), non-analyticities in the vicinity of our vacuum limit the radius of convergence of geometric invariants, leading to unitarity violation at energies below 4πv. Our results unify approaches to the HEFT/SMEFT dichotomy based on unitarity, analyticity, and geometry, and more broadly illustrate the sense in which observables probe the geometry of an EFT. Along the way, we provide novel basis-independent results for Goldstone/Higgs boson scattering amplitudes expressed in terms of geometric covariant quantities.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