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DOE OSTI2024

Iron Bonding with Light Elements: Implications for Planetary Cores Beyond the Binary System

Light element alloying in iron is required to explain density deficit and seismic wave velocities in Earth’s core. However, the light element composition of the Earth’s core seems hard to constrain as nearly all light element alloying would reduce the density and sound velocity (elastic moduli). The alloying light elements include oxidizing elements like oxygen and sulfur and reducing elements like hydrogen and carbon, yet their chemical effects in the alloy system are less discussed. Moreover, Fe-X-ray Absorption Near Edge Structure (Fe-XANES) fingerprints have been studied for silicate materials with ferrous and ferric ions, while not many X-ray absorption spectroscopy (XAS) studies have focused on iron alloys, especially at high pressures. To investigate the bonding nature of iron alloys in planetary interiors, we presented X-ray absorption spectroscopy of iron–nitrogen and iron–carbon alloys at high pressures up to 50 GPa. Together with existing literature on iron–carbon, –hydrogen alloys, we analyzed their edge positions and found no significant difference in the degree of oxidation among these alloys. Pressure effects on edge positions were also found negligible. Our theoretical simulation of the valence state of iron, alloyed with S, C, O, N, and P also showed nearly unchanged behavior under pressures up to 300 GPa. This finding indicates that the high pressure bonding of iron alloyed with light elements closely resembles bonding at the ambient conditions. We suggest that the chemical properties of light elements constrain which ones can coexist within iron alloys.

Advanced Photon Source↗
DOE OSTI2024

Collapsar Gamma-Ray Bursts Grind Their Black Hole Spins to a Halt

Abstract The spin of a newly formed black hole (BH) at the center of a massive star evolves from its natal value due to two competing processes: accretion of gas angular momentum that increases the spin and extraction of BH angular momentum by outflows that decreases the spin. Ultimately, the final, equilibrium spin is set by a balance between both processes. In order for the BH to launch relativistic jets and power aγ-ray burst (GRB), the BH magnetic field needs to be dynamically important. Thus, we consider the case of a magnetically arrested disk (MAD) driving the spin evolution of the BH. By applying the semianalytic MAD BH spin evolution model of Lowell et al. to collapsars, we show that if the BH accretes ∼20% of its initial mass, its dimensionless spin inevitably reaches small values,a≲ 0.2. For such spins, and for mass accretion rates inferred from collapsar simulations, we show that our semianalytic model reproduces the energetics of typical GRB jets,L jet ∼ 10 50 erg s −1 . We show that our semianalytic model reproduces the nearly constant power of typical GRB jets. If the MAD onset is delayed, this allows powerful jets at the high end of the GRB luminosity distribution,L jet ∼ 10 52 erg s −1 , but the final spin remains low,a≲ 0.3. These results are consistent with the low spins inferred from gravitational wave detections of binary BH mergers. In a companion paper by Gottlieb et al., we use GRB observations to constrain the natal BH spin to bea≃ 0.2.

Astronomy & Astrophysics↗
DOE OSTI2021

Probing gravity and growth of structure with gravitational waves and galaxies’ peculiar velocity

The low-redshift velocity field is a unique probe of the growth of cosmic structure and gravity. Here, we propose to use distances from gravitational wave (GW) detections, in conjunction with the redshifts of their host galaxies from wide field spectroscopic surveys (e.g., DESI, 4MOST, TAIPAN), to measure peculiar motions within the local Universe. Such measurement has the potential to constrain the growth rate f σ 8 and test gravity through determination of the gravitational growth index γ , complementing constraints from other peculiar velocity measurements. We find that binary neutron star mergers with associated counterpart at z ≲ 0.2 that will be detected by the Einstein Telescope (ET) will be able to constrain f σ 8 to ~ 3 % precision after 10 years of operations when combined with galaxy overdensities from DESI and TAIPAN. If a larger network of third generation GW detectors is available (e.g., including the Cosmic Explorer), the same constraints can be reached over a shorter timescale ( ~ 5 years for a 3 detectors network). The same events (plus information from their hosts’ redshifts) can constrain γ to σ γ ≲ 0.04 . This constraint is precise enough to discern general relativity from other popular gravity models at 3 σ . This constraint is improved to σ γ ~ 0.02 – 0.03 when combined with galaxy overdensities. The potential of combining galaxies’ peculiar velocities with gravitational wave detections for cosmology highlights the need for extensive optical to near-infrared follow-up of nearby gravitational wave events, or exquisite GW localization, in the next decade.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗
DOE OSTI2021

