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All sourcesNASA NTRSDOE OSTI
NASA NTRS2012

A Three-Frequency Feed for Millimeter-Wave Radiometry

A three-frequency millimeter-wave feed horn was developed as part of an advanced component technology task that provides components necessary for higher-frequency radiometers to meet the needs of the Surface Water and Ocean Topography (SWOT) mission. The primary objectives of SWOT are to characterize ocean sub-mesoscale processes on 10-km and larger scales in the global oceans, and to measure the global water storage in inland surface water bodies, including rivers, lakes, reservoirs, and wetlands. In this innovation, the feed provides three separate output ports in the 87-to- 97-GHz, 125-to-135-GHz, and 161-to-183- GHz bands; WR10 for the 90-GHz channel, WR8 for the 130-GHz channel, and WR5 for the 170-GHz channel. These ports are in turn connected to individual radiometer channels that will also demonstrate component technology including new PIN-diode switches and noise diodes for internal calibration integrated into each radiometer front end. For this application, a prime focus feed is required with an edge taper of approximately 20 dB at an illumination angle of 40 deg. A single polarization is provided in each band. Preliminary requirements called for a return loss of better than 15 dB, which is achieved across all three bands. Good pattern symmetry is also obtained throughout all three-frequency bands. This three-frequency broadband millimeter-wave feed also minimizes mass and provides a common focal point for all three millimeter-wave bands.

Hoppe, Daniel J.↗
NASA NTRS2013

Spatially Resolving Ocean Color and Sediment Dispersion in River Plumes, Coastal Systems, and Continental Shelf Waters

Satellite remote sensing of ocean color in dynamic coastal, inland, and nearshorewaters is impeded by high variability in optical constituents, demands specialized atmospheric correction, and is limited by instrument sensitivity. To accurately detect dispersion of bio-optical properties, remote sensors require ample signal-to-noise ratio (SNR) to sense small variations in ocean color without saturating over bright pixels, an atmospheric correction that can accommodate significantwater-leaving radiance in the near infrared (NIR), and spatial and temporal resolution that coincides with the scales of variability in the environment. Several current and historic space-borne sensors have met these requirements with success in the open ocean, but are not optimized for highly red-reflective and heterogeneous waters such as those found near river outflows or in the presence of sediment resuspension. Here we apply analytical approaches for determining optimal spatial resolution, dominant spatial scales of variability ("patches"), and proportions of patch variability that can be resolved from four river plumes around the world between 2008 and 2011. An offshore region in the Sargasso Sea is analyzed for comparison. A method is presented for processing Moderate Resolution Imaging Spectroradiometer (MODIS) Aqua and Terra imagery including cloud detection, stray lightmasking, faulty detector avoidance, and dynamic aerosol correction using short-wave- and near-infrared wavebands in extremely turbid regions which pose distinct optical and technical challenges. Results showthat a pixel size of approx. 520 mor smaller is generally required to resolve spatial heterogeneity in ocean color and total suspended materials in river plumes. Optimal pixel size increases with distance from shore to approx. 630 m in nearshore regions, approx 750 m on the continental shelf, and approx. 1350 m in the open ocean. Greater than 90% of the optical variability within plume regions is resolvable with 500 m resolution, and small, but significant, differences were found between peak and nadir river flow periods in terms of optimal resolution and resolvable proportion of variability.

MODIS↗
NASA NTRS2000

SHADOZ (Southern Hemisphere ADditional OZonesondes): An Ozonesonde Network for Satellite Validation, Climatology and Modeling

