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All sourcesNASA NTRSDOE OSTI
NASA NTRS2010

Merging Black Holes

The final merger of two black holes is expected to be the strongest source of gravitational waves for both ground-based detectors such as LIGO and VIRGO, as well as the space-based LISA. Since the merger takes place in the regime of strong dynamical gravity, computing the resulting gravitational waveforms requires solving the full Einstein equations of general relativity on a computer. For many years, numerical codes designed to simulate black hole mergers were plagued by a host of instabilities. However, recent breakthroughs have conquered these instabilities and opened up this field dramatically. This talk will focus on the resulting gold rush of new results that are revealing the dynamics and waveforms of binary black hole mergers, and their applications in gravitational wave detection, testing general relativity, and astrophysics.

Centrella, Joan↗
NASA NTRS2010

Merging Black Holes

The final merger of two black holes is expected to be the strongest source of gravitational waves for both ground-based detectors such as LIGO and VIRGO, as well as the space-based LISA. Since the merger takes place in the regime of strong dynamical gravity, computing the resulting gravitational waveforms requires solving the full Einstein equations of general relativity on a computer. For many years, numerical codes designed to simulate black hole mergers were plagued by a host of instabilities. However, recent breakthroughs have conquered these instabilities and opened up this field dramatically. This talk will focus on the resulting gold rush of new results that are revealing the dynamics and waveforms of binary black hole mergers, and their applications in gravitational wove detection, testing general relativity, and astrophysics.

Centrella, Joan↗
DOE OSTI2023

Near-extremal charged black holes: greybody factors and evolution

As a charged black hole reaches its extremal state via Hawking radiation, quantum effects become important for its thermodynamic properties when its temperature is below a mass gap scale. Using AdS 2 /CFT 1 correspondence and solutions for the corresponding Schwarzian action, we calculate the black hole greybody factors including the quantum effects. In the low temperature limit, the greybody factors scale as T 2s+3/2 with s the radiated field spin. Hence, the Hawking radiation of a near-extremal charged black hole (NEBH) is dominated by emitting scalar particles including the Higgs boson. Time evolution of an NEBH is also calculated and shows a stochastic feature. For an NEBH lighter than around 10 8 times the Planck mass, its temperature at the current universe is below the mass gap scale and is universally tens of GeV, which is important if one searches for primordial (hidden) charged black holes.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Properties and Astrophysical Implications of the 150 M ⊙ Binary Black Hole Merger GW190521

The gravitational-wave signal GW190521 is consistent with a binary black hole (BBH) merger source at redshift 0.8 with unusually high component masses, 85-14+21 M o˙ and 66-18+17 M ⊙ , compared to previously reported events, and shows mild evidence for spin-induced orbital precession. The primary falls in the mass gap predicted by (pulsational) pair-instability supernova theory, in the approximate range 65-120 M ⊙ . The probability that at least one of the black holes in GW190521 is in that range is 99.0%. The final mass of the merger (142-16+28 M ⊙ ) classifies it as an intermediate-mass black hole. Under the assumption of a quasi-circular BBH coalescence, we detail the physical properties of GW190521's source binary and its post-merger remnant, including component masses and spin vectors. Three different waveform models, as well as direct comparison to numerical solutions of general relativity, yield consistent estimates of these properties. Tests of strong-field general relativity targeting the merger-ringdown stages of the coalescence indicate consistency of the observed signal with theoretical predictions. We estimate the merger rate of similar systems to be 0.13-0.11+0.30 Gpc -3 yr -1 . We discuss the astrophysical implications of GW190521 for stellar collapse and for the possible formation of black holes in the pair-instability mass gap through various channels: via (multiple) stellar coalescences, or via hierarchical mergers of lower-mass black holes in star clusters or in active galactic nuclei. We find it to be unlikely that GW190521 is a strongly lensed signal of a lower-mass black hole binary merger. We also discuss more exotic possible sources for GW190521, including a highly eccentric black hole binary, or a primordial black hole binary.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Looking at extremal black holes from very far away

Near-extremal black holes are subject to large quantum effects, which modify their low-temperature thermodynamic behavior. Hitherto, these quantum effects were analyzed by separating the geometry into the near-horizon region and its exterior. It is desirable to understand and reproduce such corrections from the full higher-dimensional asymptotically flat or AdS geometry’s perspective. We address this question in this article and fill this gap. Specifically, we find off-shell eigenmodes of the quadratic fluctuation operator of the Euclidean gravitational dynamics, with eigenvalues that vanish linearly with temperature. We illustrate this for BTZ and neutral black holes with hyperbolic horizons in AdS in Einstein-Hilbert theory, and for the charged black holes in Einstein-Maxwell theory. The linear scaling with Matsubara frequency, which is a distinctive feature of the modes, together with the fact that their wavefunctions localize close to the horizon as we approach extremality, identifies them as responsible for the aforementioned quantum effects. We provide a contour prescription to deal with the sign indefiniteness of the Euclidean Einstein-Maxwell action, which we derive to aid our analysis. We also resolve a technical puzzle regarding modes associated with rotational isometries in stationary black hole spacetimes.