Characterizing Stress Orientations in Southern Kansas

We repot that Induced seismicity predominantly occurs along faults that are optimally oriented to the local principal compressive stress direction, and the characterization of these stress orientations is an important component of understanding seismic hazards. The seismicity rate in southern Kansas rapidly increased in 2013 primarily due to the disposal of large volumes of wastewater into the Arbuckle Group. Previously, local stress orientations in this area were poorly constrained, which limited our understanding of the complex faulting and diverse earthquake mechanisms in this region. We use shear-wave splitting and focal mechanism inversion techniques to create multiple, independent estimates of maximum horizontal stress directions (S Hmax ) and their spatial variation across the study area. We then create an integrated model of stress orientations for southern Kansas and northern Oklahoma using our local results in conjunction with previous, regional stress orientation estimates. We find that S Hmax in both southern Kansas and central Oklahoma exhibits an east-northeast (~N78°E) orientation, and these regions bound a northeast (~N59°E) rotation within a ~20km area in northern Oklahoma near the Nemaha ridge.

58 GEOSCIENCES↗
DOE OSTI2023

Primordial gravitational waves from black hole evaporation in standard and nonstandard cosmologies

Gravitons radiated from light, evaporating black holes contribute to the stochastic background of gravitational waves. The spectrum of such emission depends on both the mass and the spin of the black holes, as well as on the redshifting that occurs between the black hole formation and today. This, in turn, depends on the expansion history of the Universe, which is largely unknown and unconstrained at times prior to the synthesis of light elements. Here, we explore the features of the stochastic background of gravitational waves from black hole evaporation under a broad range of possible early cosmological histories. The resulting gravitational wave signals typically peak at very high frequencies, and offer opportunities for proposed ultrahigh-frequency gravitational wave detectors. Lower-frequency peaks are also possible, albeit with a suppressed intensity that is likely well below the threshold of detectability. We find that the largest intensity peaks correspond to cosmologies dominated by fluids with equations of state that have large pressure-to-density ratios. Such scenarios can be constrained on the basis of violation of Δ⁢N eff bounds.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Gravitational Waves from Primordial Black Hole Dark Matter Spikes

The origin of the binary black hole mergers observed by LIGO–Virgo–KAGRA remains an open question. We calculate the merger rate from primordial black holes (PBHs) within the density spike around supermassive black holes (SMBHs) at the centers of galaxies. We show that the merger rate within the spike is comparable to that within the wider dark matter halo. We also calculate the extreme mass ratio inspiral (EMRI) signal from PBHs hosted within the density spike spiralling into their host SMBHs due to gravitational-wave emission. We predict that LISA may detect ∼10 4 of these EMRIs with a signal-to-noise ratio threshold of 20 within a 4 yr observation run, if all dark matter is made up of ∼30 M ⊙ PBHs. Uncertainties in our rates come from the uncertain mass fraction of PBHs within the dark matter spike, relative to the host central SMBHs, which defines the parameter space LISA can constrain.

dark matter↗
DOE OSTI2021

Toward Robust and Routine Determination of Mw for Small Earthquakes: Application to the 2020 Mw 5.7 Magna, Utah, Seismic Sequence

