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NASA NTRS1981

Simultaneous observations of energetic protons close to the bow shock and far upstream

Four upstream energetic proton events (30 keV-75 keV), which were simultaneously observed by the ISEE-1 and ISEE-3 satellites, are investigated. A comparison was made between the absolute flux values about 200 earth radii from the bow shock and the flux values several earth radii in front of the bow shock at two different energies. Close to the bow shock the particle distribution is more or less isotropic and indicates relatively strong scattering of these particles in the upstream wave field. At ISEE-3 between 100 and 200 earth radii upstream from the earth's bow shock, the particles move essentially scatter-free from the general bow shock direction. The proton differential intensity at ISEE-3 is a factor of about 4-15 less than at ISEE-1 at 30 keV. The spectra at ISEE-1 are steeper than the spectra at ISEE-3. Flux ratios and spectra are discussed in terms of a first order Fermi acceleration model with a diffusion coefficient increasing approximately linearly with energy and a free escape boundary at some distance upstream.

Scholer, M.↗
NASA NTRS1981

Temporal development of composition, spectra, and anisotropies during upstream particle events

An analysis is conducted of the temporal development of particle intensity, composition, and anisotropies during diffuse particle events. The observations were made with an ultra-low energy charge analyzer (ULECA) sensor. ULECA basically consists of an electrostatic deflection system and an array of solid state detectors. The simultaneous measurement of energy per charge and total energy makes it possible to determine the charge state of a particle. Spectra are derived by an iterative technique involving the numerical integration of particle spectra with the energy response functions of the individual detectors. The presented data are explained in terms of temporal and spatial structures in the upstream region. The temporal structures during the event onset are consistent with a time-dependent first-order Fermi acceleration model, as discussed by Scholer et al. (1980).

Ipavich, F. M.↗
NASA NTRS1981

Spectral and compositional variations of low energy ions during an energetic storm particle event

Attention is given to variations in the intensity, energy spectra, and composition of low-energy protons, helium, and heavy ions (C, O, and Fe) in the energy range 0.3-20 MeV per nucleon during an energetic storm particle event on September 28-29, 1978. The intensities of low enery (less than or equal to 0.6 MeV per nucleon) particles are found to increase exponentially with time before the arrival of the moving interplanetary shock front. The increase is largest for the particles of lowest energy. The spectral steepening, expressed in terms of differences in the spectral index, increases for particles of increasing mass per charge ratio from a difference of approximately 1 for protons to approximately 3 for iron. As a consequence, the He/O and C/O ratios at equal energy per nucleon are constant, whereas the He/p, Fe/He, and Fe/O ratios decrease by as much as one order of magnitude before passage of the shock. The observations are analyzed in terms of a first-order Fermi acceleration model with a rigidity dependent interplanetary mean free path.

Klecker, B.↗
NASA NTRS1981

A comparison of helium and heavy ion spectra in He/3/ rich solar flares with a model calculation

He isotopes, O and Fe in He(3) rich solar flares are studied during the 1977 to 1979 period with the MPI/UoMd particle experiment on ISEE-1 and ISEE-3. The study revealed that the He(3) spectrum is generally harder than that of He(4), and the O spectrum is harder than that of Fe. The spectra are compared with a stationary model based on stochastic Fermi acceleration in Alfven turbulence including a rigidity dependent particle loss. Model calculations fit the He(3) and He(4) spectra between 0.4 and 4.0 MeV/nucleon, with discrepancies at lower and higher energies, and the O and Fe spectra cannot be fitted simultaneously.

Mobius, E.↗
NASA NTRS1981

Formation of auroral arcs by plasma sheet processes

It is noted that, in the distant plasma sheet, it is likely that curvature drift is the most important source of drift parallel to the electric field, leading to what is commonly called Fermi acceleration of the particles. The energization mechanism here is proportional to the neutral sheet current density. It is a form of field-aligned acceleration, with rapid lowering of mirror points, caused by the transverse electric field in the plasma sheet. It is noted that the process will work for both negative and positive particles. A filamentation of the neutral current sheet is postulated. Here, the maximum energization by curvature drift and the accompanying intense precipitation will form an auroral band or arc along the sheet of magnetic field lines that maps out to the local enhancement of the crosstail current, explaining inverted V events.

Heikkila, W. J.↗
NASA NTRS1982

Ionic charge state distribution of helium, carbon, oxygen, and iron in an energetic storm particle enhancement

An analysis is presented of the ionic charge state distribution of He, C, O and Fe in the energetic storm particle event of September 28-29, 1978. Data were obtained with the ULEZEQ electrostatic analyzer-proportional counter on board the ISEE 3 spacecraft. The He(+)/He(++) ratio between 0.4 and 1 MeV/n is shown to be significantly lower during the energetic storm particle event than during the preceding period of solar flare particle enhancement, with a temporal evolution similar to that of the Fe/He ratio as reported by Klecker et al. (1981). Increases in the mean charge state for oxygen by about 3% and for iron by about 16% are also noted. The temporal variations in charge states are accounted for in terms of first-order Fermi acceleration of the pre-existing solar flare particles by a propagating interplanetary shock wave.