AdS-CFT Correspondence↗
DOE OSTI2025

Nonsingular black holes as dark matter

It is commonly assumed that low-mass primordial black holes cannot constitute a significant fraction of the dark matter in our universe due to their predicted short lifetimes from the conventional Hawking radiation and evaporation process. Assuming physical black holes are nonsingular—likely due to quantum gravity or other high-energy physics—we demonstrate that a large class of nonsingular black holes have finite evaporation temperatures. This can lead to slowly evaporating low-mass black holes or to remnant mass states that circumvent traditional evaporation constraints. As a proof of concept, we explore the limiting curvature hypothesis and the evaporation process of a nonsingular black hole solution in two-dimensional dilaton gravity. We identify generic features of the radiation profile and compare them with known regular black holes, such as the Bardeen solution in four dimensions. Remnant masses are proportional to the fundamental length scale, and we argue that slowly evaporating low-mass nonsingular black holes, or remnants, are viable dark matter candidates. Published by the American Physical Society 2025

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

From rotating to charged black holes and back again

The mild form of the Weak Gravity Conjecture (WGC) requires higher derivative corrections to extremal charged black holes to increase their charge-to-mass ratio. This allows decay via emission of a smaller extremal black hole. In this paper, we investigate if similar constraints hold for extremal rotating black holes. We do so by considering the leading higher derivative corrections to the four-dimensional Kerr black hole and five-dimensional Myers-Perry black hole. We use a known mapping of these rotating solutions to a four-dimensional non-rotating dyonic Kaluza-Klein black hole and impose the WGC on this charged solution. Going back again to the rotating solutions, this fixes the sign of the corrections to the rotating extremality bounds. The sign of the corrections is non-universal, depending on the black hole under consideration. We argue that this is not at odds with black hole decay, because of the presence of a superradiant instability that persists in the extremal limit. When this instability is present, the WGC is implied for the four-dimensional charged black hole.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Snowmass2021 Cosmic Frontier White Paper: Primordial black hole dark matter

Primordial Black Holes (PBHs) are a viable candidate to comprise some or all of the dark matter and provide a unique window into the high-energy physics of the early universe. This white paper discusses the scientific motivation, current status, and future reach of observational searches for PBHs. Future observational facilities supported by DOE, NSF, and NASA will provide unprecedented sensitivity to PBHs. However, devoted analysis pipelines and theoretical modeling are required to fully leverage these novel data. The search for PBHs constitutes a low-cost, high-reward science case with significant impact on the high energy physics community.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Electromagnetic Signatures from the Tidal Tail of a Black Hole—Neutron Star Merger

Black hole - neutron star (BH-NS) mergers are a major target for ground-based gravitational wave observatories. A merger can also produce an electromagnetic counterpart (a kilonova) if it ejects neutron-rich matter that assembles into heavy elements through r-process nucleosynthesis. We study the kilonova signatures of the unbound dynamical ejecta of a BH-NS merger. We take as our initial state the results from a numerical relativity simulation and then use a general relativistic hydrodynamics code to study the evolution of the ejecta with parameterized r-process heating models. The unbound dynamical ejecta is initially a flattened, directed tidal tail largely confined to a plane. Heating from the r-process inflates the ejecta into a more spherical shape and smooths its small-scale structure, though the ejecta retains its bulk directed motion. We calculate the electromagnetic signatures using a 3D radiative transfer code and a parameterized opacity model for lanthanide-rich matter. The light curve varies with viewing angle because of two effects: asphericity results in brighter emission for orientations with larger projected areas, while Doppler boosting results in brighter emission for viewing angles more aligned with the direction of bulk motion. For typical r-process heating rates, the peak bolometric luminosity varies by a factor of ~3 with orientation while the peak in the optical bands varies by ~3 magnitudes. The spectrum is blueshifted at viewing angles along the bulk motion, which increases the V-band peak magnitude to ~-14 despite the lanthanide-rich composition.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Ladder symmetries and Love numbers of Reissner-Nordström black holes

