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DOE OSTI2026

Quantum critical collapse abhors a naked singularity

Classical critical collapse yields naked singularities from smooth initial data, challenging cosmic censorship, and shaping the spectrum of primordial black holes. We show that one-loop vacuum polarization near the threshold qualitatively changes this outcome by dressing the singularity with a horizon within a controlled semiclassical regime. In analytically tractable Einstein-scalar critical spacetimes, a one-loop $s$-wave treatment linearized around self-similar backgrounds shows that regularity uniquely selects an asymptotically Minkowskian, vacuum-polarization state. Its renormalized stress tensor carries a universal quantum growing mode that competes with the classical unstable mode, shifts the critical point, and generates a trapped surface along with a finite mass gap at the new threshold, thereby enforcing horizon formation even under arbitrary fine-tuning. In primordial collapse, the threshold shift enters exponentially into the formation fraction, while the mass gap truncates the low-mass tail, suggesting potentially important consequences for the predicted mass spectrum. Furthermore, these results provide a self-consistent semiclassical treatment of critical collapse and yield sharp predictions within the one-loop, near-critical, linearized regime.

Anomalies↗

DOE OSTI2025

Refining the two-band model for highly compensated semimetals using thermoelectric coefficients

In studying compensated semimetals, the two-band model has proven extremely useful in capturing electrical conductivity under magnetic field, as a function of density and mobility of electronlike and holelike carriers. However, it rarely offers practical insight into magnetothermoelectric properties. Here, in this work, we report the field dependence of thermoelectric (TE) coefficients in a highly compensated semimetal NbSb 2 , where we find the Seebeck (𝑆 𝑥⁢𝑥 ) and Nernst (𝑆 𝑥⁢𝑦 ) coefficients increase quadratically and linearly with applied magnetic field, respectively. Such field dependence was predicted in previous work that studied a system of two parabolic bands, within semiclassical Boltzmann transport theory when the following two conditions are simultaneously met: 𝜔 𝑐 ⁢𝜏 ≫ 1 and tan ⁡𝜃 𝐻 ≪ 1, where 𝜔 𝑐 and 𝜏 refer to the cyclotron frequency and relaxation time, respectively, and 𝜃 𝐻 is the Hall angle. Under these conditions, we find the field dependence of the TE coefficients directly provides a relation between the electronlike (𝑛 𝑒 ) and holelike (𝑛 ℎ ) carrier densities, which in turn can be used to refine two-band model fitting. With this, we find the compensation factor ($\frac{|Δ⁢𝑛|}{𝑛_{𝑒}}$, where Δ⁢𝑛 = 𝑛 𝑒 −𝑛 ℎ ) of NbSb 2 is two orders of magnitude smaller than what was found in unrestricted fitting, resulting in a larger saturation-field scale for magnetoresistance. Within the same framework of the semiclassical theory, we also deduce that the thermoelectric Hall angle tan⁡ 𝜃 𝛾 = $\frac{𝑆_{𝑥⁢𝑦}}{𝑆_{𝑥⁢𝑥}}$ can be expressed as ($\frac{Δ⁢𝑛}{𝑛_{𝑒}}$ ×𝜔 𝑐 ⁢𝜏) −1 , which serves as a parameter to predict the degree of compensation. Our findings offer crucial insights into identifying empirical conditions for field-induced enhancement of TE performance and into engineering-efficient thermoelectric devices based on semimetallic materials.

electrical conductivity↗

DOE OSTI2024

Chiral kinematic theory and converse vortical effects

Response theories in condensed matter typically describe the response of an electron fluid to external electromagnetic fields, while perturbations on neutral particles are often designed to mimic such fields. Here, we study the response of fermions to a space-time-dependent velocity field, thereby sidestepping the issue of gauge charge. First, we use a semiclassical chiral kinematic theory to obtain the local density of current and extract the orbital magnetization. The theory immediately predicts a "converse vortical effect," defined as an orbital magnetization driven by linear velocity. It receives contributions from magnetic moments on the Fermi surface and the Berry curvature of the occupied bands. Then, transcending semiclassics via a complementary Kubo formalism reveals that the uniform limit of a clean system receives only the Berry curvature contribution while other limits sense the Fermi surface magnetic moments too. We propose CoSi as a candidate material and suggest magnetometry of a sample under a thermal gradient to detect the effect. Overall, our study sheds light on the effects of a space-time-dependent velocity field on electron fluids and paves the way for exploring quantum materials using new probes and perturbations.

