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Recent Updates in the SMAP Level-4 Soil Moisture Algorithm

The NASA Soil Moisture Active Passive (SMAP) mission generates, among other data sets, the Level-4 Soil Moisture (L4_SM) product. The L4_SM data are published with a mean latency of ~2.5 days from the time of observation and provide global, three-hourly, 9-km resolution estimates of surface and root-zone soil moisture and related land surface states and fluxes. The L4_SM algorithm is based on the assimilation of SMAP radiometer brightness temperature observations into the NASA Catchment land surface model using a spatially distributed ensemble Kalman filter (EnKF). In 2018, the L4_SM algorithm was upgraded from Version 3 to Version 4. Underlying the new version is a revised modeling system that includes improved input parameter datasets for land cover, topography, and vegetation height that are based on recent, high-quality, space-borne remote sensing observations. Additionally, SMAP Level-2 soil moisture retrievals and in situ soil moisture measurements were used to calibrate a particular Catchment model parameter that governs the recharge of surface soil moisture from below under non-equilibrium conditions, which brings the model's surface soil moisture more in line with the SMAP Level-2 and in situ soil moisture. Moreover, the calibration of the assimilated SMAP brightness temperatures changed substantially from Version 3 to Version 4, and the "catchment deficit" model variable was removed from the EnKF state vector to avoid degrading the model's groundwater estimates.Considerable effort went into the version upgrade, creating an expectation that the new version is improved over the old version. Indeed, some aspects of the new version are clearly better. However, other aspects are not. In this presentation we summarize the skill of the new and old versions vs. independent in situ measurements and in terms of data assimilation diagnostics, including, for example, the statistics of the (soil moisture) analysis increments and the observation-minus-forecast (brightness temperatures) residuals. We share our experience with trying to improve to the L4_SM product and the lessons learned from the effort.

Reichle, Rolf H.↗

Optimal Estimation Inversion of Ionospheric Electron Density from GNSS-POD Limb Measurements: Part I-Algorithm and Morphology

GNSS-LEO radio links from Precise Orbital Determination (POD) and Radio Occultation (RO) antennas have been used increasingly in characterizing the global 3D distribution and variability of ionospheric electron density (N e ). In this study, we developed an optimal estimation (OE) method to retrieve N e profiles from the slant total electron content (hTEC) measurements acquired by the GNSS-POD links at negative elevation angles (ε < 0°). Although both OE and onion-peeling (OP) methods use the Abel weighting function in the N e inversion, they are significantly different in terms of performance in the lower ionosphere. The new OE results can overcome the large N e oscillations, sometimes negative values, seen in the OP retrievals in the E-region ionosphere. In the companion paper in this Special Issue, the HmF2 and NmF2 from the OE retrieval are validated against ground-based ionosondes and radar observations, showing generally good agreements in NmF2 from all sites. Nighttime hmF2 measurements tend to agree better than the daytime when the ionosonde heights tend to be slightly lower. The OE algorithm has been applied to all GNSS-POD data acquired from the COSMIC-1 (2006–2019), COSMIC-2 (2019–present), and Spire (2019–present) constellations, showing a consistent ionospheric N e morphology. The unprecedented spatiotemporal sampling of the ionosphere from these constellations now allows a detailed analysis of the frequency–wavenumber spectra for the N e variability at different heights. In the lower ionosphere (~150 km), we found significant spectral power in DE1, DW6, DW4, SW5, and SE4 wave components, in addition to well-known DW1, SW2, and DE3 waves. In the upper ionosphere (~450 km), additional wave components are still present, including DE4, DW4, DW6, SE4, and SW4. The co-existence of eastward- and westward-propagating wave4 components implies the presence of a stationary wave4 (SPW4), as suggested by other earlier studies. Further improvements to the OE method are proposed, including a tomographic inversion technique that leverages the asymmetric sampling about the tangent point associated with GNSS-LEO links.