In the past 5 years, new tropical ozone data products have been developed from TOMS and other satellites, During this period, global chemical-transport models have been used for ozone assessment studies. However, there has been a lack of independent ozone profiles in the tropics for evaluation of the data sets and models. In 1998, NASA's Goddard Space Flight Center, Wallops Flight Facility and NOAA's CMDL (Climate Monitoring and Diagnostics Lab), began a 2-year project to collect a consistent data set by augmenting ozonesonde launches at southern hemisphere tropical sites The measurements are available to the scientific community at a single electronic location - the SHADOZ website at NASA/Goddard: http://code9l6.gsfc.nasa.gov/Data services/Shadoz/shadoz hmpg2.html. Stations in SHADOZ include four islands in the Pacific: Fiji, Tahiti, San Cristobal (Galapagos) and American Samoa. Two sites are at and in the Atlantic: Natal (Brazil) and Ascension Island. Three other sites span Africa (Nairobi and Irene, South Africa) and the Indian Ocean (Reunion Island and Watukosek in Java, Indonesia). All SHADOZ sites are using ECC-type sondes, with the conversion from JMD sondes at Java in 1999, but there are variations in sonde preparation technique and data processing. During the 1998-1999 period, more than 550 sondes were incorporated into the SHADOZ data base. Examples from these measurements illustrate the tropical wave-one pattern in total ozone which is easily detectable by satellite. They also show that the wave-one pattern appears to be in the troposphere, as assumed in creating the modified-residual tropospheric ozone data product from TOMS. SHADOZ will add data from intensive field campaigns from time to time. Recent contributions to the SHADOZ archive are from the INDOEX (Indian Ocean Experiment January-March 1999)sondes at the Maldives (5N, 73E) and 27 sondes on the US NOAA oceanographic vessel, the FIN Ronald H Brown between Virginia (US) and Mauritius via CapeTown, during a cruise in January and February 1999. In 2000, as part of the SAFARI-2000 experiment and a validation project called Southern African Validation for EOS (SAVE), enhancement of ozonesonde launches at Irene (South Africa) will extend the data set from this site beyond the 1998-1999 period.

Thompson, Anne M.↗
DOE OSTI2026

Polar primary aerosols across the ocean-sea ice-snow-atmosphere interface: From sources to impacts

Primary aerosols play a critical role in polar climate systems, influencing cloud formation, precipitation, radiative balance, and surface energy budgets. This paper provides a comprehensive synthesis of primary aerosol sources, transformation and removal processes, and broader atmospheric impacts in polar regions, emphasizing their links to ocean and sea ice biogeochemistry. These aerosols (including sea salt, primary organic aerosol, and primary biological aerosol particles) originate from marine and cryospheric environments and are emitted through physical processes, such as wave breaking, bubble bursting, and blowing snow. Emission sources include seawater, sea ice, snow, and freshwater from river discharge and glacial runoff. Once airborne, these particles can serve as a chemical reservoir, influencing atmospheric composition and reactivity, and as seeds for cloud droplet and ice crystal formation, influencing cloud microphysics and polar climate. Despite their importance, many of the processes governing primary aerosol emissions and transformations remain poorly constrained. The most pressing knowledge gaps pertain to emission processes, limited spatiotemporal observational coverage, instrumentation constraints, parameterization development, and the integration of interdisciplinary expertise. To improve our understanding of primary aerosol drivers and their response to climate, future research efforts should prioritize strategically coordinated and cross-disciplinary process studies, advancements in measurement technologies and coverage, and close collaboration between modelers and observational scientists to inform and refine model parameterizations. As polar regions continue to undergo profound changes marked by increased precipitation, reduced sea and land ice, freshening oceans, and shifting ecosystem dynamics, characterizing present-day primary aerosol populations is vital. Improved understanding will be essential for anticipating future changes in aerosol-radiation and aerosol-cloud interactions and their implications for polar and global climate systems.

Aerosol-cloud↗
NASA NTRS1986

Using a laser aureole to invert lidar return

An aureole generated by a laser beam was studied. The strength of the signal redirected towards a sensor high above the surface by a combination of one scattering event in the marine boundary layer (mbl) and one single reflection event from the ocean surface was estimated. A model of mbl aerosol size distributions was used to estimate Mie scattering for a wide range of meteorolocial conditions. The sea surface reflection was determined from a Gaussian model of the wave slopes. These laser aureoles which were estimated over the wide range of conditions and were normalized by the reflected laser light were found to be highly correlated with the optical depth of the boundary layer. By estimating optical depth from the aureole, the Bernoulli-Riccati inversion of lidar return could be constrained and the inversion accuracy improved. A Monte Carlo program was developed to study the laser aureole generated by up to 8 orders of reflection and scattering. The aureole was generated by a narrow, 10 nsec laser pulse at 1.06 microns and measured by a receiver 10 km above the ocean surface. The original theoretical computation compared well with the Monte Carlo method. When multiple scattereffects were included, the normalized aureole was still highly correlated with the mbl optical depth over the range of conditions.

