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DOE OSTI2019

Concatenated analyses of phase space microbunching in high brightness electron beam transport

Microbunching instability (MBI) has been a challenging issue in high-brightness electron beam transport for modern accelerators. The existing theoretical formulation of MBI for recirculating accelerators is based on the single-pass analysis. For multi-pass recirculation or a long beam transport line, the intuitive way of quantifying MBI by successive multiplication of individual scalar amplification gains from subsections of a beamline was found to underestimate the effect. More thorough analyses based on concatenation of gain matrices, aimed to combine the density, energy, and transverse–longitudinal modulations for a general linear transport line, will be developed in this paper. Inclusion of such cross-plane microbunching structures in semi-analytical Vlasov analysis is a crucial step to systematically characterize phase space modulations for a beamline complex in terms of concatenating individual beamline segments. In this paper we outline the concept of gain matrix and develop a semi-analytical formulation to include the microbunching structures in the aforementioned phase space modulations. Moreover we investigate the phase space microbunching dynamics in an example lattice of the recirculating beamline, compare the semi-analytical calculation with particle tracking simulations, and find that the microbunching amplification calculated from multiplication of concatenated gain matrices can be considered as upper limit to the start-to-end gains.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

DOE OSTI2015

A Gaussian wave packet phase-space representation of quantum canonical statistics

We present a mapping of quantum canonical statistical averages onto a phase-space average over thawed Gaussian wave-packet (GWP) parameters, which is exact for harmonic systems at all temperatures. The mapping invokes an effective potential surface, experienced by the wave packets, and a temperature-dependent phase-space integrand, to correctly transition from the GWP average at low temperature to classical statistics at high temperature. Numerical tests on weakly and strongly anharmonic model systems demonstrate that thermal averages of the system energy and geometric properties are accurate to within 1% of the exact quantum values at all temperatures.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗

NASA NTRSDate not supplied

Reduced Dimensionality Analysis of TEMPO Ozone Profile Retrievals Using the Compact Phase Space (CPSR) Algorithm

TEMPO ozone (O 3 ) profile retrievals are expected to have fidelity in the troposphere due the sensitivities of the associated averaging kernels. However, those averaging kernels are severely rank deficiency meaning that a visual inspection of the vertical structure of the averaging kernel profile sensitivities is misleading due linear dependencies in the profile. The Compact Phase Space Retrieval (CPSR) algorithm use singular value decompositions of the averaging kernels and the ‘compressed’ retrieval solution error covariance to project the transformed averaging kernels into a space that removes the linear dependencies and accounts for the solution error uncertainties. In this oral presentation and poster, we apply the CPSR dimensional reduction analysis to TEMPO and TROPOMI O 3 profile retrievals for 13:45 UTC March 29, 2024 to study the phase space characteristics of the transformed averaging kernels as a function of latitude for North America. Our results show that TEMPO generally has more phase space vertical structure in the troposphere than TROPOMI. TEMPO has four to five dominant modes, and TROPOMI has five to six dominant modes. That means that dimensional reduction can reduce the TEMPO resource requirements by ~77% and the TROPOMI requirements by ~81%. Finally, we found that after removing linear dependences and after accounting for solution uncertainties TEMPO still has sensitivities throughout the troposphere.

TEMPO↗

DOE OSTI2024

Intermittency, bursty turbulence, and ion and electron phase-space holes formation in collisionless current-carrying plasmas

In the previous studies of nonlinear saturation of the Buneman instability caused by high electron drift velocity relative to ions, the phase-space holes and the plateau on the electron velocity distribution function were identified as features of the saturation stage of instability [notably in the paper by Omura et al., J. Geophys. Res. 108, 1197 (2003)]. We have performed a much longer simulation of the Buneman instability and observed a secondary instability. This secondary instability generates fast electron-acoustic waves. By analyzing the phase-space plot of ions and electrons, we show that the fast electron heating and the formation of the plateau of electron velocity distribution function are not due to the quasi-linear diffusion but due to the nonlinear interaction of ion- and electron-acoustic solitary waves (phase-space holes) by exchange of trapped electrons in each wave. We also report the details on the intermittent and bursty nature of turbulence driven by this instability.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2024