Hovestadt, D.↗
NASA NTRS1983

Active galaxies and the diffuse gamma-ray background

Active galaxies are shown to account for the observed gamma ray background radiation if a steepening of the spectra above about 100 keV is present. An analytical model is discussed in which protons undergo Fermi acceleration at a shock in a spherical accretion flow onto a massive black hole. Relativistic protons with power law spectra, nuclear interactions producing gamma rays from neutal pion decay and electrons from pion-mu meson-electron decay, with a power law spectrum above several hundred MeV, synchrotron and inverse Compton losses steepening the electron spectrum, a photon spectrum close to the pion gamma spectrum and a high-energy gamma ray spectrum steepened by photon-photon pair production interactions with X rays are covered in the model. Comparisons are made with HEAO 2 data on active galaxies, which have estimated luminosities and radii consistent with the compactness necessary for producing the steepening predicted by the model. The active galaxies spectra would be described by a spherical accretion-shock model.

Kazanas, D.↗
NASA NTRS1984

Correlation between the He/H ratios in upstream particle events and in the solar wind

The ratio of helium to proton differential intensities at a fixed energy per charge in the diffuse ion population during long-lived upstream particle events is compared with the simultaneously measured solar wind He/H ratio. It is found that the He/H intensity ratio at about 30 keV in upstream events is highly correlated with and on the average directly proportional to the He/H ratio in the solar wind, and larger than the He/H ratio in the solar wind by an average factor of 1.6. It is concluded that the solar wind is the parent population for the diffuse ions. The He abundance in the diffuse component is on average observed to be larger than in the solar wind. The observations are consistent with the predictions of Fermi acceleration models for a seed particle population drawn from the solar wind with little compositional bias and moderately enhanced in He during the acceleration process.

Ipavich, F. M.↗
NASA NTRS1985

Cosmic-ray transport in the galactic magnetosphere

It is advantageous to regard cosmic rays as the constitutent particles of the Galactic radiation belts and cosmic ray energization as a consequence of inward radial diffusion in the quasi-dipolar Galactic magnetosphere. This process occurs in addition to Fermi acceleration. The purpose of this work is to explore a magnetospheric explanation for the elevation of Galactic charged particles to cosmic ray energies. The magnetosphere that is of interest in this context is not a planetary magnetosphere but a galactic magnetosphere entirely analogous to those inferred from radio observations of distant galaxies. It is the magnetosphere of the Milky Way. Cosmic rays are (by this interpretation) the charged particles that constitute the radiation belts of the Galactic magnetosphere. Thus, the mechanism by which charged particles attain cosmic-ray energies is presumable the mechanism by which radiation-belt particles attain high energies in more familiar magnetosphere, i.e., the radial diffusion associated with magnetic disturbances that contain spectral power resonant with the azimuthal drift of the particles.

Schulz, M.↗
NASA NTRS1983

How do cosmic rays change their energy in the solar wind?

The diffusion-convection (modulation) equation is derived directly from the Boltzmann equation on the basis of a minimum number of assumptions concerning the scattering process, among which are: (1) that the scattered particles undergo no energy change, and (2) that isotropy is an equilibrium state. It is noted that, in the event that the background plasma contains a magnetic field and the flow speeds of the plasma and scattering centers are different, additional terms arise that will modify the equations. If, moreover, the scatterers have individual motions relative to their average flow, the second-order Fermi acceleration term will appear.

Jones, F. C.↗
NASA NTRS1985

Electromagnetic electron beam instabilities - Hot, isotropic beams

This paper considers the linear theory of electromagnetic instabilities driven by an electron beam in a homogeneous, nonrelativistic, Vlasov plasma. The beam is relatively hot, isotropic in its own frame, and streams parallel or antiparallel to a magnetic field B. Numerical solutions of the full dispersion equation for propagation parallel or antiparallel to B are presented, and the linear properties of the whistler heat flux and electron beam firehose instabilities are exhibited and compared. Under a broad range of parmameters the former mode has the lower beam speed threshold, and the larger maximum growth rate. In addition, it is demonstrated that, for a sufficiently large relative beam density, relative beam temperature, and plasma beta the whistler heat flux instability has a much lower beam speed threshold than the electrostatic electron beam instability. The application of these instabilities to first-order Fermi acceleration of electrons at space plasma shocks is discussed.

Gary, S. P.↗
NASA NTRS1986

Magnetospheric origin of energetic (at least 50 keV) ions upstream of the bow shock - The October 31, 1977, event

Energetic particle data gathered by the ISEE-1 and IMP-7 and -8 spacecraft on Oct. 31, 1977 while travelling inside the plasma sheet upstream of the earth's bow shock are analyzed for an indication of the source of the 30 keV-1 MeV particles observed. The IMP spacecraft also travelled through the magnetosphere and the dawn bow shock during the measurement data. The data included records of magnetospheric bursts of energetic protons, which had intensities about 2-8 times higher inside the plasma sheet than did the proton intensities. The magnetospheric bursts began about 40 min before the ISEE recorded an upstream ion event and 2 hr before its cutoff. Other data indicated that the appearance of upstream ions was controlled by the interplanetary magnetic field. The ions arose in the plasma sheet of the magnetosphere and in 'leaking' upstream experienced a separation of ions from electrons, a condition caused by the interplanetary magnetic field. A phenomenological model is developed for the process of injection of energetic particles upstream of the bow shock in a manner that is not commensurate with Fermi acceleration.