Hooper, W. P.↗
NASA NTRS1986

Electromagnetic scattering theory

Electromagnetic scattering theory is discussed with emphasis on the general stochastic variational principle (SVP) and its applications. The stochastic version of the Schwinger-type variational principle is presented, and explicit expressions for its integrals are considered. Results are summarized for scalar wave scattering from a classic rough-surface model and for vector wave scattering from a random dielectric-body model. Also considered are the selection of trial functions and the variational improvement of the Kirchhoff short-wave approximation appropriate to large size-parameters. Other applications of vector field theory discussed include a general vision theory and the analysis of hydromagnetism induced by ocean motion across the geomagnetic field. Levitational force-torque in the magnetic suspension of the disturbance compensation system (DISCOS), now deployed in NOVA satellites, is also analyzed using the developed theory.

Bird, J. F.↗
NASA NTRS1991

Atmospheric aerosol and Doppler lidar studies

Experimental and theoretical studies were performed of atmospheric aerosol backscatter and atmospheric dynamics with Doppler lidar as a primary tool. Activities include field and laboratory measurement and analysis efforts. The primary focus of activities related to understanding aerosol backscatter is the GLObal Backscatter Experiment (GLOBE) program. GLOBE is a multi-element effort designed toward developing a global aerosol model to describe tropospheric clean background backscatter conditions that Laser Atmospheric Wind Sounder (LAWS) is likely to encounter. Two survey missions were designed and flown in the NASA DC-8 in November 1989 and May to June 1990 over the remote Pacific Ocean, a region where backscatter values are low and where LAWS wind measurements could make a major contribution. The instrument complement consisted of pulsed and continuous-wave (CW) CO2 gas and solid state lidars measuring aerosol backscatter, optical particle counters measuring aerosol concentration, size distribution, and chemical composition, a filter/impactor system collecting aerosol samples for subsequent analysis, and integrating nephelometers measuring visible scattering coefficients. The GLOBE instrument package and survey missions were carefully planned to achieve complementary measurements under clean background backscatter conditions.

Rothermel, Jeff↗
NASA NTRS1994

Arctic ocean radiative fluxes and cloud forcing estimated from the ISCCP C2 cloud dataset, 1983-1990

Radiative fluxes and cloud forcings for the ocean areas of the Arctic are computed from the monthly cloud product of the International Satellite Cloud Climatology Project (ISCCP) for 1983-90. Spatially averaged short-wave fluxes are compared well with climatological values, while downwelling longwave fluxes are significantly lower. This is probably due to the fact that the ISCCP cloud amounts are underestimates. Top-of-the-atmosphere radiative fluxes are in excellent agreement with measurements from the Earth Radiation Budget Experiment (ERBE). Computed cloud forcings indicate that clouds have a warming effect at the surface and at the top of the atmosphere during winter and a cooling effect during summer. The net radiative effect of clouds is larger at the surface during winter but greater at the top of the atmosphere during summer. Overall the net radiative effect of clouds at the top of the atmosphere is one of cooling. This is in contrast to a previous result from ERBE data showing arctic cloud forcings have a net warming effect. Sensitivities to errors in input parameters are generally greater during winter with cloud amount being the most important paarameter. During summer the surface radiation balance is most sensitive to errors in the measurements of surface reflectance. The results are encouraging, but the estimated error of 20 W/sq m in surface net radiative fluxes is too large, given that estimates of the net radiative warming effect due to a doubling of CO2 are on the order of 4 W/sq m. Because it is difficult to determine the accuracy of results with existing in situ observations, it is recommended that the development of improved algorithms for the retrieval of surface radiative properties be accompanied by the simultaneous assembly of validation datasets.

