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DOE OSTI2024

Kleinian black holes

We prove there is a unique vacuum solution in split-signature spacetimes with Kleinian S O ( 2 , 1 ) spherical symmetry. We extend our analysis to accommodate a positive or negative cosmological constant and we prove the Kleinian spherically symmetric solutions to Einstein’s equation are locally isomorphic to the split-signature analogs of Schwarzschild–(anti)-de Sitter or Nariai spacetimes. Our analysis provides a Kleinian extension of Birkhoff’s theorem to metrics with split signature. Axisymmetric vacuum solutions are also considered, including (2,2) signature formulations of the Kerr and Taub-Newman-Unti-Tamburino metrics. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Constraining gravity with a new precision 𝐸 𝐺 estimator using Planck + SDSS BOSS data

The 𝐸 𝐺 statistic is a discriminating probe of gravity developed to test the prediction of general relativity (GR) for the relation between gravitational potential and clustering on the largest scales in the observable Universe. We present a novel high-precision estimator for the 𝐸 𝐺 statistic using CMB lensing and galaxy clustering correlations that carefully matches the effective redshifts across the different measurement components to minimize corrections. A suite of detailed tests is performed to characterize the estimator’s accuracy, its sensitivity to assumptions and analysis choices, and the non-Gaussianity of the estimator’s uncertainty is characterized. After finalization of the estimator, it is applied to Planck CMB lensing and SDSS CMASS and LOWZ galaxy data. We report the first harmonic space measurement of 𝐸 𝐺 using the LOWZ sample and CMB lensing and also updated constraints using the final CMASS sample and the latest Planck CMB lensing map. We find $\hat{𝐸}$$^{Planck+CMASS}_{𝐺}$ = 0.3⁢6$^{+0.06}_{−0.05}$⁢(68.27%) and $\hat{𝐸}$$^{Planck+LOWZ}_{𝐺}$ = 0.4⁢0$^{+0.11}_{−0.09}$⁢(68.27%), with additional subdominant systematic error budget estimates of 2% and 3%, respectively. Using Ω m,0 constraints from Planck and SDSS BAO observations, Λ⁢CDM-GR predicts 𝐸$^{GR}_ {𝐺}$⁡(𝑧 =0.555) = 0.401 ± 0.005 and 𝐸$^{GR}_{𝐺}$⁡(𝑧 =0.316) = 0.452 ± 0.005 at the effective redshifts of the CMASS and LOWZ based measurements. We report the measurement to be in good statistical agreement with the Λ⁢CDM-GR prediction and report that the measurement is also consistent with the more general GR prediction of scale independence for 𝐸 𝐺 . Furthermore, this work provides a carefully constructed and calibrated statistic with which 𝐸 𝐺 measurements can be confidently and accurately obtained with upcoming survey data.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

Specific heats for quantum BTZ black holes in extended thermodynamics

It was shown recently that extended black hole thermodynamics, where the cosmological constant is a dynamical variable, giving rise to a pressure p and its conjugate volume V , can be given a natural setting in the context of braneworld models. We study the specific heat capacities C p ( T ) and C V ( T ) of the quantum version of the Bañados, Teitelboim, and Zanelli (BTZ) black hole that lives in the induced gravity theory on the brane. There are multiple branches of solutions, and we explore and characterize key features of the possible behavior. We identify and study a critical point in the space of solutions where both specific heats diverge. In the regime of weak backreaction where we are close to an ordinary theory of gravity, the black hole is “subentropic,” but as backreaction is increased we note that there are parts of parameter space that has regions where it is “superentropic.” While a study of the sign of the specific heats does not always show a corresponding instability (conjectured in the literature), the presence of strong backreaction makes interpretation unclear. Published by the American Physical Society 2024

Johnson, Clifford V. (ORCID:0000000189645830)↗

DOE OSTI2025

Atacama Cosmology Telescope: DR6 gravitational lensing and SDSS BOSS cross-correlation measurement and constraints on gravity with the 𝐸 𝐺 statistic

