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DOE OSTI2023

Lorentz symmetry and IR structure of the BFSS matrix model

The BFSS matrix model relates flat space M-theory to a large N limit of matrix quantum mechanics describing N non-relativistic D0-branes. M-theory, being a theory of gravity in flat space, has a rich infrared structure that includes various soft theorems and an infinite set of conserved charges associated to asymptotic symmetries. In this work, we ask: to what extent is this infrared structure present in BFSS? We find that all the salient features concerning the infrared structure of M-theory carry over naturally to the quantum mechanics dual. Moreover, we demonstrate that the dual statement of the soft graviton theorem in the matrix model implies that D0-brane scattering amplitudes in BFSS enjoy the full 11d Lorentz symmetry of M-theory, a claim which has been long anticipated. We also offer several first-principle consistency checks for our findings, including a computation of the soft theorem which does not presuppose the BFSS duality and a non-trivial match between several known symmetries of M-theory and BFSS that appear naturally in this formalism. These calculations give non-perturbative evidence in support of the BFSS duality as a model of flat space holography.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Covariant bit threads

We derive several new reformulations of the Hubeny-Rangamani-Takayanagi covariant holographic entanglement entropy formula. These include: (1) a minimax formula, which involves finding a maximal-area achronal surface on a timelike hypersurface homologous to D(A) (the boundary causal domain of the region A whose entropy we are calculating) and minimizing over the hypersurface; (2) a max V-flow formula, in which we maximize the flux through D(A) of a divergenceless bulk 1-form V subject to an upper bound on its norm that is non-local in time; and (3) a min U-flow formula, in which we minimize the flux over a bulk Cauchy slice of a divergenceless timelike 1-form U subject to a lower bound on its norm that is non-local in space. The two flow formulas define convex programs and are related to each other by Lagrange duality. For each program, the optimal configurations dynamically find the HRT surface and the entanglement wedges of A and its complement. The V-flow formula is the covariant version of the Freedman-Headrick bit thread reformulation of the Ryu-Takayanagi formula. We also introduce a measure-theoretic concept of a “thread distribution”, and explain how Riemannian flows, V-flows, and U-flows can be expressed in terms of thread distributions.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

The 1 → 3 massive splitting functions from QCD factorization and SCET

Splitting functions are universal functions describing the collinear dynamics of gauge theories, and as such are crucial ingredients for a wide variety of calculations in perturbative QCD. We present analytic results for the triple collinear splitting functions in QCD with a single massive parton. We derive the splitting functions using two distinct methods; first by expanding the squared matrix elements in the collinear limit, and secondly by using soft-collinear effective theory with massive quarks. We find agreement between these two approaches, providing a strong check of our results. Additionally, we also check all iterated and soft limits of our results, finding agreement with predictions from factorization. Our results provide an important ingredient for higher order perturbative calculations involving massive partons, and for the description of the collinear dynamics of heavy flavor jets.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

The quality/cosmology tension for a post-inflation QCD axion

Abstract It is difficult to construct a post-inflation QCD axion model that solves the axion quality problem (and hence the Strong CP problem) without introducing a cosmological disaster. In a post-inflation axion model, the axion field value is randomized during the Peccei-Quinn phase transition, and axion domain walls form at the QCD phase transition. We emphasize that the gauge equivalence of all minima of the axion potential (i.e., domain wall number equals one) is insufficient to solve the cosmological domain wall problem. The axion string on which a domain wall ends must exist as an individual object (as opposed to a multi-string state), and it must be produced in the early universe. These conditions are often not satisfied in concrete models. Post-inflation axion models also face a potential problem from fractionally charged relics; solving this problem often leads to low-energy Landau poles for Standard Model gauge couplings, reintroducing the quality problem. We study several examples, finding that models that solve the quality problem face cosmological problems, and vice versa. This is not a no-go theorem; nonetheless, we argue that it is much more difficult than generally appreciated to find a viable post-inflation QCD axion model. Successful examples may have a nonstandard cosmological history (e.g., multiple types of cosmic axion strings of different tensions), undermining the widespread expectation that the post-inflation QCD axion scenario predicts a unique mass for axion dark matter.