Schweiger, Axel J.↗
DOE OSTI2022

On the measurement of S diff splitting caused by lowermost mantle anisotropy

Seismic anisotropy has been detected at many depths of the Earth, including its upper layers, the lowermost mantle and the inner core. While upper mantle seismic anisotropy is relatively straightforward to resolve, lowermost mantle anisotropy has proven to be more complicated to measure. Due to their long, horizontal ray paths along the core–mantle boundary (CMB), S waves diffracted along the CMB (S diff ) are potentially strongly influenced by lowermost mantle anisotropy. S diff waves can be recorded over a large epicentral distance range and thus sample the lowermost mantle everywhere around the globe. S diff therefore represents a promising phase for studying lowermost mantle anisotropy; however, previous studies have pointed out some difficulties with the interpretation of differential SH diff –SV diff traveltimes in terms of seismic anisotropy. Here, we provide a new, comprehensive assessment of the usability of S diff waves to infer lowermost mantle anisotropy. Using both axisymmetric and fully 3-D global wavefield simulations, we show that there are cases in which S diff can reliably detect and characterize deep mantle anisotropy when measuring traditional splitting parameters (as opposed to differential traveltimes). First, we analyze isotropic effects on S diff polarizations, including the influence of realistic velocity structure (such as 3-D velocity heterogeneity and ultra-low velocity zones), the character of the lowermost mantle velocity gradient, mantle attenuation structure, and Earth’s Coriolis force. Secondly, we evaluate effects of seismic anisotropy in both the upper and the lowermost mantle on SH diff waves. In particular, we investigate how SH diff waves are split by seismic anisotropy in the upper mantle near the source and how this anisotropic signature propagates to the receiver for a variety of lowermost mantle models. We demonstrate that, in particular and predictable cases, anisotropy leads to S diff splitting that can be clearly distinguished from other waveform effects. Here, these results enable us to lay out a strategy for the analysis of S diff splitting due to anisotropy at the base of the mantle, which includes steps to help avoid potential pitfalls, with attention paid to the initial polarization of S diff and the influence of source-side anisotropy. We demonstrate our S diff splitting method using three earthquakes that occurred beneath the Celebes Sea, measured at many transportable array stations at a suitable epicentral distance. We resolve consistent and well-constrained S diff splitting parameters due to lowermost mantle anisotropy beneath the northeastern Pacific Ocean.

54 ENVIRONMENTAL SCIENCES↗
NASA NTRS2019

Global Assimilation of Loon Stratospheric Balloon Observations and Their Trajectories Relative to Tropical Waves

Project Loon has an overall goal of providing worldwide internet coverage using a network of long-duration super-pressure balloons. Beginning in 2013, Loon has launched over 1600 balloons from multiple tropical and middle latitude locations. These GPS tracked balloon trajectories provide lower stratospheric wind information over the oceans and remote land areas where traditional radiosonde soundings are sparse, thus providing unique coverage of lower stratospheric winds. To fully investigate these Loon winds we: 1) compare the Loon winds to winds produced by a global data assimilation system (DAS: NASA GEOS) and 2) assimilate the Loon winds into the same comprehensive DAS. During May through December 2016 Loon balloons were often able to remain near the equator by selectively adjusting the Loon altitude. Our results based on global wind analyses show that the expected mean poleward motion from the Brewer-Dobson circulation can be circumvented by vertically adjusting the Loon altitudes with the phasing with the meridional wind of equatorial Rossby waves, allowing the Loon balloons to remain in the tropics.

