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All sourcesNASA NTRSDOE OSTI
DOE OSTI2020

Sterile neutrinos and neutrinoless double beta decay in effective field theory

We investigate neutrinoless double beta decay (0νββ) in the presence of sterile neutrinos with Majorana mass terms. These gauge-singlet fields are allowed to interact with Standard-Model (SM) fields via renormalizable Yukawa couplings as well as higher-dimensional gauge-invariant operators up to dimension seven in the Standard Model Effective Field Theory extended with sterile neutrinos. At the GeV scale, we use Chiral effective field theory involving sterile neutrinos to connect the operators at the level of quarks and gluons to hadronic interactions involving pions and nucleons. This allows us to derive an expression for 0νββ rates for various isotopes in terms of phase-space factors, hadronic low-energy constants, nuclear matrix elements, the neutrino masses, and the Wilson coefficients of higher-dimensional operators. The required hadronic low-energy constants and nuclear matrix elements depend on the neutrino masses, for which we obtain interpolation formulae grounded in QCD and chiral perturbation theory that improve existing formulae that are only valid in a small regime of neutrino masses. The resulting framework can be used directly to assess the impact of 0νββ experiments on scenarios with light sterile neutrinos and should prove useful in global analyses of sterile-neutrino searches. We per- form several phenomenological studies of 0νββ in the presence of sterile neutrinos with and without higher-dimensional operators. We find that non-standard interactions involving sterile neutrinos have a dramatic impact on 0νββ phenomenology, and next-generation experiments can probe such interactions up to scales of $\mathcal O$ (100) TeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

The Role of Water Volume Fraction on Water Adsorption in Anion Exchange Membranes

Water absorption plays a key role in the performance of polymeric anion exchange membranes. It influences important properties such as ionic conductivity and mechanical strength and alters their performance as solid electrolytes in hydrogen electrochemical devices for energy conversion. However, computational approaches that address the relationship between the polymer design and the absorption process are scarce. In this work, we introduce a simple thermodynamic model to predict the water absorption isotherms of polyelectrolyte membranes in contact with a water vapor reservoir that incorporates the specific chemical design of the polymers. The model accurately predicts the water content and macrostructural properties of polynorbornene membranes as a function of the water activity and successfully captures the effect of various polymer design parameters. The energy of pairwise attractive interactions predicted by our model provides a means to interpret the absorption process at the molecular level. The model also reveals the most significant favorable and unfavorable contributions to the free energy and indicates that their balance is solely governed by the water volume fraction, regardless of the polymer design. This universal behavior leads to important implications in the search for better ion exchange membranes.

Zaldivar, Gervasio [New York University, Brooklyn,↗
DOE OSTI2026

Measuring Charged Current Muon Neutrino Cross Sections on Oxygen with the Accelerator Neutrino Neutron Interaction Experiment

The Accelerator Neutrino Neutron Interaction Experiment (ANNIE) is a $26$-ton gadolinium-doped water Cherenkov detector on-axis of the Booster Neutrino Beam (BNB) at Fermilab. With ANNIE, this dissertation provides the first results of a high statistics muon neutrino charged current cross section on oxygen at a short baseline on axis. This thesis explains the necessity of the measurements and details how the measurements are performed. Focus is given on the physics behind the models used to predict neutrino cross sections. The measurements include the CC inclusive and CC$0\pi$ cross section channels. This thesis details the processes of event selection, reconstruction, handling systematics, and unfolding as part of cross section measurements. A data unblinding procedure is documented and acts as the first implementation of data unblinding in ANNIE. These results provide additional constraints on existing neutrino interaction models and are the necessary steps for a joint analysis with liquid Argon experiments also on the BNB line.

Minock, James [Rutgers U., Piscataway (main)]↗
DOE OSTI2024

Role of interfaces on the mechanical response of accumulative roll bonded nanometallic laminates investigated via dislocation dynamics simulations