GNSS constellation↗

Gamma radiation and photospheric white-light flare continuum

It is noted that recent gamma-ray observations of solar flares have provided a better means for estimating the heating of the solar atmosphere by energetic protons. This type of heating has been suggested as the explanation of the continuum emission of the white-light flare. The effects on the photosphere of high-energy particles capable of producing the intense gamma-ray emission observed in the flare of July 11, 1978, are analyzed. A simple energy-balance argument is used, and hydrogen ionization is taken into account. It is found that energy deposition increases with height for the inferred proton spectra and is not strongly dependent upon the assumed angle of incidence. At the top of the photosphere, the computed energy inputs fall in the range 10-100 ergs/cu cm-s.

Hudson, H. S.↗

A New Lunar Digital Elevation Model from the Lunar Orbiter Laser Altimeter and SELENE Terrain Camera

We present an improved lunar digital elevation model (DEM) covering latitudes within +/-60 deg, at a horizontal resolution of 512 pixels per degree ( approx.60 m at the equator) and a typical vertical accuracy approx.3 to 4 m. This DEM is constructed from approx.4.5 ×10(exp 9) geodetically-accurate topographic heights from the Lunar Orbiter Laser Altimeter (LOLA) onboard the Lunar Reconnaissance Orbiter, to which we co-registered 43,200 stereo-derived DEMs (each 1 deg×1 deg) from the SELENE Terrain Camera (TC) ( approx.10(exp 10) pixels total). After co-registration, approximately 90% of the TC DEMs show root-mean-square vertical residuals with the LOLA data of < 5 m compared to approx.50% prior to co-registration. We use the co-registered TC data to estimate and correct orbital and pointing geolocation errors from the LOLA altimetric profiles (typically amounting to < 10 m horizontally and < 1 m vertically). By combining both co-registered datasets, we obtain a near-global DEM with high geodetic accuracy, and without the need for surface interpolation. We evaluate the resulting LOLA + TC merged DEM (designated as "SLDEM2015") with particular attention to quantifying seams and crossover errors.

Barker, M. K.↗

A Model Study of Zonal Forcing in the Equatorial Stratosphere by Convectively Induced Gravity Waves

A two-dimensional cloud-resolving model is used to examine the possible role of gravity waves generated by a simulated tropical squall line in forcing the quasi-biennial oscillation (QBO) of the zonal winds in the equatorial stratosphere. A simulation with constant background stratospheric winds is compared to simulations with background winds characteristic of the westerly and easterly QBO phases, respectively. In all three cases a broad spectrum of both eastward and westward propagating gravity waves is excited. In the constant background wind case the vertical momentum flux is nearly constant with height in the stratosphere, after correction for waves leaving the model domain. In the easterly and westerly shear cases, however, westward and eastward propagating waves, respectively, are strongly damped as they approach their critical levels, owing to the strongly scale-dependent vertical diffusion in the model. The profiles of zonal forcing induced by this wave damping are similar to profiles given by critical level absorption, but displaced slightly downward. The magnitude of the zonal forcing is of order 5 m/s/day. It is estimated that if 2% of the area of the Tropics were occupied by storms of similar magnitude, mesoscale gravity waves could provide nearly 1/4 of the zonal forcing required for the QBO.

Alexander, M. J.↗

Determination of Radiative Forcing of Saharan Dust using Combined TOMS and ERBE Data

The direct radiative forcing of Saharan dust aerosols has been determined by combining aerosol information derived from Nimbus-7 TOMS with radiation measurements observed at the top of atmosphere (TOA) by NOAA-9 ERBE made during February-July 1985. Cloud parameters and precipitable water derived from the NOAA-9 HIRS2 instrument were used to aid in screening for clouds and water vapor in the analyses. Our results indicate that under "cloud-free" and "dry" conditions there is a good correlation between the ERBE TOA outgoing longwave fluxes and the TOMS aerosol index measurements over both land and ocean in areas under the influence of airborne Saharan dust. The ERBE TOA outgoing shortwave fluxes were also found to correlate well with the dust loading derived from TOMS over ocean. However, the calculated shortwave forcing of Saharan dust aerosols is very weak and noisy over land for the range of solar zenith angle viewed by the NOAA-9 ERBE in 1985. Sensitivity factors of the TOA outgoing fluxes to changes in aerosol index were estimated using a linear regression fit to the ERBE and TOMS measurements. The ratio of the shortwave-to-longwave response to changes in dust loading over the ocean is found to be roughly 2 to 3, but opposite in sign. The monthly averaged "clear-sky" TOA direct forcing of airborne Saharan dust was also calculated by multiplying these sensitivity factors by the TOMS monthly averaged "clear-sky" aerosol index. Both the observational and theoretical analyses indicate that the dust layer height, ambient moisture content as well as the presence of cloud all play an important role in determining the TOA direct radiative forcing due to mineral aerosols.