We derive new constraints on the 𝐸 𝐺 statistic as a test of gravity, combining the cosmic microwave background (CMB) lensing map estimated from Data Release 6 (DR6) of the Atacama Cosmology Telescope with Sloan Digital Sky Survey III Baryon Oscillation Spectroscopic Survey (SDSS BOSS) CMASS and LOWZ galaxy data. We develop an analysis pipeline to measure the cross-correlation between CMB lensing maps and galaxy data, following a blinding policy and testing the approach through null and consistency checks. By testing the equivalence of the spatial and temporal gravitational potentials, the 𝐸 𝐺 statistic can distinguish Λ⁢ CDM from alternative models of gravity. We find 𝐸 𝐺 ⁡(𝑧 eff = 0.555) = 0.3⁢1$^{+0.06}_{−0.05}$ for Atacama Cosmology Telescope (ACT) and CMASS data at 68.28% confidence level, and 𝐸 𝐺 ⁡(𝑧 eff = 0.316) = 0.4⁢9$^{+0.14}_{−0.11}$ for the ACT and LOWZ. Systematic errors are estimated to be 3% and 4%, respectively. Including CMB lensing information from Planck PR4 results in 𝐸 𝐺 ⁡(𝑧 eff = 0.555) = 0.3⁢4$^{+0.05}_{−0.05}$ with CMASS and 𝐸 𝐺 ⁡(𝑧 eff = 0.316) = 0.4⁢3$^{+0.11}_{−0.09}$ with LOWZ. These are consistent with predictions for the Λ⁢ CDM model that best fits the Planck CMB anisotropy and SDSS BOSS baryon acoustic oscillations (BAO), where 𝐸$^{GR}_{𝐺⁡}$(𝑧 eff =0.555) =0.401 ± 0.005 for CMB lensing combined with CMASS and 𝐸$^{GR}_{𝐺}$⁡(𝑧 eff = 0.316) = 0.452 ± 0.005 combined with LOWZ. We also find 𝐸 𝐺 to be scale independent, with probability to exceed >5%, as predicted by general relativity. The methods developed in this work are also applicable to improved future analyses with upcoming spectroscopic galaxy samples and CMB lensing measurements.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

Microscopic Origin of the Entropy of Black Holes in General Relativity

We construct an infinite family of microstates with geometric interiors for eternal black holes in general relativity with a negative cosmological constant in any dimension. Wormholes in the Euclidean path integral for gravity cause these states to have small, but nonzero, quantum mechanical overlaps that have a universal form. The overlaps have a dramatic consequence: The microstates span a Hilbert space of log dimension equal to the Bekenstein-Hawking entropy. The semiclassical microstates we construct contain Einstein-Rosen bridges of arbitrary size behind their horizons. Our results imply that all these bridges can be interpreted as quantum superpositions of wormholes of size at most exponential in the entropy.

Physics↗

DOE OSTI2023

Naturalness: past, present, and future

We assess the state of naturalness in high-energy physics and summarize recent approaches to the three major naturalness problems: the cosmological constant problem, the electroweak hierarchy problem, and the strong CP problem.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Status of weak scale supersymmetry after LHC Run 2 and ton-scale noble liquid WIMP searches