Physics↗

DOE OSTI2020

On the Virasoro six-point identity block and chaos

We study six-point correlation functions in two dimensional conformal field theory, where the six operators are grouped in pairs with equal conformal dimension. Assuming large central charge $c$ and a sparse spectrum, the leading contribution to this correlation function is the six-point Virasoro identity block - corresponding to each distinct pair of operators fusing into the identity and its descendants. We call this the star channel. One particular term in the star channel identity block is the stress tensor $SL(2,\mathbb{R})$ (global) block, for which we derive an explicit expression. In the holographic context, this object corresponds to a direct measure of nonlinear effects in pure gravity. We calculate additional terms in the star channel identity block that contribute at the same order at large $c$ as the global block using the novel theory of reparametrizations, which extends the shadow operator formalism in a natural way. We investigate these blocks' relevance to quantum chaos in the form of six-point scrambling in an out-of time ordered correlator. Interestingly, the global block does not contribute to the scrambling mode of this correlator, implying that, to leading order, six-point scrambling is insensitive to the three-point graviton coupling in the bulk dual. Finally, we compare our findings with a different OPE channel, called the comb channel, and find the same result for the chaos exponent in this decomposition.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Helicity at small x: oscillations generated by bringing back the quarks

We construct a numerical solution of the recently-derived large-N c &N f small-x helicity evolution equations with the aim to establish the small-x asymptotics of the quark helicity distribution beyond the large-N c limit explored previously in the same framework. (Here N c and N f are the numbers of quark colors and flavors.) While the large-N c helicity evolution involves gluons only, the large-N c &N f evolution includes contributions from quarks as well. We find that adding quarks to the evolution makes quark helicity distribution oscillate as a function of x. Our numerical results in the large-N c &N f limit lead to the x-dependence of the flavor-singlet quark helicity distribution which is well-approximated by $$ {\left.\Delta \Sigma \left(x,{Q}^2\right)\right|}_{\mathrm{large}\hbox{-} {N}_c\&{N}_f}\sim {\left(\frac{1}{x}\right)}^{\alpha_h^q}\cos \left[{\omega}_q\ln \left(\frac{1}{x}\right)+{\varphi}_q\right]. $$. The power $α^{q}_{h}$ exhibits a weak N f -dependence, and, for all Nf values considered, remains very close to $α^{q}_{h}$(N f =0)=$\left(4/\sqrt{3}\right)\sqrt{\alpha_s{N}_c/\left(2\pi \right)}$ obtained earlier in the large-N c limit. The novel oscillation frequency ω q and phase shift φ q depend more strongly on the number of flavors N f (with ω q = 0 in the pure-glue large-N c limit). The typical period of oscillations for ΔΣ is rather long, spanning many units of rapidity. We speculate whether the oscillations we find are related to the sign variation with x seen in the strange quark helicity distribution extracted from the data.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2020

Type-I 2HDM under the Higgs and electroweak precision measurements

We explore the extent to which future precision measurements of the Standard Model (SM) observables at the proposed Z -factories and Higgs factories may have impacts on new physics beyond the Standard Model, as illustrated by studying the Type-I Two-Higgs-doublet model (Type-I 2HDM). We include the contributions from the heavy Higgs bosons at the tree-level and at the one-loop level in a full model-parameter space. While only small tan β region is strongly constrained at tree level, the large tan β region gets constrained at loop level due to tan β enhanced tri-Higgs couplings. We perform a multiple variable χ 2 fit with non-alignment and non-degenerate masses. We find that the allowed parameter ranges could be tightly constrained by the future Higgs precision measurements, especially for small and large values of tan β . Indirect limits on the masses of heavy Higgs bosons can be obtained, which can be complementary to the direct searches of the heavy Higgs bosons at hadron colliders. We also find that the expected accuracies at the Z -pole and at a Higgs factory are quite complementary in constraining mass splittings of heavy Higgs bosons. The typical results are | cos( β - α ) | < 0 . 05 , | Δ m Φ | < 200 GeV, and tan β ≳ 0 . 3. The reaches from CEPC, Fcc-ee and ILC are also compared, for both Higgs and Z -pole precision measurements. Comparing to the Type-II 2HDM, the 95% C.L. allowed range of cos( β - α ) is larger, especially for large values of tan β .

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2021

Strong coupling expansion of free energy and BPS Wilson loop in $$ \mathcal{N} $$ = 2 superconformal models with fundamental hypermultiplets

As a continuation of the study (in arXiv:2102.07696 and arXiv:2104.12625 ) of strong-coupling expansion of non-planar corrections in $ \mathcal{N} $ = 2 4d superconformal models we consider two special theories with gauge groups SU( N ) and Sp(2 N ). They contain N -independent numbers of hypermultiplets in rank 2 antisymmetric and fundamental representations and are planar-equivalent to the corresponding $ \mathcal{N} $ = 4 SYM theories. These $ \mathcal{N} $ = 2 theories can be realised on a system of N D3-branes with a finite number of D7-branes and O7-plane; the dual string theories should be particular orientifolds of AdS 5 × S 5 superstring. Starting with the localization matrix model representation for the $ \mathcal{N} $ = 2 partition function on S 4 we find exact differential relations between the 1 /N terms in the corresponding free energy F and the $ \frac{1}{2} $ -BPS Wilson loop expectation value $ \left\langle \mathcal{W}\right\rangle $ and also compute their large ’t Hooft coupling ( λ » 1) expansions. The structure of these expansions is different from the previously studied models without fundamental hypermultiplets. In the more tractable Sp(2 N ) case we find an exact resummed expression for the leading strong coupling terms at each order in the 1 /N expansion. We also determine the exponentially suppressed at large λ contributions to the non-planar corrections to F and $ \left\langle \mathcal{W}\right\rangle $ and comment on their resurgence properties. We discuss dual string theory interpretation of these strong coupling expansions.