Hsu, N. Christina↗

Collaborative Research: Atlantic Ocean Tropical/Subtropical Processes from Seasonal to Decadal Time Scales: Model/Data, Model/Model Comparison and Model/Data Synthesis Through Assimilation

The effort of this first year of research has been focused on the assimilation of TOPEX/Poseidon altimetric data into a primitive equation model of the Atlantic tropical/subtropical circulation. A reduced-rank, stationary Kalman filter has been constructed to assimilate the altimetric sea surface height anomaly (SHA) into the model. The goal is to assess how the inter-hemispheric transports between the Atlantic subtropics and tropics are affected by the assimilation and how the subsurface thermocline structure , and its variability ,is dynamically constrained by the SHA. The model is a reduced-gravity primitive equation GCM of the upper Atlantic Ocean between 30 S and 30 N. The assimilation scheme is an approximation to the extended Kalman filter in which the error covariances of the state estimates are calculated only in a reduced- dimension subspace. The subspace is defined by the leading empirical orthogonal functions calculated from an unconstrained model calculation. Both an identical twin experiment using simulated SHA observations and assimilation of the real TOPEX data were performed. Results from the twin experiments demonstrate the ability of the method to constrain the ocean circulation and the subsurface temperature structure. The impact on the subsurface temperature structure of TOPEX assimilation was assessed using data from expandable bathythermographs. This showed a substantial improvement in the estimated temperature variability only within 13 degrees in latitude around the equator. The impact of TOPEX SHA assimilation on zonally integrated meridional transport across different latitudes was also estimated. Again within 13 degrees from the equator both the mean amplitude and interannual variability of the surface and subsurface transports were significantly enhanced, while the transports were insensitive to the assimilation in the subtropics.

Malannotte-Rizzoli, Paola↗

Viscous pumping and the spin-down of thermospheric gyres and jets

Strong gyres and jets can be generated at auroral latitudes in the thermosphere by enhanced electric fields during geomagnetic substorms. Typical height profiles of ion density suggest that the ion drag force should generate large curvature in the vertical profile of the winds in the highly viscous region of the thermosphere above about 200 km. It is proposed that the poststorm spin-down of these gyres and jets proceeds via Ekman circulations driven by the curvatures in the height profiles of the winds. Analytic and numerical calculations of the ageostrophic winds forced by curvature in model geostrophic wind profiles show that the ageostrophic wind speeds and directions depend mainly on the kinematic viscosity in the region of curvature and the total change in shear in the geostrophic wind. Ageostrophic wind speeds for typical thermospheric jets can exceed 200 m/s (about 50 percent of the jet winds). Spin-down times of thermospheric jets and cyclonic gyres by the Ekman pumping mechanism are estimated at less than about 6 hours.