After completion of LHC Run 2, the ATLAS and CMS experiments had collected of order 139 fb –1 of data at √s = 13 TeV. While discovering a very Standard Model-like Higgs boson of mass m h ≃ 125 GeV, no solid signal for physics beyond the Standard Model has emerged so far at LHC. In addition, no WIMP signals have emerged so far at ton-scale noble liquid WIMP search experiments. For the case of weak scale supersymmetry (SUSY), which is touted as a simple and elegant solution to the gauge hierarchy problem and likely low energy limit of compactified string theory, LHC has found rather generally that gluinos are beyond about 2.2 TeV whilst top squark must lie beyond 1.1 TeV. These limits contradict older simplistic notions of naturalness that emerged in the 1980s–1990s, leading to the rather pessimistic view that SUSY is now excluded except for perhaps some remaining narrow corners of parameter space. Yet, this picture ignores several important developments in SUSY/string theory that emerged in the 21st century: 1. the emergence of the string theory landscape and its solution to the cosmological constant problem, 2. a more nuanced view of naturalness including the notion of “stringy naturalness”, 3. the emergence of anomaly-free discrete R-symmetries and their connection to R-parity, Peccei-Quinn symmetry, the SUSY μ problem and proton decay and 4. the importance of including a solution to the strong CP problem. Rather general considerations from the string theory landscape favor large values of soft terms, subject to the vacuum selection criteria that electroweak symmetry is properly broken (no charge and/or color breaking (CCB) minima) and the resulting magnitude of the weak scale is not too far from our measured value. Then stringy naturalness predicts a Higgs mass m h ~ 125 GeV whilst sparticle masses are typically lifted beyond present LHC bounds. Lastly, in light of these refinements in theory perspective confronted by LHC and dark matter search results, we review the most likely LHC, ILC and dark matter signatures that are expected to arise from weak scale SUSY as we understand it today.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Exploring 2 + 2 answers to 3 + 1 questions

We explore potential uses of physics formulated in Kleinian (i.e. 2 + 2) signature spacetimes as a tool for understanding properties of physics in Lorentzian (i.e. 3 + 1) signature. Much as Euclidean (i.e. 4 + 0) signature quantities can be used to formally construct the ground state wavefunction of a Lorentzian signature quantum field theory, a similar analytic continuation to Kleinian signature constructs a state of low particle flux in the direction of analytic continuation. There is also a natural supersymmetry algebra available in 2 + 2 signature, which serves to constrain the structure of correlation functions. Spontaneous breaking of Lorentz symmetry can produce various [Formula: see text] supersymmetry algebras that in 3 + 1 signature correspond to nonsupersymmetric systems. We speculate on the possible role of these structures in addressing the cosmological constant problem.

Physics↗

DOE OSTI2023

Solving 3d gravity with Virasoro TQFT

We propose a precise reformulation of 3d quantum gravity with negative cosmological constant in terms of a topological quantum field theory based on the quantization of the Teichmüller space of Riemann surfaces that we refer to as “Virasoro TQFT”. This TQFT is similar, but importantly not equivalent, to SL(2, \mathbb{R} ℝ ) Chern-Simons theory. This sharpens the folklore that 3d gravity is related to SL(2, \mathbb{R} ℝ ) Chern-Simons theory into a precise correspondence, and resolves some well-known issues with this lore at the quantum level. Our proposal is computationally very useful and provides a powerful tool for the further study of 3d gravity. In particular, we explain how together with standard TQFT surgery techniques this leads to a fully algorithmic procedure for the computation of the gravity partition function on a fixed topology exactly in the central charge. Mathematically, the relation leads to many nontrivial conjectures for hyperbolic 3-manifolds, Virasoro conformal blocks and crossing kernels.

Collier, Scott↗

DOE OSTI2024

3d gravity from Virasoro TQFT: Holography, wormholes and knots

We further develop the description of three-dimensional quantum gravity with negative cosmological constant in terms of Virasoro TQFT formulated in our previous paper [SciPost Phys. 15, 151 (2023)]. We compare the partition functions computed in the Virasoro TQFT formalism to the semiclassical evaluation of Euclidean gravity partition functions. This matching is highly non-trivial, but can be checked directly in some examples. We then showcase the formalism in action, by computing the gravity partition functions of many relevant topologies. For holographic applications, we focus on the partition functions of Euclidean multi-boundary wormholes with three-punctured spheres as boundaries. This precisely quantifies the higher moments of the structure constants in the proposed ensemble boundary dual and subjects the proposal to thorough checks. Finally, we investigate in detail the example of the figure eight knot complement as a hyperbolic 3-manifold. We show that the Virasoro TQFT partition function is identical to the partition function computed in Teichmüller theory, thus giving strong evidence for the equivalence of these TQFTs. We also show how to produce a large class of manifolds via Dehn surgery on the figure eight knot.