It is well known that asymptotically flat black holes in general relativity have vanishing tidal Love numbers. In the case of Schwarzschild and Kerr black holes, this property has been shown to be a consequence of a hidden structure of ladder symmetries for the perturbations. In this work, we extend the ladder symmetries to non-rotating charged black holes in general relativity. As opposed to previous works in this context, we adopt a more general definition of Love numbers, including quadratic operators that mix gravitational and electromagnetic perturbations in the point-particle effective field theory. We show that the calculation of a subset of those couplings in full general relativity is affected by an ambiguity in the split between source and response, which we resolve through an analytic continuation. As a result, we derive a novel master equation that unifies scalar, electromagnetic and gravitational perturbations around Reissner-Nordström black holes. The equation is hypergeometric and can be obtained from previous formulations via nontrivial field redefinitions, which allow to systematically remove some of the singularities and make the presence of the ladder symmetries more manifest.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Statistical and systematic uncertainties in extracting the source properties of neutron star-black hole binaries with gravitational waves

Gravitational waves emitted by neutron star black hole mergers encode key properties of neutron stars - such as their size, maximum mass and spins - and black holes. However, the presence of matter and the high mass ratio makes generating long and accurate waveforms from these systems hard to do with numerical relativity, and not much is known about systematic uncertainties due to waveform modeling. In this work, we simulate gravitational waves from neutron star black hole mergers by hybridizing numerical relativity waveforms produced with the SpEC code with a recent numerical relativity surrogate NRHybSur3dq8Tidal. These signals are analyzed using a range of available waveform families, and statistical and systematic errors are reported. We find that at a network signal-to-noise ratio (SNR) of 30, statistical uncertainties are usually larger than systematic offsets, while at an SNR of 70 the two become comparable. The individual black hole and neutron star masses, as well as the mass ratios, are typically measured very precisely, though not always accurately at high SNR. At a SNR of 30 the neutron star tidal deformability can only be bound from above, while for louder sources it can be measured and constrained away from zero. All neutron stars in our simulations are non-spinning, but in no case we can constrain the neutron star spin to be smaller than ~0.4 (90% credible interval). Waveform families whose late inspiral has been tuned specifically for neutron star black hole signals typically yield the most accurate characterization of the source parameters. Their measurements are in tension with those obtained using waveform families tuned against binary neutron stars, even for mass ratios that could be relevant for both binary neutron stars and neutron star black holes mergers.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Effective Field Theory for the perturbations of a slowly rotating black hole

We develop the effective theory for perturbations around black holes with scalar hair, in two directions. First, we show that the scalar-Gauss-Bonnet theory, often used as an example exhibiting scalar black hole hair, can be deformed by galileon operators leading to order unity changes to its predictions. The effective theory for perturbations thus provides an efficient framework for describing and constraining broad classes of scalar-tensor theories, of which the addition of galileon operators is an example. Second, we extend the effective theory to perturbations around an axisymmetric, slowly rotating black hole, at linear order in the black hole spin. We also discuss the inclusion of parity-breaking operators in the effective theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
NASA NTRS2019

The Corona Contracts in a Black-Hole Transient

The geometry of the accretion flow around stellar-mass black holes can change on timescales of days to months1–3. When a black hole emerges from quiescence (that is, it ‘turns on’ after accreting material from its companion) it has a very hard (high-energy) X-ray spectrum produced by a hot corona4,5 positioned above its accretion disk, and then transitions to a soft (lower-energy) spectrum dominated by emission from the geometrically thin accretion disk, which extends to the innermost stable circular orbit6,7. Much debate persists over how this transition occurs and whether it is driven largely by a reduction in the truncation radius of the disk8,9 or by a reduction in the spatial extent of the corona10,11. Observations of X-ray reverberation lags in supermassive black-hole systems12,13 suggest that the corona is compact and that the disk extends nearly to the central black hole14,15. Observations of stellar-mass black holes, however, reveal equivalent (mass-scaled) reverberation lags that are much larger16, leading to the suggestion that the accretion disk in the hard-X-ray state of stellar-mass black holes is truncated at a few hundreds of gravitational radii from the black hole17,18. Here we report X-ray observations of the black-hole transient MAXI J1820+07019,20. We find that the reverberation time lags between the continuum-emitting corona and the irradiated accretion disk are 6 to 20 times shorter than previously seen. The timescale of the reverberation lags shortens by an order of magnitude over a period of weeks, whereas the shape of the broadened iron K emission line remains remarkably constant. This suggests a reduction in the spatial extent of the corona, rather than a change in the inner edge of the accretion disk.

E. Kara↗
DOE OSTI2022

Black hole induced false vacuum decay: the role of greybody factors

We study false vacuum decay catalyzed by black holes. We consider a toy two-dimensional model of a scalar field with an unstable potential in the background of a dilaton black hole. A realistic black hole in four dimensions possesses the potential barrier for linear field perturbations. We model this barrier — the greybody factor — for spherically-symmetric perturbations in the toy model by adding a coupling between the scalar field and dilaton. We compute analytically the decay rate for the black hole in thermal equilibrium (Hartle-Hawking state) and for the radiating black hole in empty space (Unruh state). Our results show that, contrary to the Hartle-Hawking vacuum, the decay probability of the Unruh vacuum remains exponentially suppressed at all black hole temperatures. We argue that this result holds also in four dimensions.