1/N expansion↗

DOE OSTI2021

Subleading corrections in $ \mathcal{N} $ = 3 Gaiotto-Tomasiello theory

We study subleading corrections to the genus-zero free energy of the N = 3 Gaiotto-Tomasiello theory. In general, we obtain the endpoints and free energy as a set of parametric equations via contour integrals of the planar resolvent, up to exponentially suppressed corrections. In the particular case that the two gauge groups in the quiver are of equal rank, we find an explicit (perturbative) expansion for the free energy. If, additionally, both groups have equal levels, then we find the full expression for the genus-zero free energy, modulo exponentially suppressed corrections. We also verify our results numerically.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2022

Double copy for massive scalar field theories

We explore extensions of the double copy to massive theories and find a new cubic theory with a local double copy. We consider the nonlinear sigma model and the special galileon theory, massless versions of which are known to be related through the double copy. We show that by performing a Kaluza-Klein reduction of these theories from five dimensions down to four, a double copy relation exists between the resulting massive four-dimensional scalar field theories. This requires the vanishing contribution of new galileon terms arising in high dimensions. We further explore if other interactions that do not arise from a dimensional reduction of the nonlinear sigma model could be double copied and find a new cubic interaction which satisfies the BCJ relations up to 5-point amplitudes.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2022

Naturally light Dirac and pseudo-Dirac neutrinos from left-right symmetry

We develop a class of left-right symmetric theories based on the gauge group SU(3) c x SU(2) L x SU(2) R x U(1) with a generalized seesaw mechanism for generating the charged fermion masses. Neutrinos are naturally Dirac particles in this setup with their small masses arising from two-loop quantum corrections. We evaluate these two-loop diagrams exactly and analyze the flavor structure of the lepton sector. We find excellent fits to neutrino oscillation data, independent of the right-handed gauge symmetry breaking scale. We also explore the possibility that neutrinos are pseudo-Dirac particles in this framework, with the tiny mass splittings between active and sterile neutrinos arising from Planck-induced corrections and find possible realizations. These models can be tested in the near future with precision cosmological measurements of ΔN eff in CMB which is predicted to be ≃ 0.14. This class of models allows for a solution to the strong CP problem via parity symmetry without the need for an axion.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2024

A supersymmetric SYK model with a curious low energy behavior

We consider N = 2,4 supersymmetric SYK models that have a peculiar low energy behavior, with the entropy going like S = S 0 + (constant)T a , where a ≠ 1. The large N equations for these models are a generalization of equations that have been previously studied as an unjustified truncation of the planar diagrams describing the BFSS matrix quantum mechanics or other related matrix models. Here we reanalyze these equations in order to better understand the low energy physics of these models. We find that the scalar fields develop large expectation values which explore the low energy valleys in the potential. The low energy physics is dominated by quadratic fluctuations around these values. These models were previously conjectured to have a spin glass phase. We did not find any evidence for this phase by using the usual diagnostics, such as searching for replica symmetry breaking solutions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Holography and Regge phases with U(1) charge

Abstract We use holography to study the large spinJlimit of the spectrum of low energy states with chargeQunder a U(1) conserved current in CFTs ind> 2 dimensions, with a focus ond= 3 andd= 4. ForQ= 2, the spectrum of such states is known to be universal and properly captured by the long-distance limit of holographic theories, regardless of whether the CFT itself is holographic. We study in detail the holographic description of such states atQ> 2, by considering the contribution to the energies ofQscalar particles coming from single photon and graviton exchange in the bulk of AdS; in some cases, scalar exchange and bulk contact terms are also included. For a range of finite values ofQandJ, we numerically diagonalize the Hamiltonian for such states and examine the resulting spectrum and wavefunctions as a function of the dimension ∆ of the charge-one operator and the central charges$$ {c}_{\mathcal{T}} $$ c T ,$$ {c}_{\mathcal{J}} $$ c J of the stress tensor and U(1) current, finding multiple regions in parameter space with qualitatively different behavior. We discuss the extension of these results to the regime of parametrically large chargeQ, as well as to what extent such results are expected to hold universally, beyond the limit of holographic CFTs. We compare our holographic computations to results from the conformal bootstrap for the 3dO(2) model atQ= 3 andQ= 4 and find excellent agreement.

