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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 1,045 records · Page 58
All sourcesNASA NTRSDOE OSTI
DOE OSTI2021

Core–Multishell-Structured Digital-Gradient Cathode Materials with Enhanced Mechanical and Electrochemical Durability

Ni-rich cathode materials provide high energy density, but their structural and surface instability limits their cyclability and thermal stability. As one of the approaches to mitigate this problem, cathode materials comprising Ni-rich high-capacity core wrapped in Mn-rich multiple shells are produced successfully. In contrast to the conventional batch-type process for concentration-gradient materials, a digital-gradient cascade coprecipitation process described here achieves the improvements in productivity and quality consistency needed to move toward large-scale manufacturing. The core-multishell cathode materials produced in this manner not only have longer cycle life and improved rate performance compared to homogeneous Ni-rich cathode materials having the same overall composition, but also show remarkably enhanced thermal stability and low impedance growth characteristics. In a novel attempt to determine the correlation between the mechanical properties of the core-multishell cathode particles and their electrochemical cyclabilities, their breaking force and elasticity were successfully measured using a statistical approach, which indicates that a cathode particle with stable surface composition as well as high breaking force has improved capacity retention and durability. These results guide the realization of long life and high thermal stability in Ni-rich cathode materials through heterogeneous particle engineering.

25 ENERGY STORAGE↗
DOE OSTI2023

Targeted mutagenesis with sequence–specific nucleases for accelerated improvement of polyploid crops: Progress, challenges, and prospects

Many of the world's most important crops are polyploid. The presence of more than two sets of chromosomes within their nuclei and frequently aberrant reproductive biology in polyploids present obstacles to conventional breeding. The presence of a larger number of homoeologous copies of each gene makes random mutation breeding a daunting task for polyploids. Genome editing has revolutionized improvement of polyploid crops as multiple gene copies and/or alleles can be edited simultaneously while preserving the key attributes of elite cultivars. Most genome–editing platforms employ sequence–specific nucleases (SSNs) to generate DNA double–stranded breaks at their target gene. Such DNA breaks are typically repaired via the error–prone nonhomologous end–joining process, which often leads to frame shift mutations, causing loss of gene function. Genome editing has enhanced the disease resistance, yield components, and end–use quality of polyploid crops. However, identification of candidate targets, genotyping, and requirement of high mutagenesis efficiency remain bottlenecks for targeted mutagenesis in polyploids. In this review, we will survey the tremendous progress of SSN–mediated targeted mutagenesis in polyploid crop improvement, discuss its challenges, and identify optimizations needed to sustain further progress.

60 APPLIED LIFE SCIENCES↗
DOE OSTI2021

Solving the 2D SUSY Gross-Neveu-Yukawa model with conformal truncation

We use Lightcone Conformal Truncation to analyze the RG flow of the two-dimensional supersymmetric Gross-Neveu-Yukawa theory, i.e. the theory of a real scalar superfield with a $\mathbb{Z}$ 2 -symmetric cubic superpotential, aka the 2d Wess-Zumino model. The theory depends on a single dimensionless coupling $\overline{g}$, and is expected to have a critical point at a tuned value ${\overline{g}}_{\ast }$ where it flows in the IR to the Tricritical Ising Model (TIM); the theory spontaneously breaks the $\mathbb{Z}$ 2 symmetry on one side of this phase transition, and breaks SUSY on the other side. We calculate the spectrum of energies as a function of $\overline{g}$ and see the gap close as the critical point is approached, and numerically read off the critical exponent ν in TIM. Beyond the critical point, the gap remains nearly zero, in agreement with the expectation of a massless Goldstino. We also study spectral functions of local operators on both sides of the phase transition and compare to analytic predictions where possible. In particular, we use the Zamolodchikov C -function to map the entire phase diagram of the theory. Crucial to this analysis is the fact that our truncation is able to preserve supersymmetry sufficiently to avoid any additional fine tuning.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Entanglement island, miracle operators and the firewall

