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DOE OSTI2023

Even spheres as joint spectra of matrix models

The Clifford spectrum is a form of joint spectrum for noncommuting matrices. This theory has been applied in photonics, condensed matter and string theory. In applications, the Clifford spectrum can be efficiently approximated using numerical methods, but this only is possible in low dimensional example. In this paper we examine the higher-dimensional spheres that can arise from theoretical examples. We also describe a constructive method to generate five real symmetric almost commuting matrices that have a K-theoretical obstruction to being close to commuting matrices. For this, we look to matrix models of topological electric circuits.

97 MATHEMATICS AND COMPUTING↗

DOE OSTI2023

Geometry and Strings 2023

The proposal details plans for an upcoming meeting as part of the annual Geometry and Strings conference series. This series was formerly known as the ``F-theory'' conference series and has since broadened to include more general approaches to high energy physics centered on geometry, quantum field theory and string theory. The University of Pennsylvania has agreed to host the 2023 installment of the conference, which will take place on the UPenn campus in March 2023. The main thrust of the activities will center on several interconnected areas within the subject, including: The Swampland Program in quantum gravity and its geometric manifestations. The Geometric Engineering Program in string theory and its application to numerous question in quantum field theory. The Generalized Symmetries Program in quantum field theory and string theory. The Machine Learning Program aimed at understanding the large number of vacua present in string theory. The conference will adhere to a code of conduct aimed at making the event accessible to all participants. Additionally, particular attention will be paid to having a balanced mix of junior, mid-level and senior speakers from diverse backgrounds.

Lust, Dieter↗

DOE OSTI2024

The Fuzzball Paradigm

We describe the puzzles that arise in the quantum theory of black holes, and explain how they are resolved in string theory. We review how the Bekenstein entropy is obtained through the count of brane bound states. We describe the fuzzball construction of black hole microstates. These states have no horizon and radiate from their surface like a normal body, so there is no information puzzle. We explain how the semiclassical approximation is violated in gravitational collapse even though curvatures are low at the classical horizon. This violation happens because the collapse leads to a stretching of space that is {\it fast}: light does not have time to travel across the collapsing region to establish the `vecro' correlations needed in the quantum gravitational vacuum. These vecro correlations arise from the existence of virtual fuzzball fluctuations in the gravitational vacuum, and are significant because of the large degeneracy of fuzzball states implied by the Bekenstein entropy. It is plausible that similar effects of fast expansion may be responsible for effects like dark energy and the Early Dark Energy postulated to explain the Hubble tension.

FOS: Physical sciences↗

DOE OSTI2022

Baby universes and worldline field theories

The quantum gravity path integral involves a sum over topologies that invites comparisons to worldsheet string theory and to Feynman diagrams of quantum field theory. However, the latter are naturally associated with the non-abelian algebra of quantum fields, while the former has been argued to define an abelian algebra of superselected observables associated with partition-function-like quantities at an asymptotic boundary. We resolve this apparent tension by pointing out a variety of discrete choices that must be made in constructing a Hilbert space from such path integrals, and arguing that the natural choices for quantum gravity differ from those used to construct QFTs. We focus on one-dimensional models of quantum gravity in order to make direct comparisons with worldline QFT. Finally, we also restrict attention to models in which worldlines do not split apart or join together.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2023

Fundamental aspects of Spacetime and Quantum Fields

The proposal contained two goals: firstly, placing fundamental bound on thermalization in Quantum Field Theories (QFTs) and, secondly, developing our understanding of emergent spacetime from matrices through concrete models. Since the previous reporting period, in collaboration with Sean Hartnoll we have continued our study of entanglement edge modes in matrix quantum mechanics (MQM). This has resulted in two papers. The first applies our construction for the Matrix Quantum Hall system first to fuzzy sphere states known to correspond to stringy M2-branes in MQM. Entanglement in these states using machine learning methods have also been studied by Sean Hartnoll and Xizhi Han in previous work done under this grant. Our construction builds on this work, and further demonstrates how area laws on fuzzy geometries emerge from strongly coupled systems. The second paper generalizes this construction to all noncommutative geometries with curvature much larger than the noncommutativity parameter. We demonstrate that despite UV/IR mixing effects, the structure of entanglement edge mode irreducible representations is determined by the boundary area of subsystems. On manifolds without global symmetries, we have demonstrated that nonlocal effects inherent to noncommutative geometries resum into a change of frame of the metric structure, similar to the change from string frame to Einstein frame for entanglement entropies calculated in string theory. These advancements lay the groundwork for future progress in the understanding of emergent geometry from large-N theories. Using these techniques, we are currently working on applying our methods to noncom mutative geometries whose construction is not so well understood, such as the fuzzy 5-sphere. Despite their opacity these objects are quite important, as string physics in the bulk of holographic systems bears many features of noncommutative geometry. We have also laid the groundwork of applying our methods to tensor networks, one of the most powerful models for understanding how geometry emerges from entanglement.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2023

