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DOE OSTI2021

Gauging anomalous unitary operators

Boundary theories of static bulk topological phases of matter are obstructed in the sense that they cannot be realized on their own as isolated systems. The obstruction can be quantified/characterized by quantum anomalies, in particular when there is a global symmetry. Similarly, topological Floquet evolutions can realize obstructed unitary operators at their boundaries. In this paper, we discuss the characterization of such obstructions by using quantum anomalies. As a particular example, here we discuss time-reversal symmetric boundary unitary operators in one and two spatial dimensions, where the anomaly emerges as we gauge the so-called Kubo-Martin-Schwinger (KMS) symmetry. We also discuss mixed anomalies between particle number conserving U(1) symmetry and discrete symmetries, such as C and CP, for unitary operators in odd spatial dimensions that can be realized at the boundaries of topological Floquet systems in even spatial dimensions.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2023

Partial fillings of the bosonic $E$ 8 quantum Hall state

Here, we study bosonic topological phases constructed from electrons. In addition to a bulk excitation energy gap, these bosonic phases also have a fermion energy gap, below which all local excitations in the bulk and on the edge are even combinations of electrons. We focus on chiral phases, in which all low-energy edge excitations move in the same direction, that arise from the short-range entangled $E_8$ quantum Hall state, the bosonic analog of the filled lowest Landau level of electrons. The $E_8$ edge-state theory features an $E_8$ Kac-Moody symmetry that can be decomposed into ${\cal G}_A \times {\cal G}_B$ subalgebras, such as $SU(3) \times E_6$, $SO(M) \times SO(16-M)$, and $G_2 \times F_4$. (Here, $\{SO(M) \}$, $\{SU(N)\}$, and $\{E_8, G_2, F_4 \}$ denote orthogonal, unitary, and exceptional Lie algebras.) Using these symmetry decompositions, we construct exactly solvable coupled-wire model Hamiltonians for families of long-range entangled ${\cal G}_A$ or ${\cal G}_B$ bosonic fractional quantum Hall states that "partially fill" the $E_8$ state and are pairwise related by a generalized particle-hole symmetry. These long-range entangled states feature either Abelian or non-Abelian topological order. Some support the emergence of non-local Dirac and Majorana fermions, Ising anyons, metaplectic anyons, Fibonacci anyons, as well as deconfined $\mathbb{Z}_2$ gauge fluxes and charges.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2020

Squaring the fermion: The threefold way and the fate of zero modes

In this work, we investigate topological properties and classification of mean-field theories of stable bosonic systems. Of the three standard classifying symmetries, only time reversal represents a real symmetry of the many-boson system, while the other two, particle-hole and chiral, are simply constraints that manifest as symmetries of the effective single-particle problem. For gapped systems in arbitrary space dimension, we establish three fundamental no-go theorems that prove the absence of parity switches, symmetry-protected-topological quantum phases, and localized bosonic zero modes under open boundary conditions. We then introduce a squaring, kernel-preserving map connecting noninteracting Hermitian theories of fermions and stable boson systems, which serves as a playground to reveal the role of topology in bosonic phases and their localized midgap boundary modes. Finally, we determine the symmetry classes inherited from the fermionic tenfold-way classification, unveiling an elegant threefold-way topological classification of noninteracting bosons. We illustrate our main findings in one- and two-dimensional bosonic lattice and field-theory models.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2022

Topology of the $O(3)$ non-linear sigma model under the gradient flow

The $O(3)$ non-linear sigma model (NLSM) is a prototypical field theory for QCD and ferromagnetism, featuring topological qualities. Though the topological susceptibility should vanish in physical theories, lattice simulations of the NLSM find that the topological susceptibility diverges in the continuum limit. We introduce a $\theta$-term and analyze the topological charge as a function of $\theta$ under the gradient flow. Our results show that divergence persists in the presence of the flow, even at non-zero $\theta$.