In this paper, we obtain some general results on information retrieval from the black hole interior, based on the recent progress on quantum extremal surface formula and entanglement island. We study an AdS black hole coupled to a bath with generic dynamics, and ask whether it is possible to retrieve information about a small perturbation in the interior from the bath system. We show that the one-norm distance between two reduced states in a bath region A is equal to the same quantity in the bulk quantum field theory for region AI where I is the entanglement island of A. This is a straightforward generalization of bulk-boundary correspondence in AdS/CFT. However, we show that a contradiction arises if we apply this result to a special situation when the bath dynamics includes a unitary operation that carries a particular measurement to a region A and send the result to another region W. Physically, the contradiction arises between transferability of classical information during the measurement, and non-transferability of quantum information which determines the entanglement island. We propose that the resolution of the contradiction is to realize that the state reconstruction formula does not apply to the special situation involving interior-information-retrieving measurements. This implies that the assumption of smooth replica AdS geometry with boundary condition set by the flat space bath has to break down when the particular measurement operator is applied to the bath. Using replica trick, we introduce an explicitly construction of such operator, which we name as “miracle operators”. From this construction we see that the smooth replica geometry assumption breaks down because we have to introduce extra replica wormholes connecting with the “simulated blackholes” introduced by the miracle operator. We study the implication of miracle operators in understanding the firewall paradox.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Four-fermion deformations of the massless Schwinger model and confinement

We consider the massless charge-N Schwinger model and its deformation with two four-fermion operators. Without the deformations, this model exhibits chiral symmetry breaking without confinement. It is usually asserted that the massless Schwinger model is always deconfined and a string tension emerges only when a mass for the fermion field is turned on. We show that in the presence of these four-fermion operators, the massless theory can in fact confine. One of the four-fermion deformations is chirally neutral, and is a marginal deformation. The other operator can be relevant or irrelevant, and respects a Z 2 subgroup of chiral symmetry for even N, hence forbidding a mass term. When it is relevant, even the exactly massless theory exhibits both confinement and spontaneous chiral symmetry breaking. The construction is analogous to QCD(adj) in 2d. While the theory without four-fermion deformations is deconfined, the theory with these deformations is generically in a confining phase. We study the model on R 2 using bosonization, and also analyze the mechanism of confinement on R × S 1 , where we find that confinement is driven by fractional instantons.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Local SU(2) × U(1) quark flavor symmetry in the RS bulk

We propose a model of quark flavor based on an additional SU(2) × U(1) local symmetry in a warped extra dimensional bulk. In contrast to other works, we break the additional gauge symmetry in the bulk via two complex scalars which acquire bulk vevs, rather than relying on brane-localized symmetry breaking. A gauge-covariant Kaluza-Klein decomposition of a theory with a bulk spontaneously broken gauge symmetry is performed, and exact expressions for the bulk profiles of all physical particles in such systems are given. The SM quark masses and mixings are then recreated using gauge-covariant bulk quark mass terms and Yukawa-like couplings to the new bulk scalars. A numerical sampling of points in the model parameter space that recreate the quark masses and mixings is performed at a KK scale of M KK = 5 TeV. We then compute the ΔF = 2 4-quark operators arising from our new flavor gauge bosons and scalars, and those arising from Kaluza-Klein modes of SM gauge bosons. By decoupling one of our bulk scalar fields to all quark fields except the right-handed up-like sector, we find that it is possible to greatly suppress tree-level contributions to the highly constrained Kaon mixing parameters. Instead, the dominant constraints on the model emerge from neutral Bd and D meson mixing. These constraints are explored with our numerical sampling of the model parameter space, and the specific contribution of the new flavor gauge bosons and scalars is discussed. We find that for a significant range of realistic flavor gauge couplings, the new gauge bosons compete with the normally dominant gluon flavor-changing currents, but flavor-changing operators emerging from the bulk scalar fields are highly suppressed. Finally, we briefly comment on flavor constraints that are independent of the flavor gauge sector arising from the Z$\overline{b}$ L b L coupling and rare top decays.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Vector boson dark matter from trinification

We show how trinification models based on the gauge group SU(3) C x SU(3) L x SU(3) R realized near the TeV scale can provide naturally a variety of dark matter (DM) candidates. These models contain a discrete T parity which may remain unbroken even after spontaneous symmetry breaking. The lightest T-odd particle, which could be a fermion, a scalar, or a gauge boson, can constitute the dark matter of the universe. This framework naturally admits a doublet-singlet fermionic DM, a singlet scalar DM, or a vector boson DM. Here we develop the vector boson DM scenario wherein the DM couples off-diagonally with the usual fermions and vector-like fermions present in the theory. We show consistency of this framework with dark matter relic abundance and direct detection limits as well as LHC constraints. We derive upper limits of 900 GeV on the vector gauge boson DM mass and 4.5 TeV on the vector-like quark masses. We also show the consistency of spontaneous gauge symmetry breaking down to Standard Model times an extra U(1) while preserving the T-parity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Dark matter from a conformal Dark Sector