Anagnostopoulos, G. C.↗
NASA NTRS1986

Steepened magnetosonic waves in the high beta plasma surrounding Comet Giacobini-Zinner

Studies of intense hydromagnetic waves at Giacobini-Zinner are extended to investigate the mode and direction of wave propagation. Simultaneous high-resolution measurements of electron density fluctuations demonstrate that long period waves propagate in the magnetosonic mode. Principal axis analyses of the long period waves and accompanying partial rotations show that the sum of the wave phase rotations is 360 deg, indicating that both are parts of the same wave oscillation. The time sequence of the steepened waveforms observed by ICE shows that the waves must propagate towards the Sun with Cph less than Vsw. Observations are consistent with wave generation by resonant ion ring or ion beam instability which predicts right-hand polarized waves propagating in the ion beam (solar) direction. The large amplitudes and small scale sizes of the cometary waves suggest that rapid pitch-angle scattering and energy transfer with energetic ions should occur. Since the waves are highly compressive, first-order Fermi acceleration is forecast.

Tsurutani, B. T.↗
NASA NTRS1986

Active extragalactic sources - Nearly simultaneous observations from 20 centimeters to 1400 A

IRAS, IUE, and ground-based optical, NIR, mm and submm, and radio observations obtained mainly on Apr. 9-23, 1983, are reported for 19 active extragalactic sources and eight control sources. The overall spectra of the compact active sources are shown to be well represented by continuous-curvature functions such as parabolas. The spectra are found to be consistent with models involving continuous particle injection (with synchrotron losses) or first-order Fermi acceleration (with escape and synchrotron losses), but not with models using relativistic Maxwellian electron distributions.

Landau, R.↗
NASA NTRS1986

Energetic proton and helium fluxes associated with interplanetary shocks and their relation to the solar wind composition

The He/H ratios in particle events associated with interplanetary travelling shocks are investigated. It is found that immediately after the arrival of the shock, the about 40 keV/nucl He/H flux ratio of energetic particles of equal velocity or equal energy per charge is correlated with the He/H density ratio in the solar wind. The ambient proton flux from the parent solar particle event appears to have a significant effect on the spectral shape of the shock-associated particle spectrum above 200 keV. These observations are consistent with a first-order Fermi acceleration of these particles in which the shock-heated solar wind is the principal contributor to the shock-associated particle population.

Tan, L. C.↗
NASA NTRS1987

The electromagnetic ion cyclotron beam anisotropy instability

Electromagnetic instabilities driven by an anisotropic, relatively cool ion beam are studied for the case in which both the beam and the instabilities propagate parallel or antiparallel to a uniform magnetic field. At modest beam-core relative drift speeds, sufficiently large perpendicular-to-parallel beam temperature ratios and sufficiently large plasma beta, the mode of fastest growth rate is the ion cyclotron beam anisotropy instability. Because the right-hand polarized waves observed upstream of slow shocks in the earth's magnetotail can lead to the appropriate beam anisotropy, the ion cyclotron instability may be present and account for the left-hand polarized magnetic waves observed there. Also, because of its relatively low phase speed, the ion cyclotron beam anisotropy instability may provide the scattering necessary for ion Fermi acceleration at slow shocks of sufficiently high plasma beta.

Peter Gary, S.↗
NASA NTRS1988

Cosmic-ray hydrodynamics at relativistic shocks

A test particle description of first-order Fermi acceleration of cosmic rays at plane-parallel relativistic shocks is presented in which the pitch angle distribution is obtained explicitly and used to determine the pressure anisotropy or variable Eddington factor as a function of position. The Eddington factor is in turn used to find the hydrodynamical cosmic-ray sound speed, taking the anisotropy into account. For upstream flows speeds above c/sq rt 3, it is shown that the cosmic-ray sound speed exceeds the shock speed in a region just upstream of the shock and decreases montonically with distance further upstream, reaching the value c/sq rt 3 far from the shock. Thus, the shock succeeds in maintaining an anisotropy in the cosmic-ray distribution which is sufficient to keep the flow subsonic with respect to the cosmic-ray sound speed both downstream and in a finite region upstream. The astrophysical implications of these findings are discussed.

Kirk, J. G.↗
NASA NTRS1988

The magnetosphere as a sufficient source for upstream ions on November 1, 1984

The source of energetic particles in two upstream events which occurred during the great magnetospheric compression of November 1, 1984 were investigated. Ten tests, which could distinguish between the Fermi and the leakage sources for upstream diffuse ion events, were applied to simultaneous magnetospheric, magnetosheath, and upstream energetic particle observations obtained during the November-1 upstream events by several spacecraft. Results showed that magnetospheric leakage satisfactorily explains these observations, while in situ Fermi acceleration does not. It is concluded that, during these two events, magnetospheric leakage was a sufficient source for upstream particles.

Sibeck, D. G.↗