Upper and lower bounds on phase-space rearrangements

Broad classes of plasma phenomena can be understood in terms of phase-space rearrangements. For example, the net effect of a wave–particle interaction may consist of moving populations of particles from one region of phase space to another. Different phenomena drive rearrangements that obey different rules. When those rules can be specified, it is possible to calculate bounds that limit the possible effects the rearrangement could have (such as limits on how much energy can be extracted from the particles). This leads to two problems. The first is to understand the mapping between the allowed class of rearrangements and the possible outcomes that these rearrangements can have on the overall distribution. The second is to understand which rules are appropriate for which physical systems. There has been recent progress on both fronts, but a variety of interesting questions remain unanswered.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

NASA NTRS1983

Voyager observations of Saturnian ion and electron phase space densities

Voyager 1 and 2 low-energy charged particle (LECP) observations of 30-keV to 2-MeV electron and ion energy spectra and angular distributions have been used to calculate phase space densities at constant first and second adiabatic invariants in the Saturnian magnetosphere. The results are generally consistent with inward radial diffusion from an external source. The data obtained also indicate a source of ions located within the orbital distance of Enceladus capable of producing 10- to 40-MeV/Gauss ions as well as a source of electrons at about 3.5 Saturn radii which produces particles at 100 to 200 MeV/Gauss. Higher magnetic moment (200-400 MeV/Gauss) ions extend from the sunward boundary between a plasma mantle and the region of durable trapping at the Saturn radius; the behavior of the phase space density suggests inward diffusion of these particles from a source at the boundary. The identification of sources of low (10 to 200 MeV/Gauss) magnetic moment particles deep in the Saturnian magnetosphere is a new result of this work. Several analyses of the observed phase space densities in terms of time-independent radial diffusion are presented.

Armstrong, T. P.↗

DOE OSTI2019

Longitudinal-Phase-Space Manipulation for Efficient Beam-Driven Structure Wakefield Acceleration

Collinear beam-driven structure wakefield acceleration (SWFA) is an advanced acceleration technique that could support the compact generation of high-energy beams for future multi-user x-ray free-electron-laser facilities*. Producing an ideal shaped drive beam through phase space manipulation is crucial for an efficient SWFA. Controlling the final longitudinal-phase space of the drive beam necessitate staged beam manipulations during acceleration. This paper describes the preliminary design of an accelerator beamline capable of producing drive beam with tailored current distribution and longitudinal-phase-space correlation. The proposed design is based on simple analytical models combined in a 1-D longitudinal beam-dynamics simulation tracking program supporting forward and backward (time reversal) tracking.

43 PARTICLE ACCELERATORS↗

DOE OSTI2025

Tomography of longitudinal phase space linearization for the generation of attosecond electron bunches

The generation of electron bunches on the attosecond timescale is important for a multitude of accelerator-based applications. Here, we report on a tomographic measurement of the (pre)linearized longitudinal phase space of a low charge 3 MeV electron bunch generated with the 1.6 cell Pegasus photoinjector for the generation of attosecond bunches. The nonlinear correlations in the longitudinal phase space induced by space charge at the photocathode, radiofrequency field curvature of the gun, and vacuum dispersion are compensated using a compact X-band linearizer. Then, the initial and compensated phase of the picosecond electron bunch is precisely reconstructed by neural network assisted tomographic reconstruction from momentum spectra at varying buncher linac phase. Finally, we combine the measured phase space shape with particle tracking simulations to show that electron bunches as short as 941 as develop downstream the beamline.

Beam control↗

DOE OSTI2019

LONGITUDINAL-PHASE-SPACE MANIPULATION FOR EFFICIENT BEAM-DRIVEN STRUCTURE WAKEFIELD ACCELERATION&lowast;

Collinear beam-driven structure wakefield acceleration (SWFA) is an advanced acceleration technique that could support the compact generation of high-energy beams for future multi-user x-ray free-electron-laser facilities [1]. Producing an ideal shaped drive beam through phase space manipulation is crucial for an efficient SWFA. Controlling the final longitudinal-phase space of the drive beam necessitate staged beam manipulations during acceleration. This paper describes the preliminary design of an accelerator beamline capable of producing drive beam with tailored current distribution and longitudinal-phase-space correlation. The proposed design is based on simple analytical models combined in a 1-D longitudinal beam-dynamics simulation tracking program supporting forward and backward (time reversal) tracking.

wakefield↗

DOE OSTI2018

First Six Dimensional Phase Space Measurement of an Accelerator Beam

This Letter presents the first complete six dimensional phase space measurement of a beam in an accelerator. The measurement was made on the Spallation Neutron Source Beam Test Facility. The data reveal previously unknown correlations in the six dimensional phase space distribution that are not visible in lower dimensionality measurements. Furthermore, the correlations are shown to be intensity dependent.