We consider theories in which a dark sector is described by a Conformal Field Theory (CFT) over a broad range of energy scales. A coupling of the dark sector to the Standard Model breaks conformal invariance. While weak at high energies, the breaking grows in the infrared, and at a certain energy scale the theory enters a confined (hadronic) phase. One of the hadronic excitations can play the role of dark matter. We study a “Conformal Freeze-In” cosmological scenario, in which the dark sector is populated through its interactions with the SM at temperatures when it is conformal. In this scenario, the dark matter relic density is determined by the CFT data, such as the dimension of the CFT operator coupled to the Standard Model. We show that this simple and highly predictive model of dark matter is phenomenologically viable. The observed relic density is reproduced for a variety of SM operators (“portals”) coupled to the CFT, and the resulting models are consistent with observational constraints. The mass of the COFI dark matter candidate is predicted to be in the keV-MeV range.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Is SMEFT enough?

There are two canonical approaches to treating the Standard Model as an Effective Field Theory (EFT): Standard Model EFT (SMEFT), expressed in the electroweak symmetric phase utilizing the Higgs doublet, and Higgs EFT (HEFT), expressed in the broken phase utilizing the physical Higgs boson and an independent set of Goldstone bosons. HEFT encompasses SMEFT, so understanding whether SMEFT is sufficient motivates identifying UV theories that require HEFT as their low energy limit. This distinction is complicated by field redefinitions that obscure the naive differences between the two EFTs. By reformulating the question in a geometric language, we derive concrete criteria that can be used to distinguish SMEFT from HEFT independent of the chosen field basis. We highlight two cases where perturbative new physics must be matched onto HEFT: ( i ) the new particles derive all of their mass from electroweak symmetry breaking, and ( ii ) there are additional sources of electroweak symmetry breaking. Additionally, HEFT has a broader practical application: it can provide a more convergent parametrization when new physics lies near the weak scale. The ubiquity of models requiring HEFT suggests that SMEFT is not enough.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Radiative natural supersymmetry emergent from the string landscape

In string theory with flux compactifications, anthropic selection for structure formation from a discretuum of vacuum energy values provides at present our only understanding of the tiny yet positive value of the cosmological constant. We apply similar reasoning to a toy model of the multiverse restricted to vacua with the MSSM as the low energy effective theory. Here, one expects a statistical selection favoring large soft SUSY breaking terms leading to a derived value of the weak scale in each pocket universe (with appropriate electroweak symmetry breaking) which differs from the weak scale as measured in our universe. In contrast, the SUSY preserving μ parameter is selected uniformly on a log scale as is consistent with the distribution of SM fermion masses: this favors smaller values of μ. An anthropic selection of the weak scale to within a factor of a few of our measured value — in order to produce complex nuclei as we know them (atomic principle) — provides statistical predictions for Higgs and sparticle masses in accord with LHC measurements. The statistical selection then more often leads to (radiatively-driven) natural SUSY models over the Standard Model or finely-tuned SUSY models such as mSUGRA/CMSSM, split, mini-split, spread, high scale or PeV SUSY. The predicted Higgs and superparticle spectra might be testable at HL-LHC or ILC via higgsino pair production but is certainly testable at higher energy hadron colliders with $ \sqrt{s}$ ~ 30–100 TeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Dark matter detection, Standard Model parameters and Intermediate Scale Supersymmetry

The vanishing of the Higgs quartic coupling at a high energy scale may be explained by Intermediate Scale Supersymmetry, where supersymmetry breaks at (10 9 -10 12 ) GeV. The possible range of supersymmetry breaking scales can be narrowed down by precise measurements of the top quark mass and the strong coupling constant. On the other hand, nuclear recoil experiments can probe Higgsino or sneutrino dark matter up to a mass of 1012 GeV. We derive the correlation between the dark matter mass and precision measurements of standard model parameters, including supersymmetric threshold corrections. The dark matter mass is bounded from above as a function of the top quark mass and the strong coupling constant. The top quark mass and the strong coupling constant are bounded from above and below respectively for a given dark matter mass. We also discuss how the observed dark matter abundance can be explained by freeze-out or freeze-in during a matter-dominated era after inflation, with the inflaton condensate being dissipated by thermal effects.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Variant Nelson-Barr mechanism with minimal flavor violation