Coy, L.↗
NASA NTRS1993

On the structure of the Southern Oscillation

A realistic oceanic general circulation model is forced with winds observed over the tropical Pacific between 1967 and 1979. The structure of the simulated Southern Oscillation is strikingly different in the western and eastern sides of the basin, because the principal interannual zonal-wind fluctuations are confined to the west and are in the form of an equatorial jet. This causes thermocline displacements to have maxima off the equator in the west (where the curl of the wind is large) but on the equator in the east. Zonal phase propagation, both on and off the equator, is at different speeds in the west and east. The phase pattern is complex, and there is, on interannual time scale, no explicit evidence of individual equatorial waves. These results lead to a modification of the 'delayed oscillator' mechanism originally proposed by Schopf and Suarez to explain a continual Southern Oscillation. The results also permit an evaluation of the various coupled ocean-atmosphere models that simulate the Southern Oscillation and indicate which measurements are necessary to determine which models are most relevant to reality.

Chao, YI↗
DOE OSTI2023

Cycloidal wave energy converter using fixed differential buoyancy to control operating torques

A floating mooring system for a single CycWEC applies counter forces and torques to keep a generator suitably stationary for power generation without requiring fixed attachments to the ocean floor or requiring a large frame interconnecting multiple CycWECs. The mooring system uses floats or floatation structure with differential ballasting to counter operating torque and drag plates to counter reactive forces. The floatation structures may be used to float the CycWEC for transport to a deployment location, where changing the overall ballasting of the floatation structures submerges the CycWEC to a desired depth and differential ballasting in the floatation structures counts expected operating torques.

Siegel, Stefan G.↗
NASA NTRS1985

Analysis of a method for precisely relating a seafloor point to a distant point on land

A study of the environmental constraints and engineering aspects of the acoustic portion of a system for making geodetic ties between undersea reference points and others on land is described. Important areas in which to make such observations initially would be from the California mainland out to oceanic points seaward of the San Andreas fault, and across the Aleutian Trench. The overall approach would be to operate a GPS receiver in a relative positioning (interferometric) mode to provide the long range element of the baseline determination (10 to 1,000 km) and an array of precision sea floor acoustic transponders to link the locally moving sea surface GPS antenna location to a fixed sea floor point. Analyses of various environmental constrants (tides, waves, currents, sound velocity variations) lead to the conclusion that, if one uses a properly designed transponder having a remotely controllable precise retransmission time delay, and is careful with regard to methods for installing these on the sea floor, one should, in many ocean locations, be able to achieve sub-decimeter overall system accuracy. Achievements of cm accuracy or better will require additional understanding of time and space scales of variation of sound velocity structure in the ocean at relevant locations.

Spiess, F. N.↗
NASA NTRS2002

Improved Estimates of Temporally Coherent Internal Tides and Energy Fluxes from Satellite Altimetry

Satellite altimetry has opened a surprising new avenue to observing internal tides in the open ocean. The tidal surface signatures are very small, a few cm at most, but in many areas they are robust, owing to averaging over many years. By employing a simplified two dimensional wave fitting to the surface elevations in combination with climatological hydrography to define the relation between the surface height and the current and pressure at depth, we may obtain rough estimates of internal tide energy fluxes. Initial results near Hawaii with Topex/Poseidon (T/P) data show good agreement with detailed 3D (three dimensional) numerical models, but the altimeter picture is somewhat blurred owing to the widely spaced T/P tracks. The resolution may be enhanced somewhat by using data from the ERS-1 (ESA (European Space Agency) Remote Sensing) and ERS-2 satellite altimeters. The ERS satellite tracks are much more closely spaced (0.72 deg longitude vs. 2.83 deg for T/P), but the tidal estimates are less accurate than those for T/P. All altimeter estimates are also severely affected by noise in regions of high mesoscale variability, and we have obtained some success in reducing this contamination by employing a prior correction for mesoscale variability based on ten day detailed sea surface height maps developed by Le Traon and colleagues. These improvements allow us to more clearly define the internal tide surface field and the corresponding energy fluxes. Results from throughout the global ocean will be presented.