Physics↗

DOE OSTI2025

Lepto-axiogenesis with light right-handed neutrinos

We study lepto-axiogenesis in theories where the right-handed neutrino is light enough that its dynamics affect the determination of the baryon asymmetry. When compared with theories of high-scale lepto-axiogenesis where the Majorana neutrino mass may be treated as an effective dimension-five operator, we find that the predicted saxion mass is lower. Two distinct scenarios emerge. In the first, processes that generate the baryon asymmetry are in equilibrium down to the mass of the right-handed neutrino. In the second, the relevant processes never reach equilibrium; the baryon number freezes in. We comment on implications for supersymmetric spectra and discuss constraints on late decays of supersymmetric relics and from dark radiation. In contrast to high-scale lepto-axiogenesis, which predicts superpartners with masses of 10–100 TeV or more, we find this scenario is consistent with a wider range of superpartner masses, all the way down to current direct search bounds.

Axions and ALPs↗

DOE OSTI2025

Additivity, Haag duality, and non-invertible symmetries

The algebraic approach to quantum field theory focuses on the properties of local algebras, whereas the study of (possibly non-invertible) global symmetries emphasizes global aspects of the theory and spacetime. We study connections between these two perspectives by examining how either of two core algebraic properties — “additivity” or “Haag duality” — is violated in a 1+1D CFT or lattice model restricted to the symmetric sector of a general global symmetry. For the Verlinde symmetry of a bosonic diagonal RCFT, we find that additivity is violated whenever the symmetry algebra contains an invertible element, while Haag duality is violated whenever it contains a non-invertible element. We find similar phenomena for the Kramers-Wannier and Rep(D 8 ) non-invertible symmetries on spin chains.

Discrete Symmetries↗

DOE OSTI2021

Revisiting the multi-monopole point of SU( N ) $\mathcal{N}$ = 2 gauge theory in four dimensions

Motivated by applications to soft supersymmetry breaking, we revisit the expansion of the Seiberg-Witten solution around the multi-monopole point on the Coulomb branch of pure SU(N) $\mathcal{N}$ = 2 gauge theory in four dimensions. At this point N - 1 mutually local magnetic monopoles become massless simultaneously, and in a suitable duality frame the gauge couplings logarithmically run to zero. We explicitly calculate the leading threshold corrections to this logarithmic running from the Seiberg-Witten solution by adapting a method previously introduced by D’Hoker and Phong. We compare our computation to existing results in the literature; this includes results specific to SU(2) and SU(3) gauge theories, the large-N results of Douglas and Shenker, as well as results obtained by appealing to integrable systems or topological strings. We find broad agreement, while also clarifying some lingering inconsistencies. Finally, we explicitly extend the results of Douglas and Shenker to finite N, finding exact agreement with our first calculation.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2022

Elliptical and purely $\mathrm{NS}$ superstrata

We analyze the BPS equations in the “superstratum sector” of three-dimensional gauged supergravity. We obtain multi-parameter supersymmetric solutions that include elliptical deformations of the supertubes that underlie standard superstrata. We uplift the three-dimensional solutions to obtain the corresponding six-dimensional geometries. This yields new families of elliptically-deformed, ambi-bolar hyper-Kahler geometries in four dimensions with a non-tri-holomorphic U(1) isometry. We also find a new family of scaling superstrata whose S-dual lives entirely within the NS-sector of supergravity, and will thus be more amenable to exact analysis using string probes. In all these new superstrata, including the scaling ones, if the momentum charge is non-zero we find that the ellipse stays away from the degeneration locus in which the ellipse becomes flat.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2022

Microstructure in matrix elements

We investigate the simple model of Pennington, Shenker, Stanford and Yang for modeling the density matrix of Hawking radiation, but further include dynamics for EOW branes behind the horizon. This allows interactions that scatter one interior state to another, and also allows EOW loops. At strong coupling, we find that EOW states are no longer random; the ensemble has collapsed, and coupling constants encode the microscopic matrix elements of Hawking radiation. This suggests strong interior dynamics are important for understanding evaporating black holes, without any ensemble average. In this concrete model the density matrix of the radiation deviates from the thermal state, small off-diagonal fluctuations encode equivalences between naively orthogonal states, and bound the entropy from above. For almost evaporated black holes the off-diagonal terms become as large as the diagonal ones, eventually giving a pure state. We also find the unique analytic formula for all Renyi entropies.

2D gravity↗