Weak gravity conjecture

The weak gravity conjecture holds that in a theory of quantum gravity any gauge force must mediate interactions stronger than gravity for some particles. This statement has surprisingly deep and extensive connections to many different areas of physics and mathematics. Several variations on the basic conjecture have been proposed, including statements that are much stronger but are nonetheless satisfied by all known consistent quantum gravity theories. These related conjectures and the evidence for their validity in the string theory landscape are reviewed. Also reviewed here are a variety of arguments for these conjectures, which tend to fall into two categories: qualitative arguments that claim the conjecture is plausible based on general principles and quantitative arguments for various special cases or analogs of the conjecture. The implications of these conjectures for particle physics, cosmology, general relativity, and mathematics are also outlined. Finally, important directions for future research are highlighted.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2025

Foams and KZ-equations in Rozansky-Witten theories

In this paper, we present a geometric description of foams, which are prevalent in topological quantum field theories (TQFTs) based on quantum algebra, and reciprocally explore the geometry of Rozansky-Witten (RW) theory from an algebraic perspective. This approach illuminates various aspects of decorated TQFTs via geometry of the target space X of RW theory. Through the formulation of the Knizhnik-Zamolodchikov (KZ) equation within this geometric framework, we derive the corresponding braiding and associator morphisms. We discuss applications where the target space of RW theory emerges as the Coulomb branch of a compactified 6d SCFT or Little String Theory, with the latter being particularly intriguing as it results in a compact X.

Gukov, Sergei [California Institute of Technology,↗

DOE OSTI2024

Stable vacua with realistic phenomenology and cosmology in heterotic M-theory satisfying Swampland conjectures

We recently described a protocol for computing the potential energy in heterotic M-theory for the dilaton, complex structure and Kähler moduli. This included the leading order non-perturbative contributions to the complex structure, gaugino condensation and worldsheet instantons assuming a hidden sector that contains an anomalous U(1) structure group embedded in E8. In this paper, we elucidate, in detail, the mathematical and computational methods required to utilize this protocol. These methods are then applied to a realistic heterotic M-theory model, the B – L MSSM, whose observable sector is consistent with all particle physics requirements. Within this context, it is shown that the dilaton and universal moduli can be completely stabilized at values compatible with every phenomenological and mathematical constraint — as well as with ΛCDM cosmology. We also show that the heterotic M-theory vacua are consistent with all well-supported Swampland conjectures based on considerations of string theory and quantum gravity, and we discuss the implications of dark energy theorems for compactified theories.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Refined large N duality for knots

We formulate large [Formula: see text] duality of [Formula: see text] refined Chern–Simons theory with a torus knot/link in [Formula: see text]. By studying refined BPS states in M-theory, we provide the explicit form of low-energy effective actions of Type IIA string theory with D4-branes on the [Formula: see text]-background. This form enables us to relate refined Chern–Simons invariants of a torus knot/link in [Formula: see text] to refined BPS invariants in the resolved conifold. Assuming that the extra [Formula: see text] global symmetry acts on BPS states trivially, the duality predicts graded dimensions of cohomology groups of moduli spaces of M2–M5 bound states associated to a torus knot/link in the resolved conifold. Thus, this formulation can be also interpreted as a positivity conjecture of refined Chern–Simons invariants of torus knots/links. We also discuss about an extension to non-torus knots.