To better characterize seismic hazard, particularly, for induced seismicity, there is an increasing interest in methods to estimate moment magnitude (M w ) for small earthquakes. M w is generally preferred over other magnitude types, but, it is difficult to estimate M w for earthquakes with local magnitude (M L ) <3-3.5, using conventional moment tensor (MT) inversion. The 2020 M ww 5.7 Magna, Utah, seismic sequence provides an opportunity to illustrate and evaluate the value of spectral methods for this purpose. Starting with a high-quality seismic catalog of 2103 earthquakes (M L <5.6), we estimate M w using two independent spectral methods—one based on direct waves, yielding M w,direct , and the other based on coda waves, yielding M w,coda . For the direct-wave method, we present a non-parametric (NP) inversion scheme that solves for apparent geometrical spreading, G(R), and site effects (S), similar to other NP procedures that have been used to calibrate regional M L scales. The NP inversion is constrained using M ws derived from MTs for nine events in the Magna sequence. We recover statistically robust and physically reasonable G(R) and S and compute M w,direct for 635 Magna earthquakes down to M L 0.7. For the coda-wave method, we consider two separate calibration schemes involving previous MT solutions and compute M w,coda for 311 earthquakes down to M L 1.0. For 280 of the events that were processed with both methods—M w,direct and M w,coda —are strongly correlated (r = 0.98), with a mean difference of only 0.05. We compare M w,direct and M w,coda with M L and find reasonably good agreement for M L <3.6 with the theoretically predicted relationship of M w =(2/3)M L +C, in which C is a regional constant. Our results imply that seismic network operators can use spectral-based M w estimates to replace M L estimates for events with M L ≥1.0, and possibly smaller. The main requirement is the existence of a small number of MT solutions for calibration purposes.

58 GEOSCIENCES↗
DOE OSTI2021

Convergence of sum-up rounding schemes for cloaking problems governed by the Helmholtz equation

In this work, we consider the problem of designing a cloak for waves described by the Helmholtz equation from an integer programming point of view. The problem can be modeled as a PDE-constrained optimization problem with integer-valued control inputs that are distributed in the computational domain. A first-discretize-then-optimize approach results in a large-scale mixed-integer nonlinear program that is in general intractable because of the large number of integer variables that arise from the discretization of the domain. Instead, we propose an efficient algorithm that is able to approximate the local infima of the underlying nonconvex infinite-dimensional problem arbitrarily close without the need to solve the discretized finite-dimensional integer programs to optimality. We optimize only the continuous relaxations of the approximations for local minima and then apply the sum-up rounding methodology to obtain integer-valued controls. If the solutions of the discretized continuous relaxations converge to a local minimizer of the continuous relaxation, then the resulting discrete-valued control sequence converges weakly \(^*\) in \(L^\infty\) to the same local minimizer. These approximation properties follow under suitable refinements of the involved discretization grids. Our results use familiar concepts arising from the analytical properties of the underlying PDE and complement previous results, derived from a topology optimization point of view.

97 MATHEMATICS AND COMPUTING↗
DOE OSTI2022

Production of light (anti)nuclei in pp collisions at $ \sqrt{s} $=13 TeV

Understanding the production mechanism of light (anti)nuclei is one of the key challenges of nuclear physics and has important consequences for astrophysics, since it provides an input for indirect dark-matter searches in space. In this paper, the latest results about the production of light (anti)nuclei in pp collisions at $\sqrt{s}$ = 13 TeV are presented, focusing on the comparison with the predictions of coalescence and thermal models. For the first time, the coalescence parameters B 2 for deuterons and B 3 for helions are compared with parameter-free theoretical predictions that are directly constrained by the femtoscopic measurement of the source radius in the same event class. A fair description of the data with a Gaussian wave function is observed for both deuteron and helion, supporting the coalescence mechanism for the production of light (anti)nuclei in pp collisions. This method paves the way for future investigations of the internal structure of more complex nuclear clusters, including the hypertriton.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Capture Cavities for the CW Polarized Positron Source Ce+BAF

The initial design of the capture cavities for the continuous wave (CW) polarized positron beams at Jefferson Lab (Ce+BAF) is presented. A chain of standing wave multi-cell copper cavities inside a solenoid tunnel are selected to bunch/capture positrons. The cavity design strategy is presented to accommodate constrains from the large phase distribution of the incident beams, RF power, radiation and RF heating, beam loading, etc. to improve the capture efficiency. A matrix of design parameters' range are given for future system optimization when the capture cavities are considered together with other sub-systems and beam dynamics. The contents will also be useful for other CW cavity design for beams with large phase space distribution.