Thomas, Stuart↗

DOE OSTI2022

Microscopic diagnosis of universal geometric responses in fractional quantum Hall liquids

Topological quantum liquids contain internal degrees of freedom that are coupled to geometric response. Yet, an explicit and microscopic identification of the geometric response remains difficult. Here, taking notable fractional quantum Hall (FQH) states as typical examples, we systematically investigate a promising protocol—the Dehn-twist deformation on the torus geometry—to probe the geometric response of correlated topological states and establish the relation between such response and universal properties of pertinent states. Based on analytical derivations and numerical simulations, we find that the geometry-induced Berry phase encodes features for a broad class of FQH states at the Laughlin, hierarchy, Halperin and non-Abelian Moore-Read fillings. Our findings conclusively demonstrate that the adiabatic Dehn-twist deformation can faithfully capture rich geometric and topological information, including the Hall viscosity and topological spin of the pertinent FQH state and the chiral central charge of the underlying edge conformal field theory. Our approach provides a powerful way to reveal topological orders of generic FQH states and address previously open questions.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2020

Construction of a series of new $\textit{ν}$ = 2/5 fractional quantum Hall wave functions by conformal field theory

In this paper, a series of $\textit{ν}$ = 2/5 fractional quantum Hall wave functions are constructed from conformal field theory(CFT). They share the same topological properties with states constructed by Jain's composite fermion approach. Upon exact lowest Landau level (LLL) projection, some of Jain's composite fermion states would not survive if constraints on Landau level indices given in the appendices of this paper were not satisfied. By contrast, states constructed from CFT are always in LLL. These states are characterized by different topological shifts and multibody relative angular momenta. Further, as a by-product, in the appendices we prove the necessary conditions for general $\textit{ν = p}$/(2$\textit{p}$ + 1) composite fermion states to have nonvanishing LLL projection.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2022

Nonlinear Quantum Electrodynamics in Dirac Materials

Classical electromagnetism is linear. However, fields can polarize the vacuum Dirac sea, causing quantum nonlinear electromagnetic phenomena, e.g., scattering and splitting of photons, that occur only in very strong fields found in neutron stars or heavy ion colliders. We show that strong nonlinearity arises in Dirac materials at much lower fields ~1 T, allowing us to explore the nonperturbative, extremely high field limit of quantum electrodynamics in solids. We explain recent experiments in a unified framework and predict a new class of nonlinear magnetoelectric effects, including a magnetic enhancement of dielectric constant of insulators and a strong electric modulation of magnetization. We propose experiments and discuss the applications in novel materials.

36 MATERIALS SCIENCE↗

DOE OSTI2026

Electronic correlations and topology in Kondo insulator PuB 6

Utilizing a combination of dynamical mean field theory (DMFT) and density functional theory, it has been theoretically proposed that PuB 6 is a strongly correlated topological insulator characterized by nontrivial 𝐙 2 topological invariants and metallic surface states [X. Deng et al., Phys. Rev. Lett. 111, 176404 (2013)]. Here, we demonstrate through low-temperature magnetotransport measurements and first-principles calculations that PuB 6 exhibits characteristics of a topological Kondo insulating state. These features include a transition in electrical resistivity from high-temperature, thermally activated behavior with a narrow gap at the Fermi level (Δ⁢𝜌 ∼ 20 meV) to a distinctive low-temperature plateau, as well as a surface-to-volume dependence of electrical resistivity at low temperatures. The topological nature of PuB 6 is further supported by the theoretical calculations, which show that GGA + 𝑈 is capable of capturing electronic, topological, and lattice properties of PuB 6 with much lower computational cost than DMFT.

36 - MATERIALS SCIENCE↗

DOE OSTI2022

Logarithmic corrections to the entropy of rotating black holes and black strings in AdS 5

We investigate logarithmic corrections to the entropy of supersymmetric, rotating, asymptotically AdS 5 black holes and black strings. Within the framework of the AdS/CFT correspondence, the entropy of these black objects is determined, on the field theory side, by the superconformal index and the refined topologically twisted index of $\mathcal{N}$ = 4 supersymmetric Yang-Mills theory, respectively. We read off the logarithmic correction from those field-theoretic partition functions. On the gravity side, we take the near-horizon limit and apply the Kerr/CFT correspondence whose associated charged Cardy formula describes the degeneracy of states at subleading order and determines the logarithmic correction to the entropy. We find perfect agreement between these two approaches. Our results provide a window into precision microstate counting and demonstrate the efficacy of low-energy, symmetry-based approaches such as the Kerr/CFT correspondence for asymptotically AdS black objects under certain conditions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Topological confinement in Skyrme holography