Ray, Richard D.↗
NASA NTRS1995

Interdecadal Variations in the Alaska Gyre

Climatic dynamic topography variations in the Alaska gyre during the period 1968-1990 are described with an objective analysis of more than 12000 STD and XBT stations, and COADS wind stress data Interannual the dynamic height and SST variations were correlated and were consistent with recently described large-scale climatic shifts in the North Pacific. The gyre was centered more to the east, circulation appeared stronger, and SST was lower during the early to mid-1970s than during the 1980s. The Aleutian low (NP and PNA indices) intensified during the interim, but the response did not appear as a gyre spinup. Instead, the associated wind stress anomalies forced a slowly varying dynamic height anomaly across the eastern and northern part of the gyre through Ekman convergence, which had the effect of displacing the gyre's low somewhat to the WSW in the 1980s. The wind curl spectrum was white, and the slow oceanic response was modeled as stochastic-forced climate variability with a simple first-order Markov autoregression process. Forcing was assumed to be Ekman pumping of the pycnocline, and the damping coefficient was estimated from the data to be approx. 1 yr. A hindcast with observed winds gave estimated dynamic height patterns similar to those observed, with a canonical correlation of 0.79 at 99% confidence. This response was weak in the western half of the gyre, where slow baroclinic variability may have been influenced by long Rossby wave propagation. A simple autoregression simulation using artificial white noise forcing shows the evolution of decadal variations similar in nature to those observed. This result, along with the low frequency correlation between dynamic height and SST, suggests that the upper-ocean climatic variability in this region is primarily wind forced.

Lagerloef, Gary S.E.↗
DOE OSTI2026

Evaluation of geophysical and anthropogenic sources of hydroacoustic noise in the Alaskan arctic

Quantifying the ocean soundscape is crucial for ocean-based seismoacoustic monitoring; it sets a baseline for the kinds and sizes of signals that can be detected above the background noise. As sea ice recedes, human activity in and around the Arctic Ocean is increasing, elevating sound levels and heightening the urgency of monitoring. Here, seven years of passive acoustic recordings from a National Oceanographic and Atmospheric Administration hydrophone in the Beaufort Sea are analyzed, focusing on frequencies between 1 and 125 Hz, a band of interest for detecting regional earthquakes and similar events. Sound is related to geophysical and anthropogenic sources, and seasonal and intraseasonal variations in the soundscape are examined. Sea ice emerges as a keystone feature of the Arctic Ocean acoustic environment, controlling or contributing to ambient sound levels at all frequencies studied. During low-ice months, sound levels are dominated by wind and sea surface waves, and in ice-covered months, wind-driven ice noise dominates. Seismic air gun surveys are prominent during low-ice periods, with sound levels decreasing with increasing distance and bathymetric complexity along the propagation path. The implications of this baseline soundscape for event detection in the Alaskan Arctic are discussed.

Niklasson, Siobhan [Los Alamos National Laboratory↗
DOE OSTI2026

Hybrid-Energy-Powered Electrochemical Ocean Alkalinity Enhancement Model: Plant Operation, Cost, and Profitability

Electrochemical ocean alkalinity enhancement is a form of marine carbon dioxide removal, a rapidly growing industry that is powered by efficient onshore or offshore energy sources. As more and larger deployments are being planned, it is important to consider how variable energy sources like tidal energy can impact plant performance and costs. An open-source Python-based generalizable model for electrodialysis-based ocean alkalinity enhancement has been developed that can capture key system-level insights of the electrochemistry, ocean chemistry, acid disposal, and co-product creation of these plants under various conditions. The model additionally accounts for hybrid energy system performance profiles and costs via the National Laboratory of the Rockies’ H2Integrate tool. The model was used to analyze an example theoretical plant deployment in North Admiralty Inlet, including how the plant is impacted by the available energy sources in the region and the scale at which plant costs are covered by the co-products it generates, such as recycled concrete aggregates, without requiring carbon credits. The results show that the example plant could be profitable without carbon credits at commercial scales of 100,000 to 1 million tons of carbon dioxide removal per year, so long as it uses low-cost electricity sources and either sells acid or recovers recycled concrete aggregates with about 1 molar acid concentrations, though more research is needed to confirm these results.

hybrid energy↗