Unraveling the effects of continuous dislocation interactions with interfaces, particularly at the nanometer length scales, is key to a broader understanding of plasticity, to material design and to material certification. To this end, this work proposes a novel discrete dislocation dynamics-based model for dislocation interface interactions tracking the fate of residual dislocation on interfaces. This new approach is used to predict the impact of dislocation/interface reactions on the overall mechanical behavior of accumulative roll bonded nanometallic laminates. The framework considers the dynamic evolution of the interface concurrent with a large network of dislocations, thus, accounting for the local short and long range effects of the dislocations under the external boundary conditions. Specifically, this study focuses on two-phase Fe/Cu nanometallic laminates, and investigates the role of the underlying elastic and plastic contrast of the Fe and the Cu layers on the composite response of the material. Moreover, the role of initial microstructures, resulting from processing is also investigated. Subsequently, the model is used to examine the effect of layer thickness and interface orientation relationship on the residual stresses of the relaxed microstructure. The associated mechanical response of these laminates are compared when loaded under normal direction compression, as well as shear compression. Finally, this work predicts a dominant effect of the layer thickness, as compared to the interface orientation relationship, on the macroscopic response and on the residual stresses of these nanolaminates, while the local dislocation transmission propensity through the interface is significantly influenced by the corresponding orientation relationship.

36 MATERIALS SCIENCE↗
DOE OSTI2026

The role of charm and unflavored mesons in prompt atmospheric lepton fluxes

The all-sky very-high-energy (10 4 − 10 6 GeV) atmospheric muon flux measured by IceCube shows a spectral hardening at the highest energies, indicating the presence of a prompt component. IceCube has also measured the atmospheric muon neutrino flux at high energy. However, since this flux is dominated by astrophysical neutrinos, only an upper bound can be placed on the prompt atmospheric ν μ + $\overline{ν}$ μ contribution. In this work, we provide a new evaluation of the prompt atmospheric muon flux including an intrinsic charm component in the cosmic ray-air interactions. The latter enhances the forward production of $\overline{D}$ 0 , D – and Λc, which subsequently decay into final states containing muons and muon neutrinos. We show how the increase in the prompt muon flux due to intrinsic charm is accompanied by a corresponding enhancement in the prompt muon neutrino flux. We implement different intrinsic charm production models in MCEq to calculate the resulting lepton fluxes. We discuss the challenges of achieving predictions that are simultaneously consistent with both IceCube’s high-energy atmospheric muon flux measurements and IceCube upper bounds on the prompt muon neutrino flux, and we quantify the resulting discrepancies. As possible solutions, we explore scaling of the unflavored meson contributions to the prompt atmospheric muon flux to assess how such adjustments can reconcile these differences. The tensions emphasized in our work call for a refinement of the hadronic interaction models, especially the production of unflavored mesons, and for new experimental data sensitive to unflavored meson and heavy flavor production with reliable estimates of the associated uncertainties. We suggest that the energy and zenith angle dependence of muon and neutrino flux ratios from future neutrino telescope measurements may help to disentangle different scenarios.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Methods for Precision Studies of Neutrino Interactions

Accelerator neutrino oscillation experiments provide a sensitive way to investigatea number of major open questions in neutrino physics. To achieve precision neutrinooscillation measurements, we need a good understanding of key aspects of the experiments,such as the detection technologies used and neutrino interactions at few-GeV energies.The MicroBooNE experiment has advanced the development of technologies for LArTPCs.An ultra-violet laser system was introduced to MicroBooNE in order to measure theelectric field in situ, which plays a central role in the formation of charge and lightsignals in LArTPCs. This thesis describes the setup and operation of the laser system. Ideveloped a general methodology to measure the electric field and the consequent spatialdistortion in LArTPCs, which supports precision measurements in accelerator neutrinooscillation experiments. In MicroBooNE, the measured electric field distortions are upto 15 ± 3 % with respect to the nominal value, and the measured spatial distortions areup to 15 ± 3 cm. The result of the electric field measurement is applied to the detectorsimulation and the event reconstruction, which leads to a better detector characterizationfor neutrino analyses. A significant concern for measurements of neutrino interactions ismodel dependence, as the currently available models are not sufficient for describing thepicture of neutrino interacting at few-GeV energies. In this thesis, I developed a detailedstrategy for a model-independent cross-section measurement at low energy transfers,where the available model predictions do not agree with the inclusive measurementsfrom multiple experiments. A likelihood fit technique for cross-section extraction isrealized in an accelerator neutrino experiment using a LArTPC for the first time. Thetreatment of systematic uncertainties developed in this thesis is generally applicable foranalyses using similar fitting techniques. This neutrino interaction study at low energytransfers provides a probe to the poorly understood region of neutrino cross sections. Themeasurement scheme developed here aims to guide future model-independent cross-sectionmeasurements, particularly for neutrino experiments using LArTPCs.