Within the general framework of using spontaneous CP violation to solve the strong CP problem, we construct a variant Nelson-Barr model in which the Standard Model (SM) quark contribution to the strong CP phase is cancelled by new heavy QCD-charged fermions. This cancellation is ensured by choosing conjugate representations for the new colored states under the same global flavor symmetry of SM quarks. Choosing the global flavor symmetry to be that of minimal flavor violation, we suppress higher-order corrections to the strong CP phase to well below current experimental constraints. More than two dozen massless Goldstone bosons emerge from spontaneous flavor symmetry breaking, which yield strong astrophysical constraints on the symmetry breaking scale. In the early universe, the Goldstone bosons can be thermally produced from their interactions with the heavy colored fermions and contribute to ΔN eff at a measurable level. As a function of reheating temperature, the predicted ΔN eff shows an interesting plateau behavior we dub the “flavor stairway”, which encodes information about the SM quark flavor structure.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Higgs flavor phenomenology in a supersymmetric left-right model with parity

In this paper, we focus on the supersymmetric model with left-right (LR) symmetry, that is especially proposed in our previous work [ 1 ]. In this model, there are four Higgs doublets in order to realize the Standard Model (SM) fermion masses and the Cabibbo-Kobayashi-Maskawa matrix. The heavy Higgs doublets unavoidably have flavor changing couplings to the SM fermions and induce flavor-changing neutral currents at tree level. We study broader parameter space than the previous work with including the renormalization group corrections to the Yukawa couplings between the LR breaking scale, \( \mathcal{O} \) (10 13 ) GeV, and the supersymmetry breaking scales, \( \mathcal{O} \) (100) TeV. The CP violating observable in K – \( \overline{K} \) mixing, ϵ K , strongly constrains the model, so that heavy Higgs mass should be heavier than \( \mathcal{O} \) (100) TeV. We study the lepton flavor violating (LFV) processes setting heavy Higgs masses to be 170 TeV. The branching ratios of μ → 3 e and the μ – e conversion can be larger than 10 - 16 that could be covered by the future experiments. We also study the degree of fine-tuning in the parameter region that predicts testable LFV processes.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

A realistic theory of E6 unification through novel intermediate symmetries

Abstract We propose a non-supersymmetric E 6 GUT with the scalar sector consisting of650⨁351′ ⨁27. Making use of the first representation for the initial symmetry breaking to an intermediate stage, and the latter two representations for second-stage breaking to the Standard Model and a realistic Yukawa sector, this theory represents the minimal E 6 GUT that proceeds through one of the intermediate stages that are novel compared to SU(5) or SO(10) GUT: trinification SU(3) C × SU(3) L × SU(3) R , SU(6) × SU(2) and flipped SO(10) × U(1). We analyze these possibilities under the choice of vacuum that preserves a ℤ 2 “spinorial parity”, which disentangles the chiral and vector-like fermions of E 6 and provides a dark matter candidate in the form of a (scalar) inert doublet. Three cases are shown to consistently unify under the extended survival hypothesis (with minimal fine-tuning): trinification symmetry SU(3) C × SU(3) L × SU(3) R with eitherLRorCRparity, and SU(6) CR × SU(2) L . Although the successful cases give a large range for proton lifetime estimates, all of them include regions consistent with current experimental bounds and within reach of forthcoming experiments. The scenario investigated in this paper essentially represents the unique (potentially) viable choice in the class of E 6 GUTs proceeding through a novel-symmetry intermediate stage, since non-minimal alternatives seem to be intrinsically non-perturbative.

Physics↗
DOE OSTI2024

Leptogenesis in parity solutions to the strong CP problem and Standard Model parameters

We study the simplest theories with exact spacetime parity that solve the strong CP problem and successfully generate the cosmological baryon asymmetry via decays of right-handed neutrinos. Lower bounds are derived for the masses of the right-handed neutrinos and for the scale of spontaneous parity breaking, v R . For generic thermal leptogenesis, v R ≳ 10 12 GeV, unless the small observed neutrino masses arise from fine-tuning. We compute v R in terms of the top quark mass, the QCD coupling, and the Higgs boson mass and find this bound is consistent with current data at 1σ. Future precision measurements of these parameters may provide support for the theory or, if v R is determined to be below 10 12 GeV, force modifications. However, modified cosmologies do not easily allow reductions in v R — no reduction is possible if leptogenesis occurs in the collisions of domain walls formed at parity breaking, and at most a factor 10 reduction is possible with non-thermal leptogenesis. Standard Model parameters that yield low values for v R can only be accommodated by having a high degree of degeneracy among the right-handed neutrinos involved in leptogenesis. If future precision measurements determine v R to be above 10 12 GeV, it is likely that higher-dimensional operators of the theory will yield a neutron electric dipole moment accessible to ongoing experiments. This is especially true in a simple UV completion of the neutrino sector, involving gauge singlet fermions, where the bound from successful leptogenesis is strengthened to v R ≳ 10 13 GeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