Wang, Shaoheng↗
DOE OSTI2023

Phase transition phenomenology with nonparametric representations of the neutron star equation of state

Astrophysical observations of neutron stars probe the structure of dense nuclear matter and have the potential to reveal phase transitions at high densities. Most recent analyses are based on parametrized models of the equation of state with a finite number of parameters and occasionally include extra parameters intended to capture phase-transition phenomenology. However, such models restrict the types of behavior allowed and may not match the true equation of state. We introduce a complementary approach that extracts phase transitions directly from the equation of state without relying on, and thus being restricted by, an underlying parametrization. We then constrain the presence of phase transitions in neutron stars with astrophysical data. Current pulsar mass, tidal deformability, and mass-radius measurements disfavor only the strongest of possible phase transitions (latent energy per particle ≳ 100 MeV). Weaker phase transitions are consistent with observations. Here we further investigate the prospects for measuring phase transitions with future gravitational-wave observations and find that catalogs of O (100) events will (at best) yield Bayes factors of ~ 10 : 1 in favor of phase transitions even when the true equation of state contains very strong phase transitions. Our results reinforce the idea that neutron star observations will primarily constrain trends in macroscopic properties rather than detailed microscopic behavior. Fine-tuned equation of state models will likely remain unconstrained in the near future.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Bridging nuclear physics across energy scales: from neutrinoless double-beta decay to high-energy heavy-ion collisions

This paper exemplifies how connecting methods at disparate energy scales can illuminate fundamental questions. By demonstrating that nuclear wave function properties governing rare decay processes also influence collective behavior at extreme temperatures and densities, the authors have opened a new pathway for constraining physics beyond the Standard Model. With multiple ton-scale 0νββ experiments under construction, any method reducing NME uncertainties will directly impact our ability to interpret discoveries or constrain neutrino properties. The general principle—that collective phenomena in high-energy collisions can illuminate subtle features of many-body correlations in the colliding nuclei—may find applications across nuclear and particle physics. Furthermore, this intersection of nuclear structure theory, heavy-ion physics, and fundamental symmetry tests represents fertile ground for future discoveries in modern physics.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2022

Interstellar gas heating by primordial black holes

Interstellar gas heating is a powerful cosmology-independent observable for exploring the parameter space of primordial black holes (PBHs) formed in the early Universe that could constitute part of the dark matter (DM). We provide a detailed analysis of the various aspects for this observable, such as PBH emission mechanisms. Using observational data from the Leo T dwarf galaxy, we constrain the PBH abundance over a broad mass-range, M PBH ~ O(1)M ⊙ – 10 7 M ⊙ , relevant for the recently detected gravitational wave signals from intermediate-mass BHs. Here, we also consider PBH gas heating of systems with bulk relative velocity with respect to the DM, such as Galactic clouds.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Capture Cavities For The Cw Polarized Positron Source Ce + baf

The initial design of the capture cavities for the continuous wave (CW) polarized positron beams at Jefferson Lab (Ce + BAF) is presented. A chain of standing wave multi-cell copper cavities inside a solenoid tunnel are selected to improve the positron capture efficiency. The cavity design strategy is presented to accommodate constrains from the large phase distribution of the incident beams, RF power and RF heating. A matrix of design parameters’ range are given for future system optimization when the capture cavities are considered together with other sub-systems and beam dynamics. The contents will also be useful for other CW cavity design for beams with large phase space distribution.

43 PARTICLE ACCELERATORS↗
DOE OSTI2026

Narrowing down sources of high-frequency gravitational waves

Detecting gravitational waves above 100 kHz would constitute a major discovery, as any observable signal would have to arise from new physics within the late universe. Although many technologies have been identified to explore this high-frequency regime, the known landscape of promising sources remains extremely sparse. In this work, we aim to rectify this issue by providing model-independent arguments that highlight the most interesting parts of theory space, while remaining agnostic of the specific signal mechanism. For example, energy-conservation implies that gravitational waves detectable by future experiments well above a MHz would most likely have to originate from within the Solar System. Based on these arguments, we also constrain the physical properties of such sources.