Walterscheid, R. L.↗

Measuring Upwelling Longwave in the Presence of an Obstruction

One of the key measurements from the Clouds and the Earth’s Radiant Energy System (CERES) satellite is Earth emitted or longwave (LW) radiation. The Baseline Surface Radiation Network (BSRN) aims to provide upwelling LW observations of the best possible quality across all their measurement sites. The disestablished CERES Ocean Validation Experiment (COVE), located at Chesapeake Light Station, approximately 25 kilometers east of Virginia Beach, Virginia (coordinates: 36.90N, 75.71W) was a validation site for CERES measurements and part of the BSRN network. One of the measurements at COVE was upwelling LW radiation made with an Eppley pyrgeometer. However, this measurement was complicated due to the Light Station tower being in its field of view. According to our estimates, the Light Station tower altered 15% of the upwelling LW radiation. To resolve this issue, we obtain a different upwelling longwave value using data from an infrared radiation thermometer (IRT), a pyrgeometer that measures downwelling longwave, and meteorological data. Using an IRT allows conversion from sea surface temperature to a water emission value, the downwelling pyrgeometer provides the reflected flux of the downward longwave radiation, and the meteorological data accounts for the air affects between the ocean surface and the upwelling LW measurement height. Comparing the upwelling LW pyrgeometer value with the newly derived value shows the unwanted consequence of the tower. The tower appears to enhance the upwelling LW signal during the summer, most obvious on a summer clear day, but depresses the upwelling signal, even more, during winter sky conditions (both clear and overcast). The tower affects the upwelling LW measurement in these scenarios up to 5% (20 W/m^2) when compared to the newly derived value. BSRN target uncertainty is 2%. Installing a pyrgeometer to measure upwelling LW without obstructions may not be possible at some measurement sties. This issue can be mitigated using other measurements to derive an upwelling LW value.

Bryan Fabbri↗

Effects of oscillating shock impingement on the mixing of a gaseous jet in a Mach 3 airstream

Oscillating shocks of different frequencies were impinged on a 15 deg downstream angled, sonic helium jet injected into a Mach 3 airflow. The oscillating shocks were produced by the normal injection of a steady liquid jet from an opposing wall into the Mach 3 airflow. The freestream Reynolds number per centimeter was 500,000 producing a boundary layer 1.6 times the helium injector diameter in thickness. Vertical helium concentration profiles were taken at nine transverse stations at an axial station 90 helium jet diameters downstream. Helium concentration was measured using an aspirating hot film probe with an integral thermocouple. Oscillating shock frequencies of 60 kHz, 120 kHz, and 240 kHz were studied, compared with the estimated frequencies of 60 kHz of the largest eddies in the approach boundary layer. Visualization using nanoshadowgraph photographs, showed large turbulent structures in all cases. In addition, there were clear changes in eddy size with changing frequency visible on the nanoshadowgraphs. Impingement of the oscillating shock upstream of the helium jet had no measurable effect on the mixing. Impingement downstream of the helium injector produced measurable changes in the mixing achieved. Increasing the frequency of the oscillating shock decreased the maximum concentration and the penetration height of the maximum concentration. There were additional measurable effects on the area of a typical concentration contour with increased oscillation frequency.

Thomas, R. H.↗

Pulsed Airborne Lidar Measurements of Atmospheric CO2 Column Absorption and Line Shapes from 3-13 km Altitudes

We have developed a lidar technique for measuring the tropospheric C02 concentrations as a candidate for NASA's planned ASCENDS mission. Our technique uses two pulsed laser transmitters allowing simultaneous measurement of a C02 absorption line in the 1570 nm band, 02 extinction in the Oxygen A-band and surface height and backscatter. The lidar measures the energy and time of flight of the laser echoes reflected from the atmosphere and surface. The lasers are stepped in wavelength across the C02 line and an 02 line region during the measurement. The receiver uses a telescope and photon counting detectors, and measures the background light and energies of the laser echoes from the surface along with scattering from any aerosols in the path. The gas extinction and column densities for the C02 and 02 gases are estimated from the ratio of the on- and off- line signals via the DIAL technique. Time gating is used to isolate the laser echo signals from the surface, and to reject laser photons scattered in the atmosphere. We have developed an airborne lidar to demonstrate the C02 measurement from the NASA Glenn Lear 25 aircraft. The airborne lidar steps the pulsed laser's wavelength across a selected C02 line with 20 steps per scan. The line scan rate is 450 Hz and laser pulse widths are I usec. The time resolved laser backscatter is collected by a 20 cm telescope, detected by a photomultiplier and is recorded by a photon counting system. We made initial airborne measurements on flights during October and December 2008. Laser backscatter and absorption measurements were made over a variety of land and water surfaces and through thin and broken clouds. Atmospheric C02 column measurements using the 1571.4, 1572.02 and 1572.33 nm C02 lines. Two flights were made above the DOE SGP ARM site at altitudes from 3-8 km. These nights were coordinated with DOE investigators who Hew an in-situ C02 sensor on a Cessna aircraft under the path. The increasing C02 line absorptions with altitudes were evident and comparison with in-situ measurements showed agreements to 6 ppm. This spring we improved the aircraft's nadir window. During July and August 2009 we made 9 additional 2 hour long flights and measured the atmospheric C02 absorption and line shapes using the 1572.33 nm C02 line. Measurements were made at stepped altitudes from 3-13 km over a variety of surface types in Nebraska, Illinois, the SGP ARM site, and near and over the Chesapeake Bay in North Carolina and Virginia. Strong laser signals and clear line shapes were observed at all altitudes, and some measurements were made through thin clouds. The flights over the ARM site were underflown with in-situ measurements made from the DOE Cessna. The Oklahoma and east coast t1ights were coordinated with a LaRC/ITT C02 lidar on the LaRC UC-12 aircraft, a LaRC in~situ C02 sensor, and the Oklahoma flights also included a JPL C02 lidar on a Twin Otter aircraft. Ed Browell and Gary Spiers led the LaRC and JPL teams. More details of the t1ights, measurements and analysis will be described in the presentation.