2D Gravity↗
NASA NTRS2020

Properties and Astrophysical Implications of the 150 M Binary Black Hole Merger GW190521

The gravitational-wave signal GW190521 is consistent with a binary black hole (BBH) merger source at redshift 0.8 with unusually high component masses, 85 (+21,-14) Mꙩ and 66 (+17,-18) Mꙩ, compared to previously reported events, and shows mild evidence for spin-induced orbital precession. The primary falls in the mass gap predicted by (pulsational) pair-instability supernova theory, in the approximate range 65–120 Mꙩ. The probability that at least one of the black holes in GW190521 is in that range is 99.0%. The final mass of the merger (142 (+28,-16) Mꙩ) classifies it as an intermediate-mass black hole. Under the assumption of a quasi-circular BBH coalescence, we detail the physical properties of GW190521’s source binary and its post-merger remnant, including component masses and spin vectors. Three different waveform models, as well as direct comparison to numerical solutions of general relativity, yield consistent estimates of these properties. Tests of strong-field general relativity targeting the merger-ringdown stages of the coalescence indicate consistency of the observed signal with theoretical predictions. We estimate the merger rate of similar systems to be 0.13 (+0.30,-0.11)Gp/cu.c yr. We discuss the astrophysical implications of GW190521 for stellar collapse and for the possible formation of black holes in the pair-instability mass gap through various channels: via (multiple) stellar coalescences, or via hierarchical mergers of lower-mass black holes in star clusters or in active galactic nuclei. We find it to be unlikely that GW190521 is a strongly lensed signal of a lower-mass black hole binary merger. We also discuss more exotic possible sources for GW190521, including a highly eccentric black hole binary, or a primordial black hole binary.

R. Abbott↗
DOE OSTI2020

Hot Gravitons and Gravitational Waves From Kerr Black Holes in the Early Universe

Any abundance of black holes that was present in the early universe will evolve as matter, making up an increasingly large fraction of the total energy density as space expands. This motivates us to consider scenarios in which the early universe included an era that was dominated by low-mass ($M < 5\times 10^8$ g) black holes which evaporate prior to primordial nucleosynthesis. In significant regions of parameter space, these black holes will become gravitationally bound within binary systems, and undergo mergers before evaporating. Such mergers result in three potentially observable signatures. First, any black holes that have undergone one or more mergers will possess substantial angular momentum, causing their Hawking evaporation to produce significant quantities of high-energy gravitons. These products of Hawking evaporation are predicted to constitute a background of hot ($\sim$eV-keV) gravitons today, with an energy density corresponding to $\Delta N_{\rm eff} \sim 0.01-0.03$. Second, these mergers will produce a stochastic background of high-frequency gravitational waves. And third, the energy density of these gravitational waves can be as large as $\Delta N_{\rm eff} \sim 0.3$, depending on the length of time between the mergers and evaporation. These signals are each potentially within the reach of future measurements.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Eikonal black hole ringings in generalized energy-momentum squared gravity

In the scope of black hole spectroscopy, several attempts have been made in the past decades to test black holes or gravitational theories via black hole quasinormal modes. In the eikonal approximation, the quasinormal modes are generically associated with the photon ring of the black hole. This correspondence is valid for most cases in general relativity, but may not be true in other theories of gravity. In this paper, we consider the generalized energy-momentum squared gravity in which matter fields are nonminimally coupled to geometry. We investigate the axial perturbations of the charged black holes in this model, without assuming any explicit expression of the action functional. After obtaining the modified Klein-Gordon equation and the modified Maxwell equations, we perturb the gravitational equations and the modified Maxwell equations to derive the coupled master equations of the axial perturbations. In the presence of the nonminimal coupling between matter and geometry, the correspondence between the eikonal quasinormal modes and the photon ring is not satisfied in general. Also, the two coupled fields of the axial perturbations are found to propagate independently, and they do not share the same quasinormal frequencies in the eikonal limit.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

The phase diagram of BPS black holes in AdS 5

Motivated by recent studies of supersymmetric black holes, we revisit the phase diagram of AdS black holes, whether BPS or not, with particular emphasis on the role of rotation. We develop BPS thermodynamics systematically and, in many explicit examples, we study its striking similarities with more familiar AdS black holes, as well as some differences. We highlight an important fugacity that preserves BPS saturation but is not captured by the supersymmetric index.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