Berlin, Asher [Fermilab] (ORCID:0000000211561482)↗
DOE OSTI2024

Determining Stress Orientation in Rock Valley, Nevada, Using Ambient Seismic Noise

The stress field and the mechanical properties of rocks are important to consider for nuclear explosion monitoring due to their effect on seismic wave radiation from earthquakes and explosions. At the Rock Valley Direct Comparison site, the regional orientation of the maximum horizontal compressive stress (SH max ) is well constrained, but it is unknown whether there are local heterogeneities. Here, I show that stress-induced anisotropy in nonlinear elasticity can be used to estimate the orientation of SH max . Rocks have compliant internal contacts, such as fractures and mineral grain boundaries, that respond to applied strains more strongly than individual mineral crystals. This strain response is asymmetric between compressive and dilatational strains and is affected by anisotropy in the ambient stress field. Traditional seismic velocity measurements are of strain-averaged velocity, which is less sensitive than nonlinear elasticity to the behavior of compliant internal contacts and therefore the stress field and fracture behavior. My results show that the orientation of SH max measured using ambient seismic noise aligns with regional estimates, with some heterogeneity that can also be explained by the limitations of the seismic array. I demonstrate the potential of a passive technique for monitoring the stress field in places that currently lack local measurements.

58 GEOSCIENCES↗
DOE OSTI2021

Constraining Primordial Black Holes with Dwarf Galaxy Heating

Black holes formed in the early universe, prior to the formation of stars, can exist as dark matter and also contribute to the black hole merger events observed in gravitational waves. We set a new limit on the abundance of primordial black holes (PBHs) by considering interactions of PBHs with the interstellar medium, which result in the heating of gas. We examine generic heating mechanisms, including emission from the accretion disk, dynamical friction, and disk outflows. Using the data from the Leo T dwarf galaxy, we set a new cosmology-independent limit on the abundance of PBHs in the mass range ${ \mathcal O }(1){M}_{\odot }\mbox{-}{10}^{7}{M}_{\odot }$, relevant for the recently detected gravitational-wave signals from intermediate-mass BHs.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Constraints on the Dense Matter Equation of State and Neutron Star Properties from NICER’s Mass–Radius Estimate of PSR J0740+6620 and Multimessenger Observations

In recent years our understanding of the dense matter equation of state (EOS) of neutron stars has significantly improved by analyzing multimessenger data from radio/X-ray pulsars, gravitational wave events, and from nuclear physics constraints. Here we study the additional impact on the EOS from the jointly estimated mass and radius of PSR J0740+6620, presented in Riley et al. by analyzing a combined data set from X-ray telescopes NICER and XMM-Newton. We employ two different high-density EOS parameterizations: a piecewise-polytropic (PP) model and a model based on the speed of sound in a neutron star (CS). Here, at nuclear densities these are connected to microscopic calculations of neutron matter based on chiral effective field theory (EFT) interactions. In addition to the new NICER data for this heavy neutron star, we separately study constraints from the radio timing mass measurement of PSR J0740+6620, the gravitational wave events of binary neutron stars GW190425 and GW170817, and for the latter the associated kilonova AT2017gfo. By combining all these, and the NICER mass-radius estimate of PSR J0030+0451, we find the radius of a 1.4 M ⊙ neutron star to be constrained to the 95% credible ranges 12.33$^{+0.76}_{–0.81}$km (PP model) and 12.18$^{+0.56}_{–0.79}$km (CS model). In addition, we explore different chiral EFT calculations and show that the new NICER results provide tight constraints for the pressure of neutron star matter at around twice saturation density, which shows the power of these observations to constrain dense matter interactions at intermediate densities.

79 ASTRONOMY AND ASTROPHYSICS↗