Chen, Yifan↗
DOE OSTI2023

Arctic ice-ocean interactions in an 8-to-2 kilometer resolution global model

In the last decades, the Arctic climate has changed dramatically, with the loss of multiyear sea ice one of the clearest consequences. These changes have occurred on relatively rapid timescales, and both accurate short-term Arctic prediction (e.g., 10 days to three months) and climate projection of future Arctic scenarios present ongoing challenges. Here we describe a representation of the Arctic ocean and sea ice in a ultrahigh resolution simulation in which the horizontal grid mesh reduces from 8 km at the equator to 2 km at the poles (UH8to2) for the years 2017-2020. We find the simulation reproduces observed distributions of seasonal sea-ice thickness and concentration realistically, although concentration is biased low in the spring and summer and low biases in thickness are found in the central and eastern basins in the fall. Volume, fresh water, and heat transports through key passages are realistic, lying within observationally determined ranges. Climatological comparisons reveal that the UH8to2 Atlantic Water is shallower, warmer, and saltier than the World Ocean Atlas 2018 climatology for 2005-2017 in the eastern basin. Our analysis suggests that these biases, combined with a lack of stratification in the upper 100 m of the simulated ocean, contribute to the winter biases in modeled sea ice thickness. This relationship between biases in the sea ice and ocean points to a potential positive feedback within the model, illuminating challenges for long term model predictive power in a changing Arctic climate.

58 GEOSCIENCES↗
DOE OSTI2024

Microscopic modeling of direct pre-equilibrium emission: Impact on exclusive and inclusive (n, x n) and fission channels

We report on a microscopic modeling of the first order of multistep direct emission based on one phonon excitations, given by the QRPA model, and an effective in-medium nucleon nucleon interaction, described within the JLM folding model. The results of our coupled channels framework for deformed target are illustrated in the case of low energy discrete state excitations in 152 Sm. Pre-equilibrium predictions and their impact on inclusive and exclusive (n,xn) cross sections and fission cross sections are discussed for actinides. We discuss the importance of i) collective excitations to describe the neutron emission spectra and of ii) spin distribution of the residual nucleus formed after the neutron pre-equilibrium emission, that is a key ingredient to model the residual nucleus decay.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2022

Magnetic structure of few-nucleon systems at high momentum transfers in a chiral effective field theory approach

The five low-energy constants (LECs) in the electromagnetic current derived in chiral effective field theory ( χ EFT ) up to one loop are determined by a simultaneous fit to the A = 2 – 3 nuclei magnetic moments and to the deuteron magnetic form factor and threshold electrodisintegration at backward angles over a wide range of momentum transfers. The resulting parametrization then yields predictions for the 3 He/ 3 H magnetic form factors in excellent accord with the experimental values for momentum transfers ranging up to ≈0.8 GeV/c, beyond the expected regime of validity of the χEFT approach. The calculations are based on last-generation two-nucleon interactions including high orders in the chiral expansion and derived by Entem, Machleidt, and Nosyk [Phys. Rev. C 96, 024004 (2017)] and by Piarulli et al. [Phys. Rev. C 94, 054007 (2016)], using different χEFT formulations. In the A = 3 calculations, (chiral) three-nucleon interactions are also accounted for. The model dependence resulting from these different formulations of the interactions is found to be mild for momentum transfer below ≈0.8 GeV/c . Further, an analysis of the convergence of the chiral expansion is also provided.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2024

Measurement of the neutrino-oxygen neutral-current quasielastic cross section using atmospheric neutrinos in the SK-Gd experiment

We report the first measurement of the atmospheric neutrino-oxygen neutral-current quasielastic (NCQE) cross section in the gadolinium-loaded Super-Kamiokande (SK) water Cherenkov detector. In June 2020, SK began a new experimental phase, named SK-Gd, by loading 0.011% by mass of gadolinium into the ultrapure water of the SK detector. The introduction of gadolinium to ultrapure water has the effect of improving the neutron-tagging efficiency. Using a 552.2 day dataset from August 2020 to June 2022, we measure the NCQE cross section to be 0.74 ± 0.22 ( stat ) − 0.15 + 0.85 ( syst ) × 10 − 38 cm 2 / oxygen in the energy range from 160 MeV to 10 GeV, which is consistent with the atmospheric neutrino-flux-averaged theoretical NCQE cross section and the measurement in the SK pure-water phase within the uncertainties. Furthermore, we compare the models of the nucleon-nucleus interactions in water and find that the binary cascade model and the Liège intranuclear cascade model provide a somewhat better fit to the observed data than the Bertini cascade model. Since the atmospheric neutrino-oxygen NCQE reactions are one of the main backgrounds in the search for diffuse supernova neutrino background (DSNB), these new results will contribute to future studies—and the potential discovery—of the DSNB in SK. Published by the American Physical Society 2024