43 PARTICLE ACCELERATORS↗

DOE OSTI2016

Phase space effects on fast ion distribution function modeling in tokamaks

Integrated simulations of tokamak discharges typically rely on classical physics to model energetic particle (EP) dynamics. However, there are numerous cases in which energetic particles can suffer additional transport that is not classical in nature. Examples include transport by applied 3D magnetic perturbations and, more notably, by plasma instabilities. Focusing on the effects of instabilities, ad-hoc models can empirically reproduce increased transport, but the choice of transport coefficients is usually somehow arbitrary. New approaches based on physics-based reduced models are being developed to address those issues in a simplified way, while retaining a more correct treatment of resonant wave-particle interactions. The kick model implemented in the tokamak transport code TRANSP is an example of such reduced models. It includes modifications of the EP distribution by instabilities in real and velocity space, retaining correlations between transport in energy and space typical of resonant EP transport. The relevance of EP phase space modifications by instabilities is first discussed in terms of predicted fast ion distribution. Results are compared with those from a simple, ad-hoc diffusive model. It is then shown that the phase-space resolved model can also provide additional insight into important issues such as internal consistency of the simulations and mode stability through the analysis of the power exchanged between energetic particles and the instabilities.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2024

Efficient six-dimensional phase space reconstructions from experimental measurements using generative machine learning

Next-generation accelerator concepts, which hinge on the precise shaping of beam distributions, demand equally precise diagnostic methods capable of reconstructing beam distributions within six-dimensional position-momentum spaces. However, the characterization of intricate features within six-dimensional beam distributions using current diagnostic techniques necessitates a substantial number of measurements, using many hours of valuable beam time. Novel phase space reconstruction techniques are needed to reduce the number of measurements required to reconstruct detailed, high-dimensional beam features in order to resolve complex beam phenomena and as a feedback in precision beam shaping applications. In this study, we present a novel approach to reconstructing detailed six-dimensional phase space distributions from experimental measurements using generative machine learning and differentiable beam dynamics simulations. We demonstrate that this approach can be used to resolve six-dimensional phase space distributions from scratch, using basic beam manipulations and as few as 20 two-dimensional measurements of the beam profile. We also demonstrate an application of the reconstruction method in an experimental setting at the Argonne Wakefield Accelerator, where it is able to reconstruct the beam distribution and accurately predict previously unseen measurements 75× faster than previous methods.

43 PARTICLE ACCELERATORS↗

DOE OSTI2025

Latent diffusion can map beam loss to two-dimensional phase-space projections

Beam loss monitors (BLMs) and beam current monitors (BCMs) are ubiquitous at particle accelerators around the world. These simple devices provide noninvasive high-level beam measurements but give no insight into the detailed 6D (𝑥,𝑦,𝑧,𝑝 𝑥 ,𝑝 𝑦 ,𝑝 𝑧 ) beam phase-space distributions or dynamics. We show that generative conditional latent diffusion models can learn intricate patterns to solve the extreme inverse problem of mapping waveforms of tens of BLMs or BCMs along an accelerator to detailed 2D projections of a charged particle beam’s 6D phase-space density. This transformational method can be used at any particle accelerator to transform simple noninvasive devices into detailed beam phase-space diagnostics. We demonstrate this concept via multiparticle simulations of the high-intensity beam in the kilometer-long Los Alamos Neutron Science Center linear proton accelerator.