Abstract We study phase transitions in five-dimensional Einstein gravity with a negative cosmological constant, coupled to a Skyrme matter field. These transitions are topological generalizations of the Hawking–Page transition between thermal anti de Sitter (AdS) spacetime and an AdS black hole. Phases are characterized by a topological number associated with the Skyrme field configuration. Depending on that topological number and on the Skyrme coupling strength, there occur transitions between those phases at two, one, or no value(s) of the temperature. Through the holographic (AdS/CFT) correspondence, these solutions are dual to topologically non-trivial states in a conformal field theory with an SU (2)-symmetry, which support either confined or deconfined (quasi-)particles at strong coupling. We compare to similar known phase transitions, and discuss potential applications to confinement in topological phases of condensed matter and the quark–gluon plasma.

Astronomy & Astrophysics↗

DOE OSTI2021

Topological or rotational non-Abelian gauge fields from Einstein-Skyrme holography

We report analytically known states at non-zero temperature which may serve as a powerful tool to reveal common topological and thermodynamic properties of systems ranging from the QCD phase diagram to topological phase transitions in condensed matter materials. In the holographically dual gravity theory, these are analytic solutions to a five-dimensional non-linear-sigma (Skyrme) model dynamically coupled to Einstein gravity. This theory is shown to be holographically dual to $ \mathcal{N} $ = 4 Super-Yang-Mills theory coupled to an SU(2)-current. All solutions are fully backreacted asymptotically Anti-de Sitter (AdS) black branes or holes. One family of global AdS black hole solutions contains non-Abelian gauge field configurations with positive integer Chern numbers and finite energy density. Larger Chern numbers increase the Hawking-Page transition temperature. In the holographically dual field theory this indicates a significant effect on the deconfinement phase transition. Black holes with one Hawking temperature can have distinct Chern numbers, potentially enabling topological transitions. A second family of analytic solutions, rotating black branes, is also provided. These rotating solutions induce states with propagating charge density waves in the dual field theory. We compute the Hawking temperature, entropy density, angular velocity and free energy for these black holes/branes. These correspond to thermodynamic data in the dual field theory. For these states the energy-momentum tensor, (non-)conserved current, and topological charge are interpreted.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

Topological and magnetic phase transitions in the bilayer Kitaev-Ising model

We investigate the phase diagram of a bilayer Kitaev honeycomb model with Ising interlayer interactions, deriving effective models via perturbation theory and performing Majorana mean-field theory calculations. We show that a diverse array of magnetic and topological phase transitions occur, depending on the direction of the interlayer Ising interaction and the relative sign of Kitaev interactions. When two layers have the same sign of the Kitaev interaction, a first-order transition from a Kitaev spin liquid to a magnetically ordered state takes place. The magnetic order points along the Ising axis and it is (anti)ferromagnetic for (anti)ferromagnetic Kitaev interactions. However, when two layers have opposite signs of the Kitaev interaction, we observe a notable weakening of magnetic ordering tendencies and the Kitaev spin liquid survives up to a remarkably larger interlayer exchange. Our mean-field analysis suggests the emergence of an intermediate gapped ℤ 2 spin-liquid state, which eventually becomes unstable upon vison condensation. The confined phase is described by a highly frustrated 120° compass model. We furthermore use perturbation theory to study the model with the Ising axis pointing along the $\hat{z}$ axis or lying in the 𝑥⁢𝑦 plane. In both cases, our analysis reveals the formation of one-dimensional Ising chains, which remain decoupled in perturbation theory, resulting in a subextensive ground-state degeneracy. Our results highlight the interplay between topological order and magnetic ordering tendencies in bilayer quantum spin liquids.

Kitaev model↗

DOE OSTI2024

Path integral approach to quantum anomalies in interacting models

The prediction and subsequent discovery of topological semimetal phases of matter in solid state systems has instigated a surge of activity investigating the exotic properties of these unusual materials. Among these are transport signatures which can be attributed to the chiral anomaly; the breaking of classical chiral symmetry in a quantum theory. This remarkable quantum phenomenon, first discovered in the context of particle physics has now found new life in condensed-matter physics, connecting topological quantum matter and band theory with effective field theoretic models. In this paper we investigate the interplay between interactions and the chiral anomaly in field theories inspired by semimetals using Fujikawa's path integral method. Starting from models in one spatial dimension we discuss how the presence of interactions can affect the consequences of the chiral anomaly leading to renormalization of excitations and their transport properties. This is then generalized to the three-dimensional case where we show that the anomalous response of the system, namely, the chiral magnetic and quantum Hall effects, are modified by the presence of interactions. These properties are investigated further through the identification of anomalous modes which exist within interacting Weyl semimetals. These massive excitations are nonperturbative in nature and are a direct consequence of the chiral anomaly. The effects of interactions on mixed axial-gravitational anomalies are then investigated and the conditions required for interaction effects to be observed are discussed.