Sakai, S. (ORCID:0000000221900062)↗
DOE OSTI2025

Oscillate and renormalize: Fast phonons reshape the Kondo effect in flat-band systems

Here, we examine the interplay between electron correlations and phonons in an Anderson-Holstein impurity model with an Einstein phonon. When the phonons are slow compared to charge fluctuations (frequency 𝜔 0 ≪ 𝑈/2, the onsite Coulomb scale 𝑈/2), we demonstrate analytically that the expected phonon-mediated reduction of interactions is completely suppressed, even in the strong-coupling regime. This suppression arises from the oscillator's inability to respond to rapid charge fluctuations, manifested as a compensation effect between the polaronic cloud and the excited-state phonons associated with valence fluctuations. We identify a frozen mixed valence phase, above a threshold dimensionless electron-phonon coupling 𝛼* when the phonons are slow, where the static phonon cloud locks the impurity into specific valence configurations, potentially explaining the puzzling coexistence of mixed valence behavior and insulating properties in materials like rust. Conversely, when the phonon is fast (𝜔 0 ≳ 𝑈/2), the system exhibits conventional polaronic behavior with renormalized onsite interactions effectively 𝑈 eff due to phonon-mediated attraction, with additional satellite features in the local spectral function due to phonon excitations. Using numerical renormalization group calculations, a fully dynamic renormalization technique, we confirm these behaviors in both regimes. These findings have important implications for strongly correlated systems where phonon energy scales may be comparable to the Coulomb scale, such as in twisted bilayer graphene, necessitating careful consideration of interaction renormalizations in theoretical models.

Anderson impurity model↗
DOE OSTI2024

NoRA: A Tensor Network Ansatz for Volume-Law Entangled Equilibrium States of Highly Connected Hamiltonians

Motivated by the ground state structure of quantum models with all-to-all interactions such as mean-field quantum spin glass models and the Sachdev-Ye-Kitaev (SYK) model, we propose a tensor network architecture which can accomodate volume law entanglement and a large ground state degeneracy. We call this architecture the non-local renormalization ansatz (NoRA) because it can be viewed as a generalization of MERA, DMERA, and branching MERA networks with the constraints of spatial locality removed. We argue that the architecture is potentially expressive enough to capture the entanglement and complexity of the ground space of the SYK model, thus making it a suitable variational ansatz, but we leave a detailed study of SYK to future work. We further explore the architecture in the special case in which the tensors are random Clifford gates. Here the architecture can be viewed as the encoding map of a random stabilizer code. We introduce a family of codes inspired by the SYK model which can be chosen to have constant rate and linear distance at the cost of some high weight stabilizers. We also comment on potential similarities between this code family and the approximate code formed from the SYK ground space.

Physics↗
DOE OSTI2022

Simulating Energy and Security Interactions in Semiconductor Manufacturing: Insights from the Intel Minifab Model

Semiconductor manufacturing is a highly complex. Fabrication plants must deal with re-entrant flows to support multiple types of wafers being produced simultaneously, each with their own deadlines and specifications. The manufacturing process itself depends upon the ability to control and programmatically adjust a variety of environmental conditions including temperature, humidity, and air quality. In addition, wafer fabrication consumes large amounts of electricity. Emerging technologies may help reduce the energy footprint of such facilities but can introduce cybersecurity risks. Therefore, this paper presents a modeling and simulation framework to quantify tradeoffs between operational measures of performance, energy consumption, and cybersecurity controls. We augment the Intel Minifab model, with the Purdue Enterprise Reference Architecture (PERA) for cybersecurity as well as tool-level energy consumption data from a real-world semiconductor manufacturing testbed. In this manner, we intend to provide stakeholders with a systematic, data-driven approach to evaluate emerging risks within the manufacturing process.