Mathematics↗

DOE OSTI2021

Entanglement in Gravity and Quantum Field Theory (Final Report)

It is becoming increasingly clear that ideas from quantum information theory, particularly the notion of quantum entanglement, play a fundamental role in some of the deepest aspects of our modern theories of quantum fields and gravity. The aim of this research was to explore the role that quantum entanglement plays in quantum field theories and in the nature of space-time and gravity. Building on a variety of earlier results obtained in these regards at the University of Illinois, we explored the constraints on the dynamical content of quantum field theories that follow from their entanglement properties. Topological field theories are important examples of particularly simple quantum field theories whose patterns of entanglement make connections between high energy physics, condensed matter physics and mathematics. These theories are directly relevant to low energy properties of certain materials. The study of such theories allowed us to investigate ideas that are relevant to quantum information research, such as new notions of entanglement between multiple parties and the quantum properties of interfaces between different phases of such materials. In addition, we employed new results in mathematics which strengthen monotonicity constraints on relative entropy to study their ramifications in quantum field theories, and we used quantum information methods to study the emergence of quantum gravity and string theory in holographic quantum field theories.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

The Virasoro minimal string

We introduce a critical string theory in two dimensions and demonstrate that this theory, viewed as two-dimensional quantum gravity on the worldsheet, is equivalent to a double-scaled matrix integral. The worldsheet theory consists of Liouville CFT with central charge c ≥ ≥ 25 coupled to timelike Liouville CFT with central charge 26-c. The double-scaled matrix integral has as its leading density of states the universal Cardy density of primaries in a two-dimensional CFT, thus motivating the name Virasoro minimal string. The duality holds for any value of the continuous parameter c c and reduces to the JT gravity/matrix integral duality in the large central charge limit. It thus provides a precise stringy realization of JT gravity. The main observables of the Virasoro minimal string are quantum analogues of the Weil-Petersson volumes, which are computed as absolutely convergent integrals of worldsheet CFT correlators over the moduli space of Riemann surfaces. By exploiting a relation of the Virasoro minimal string to three-dimensional gravity and intersection theory on the moduli space of Riemann surfaces, we are able to give a direct derivation of the duality. We provide many checks, such as explicit numerical - and in special cases, analytic - integration of string diagrams, the identification of the CFT boundary conditions with asymptotic boundaries of the two-dimensional spacetime, and the matching between the leading non-perturbative corrections of the worldsheet theory and the matrix integral. As a byproduct, we discover natural conformal boundary conditions for timelike Liouville CFT.

Physics↗

DOE OSTI2023

Topological aspects of matters and Langlands program

The Langlands program is a vast mathematical projection linking number theory and geometry. In high-energy physics, a connection with mirror symmetry has been suggested in string theory, but it has been little studied in low-energy physics. In the framework of the Langlands program, we present a unified description of the integer and fractional quantum Hall effect and the duality found in the fractal nature of the energy spectrum of two-dimensional Bloch electrons, statistical physics, and quantum computation. The new unified view of existing dualism presented in this paper raises the entirely new question of how each theory of physics is connected as a piece of the Langlands program.

Physics↗

DOE OSTI2021

Moduli stabilisation and the statistics of axion physics in the landscape

String theory realisations of the QCD axion are often said to belong to the anthropic window where the decay constant is around the GUT scale and the initial misalignment angle has to be tuned close to zero. In this paper we revisit this statement by studying the statistics of axion physics in the string landscape. We take moduli stabilisation properly into account since the stabilisation of the saxions is crucial to determine the physical properties of the corresponding axionic partners. We focus on the model-independent case of closed string axions in type IIB flux compactifications and find that their decay constants and mass spectrum feature a logarithmic, instead of a power-law, distribution. In the regime where the effective field theory is under control, most of these closed string axions are ultra-light axion-like particles, while axions associated to blow-up modes can naturally play the role of the QCD axion. Hence, the number of type IIB flux vacua with a closed string QCD axion with an intermediate scale decay constant and a natural value of the misalignment angle is only logarithmically suppressed. In a recent paper we found that this correlates also with a logarithmic distribution of the supersymmetry breaking scale, providing the intriguing indication that most, if not all, of the phenomenologically interesting quantities in the string landscape might feature a logarithmic distribution.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2025

New Tests of Low-Scale Quantum Gravity with Cosmic-Ray Collisions

Cosmic ray collisions at high center of mass energy could enable graviton and black hole production as expected in theories of low-scale quantum gravity, such as extra-dimensions, many species, or some versions of string theory. Here we propose three novel phenomenological tests of these theories. We first consider the collision of cosmic rays with ambient protons, electrons and photons in Active Galactic Nuclei (AGN), finding that high-energy neutrino data from the blazar TXS 0506+056 places a constraint on the fundamental scale of gravity of $M_f \gtrsim 0.3$ TeV, and future high-energy neutrino data could raise this bound to $M_f \gtrsim 200$ TeV. We then point out that collisions of pairs of cosmic rays could occur at a sizable rate in AGN where the accelerated cosmic rays are not collimated, or on supermassive black hole binaries. This consideration could potentially let us test unprecedented large fundamental scales of $M_f \gtrsim 2$ PeV. We further compute the corresponding thermal neutrino emission arising from the Hawking evaporation of black holes produced in cosmic ray collisions, finding a spectrum that clearly differs from that expected in meson decays. Finally, we speculate with an scenario which would produce high-energy neutrino and gamma-ray emission from regions in the sky where no multi-wavelength counterparts would be expected, via graviton propagation from a different brane, which then decays in our Universe.