A closer look in the mirror: reflections on the matter/dark matter coincidence

We argue that the striking similarity between the cosmic abundances of baryons and dark matter, despite their very different astrophysical behavior, strongly motivates the scenario in which dark matter resides within a rich dark sector parallel in structure to that of the standard model. The near cosmic coincidence is then explained by an approximate ℤ$_{2}$ exchange symmetry between the two sectors, where dark matter consists of stable dark neutrons, with matter and dark matter asymmetries arising via parallel WIMP baryogenesis mechanisms. Taking a top-down perspective, we point out that an adequate ℤ$_{2}$ symmetry necessitates solving the electroweak hierarchy problem in each sector, without our committing to a specific implementation. A higher-dimensional realization in the far UV is presented, in which the hierarchical couplings of the two sectors and the requisite ℤ$_{2}$-breaking structure arise naturally from extra-dimensional localization and gauge symmetries. We trace the cosmic history, paying attention to potential pitfalls not fully considered in previous literature. Residual ℤ$_{2}$-breaking can very plausibly give rise to the asymmetric reheating of the two sectors, needed to keep the cosmological abundance of relativistic dark particles below tight bounds. We show that, despite the need to keep inter-sector couplings highly suppressed after asymmetric reheating, there can naturally be order-one couplings mediated by TeV scale particles which can allow experimental probes of the dark sector at high energy colliders. Massive mediators can also induce dark matter direct detection signals, but likely at or below the neutrino floor.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Sterile neutrino dark matter in left-right theories

SU(2) L × SU(2) R gauge symmetry requires three right-handed neutrinos (N i ), one of which, N 1 , can be sufficiently stable to be dark matter. In the early universe, W R exchange with the Standard Model thermal bath keeps the right-handed neutrinos in thermal equilibrium at high temperatures. N 1 can make up all of dark matter if they freeze-out while relativistic and are mildly diluted by subsequent decays of a long-lived and heavier right-handed neutrino, N 2 . We systematically study this parameter space, constraining the symmetry breaking scale of SU(2) R and the mass of N 1 to a triangle in the (v R , M 1 ) plane, with v R = (10 6 - 3 × 10 12 ) GeV and M 1 = (2 keV–1 MeV). Much of this triangle can be probed by signals of warm dark matter, especially if leptogenesis from N 2 decay yields the observed baryon asymmetry. The minimal value of v R is increased to 10 8 GeV for doublet breaking of SU(2) R , and further to 10 9 GeV if leptogenesis occurs via N 2 decay, while the upper bound on M 1 is reduced to 100 keV. In addition, there is a component of hot N 1 dark matter resulting from the late decay of N 2 → N 1 ℓ+ℓ- that can be probed by future cosmic microwave background observations. Interestingly, the range of v R allows both precision gauge coupling unification and the Higgs Parity understanding of the vanishing of the Standard Model Higgs quartic at scale vR. Finally, we study freeze-in production of N 1 dark matter via the WR interaction, which allows a much wider range of (v R , M 1 ).

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Electroweak-like baryogenesis with new chiral matter

We propose a framework where a phase transition associated with a gauge symmetry breaking that occurs (not far) above the electroweak scale sets a stage for baryogenesis similar to the electroweak baryogenesis in the Standard Model. A concrete realization utilizes the breaking of SU(2) R × U(1) X → U(1) Y . New chiral fermions charged under the extended gauge symmetry have nonzero lepton numbers, which makes the B - L symmetry anomalous. The new lepton sector contains a large flavor-dependent CP violation, similar to the Cabibbo-Kobayashi-Maskawa phase, without inducing sizable electric dipole moments of the Standard Model particles. A bubble wall dynamics associated with the first-order phase transition and SU(2) R sphaleron processes generate a lepton asymmetry, which is transferred into a baryon asymmetry via the ordinary electroweak sphaleron process. Unlike the Standard Model electroweak baryogenesis, the new phase transition can be of the strong first order and the new CP violation is not significantly suppressed by Yukawa couplings, so that the observed asymmetry can be produced. The model can be probed by collider searches for new particles and the observation of gravitational waves. One of the new leptons becomes a dark matter candidate. The model can be also embedded into a left-right symmetric theory to solve the strong CP problem.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