29 ENERGY PLANNING, POLICY, AND ECONOMY↗
DOE OSTI2024

A Thermo‐Flow‐Mechanics‐Fracture Model Coupling a Phase‐Field Interface Approach and Thermo‐Fluid‐Structure Interaction

This work proposes a novel approach for coupling non-isothermal fluid dynamics with fracture mechanics to capture thermal effects within fluid-filled fractures accurately. This method addresses critical aspects of calculating fracture width in enhanced geothermal systems, where the temperature effects of fractures are crucial. The proposed algorithm features an iterative coupling between an interface-capturing phase-field fracture method and interface-tracking thermo-fluid-structure interaction using arbitrary Lagrangian–Eulerian coordinates. We use a phase-field approach to represent fractures and reconstruct the geometry to frame a thermo-fluid-structure interaction problem, resulting in pressure and temperature fields that drive fracture propagation. We developed a novel phase-field interface model accounting for thermal effects, enabling the coupling of quantities specific to the fluid-filled fracture with the phase-field model through the interface between the fracture and the intact solid domain. We provide several numerical examples to demonstrate the capabilities of the proposed algorithm. In particular, we analyze mesh convergence of our phase-field interface model, investigate the effects of temperature on crack width and volume in a static regime, and highlight the method's potential for modeling slowly propagating fractures.

fracture↗
DOE OSTI2025

Bottomonium meson spectrum with quenched and unquenched quark models

An open question in hadronic phenomenology concerns the “unquenching” effects of higher Fock space components on the leading Fock space description of hadrons. Here, we address this by making a comparison of the bottomonium spectrum as computed with the relativized Godfrey–Isgur quark model and an unquenched coupled channel model driven by the “$^3P_0$” mechanism of hadronic decay. Our results show that both models can describe the spectrum well, indicating that the influence of coupled channel effects can be largely absorbed into the parameters of the quenched quark model. This conclusion is reinforced by a perturbative calculation that shows that the spin-dependence of mass splittings due to mixing with the continuum recapitulates quenched quark model spin-dependent interactions. We also show that softening of the quark-antiquark wavefunction due to continuum mixing improves the description of vector bottomonium decay constants. Together, these results illustrate and substantiate the surprising robustness of simple constituent quark model descriptions of hadrons.

Sultan, M. Atif [Nankai Univ., Tianjin (China); Un↗
DOE OSTI2022

Superconductivity out of a non-Fermi liquid: Free energy analysis

In this paper, we present an in-depth analysis of the condensation energy E c for a superconductor in a situation when superconductivity emerges out of a non-Fermi liquid due to pairing mediated by a massless boson. This is the case for electronic-mediated pairing near a quantum-critical point in metal, for pairing in SYK-type models, and for phonon-mediated pairing in the properly defined limit, when the dressed Debye frequency vanishes. We consider a subset of these quantum-critical models, in which the pairing in a channel with a proper spatial symmetry is described by an effective 0 + 1 dimensional model with the effective dynamical interaction V(Ω m ) = g¯ γ /|Ω m | γ , where γ is model-specific (the γ model). In previous papers, we argued that the pairing in the γ model is qualitatively different from that in a Fermi liquid, and the gap equation at T = 0 has an infinite number of topologically distinct solutions, Δ n (ω m ), where an integer n, running between 0 and infinity, is the number of zeros of Δ n (ω m ) on the positive Matsubara axis. This gives rise to the set of extrema of E c at E c,n , of which E c,0 is the global minimum. Here, the spectrum E c,n is discrete for a generic γ < 2 but becomes continuous at γ = 2–0. Here, we discuss in more detail the profile of the condensation energy near each E c,n and the transformation from a discrete to a continuous spectrum at γ → 2. We also discuss the free energy and the specific heat of the γ model in the normal state.

12 MANAGEMENT OF RADIOACTIVE AND NON-RADIOACTIVE W↗
DOE OSTI2025

Magnetic excitations from the hexagonal spin clusters in the 𝑆 = $\frac{1}{2}$ distorted honeycomb lattice antiferromagnet Cu 2 ⁢(pymca)⁢ 3 ⁢(ClO 4 )

Cu 2 ⁢(pymca) ⁢3 (ClO 4 ) (pymca: pyrimidine-2-carboxylate) consists of a slightly distorted honeycomb lattice of Cu 2+ spins, which shows no long-range magnetic order down to 0.6 K. A magnetization study revealed 1/3 and 2/3 plateau phases [A. Okutani et al., J. Phys. Soc. Jpn. 88, 013703 (2019)], which is not expected for regular honeycomb antiferromagnets. Inelastic neutron scattering experiments were performed using a powder sample to investigate the exchange interactions of this material. The spin excitations from the singlet ground state to the first three triplet states, predicted from the antiferromagnetic hexagonal spin cluster interacting with 3.9 meV, were observed. Using the exact diagonalization methods, the intercluster coupling was estimated from the excitation peak width to be about 20% of the intracluster interaction, which is consistent with the previously reported value. Finally, our exchange path model explains the anisotropic exchange interactions in the distorted honeycomb plane.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