Collier, Scott (ORCID:0000000286476653)↗

DOE OSTI2025

Exploiting Synergies Between Lensing and BAO Surveys for Improved Cosmological Constraints

Pinning down the nature of dark energy is one of the most pressing questions in modern physics and is one of the five key science drivers identified in the P5 report [P514]. Dark energy is thought to be either a cosmological constant with an equation of state w = P/ρ = −1 which remains constant at all times, a new type of fluid with an equation of state that varies with time (w ̸= constant), or dark energy might indicate a breakdown of Einstein’s Theory of General Relativity (GR). It is of critical importance to distinguish between these three scenarios. This can only be accomplished by ambitious and demanding measurements of both the expansion rate of the universe (to track the time evolution of dark energy) together with measurements of the rate at which cosmic structures, such as galaxies and clusters of galaxies, grow with time (the “growth rate”). Because of the challenging nature of such observations, and because no single probe simultaneously measures both expansion and growth, the Dark Energy Task Force [A+06] emphasized the importance of using multiple distinct methods to characterize dark energy.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2020

Holographic Space-Time and Quantum Information

The formalism of Holographic Space-time (HST) is a translation of the principles of Lorentzian geometry into the language of quantum information. Intervals along time-like trajectories, and their associated causal diamonds, completely characterize a Lorentzian geometry. The Bekenstein-Hawking-Gibbons-’t Hooft-Jacobson-Fischler-Susskind-Bousso Covariant Entropy Principle, equates the logarithm of the dimension of the Hilbert space associated with a diamond to one quarter of the area of the diamond’s holographic screen, measured in Planck units. The most convincing argument for this principle is Jacobson’s derivation of Einstein’s equations as the hydrodynamic expression of this entropy law. In that context, the null energy condition (NEC) is seen to be the analog of the local law of entropy increase. The quantum version of Einstein’s relativity principle is a set of constraints on the mutual quantum information shared by causal diamonds along different time-like trajectories. The implementation of this constraint for trajectories in relative motion is the greatest unsolved problem in HST. The other key feature of HST is its claim that, for non-negative cosmological constant or causal diamonds much smaller than the asymptotic radius of curvature for negative c.c., the degrees of freedom localized in the bulk of a diamond are constrained states of variables defined on the holographic screen. This principle gives a simple explanation of otherwise puzzling features of BH entropy formulae, and resolves the firewall problem for black holes in Minkowski space. It motivates a covariant version of the CKN [1] bound on the regime of validity of quantum field theory (QFT) and a detailed picture of the way in which QFT emerges as an approximation to the exact theory

tensor network↗

DOE OSTI2024

Weak Scale Supersymmetry Emergent from the String Landscape

Superstring flux compactifications can stabilize all moduli while leading to an enormous number of vacua solutions, each leading to different 4−d laws of physics. While the string landscape provides at present the only plausible explanation for the size of the cosmological constant, it may also predict the form of weak scale supersymmetry which is expected to emerge. Rather general arguments suggest a power-law draw to large soft terms, but these are subject to an anthropic selection of a not-too-large value for the weak scale. The combined selection allows one to compute relative probabilities for the emergence of supersymmetric models from the landscape. Models with weak scale naturalness appear most likely to emerge since they have the largest parameter space on the landscape. For finetuned models such as high-scale SUSY or split SUSY, the required weak scale finetuning shrinks their parameter space to tiny volumes, making them much less likely to appear compared to natural models. Probability distributions for sparticle and Higgs masses from natural models show a preference for Higgs mass mh∼125 GeV, with sparticles typically beyond the present LHC limits, in accord with data. From these considerations, we briefly describe how natural SUSY is expected to be revealed at future LHC upgrades. This article is a contribution to the Special Edition of the journal Entropy, honoring Paul Frampton on his 80th birthday.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Stringy Bubbles Solve de Sitter Troubles