Chen, Kai↗

DOE OSTI2024

Direct and indirect spin current generation and spin-orbit torques in ferromagnet/nonmagnet/ferromagnet trilayers

Spin-orbit torques in ferromagnet/nonmagnet/ferromagnet trilayers are studied using a combination of symmetry analysis, circuit theory, semiclassical simulations, and first-principles calculations using the nonequilibrium Green's function method with supercell disorder averaging. Here, we focus on unconventional processes involving the interplay between the two ferromagnetic layers, which are classified into direct and indirect mechanisms. The direct mechanism involves spin current generation by one ferromagnetic layer and its subsequent absorption by the other. In the indirect mechanism, the in-plane spin-polarized current from one ferromagnetic layer “leaks” into the other layer, where it is converted into an out-of-plane spin current and reabsorbed by the original layer. The direct mechanism results in a predominantly dampinglike torque, which damps the magnetization towards a certain direction 𝐬 𝑑 . The indirect mechanism results in a predominantly fieldlike torque with respect to a generally different direction 𝐬 𝑓 . Similarly to the current-in-plane giant magnetoresistance, the indirect mechanism is only active if the thickness of the nonmagnetic spacer is smaller than or comparable to the mean free path. Numerical calculations for a semiclassical model based on the Boltzmann equation confirm the presence of both direct and indirect mechanisms of spin current generation. First-principles calculations reveal sizable unconventional spin-orbit torques in Co/Cu/Co, Py/Cu/Py, and Co/Pt/Co trilayers and provide strong evidence of indirect spin current generation.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2024

Quantum theory of three-dimensional de Sitter space

We sketch the construction of a quantum model of three-dimensional de Sitter space, based on the covariant entropy principle and the observation that semiclassical physics suggests the possibility of a consistent theory of a finite number of unstable massive particles with purely gravitational interactions. Our model is holographic, finite, unitary, causal, plausibly exhibits fast scrambling, and qualitatively reproduces features of semiclassical de Sitter physics. In an appendix we outline some calculations that might lead to further tests of the model. Published by the American Physical Society 2024

Astronomy & Astrophysics↗

DOE OSTI2024

Stress inside the pion in holographic light-front QCD

In this work, we propose a method to compute the gravitational form factor D ( Q 2 ) in holographic QCD by exploiting the remarkable correspondence between semiclassical light-front QCD and semiclassical field theories in wrapped spacetime in five dimensions. The use of light-front holography bridges physics at large Q 2 as attained in light-front QCD and physics at small Q 2 where the coupling to scalar and tensor fields, e.g. glueballs, are dominant. As an application, we compute the D -term for the pion and compare the results with recent lattice simulations. Published by the American Physical Society 2024

Astronomy & Astrophysics↗

DOE OSTI2024

Quantum reference frames from top-down crossed products

All physical observations are made relative to a reference frame, which is a system in its own right. If the system of interest admits a group symmetry, the reference frame observing it must transform commensurately under the group to ensure the covariance of the combined system. We point out that the crossed product is a way to realize quantum reference frames from the bottom-up; adjoining a quantum reference frame and imposing constraints generates a crossed product algebra. We provide a top-down specification of crossed product algebras and show that one cannot obtain inequivalent quantum reference frames using this approach. As a remedy, we define an abstract algebra associated to the system and symmetry group built out of relational crossed product algebras associated with different choices of quantum reference frames. We term this object the G -framed algebra, and show how potentially inequivalent frames are realized within this object. We comment on this algebra’s analog of the classical Gribov problem in gauge theory, its importance in gravity where we show that it is relevant for semiclassical de Sitter and potentially beyond the semiclassical limit, and its utility for understanding the frame dependence of physical notions like observables, density states, and entropies. Published by the American Physical Society 2024

Astronomy & Astrophysics↗

DOE OSTI2022

Cluster Expansion and Resurgence in the Polyakov Model

In the Polyakov model, a nonperturbative mass gap is formed at leading-order semiclassics by instanton effects. By using the notions of critical points at infinity, cluster expansion, and Lefschetz thimbles, we show that a third-order effect in semiclassics gives an imaginary ambiguous contribution to the mass gap, which is supposed to be real and unambiguous. This is troublesome for the original analysis, and it is difficult to resolve this issue directly in quantum field theory (QFT). However, we find a new compactification of the Polyakov model to quantum mechanics, by using a background ’t Hooft flux. The compactification has the merit of remembering the monopole instantons of the full QFT within Born-Oppenheimer approximation, while the periodic compactification does not. In the quantum mechanical limit, we prove the resurgent cancellation of the ambiguity in three-instanton sector against ambiguity in the Borel resummation of the perturbation theory around one instanton. Assuming that this result holds in QFT, we provide a large-order asymptotics of perturbation theory around perturbative vacuum and instanton.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2024