Ettengruber, Manuel [IPhT, Saclay]↗

DOE OSTI2025

Instant Folded Strings, Dark Energy and a Cyclic Bouncing Universe

We present a wholly self-consistent, complete cyclic bouncing cosmology based on components drawn from string theory and constructed in a way that is under perturbative control throughout (e.g., with temperature much less than the string scale and string coupling $g_s \ll 1$ at all times). The cyclic evolution is governed by standard dilaton-gravity in $(3+1)$-dimensions with a perturbatively generated potential and a coupling between the dilaton and a second field that becomes massless at $ϕ= ϕ_{ESP}$, resulting in an enhanced symmetry point (ESP) that prevents the dilaton from running all the way to zero coupling. A central role is played by instant folded strings (IFSs) - fundamental strings with the unusual property of being much lighter than the string mass while extending far beyond the string length, and violating the Null Energy Condition (NEC). IFSs are produced classically when the string coupling grows with time, which occurs at two critical points in each cycle. In turn, they fulfill a dual function: enabling cosmological bounces and initiating transient epochs of dark-energy domination that naturally transition into slow contraction. The resulting cosmology eliminates the cosmic singularity and multiverse problems of big bang inflationary models and robustly predicts time-varying IFS-induced dark energy and the absence of primordial B-mode polarization in the cosmic microwave background.

Cosmology and Nongalactic Astrophysics (astro-ph.C↗

DOE OSTI2024

Waiting for inflation: A new initial state for the Universe

We propose a cosmological lingering phase for the initial state prior to inflation which would help address the singularity problem of inflation. The Universe begins with a constant (Hagedorn) temperature and then transitions into an inflationary universe while preserving the null energy condition (NEC). We first consider the phase space of positive spatial curvature models within general relativity and with matter sources that respect the NEC. Depending on the duration of the postlingering inflation, these models can produce a small amount of observable spatial curvature in the cosmic microwave background. We also discuss how lingering can arise with or without spatial curvature in theories of quantum gravity when considering the thermodynamic scaling of particles and its impact on the early Universe. The string theory dilaton is essential to the dynamics. There are many open questions that remain. Published by the American Physical Society 2024

Melcher, Brandon (ORCID:0000000280849682)↗

DOE OSTI2021

Swampland cobordism conjecture and non-Abelian duality groups

We study the cobordism conjecture of McNamara and Vafa which asserts that the bordism group of quantum gravity is trivial. In the context of type IIB string theory compactified on a circle, this predicts the presence of D7-branes. On the other hand, the non-Abelian structure of the IIB duality group SL (2, Z) implies the existence of additional [p, q] 7-branes. We find that this additional information is instead captured by the space of closed paths on the moduli space of elliptic curves parameterizing distinct values of the type IIB axio-dilaton. This description allows to recover the full structure of non-Abelian braid statistics for 7-branes. Combining the cobordism conjecture with an earlier Swampland conjecture by Ooguri and Vafa, we argue that only certain congruence subgroups $\Gamma\subset$ SL(2, Z) specifying genus zero modular curves can appear in 8D F-theory vacua. This leads to a successful prediction for the allowed Mordell–Weil torsion groups for 8D F-theory vacua.

79 ASTRONOMY AND ASTROPHYSICS↗

NASA NTRS1992

The implications of the COBE diffuse microwave radiation results for cosmic strings

We compare the anisotropies in the cosmic microwave background radiation measured by the COBE experiment to those predicted by cosmic string theories. We use an analytic model for the Delta T/T power spectrum that is based on our previous numerical simulations of strings, under the assumption that cosmic strings are the sole source of the measured anisotropy. This implies a value for the string mass per unit length of 1.5 +/- 0.5 x 10 exp -6 C-squared/G. This is within the range of values required for cosmic strings to successfully seed the formation of large-scale structures in the universe. These results clearly encourage further studies of Delta T/T and large-scale structure in the cosmic string model.

Bennett, David P.↗