Abshire, J. B.↗

A survey of interstellar HI from L alpha absorption measurements 2

The Copernicus satellite surveyed the spectral region near L alpha to obtain column densities of interstellar HI toward 100 stars. The distance to 10 stars exceeds 2 kpc and 34 stars lie beyond 1 kpc. Stars with color excess E(B-V) up to 0.5 mag are observed. The value of the mean ratio of total neutral hydrogen to color excess was found to equal 5.8 x 10 to the 21st power atoms per (sq cm x mag). For stars with accurate E(B-V), the deviations from this mean are generally less than a factor of 1.5. A notable exception is the dark cloud star, rho Oph. A reduction in visual reddening efficiency for the grains that are larger than normal in the rho Oph dark cloud probably explains this result. The conversion of atomic hydrogen into molecular form in dense clouds was observed in the gas to E(B-V) correlation plots. The best estimate for the mean total gas density for clouds and the intercloud medium, as a whole, in the solar neighborhood and in the plane of the galaxy is 1.15 atoms per cu. cm; those for the atomic gas and molecular gas alone are 0.86 atoms per cu cm and 0.143 molecules per cu cm respectively. For the intercloud medium, where molecular hydrogen is a negligible fraction of the total gas, atomic gas density was found to equal 0.16 atoms per cu cm with a Gaussian scale height perpendicular to the plane of about 350 pc, as derived from high latitude stars.

Bohlin, R. C.↗

Turbulent roughness drag due to surface waviness at low roughness Reynolds numbers

The current investigation has the objective to provide data which will make it possible to obtain a better estimate regarding the roughness drag for surface waviness. The data employed for this investigation were acquired in connection with a wavy wall study which was conducted as part of an overall program to reduce the skin friction of turbulent boundary layers in external flows. The results of the present investigation show that the low-speed roughness drag of small-amplitude sinusoidal wave trains having wavelengths of the order of the boundary-layer thickness is not only a function of h/lambda (h = total wave height, lambda = wavelength), but, in addition, is also a function of the roughness Reynolds number.

Lin, J. C.↗

Near-global survey of effective droplet radii in liquid water clouds using ISCCP data

A global survey of cloud particle size variations can provide crucial constraints on how cloud processes determine cloud liquid water contents and their variation with temperature, and further, may indicate the magnitude of aerosol effects on clouds. A method, based on a complete radiative transfer model for Advanced Very High Resolution Radiometer (AVHRR)-measured radiances, is described for retrieving cloud particle radii in liquid water clouds from satellite data currently available from the International Satellite Cloud Climatology Project. Results of sensitivity tests and validation studies provide error estimates. AVHRR data from NOAA-9 and NOAA-10 have been analyzed for January, April, July and October in 1987 and 1988. The results of this first survey reveal systematic continental and maritime differences and hemispheric contrasts that are indicative of the effects of associated aerosol concentration differences: cloud droplet radii in continental water clouds are about 2-3 micrometers smaller than in marine clouds, and droplet radii are about 1 micrometer smaller in marine clouds of the Northern Hemisphere than in the Southern Hemisphere. The height dependencies of cloud droplet radii in continental and marine clouds are also consistent with differences in the vertical profiles of aerosol concentration. Significant seasonal and diurnal variations of effective droplet radii are also observed, particularly at lower latitudes. Variations of the relationship between cloud optical thickness and droplet radii may indicate variations in cloud microphysical regimes.