Celestial Dual for Maximal Helicity Violating Amplitudes

It is shown that a 2D conformal field theory consisting of a central charge c Liouville theory, a chiral level one, rank N Kac-Moody algebra, and a weight − 3 / 2 free fermion holographically generate 4D maximal helicity violating tree-level scattering amplitudes. The correlators of this 2D conformal field theory give directly the 4D leaf amplitudes associated to a single hyperbolic slice of flat space. The 4D celestial amplitudes arise in a large- N and semiclassical large- c limit, according to the holographic dictionary, as a translationally invariant combination of leaf amplitudes. A step in the demonstration is showing that the semiclassical limit of Liouville correlators are given by contact 3D anti–de Sitter Witten diagrams. Published by the American Physical Society 2024

Physics↗

DOE OSTI2024

Theoretical Description of Pump-Probe Experiments in Charge-Density-Wave Materials out to Long Times

We describe coupled nonequilibrium electron-phonon systems semiclassically—Ehrenfest dynamics for the phonons and quantum mechanics for the electrons—using a classical Monte Carlo approach that determines the nonequilibrium response to a large pump field. The semiclassical approach is expected to be accurate, because the phonons are excited to average energies much higher than the phonon frequency, eliminating the need for a quantum description. The numerical efficiency of this method allows us to perform a self-consistent time evolution out to very long times (tens of picoseconds), enabling us to model pump-probe experiments of a charge-density-wave (CDW) material. Our system is a half-filled, one-dimensional (1D) Holstein chain that exhibits CDW ordering due to a Peierls transition. The chain is subjected to a time-dependent electromagnetic pump field that excites it out of equilibrium, and then a second probe pulse is applied after a time delay. By evolving the system to long times, we capture the complete process of lattice excitation and subsequent relaxation to a new equilibrium, due to an exchange of energy between the electrons and the lattice, leading to lattice relaxation at finite temperatures. We employ an indirect (impulsive) driving mechanism of the lattice by the pump pulse due to the direct driving of the electrons. We identify two driving regimes, where the pump can either cause small perturbations or completely invert the initial CDW order. Our work successfully describes the ringing of the amplitude mode in CDW systems that has long been seen in experiment but never successfully explained by microscopic theory. We also describe the fluence-dependent crossover that inverts the CDW order parameter and changes the phonon dynamics. Finally, we illustrate how this method can examine a number of different types of experiments including photoemission, x-ray diffraction, and two-dimensional (2D) spectroscopy. Published by the American Physical Society 2024

Physics↗

DOE OSTI2021

Open quantum systems for quarkonia

I review recent applications of the open quantum system framework in the understanding of quarkonium suppression in heavy-ion collisions, which has been used as a probe of the quark–gluon plasma for decades. The derivation of the Lindblad equations for quarkonium in both the quantum Brownian motion and the quantum optical limits and their semiclassical counterparts is explained. The hierarchy of time scales assumed in the derivation is justified from the separation of energy scales in nonrelativistic effective field theories of QCD. Physical implications of the open quantum system approach are also discussed. Finally, I list some open questions for future studies.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2025

Space cannot stretch too fast

Here, in this paper, we argue that black holes microstates leave an imprint on the gravitational vacuum through their virtual fluctuations. This imprint yields a power law fall off — rather than an exponential fall off — for the entanglement of planck scale fluctuations at different points. These entanglements generate an extra energy when space stretches too fast, since causality prevents a relaxation of these entanglements to their vacuum values. We obtain semiclassical dynamics for slow processes like star formation, but a radical departure from semiclassicality when a black hole horizon forms even though curvatures remain low everywhere. This resolution of the information puzzle also implies an extra energy source at the scale of the cosmological horizon, which may explain the mysteries of dark energy and the Hubble tension.