43 PARTICLE ACCELERATORS↗

DOE OSTI2017

The phase-space structure of nearby dark matter as constrained by the SDSS

Previous studies using numerical simulations have demonstrated that the shape of the cosmic web can be described by studying the Lagrangian displacement field. We extend these analyses, showing that it is now possible to perform a Lagrangian description of cosmic structure in the nearby Universe based on large-scale structure observations. Building upon recent Bayesian large-scale inference of initial conditions, we present a cosmographic analysis of the dark matter distribution and its evolution, referred to as the dark matter phase-space sheet, in the nearby universe as probed by the Sloan Digital Sky Survey main galaxy sample. We consider its stretchings and foldings using a tetrahedral tessellation of the Lagrangian lattice. The method provides extremely accurate estimates of nearby density and velocity fields, even in regions of low galaxy density. It also measures the number of matter streams, and the deformation and parity reversals of fluid elements, which were previously thought inaccessible using observations. We illustrate the approach by showing the phase-space structure of known objects of the nearby Universe such as the Sloan Great Wall, the Coma cluster and the Boötes void. We dissect cosmic structures into four distinct components (voids, sheets, filaments, and clusters), using the Lagrangian classifiers DIVA, ORIGAMI, and a new scheme which we introduce and call LICH. Because these classifiers use information other than the sheer local density, identified structures explicitly carry physical information about their formation history. Accessing the phase-space structure of dark matter in galaxy surveys opens the way for new confrontations of observational data and theoretical models. We have made our data products publicly available.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2020

Wilson Prize article: Transverse phase-space manipulations in electron accelerators

I am honored and grateful that my contributions to phase-space manipulations in general, and emittance compensation specifically, have been recognized by the Wilson Prize. The purpose of this article is to bring together what I believe to be the most important elements of the broad topic of transverse phase-space manipulations, focusing on the underlying beam physics which enable these types of schemes. We see that emittance compensation can be categorized as an example of the larger class of nonsymplectic manipulations. While the discussion is specifically focused on electron beams, much of the physics can also pertain to ion beams.

43 PARTICLE ACCELERATORS↗

NASA NTRS1975

Differential spectra and phase space densities of trapped electrons at Jupiter

Using Pioneer 10 data, differential spectra and phase-space densities have been constructed for trapped electrons at Jupiter. These quantities should assist in calculating synchrotron radiation from these particles and in evaluating the diffusion mechanisms that accelerate the particles. Absorption by the moons Io and Europa is evident, and injection by Io is demonstrated by a density peak in phase space, which demands a local source. There is also a rapid decrease in density between the moons, which could call for either a local loss mechanism or nonlocal losses fed by diffusion.

Mcilwain, C. E.↗

NASA NTRS1987

Ion phase-space vortices and their relation to small amplitude double layers

The properties of ion phase-space vortices are reviewed with particular attention to their role in the formation of small amplitude double layers in current-carrying plasmas. In a one-dimensional analysis, many such double layers simply add up to produce a large voltage drop. A laboratory experiment is carried out in order to investigate the properties of ion phase-space vortices in three dimensions. Their lifetime is significantly reduced as compared with similar results from one-dimensional numerical simulations of the problem.

Pecseli, Hans L.↗

DOE OSTI2018

On the structure of the drifton phase space and its relation to the Rayleigh–Kuo criterion of the zonal-flow stability

The phase space of driftons (drift-wave quanta) is studied within the generalized Hasegawa–Mima collisionless-plasma model in the presence of zonal flows. This phase space is made intricate by the corrections to the drifton ray equations that were recently proposed by Parker [J. Plasma Phys. 82, 595820602 (2016)] and Ruiz et al. [Phys. Plasmas 23, 122304 (2016)]. Contrary to the traditional geometrical-optics (GO) model of the drifton dynamics, it is found that driftons can not only be trapped or passing but also accumulate spatially while experiencing indefinite growth of their momenta. In particular, it is found that the Rayleigh–Kuo threshold known from geophysics corresponds to the regime when such “runaway” trajectories are the only ones possible. On one hand, this analysis helps to visualize the development of the zonostrophic instability, particularly its nonlinear stage, which is studied here both analytically and through wave-kinetic simulations. On the other hand, the GO theory predicts that zonal flows above the Rayleigh–Kuo threshold can only grow; hence, the deterioration of intense zonal flows cannot be captured within a GO model. In particular, this means that the so-called tertiary instability of intense zonal flows cannot be adequately described within the quasilinear wave kinetic equation, contrary to some previous studies.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