Finding four-dimensional de Sitter spacetime solutions in string theory has been a vexing quest ever since the discovery of the accelerating expansion of the universe. Building on a recent analysis of bubble-nucleation in the decay of (false-vacuum) AdS backgrounds where the interfacing bubbles themselves exhibit a de Sitter geometry we show that this resonates strongly with a stringy cosmic brane construction that naturally provides for an exponential mass-hierarchy and the localization of both gravity and matter, in addition to an exponentially suppressed positive cosmological constant. Finally, we argue that these scenarios can be realized in terms of a generalization of a small resolution of a conifold singularity in the context of a (Lorentzian) Calabi–Yau 5-fold, where the isolated (Lorentzian) two complex dimensional Fano variety is a four-dimensional de Sitter spacetime.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2022

Constraints on Cosmological Parameters with a Sample of Type Ia Supernovae from JWST

We investigate the potential of using a sample of very high-redshift (2 ≲ z ≲ 6) (VHZ) Type Ia supernovae (SNe Ia) attainable by JWST on constraining cosmological parameters. At such high redshifts, the age of the universe is young enough that the VHZ SN Ia sample comprises the very first SNe Ia of the universe, with progenitors among the very first generation of low-mass stars that the universe has made. We show that the VHZ SNe Ia can be used to disentangle systematic effects due to the luminosity distance evolution with redshifts intrinsic to SN Ia standardization. Assuming that the systematic evolution can be described by a linear or logarithmic formula, we found that the coefficients of this dependence can be determined accurately and decoupled from cosmological models. Systematic evolution as large as 0.15 mag and 0.45 mag out to z = 5 can be robustly separated from popular cosmological models for linear and logarithmic evolution, respectively. The VHZ SNe Ia will lay the foundation for quantifying the systematic redshift evolution of SN Ia luminosity distance scales. When combined with SN Ia surveys at comparatively lower redshifts, the VHZ SNe Ia allow for the precise measurement of the history of the expansion of the universe from z ~ 0 to the epoch approaching reionization.

79 ASTRONOMY AND ASTROPHYSICS↗

NASA NTRS1977

Scale-covariant theory of gravitation and astrophysical applications

Generalized Einstein equations invariant under scale transformations are presented, and several astrophysical tests studied. It is assumed that the dynamics of atoms or clocks used as measuring apparatus is given a priori. Connection with gauge fields and broken symmetries is made through the cosmological constant.

Canuto, V.↗

NASA NTRS1977

Scale-covariant theory of gravitation and astrophysical applications

A scale-covariant theory of gravitation is presented which is characterized by a set of equations that are complete only after a choice of the scale function is made. Special attention is given to gauge conditions and units which allow gravitational phenomena to be described in atomic units. The generalized gravitational-field equations are derived by performing a direct scale transformation, by extending Riemannian geometry to Weyl geometry through the introduction of the notion of cotensors, and from a variation principle. Modified conservation laws are provided, a set of dynamical equations is obtained, and astrophysical consequences are considered. The theory is applied to examine certain homogeneous cosmological solutions, perihelion shifts, light deflections, secular variations of planetary orbital elements, stellar structure equations for a star in quasi-static equilibrium, and the past thermal history of earth. The possible relation of the scale-covariant theory to gauge field theories and their predictions of cosmological constants is discussed.

Canuto, V.↗

NASA NTRS1978

On the origin of the absorption spectra of quasi-stellar and BL Lacertae objects

The possibility is reexamined that multiple absorption spectra of QSOs are due to gas in the disks, coronae, or halos of intervening galaxies. Using the same catalog and parameters as Burbidge et al. (1977) but assuming that the cosmological constant is approximately equal to the critical value instead of equal to zero, it is found that the discrepancy of several orders of magnitude between the predicted and observed multiplicities reported by Burbidge et al. (1977) is drastically reduced and that the observed multiplicity distribution is theoretically obtainable. The intervening-galaxy hypothesis cannot be rejected on the basis of this test.

Canuto, V.↗