Han, Qingyan↗

Earth Rotation Parameters From DSN VLBI: 1995

A description of the DSN VLBI data set and of last year's analysis can be found in last year's report. Other than including another year's data, the main changes in this year's analysis from last year's are in the use of meteorological data for determining tropospheric parameters and in the weighting of the data to account for the uncertainty in the observables caused by tropospheric effects and source structure. A priori dry zenith tropospheric delays were determined from barometric pressure measurements at the DSN sites, corrected for height differences between the pressure sensor and the antennas. A priori wet zenith tropospheric delays were derived from tables of monthly average wet zenith delays for each station, which are based on historical radiosonde data. The Lanyi function was used for mapping zenith tropospheric delays to observed elevations. the temperature at the top of the boundary layer, a parameter in the Lanyi function, was taken to be the 24-hour average of the surface temperature at the station. Adjustments to the wet troposphere zenith delays were estimated every two to three hours.

Earth rotation, DSN, VLBI↗

Heavy ions from the Galilean satellites and the centrifugal distortion of the Jovian magnetosphere

The Galilean satellites constitute a potentially significant source of plasma to the Jovian atmosphere. The paper examines the distortion of the Jovian magnetosphere that would result from injection of ions at the Galilean satellites. The magnetic distortion produced is a localized perturbation near the equatorial plane, in contrast to the large-scale distortion produced by Jovian atmospheric ions. The study estimates the relative perturbation currents resulting from the two sources in terms of the unknown ion production rate at the satellites. It is found that the two perturbations would be of comparable magnitudes if the ion source flux at all of the Galilean satellites were comparable to the photo-ion escape flux from Jupiter's atmosphere. More specifically, ions produced by the Galilean satellites should be confined near the equatorial plane of Jupiter's magnetosphere in a sheet whose thickness is determined by a centrifugal scale height given essentially by the ion thermal speed divided by the corotation frequency.

Hill, T. W.↗

A parameterization of the effect of surface roughness on microwave emission

A simple model is developed to represent the net effect of surface roughness on the microwave emission from soils. The reflectivity of a rough soil surface is defined in a theoretical model that includes both coherent and incoherent reflectivities in terms of the statistical properties of the rough surface, i.e., the surface height standard deviation and its horizontal correlation length. It is shown that the rough surface reflectivity obtained from this theoretical model can be presented in a form that is simply the reflectivity of a smooth surface attenuated by a 'rough thickness'. It is found that the rough thickness can be parameterized as a function of the statistical slope ratio of a rough surface by a simple power-law relationship. Since the slope of a rough surface can be determined experimentally, the rough thickness can be quantitatively estimated from the parametric representation. Model calculations show that this simple model can provide reasonably accurate results of predicted brightness temperatures that agree well with field measurements within experimental uncertainty.

Mo, Tsan↗

Cloud Algorithm Design and Performance for the 2002 Geoscience Laser Altimeter System Mission

A satellite borne lidar instrument, the Geoscience Laser Altimeter System (GLAS), is to be launched in late 2002 and will provide continuous profiling of atmospheric clouds and aerosol on a global basis. Data processing algorithms have been developed to provide operational data products in near real time. Basic data products for cloud observations are the height of the top and bottom of single to multiple cloud layers and the lidar calibrated observed backscatter cross section up to the level of signal attenuation. In addition the optical depth and vertical profile of visible extinction cross section of many transmissive cloud layers and most haze layers are to be derived. The optical thickness is derivable in some cases from the attenuation of the molecular scattering below cloud base. In other cases an assumption of the scattering phase function is required. In both cases a estimated correction for multiple scattering is required. The data processing algorithms have been tested in part from aircraft measurements used to simulated satellite data. The GLAS lidar observations will be made from an orbit that will allow inter comparison with all other existing satellite cloud measurements.

Spinhirne, J. D.↗