black holes↗

DOE OSTI2025

Estimating time in quantum chaotic systems and black holes

We characterize new universal features of the dynamics of chaotic quantum many-body systems, by considering a hypothetical task of "time estimation". Most macroscopic observables in a chaotic system equilibrate to nearly constant late-time values. Intuitively, it should become increasingly difficult to estimate the precise value of time by making measurements on the state. We use a quantity called the Fisher information from quantum metrology to quantify the minimum uncertainty in estimating time. Due to unitarity, the uncertainty in the time estimate does not grow with time if we have access to optimal measurements on the full system. Restricting the measurements to act on a small subsystem or to have low computational complexity leads to results expected from equilibration, where the time uncertainty becomes large at late times. With optimal measurements on a subsystem larger than half of the system, we regain the ability to estimate the time very precisely, even at late times. Hawking's calculation for the reduced density matrix of the black hole radiation in semiclassical gravity contradicts our general predictions for unitary quantum chaotic systems. Hawking's state always has a large uncertainty for attempts to estimate the time using the radiation, whereas our general results imply that the uncertainty should become small after the Page time. This gives a new version of the black hole information loss paradox in terms of the time estimation task. By restricting to simple measurements on the radiation, the time uncertainty becomes large. This indicates from a new perspective that the observations of computationally bounded agents are consistent with the semiclassical effective description of gravity.

Black holes↗

NASA NTRS1979

Theory of molecular rate processes in the presence of intense laser radiation

The present paper deals with the influence of intense laser radiation on gas-phase molecular rate processes. Representations of the radiation field, the particle system, and the interaction involving these two entities are discussed from a general rather than abstract point of view. The theoretical methods applied are outlined, and the formalism employed is illustrated by application to a variety of specific processes. Quantum mechanical and semiclassical treatments of representative atom-atom and atom-diatom collision processes in the presence of a field are examined, and examples of bound-continuum processes and heterogeneous catalysis are discussed within the framework of both quantum-mechanical and semiclassical theories.

George, T. F.↗

NASA NTRS1985

Calculation of pressure-broadened linewidths for CO in Ar

Calculations of the pressure-broadening cross sections of CO in Ar have been made within the infinite-order sudden (IOS) and coupled states (CS) quantum scattering approximations. Two intermolecular potentials were used, a pairwise additive atom-atom potential which has been employed previously in semiclassical (modified Anderson theory) studies of this system and one calculated ab initio within an electron gas formalism. Predictions from the two potentials generally agree within about 25 percent and bracket experimental values (except for some recent high temperature data obtained in shock tube experiments). The CS approximation appears to be quite accurate although computationally expensive. The much cheaper IOS approximation is accurate for the J = 0-1 line but does not properly predict the dependence on line number. The quantum results are also compared with earlier semiclassical values.

Green, S.↗

NASA NTRS1991

Complex angular momentum approximation to hard-core scattering

The complex angular momentum (CAM) approximation for nonrelativistic quantum scattering by a hard sphere - a union of the recently developed CAM uniform approximation with a semiclassical WKB-like approximation valid at large angles - is shown to be remarkably accurate over the complete range of scattering angles and down to size parameters (circumference to de Broglie wavelength ratios) of order unity. The best approximations previously derivable (Fock-type) cannot reach large scattering angles where semiclassical approximations are useful; even at angles where Fock-type approximations are valid, they are typically two or more orders of magnitude less accurate than CAM. The crucial new feature responsible for the high accuracy of the CAM approximation is the treatment of large-angle diffraction associated with (1) tunneling near the edge of the scatterer, and (2) anomalous reflection.

Nussenzveig, H. M.↗

NASA NTRS2001

Semi-Classical Models for Virtual Antiparticle Pairs

Virtual particle-antiparticle pairs of massive elementary particle& are predicted in Quantum Field Theory (QFT) to appear from the vacuum and annihilate each other again within their Heisenberg lifetimes h/4mc(exp 2). In this work, semiclassical models of this process - for the cases of massive leptons, quarks, and the massive weak bosons W and Z - are constructed. It is shown that the dynamical lifetime of the particle- antiparticle system in each case equals the Heisenberg lifetime to good approximation, and obeys appropriate quantization conditions on the field fluctuation action. In other words, the dynamical lifetime of the semiclassical model agrees with QED and QCD to good approximation. But the formula for the dynamical lifetime in each model includes the force strength coupling constant (e in the lepton case, alpha(sup s) (q(exp 2)) in the quark cases), while the Heisenberg lifetime formula does not. Observing the agreement of the Heisenberg and dynamical lifetimes, we may derive the QED and QCD coupling constants in terms of h, c, and numerical factors only.

Batchelor, David↗

NASA NTRS2000

2D Quantum Simulation of MOSFET Using the Non Equilibrium Green's Function Method

The objectives this viewgraph presentation summarizes include: (1) the development of a quantum mechanical simulator for ultra short channel MOSFET simulation, including theory, physical approximations, and computer code; (2) explore physics that is not accessible by semiclassical methods; (3) benchmarking of semiclassical and classical methods; and (4) study other two-dimensional devices and molecular structure, from discretized Hamiltonian to tight-binding Hamiltonian.

Svizhenko, Alexel↗