Anomalies↗

DOE OSTI2022

Correlating confinement to topological fluctuations near the crossover transition in QCD

We show the existence of strong (anti)correlations between the topological hot spots and the local values of the trace of the Polyakov loop in 2 + 1 flavor QCD with physical quark mass, in the vicinity of the crossover transition corresponding to the simultaneous restoration of chiral symmetry and deconfinement. Using sophisticated lattice techniques, we have carefully identified the topological hot spots using quark zero modes and measured the short-distance fluctuations of the Polyakov loop about them, showing how the latter is repelled quite strongly around the peak of the zero modes. Though we could explain some aspects of these correlations within the instanton-dyon picture, our work sets the stage for a larger goal towards a systematic study of the role of different topological species that interact with the Polyakov loop, establishing the strong connection between topology and confinement.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

NASA NTRS1987

The electrostatic effect for the collisionless tearing mode

Electron dynamics has not been self-consistently considered in collisionless tearing mode theories to date because of the mathematical complexity of the Vlasov-Maxwell equations. It has been found, using computer simulations, that electrostatic fields play an important role in the tearing mode. Vlasov theory, including the electrostatic field, is investigated for topologies with both antiparallel and nonantiparallel magnetic field lines. The electrostatic field influences the resonant current in the neutral sheet which is a non-MHD effect, and modifies the linear growth rate. At the magnetopause, where the field lines are not antiparallel, the electrostatic effect acts to raise the linear growth rate of the tearing mode. On the other hand, in the magnetotail, where magnetic field lines are antiparallel, the electrostatic effect reduces the tearing mode growth rate.

Hoshino, Masahiro↗

NASA NTRS1989

A new class of non-topological solitons

A class of non-topological solitons was constructed in renormalizable scalar field theories with nonlinear self-interactions. For large charge Q, the soliton mass increases linearly with Q, i.e., the soliton mass density is approximately independent of charge. Such objects could be naturally produced in a phase transition in the early universe or in the decay of superconducting cosmic strings.

Frieman, Joshua A.↗

DOE OSTI2025

Second harmonic generation in topological insulators under quantizing magnetic fields

We theoretically investigate the second harmonic generation (SHG) of topological insulator surface states in a perpendicular magnetic field. Our theory is based on the microscopic expression of the second-order magneto-optical conductivity developed from the density matrix formalism, taking into account hexagonal warping effects on the surface states' band structure. Using numerically exact Landau-level energies and wave functions including hexagonal warping, we calculate the spectrum of SHG conductivities under normal incidence for different values of magnetic field and chemical potential. The imaginary parts of the SHG conductivities show prominent resonant peaks corresponding to one-photon and two-photon inter-Landau-level transitions. Treating the hexagonal warping term perturbatively, these transitions are clarified analytically within a perturbation theory from which approximate selection rules for the allowable optical transitions for SHG are determined. Furthermore, our results show extremely high SHG susceptibility that is easily tunable by magnetic field and doping level for topological surface states in the far-infrared regime, exceeding that of many conventional nonlinear materials. This work highlights the key role of hexagonal warping effects in generating second-order optical responses and provides insights into the nonlinear magneto-optical properties of the topological insulators.

Landau levels↗

DOE OSTI2024

Generalized Ginsparg-Wilson relations

We give a general derivation of Ginsparg-Wilson relations for both Dirac and Majorana fermions in any dimension. These relations encode continuous and discrete chiral, parity and time-reversal anomalies and will apply to the various classes of free-fermion topological insulators and superconductors (in the framework of a relativistic quantum field theory in Euclidean spacetime). We show how to formulate the exact symmetries of the lattice action and the relevant index theorems for the anomalies. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