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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 973 records · Page 54
All sourcesNASA NTRSDOE OSTI
DOE OSTI2024

Facile Synthesis of Rhodium‐Based Nanocrystals in a Metastable Phase and Evaluation of Their Thermal and Catalytic Properties

Abstract Controlling the polymorphism of metal nanocrystals is a promising strategy for enhancing properties and discovering new phenomena. However, previous studies on Rh nanocrystals have focused on their thermodynamically stable face‐centered‐cubic (fcc) phase. Herein, a facile synthesis of Rh‐based nanocrystals featuring the metastable hexagonal close‐packed (hcp) phase is reported by using Ru seeds in their native hcp phase to template the deposition of Rh atoms. The success of such phase‐controlled synthesis relies on the templating effect promoted by the small lattice mismatch between Ru and Rh and the slow dropwise titration of the precursor at an elevated temperature, ensuring the layer‐by‐layer growth mode and thus the formation of a conformal hcp‐Rh shell. Faster injection rate of Rh(III) precursor leads to the formation of a rough Rh shell in the conventional fcc phase due to accelerated reaction kinetics. Considering both thermodynamic and kinetic aspects of this system, the hcp‐Rh phase is favored when the low surface energy from smooth overlayers balances the high bulk energy of the metastable phase, achieved through tight control of reaction rates and deposition patterns. These Ru hcp @Rh hcp core–shell nanocrystals demonstrate thermal stability up to 400 °C, while exhibiting higher catalytic activity toward ethanol oxidation reaction compared to Ru hcp @Rh fcc counterparts.

Nguyen, Quynh N.↗
DOE OSTI2022

Oxygen Vacancy Introduction to Increase the Capacity and Voltage Retention in Li‐Excess Cathode Materials

Li‐rich rocksalt oxides are promising cathode materials for lithium‐ion batteries due to their large capacity and energy density, and their ability to use earth‐abundant elements. The excess Li in the rocksalt, needed to achieve good Li transport, reduces the theoretical transition metal redox capacity and introduces a labile oxygen state, both of which lead to increased oxygen oxidation and concomitant capacity loss with cycling. Herein, it is demonstrated that substituting the labile oxygen in Li‐rich cation‐disordered rocksalt materials with a vacancy is an effective strategy to inhibit oxygen oxidation. It is found that the oxygen vacancy in cation‐disordered lithium manganese oxide favors high Li coordination thereby reducing the concentration of unhybridized oxygen states, while increasing the theoretical Mn capacity. It is shown that in the vacancy‐containing compound, synthesized by ball milling, the Mn valence is lowered to less than +3, providing access to more than 300 mAh g −1 capacity from the Mn 2+ /Mn 4+ redox reservoir. The increased transition metal redox and decreased O oxidation are found to improve the capacity and voltage retention, indicating that oxygen vacancy creation to remove the most vulnerable oxygen ions and reduce transition metal valence provides a new opportunity for the design of high‐performance Li‐rich rocksalt cathodes.

25 ENERGY STORAGE↗
DOE OSTI2024

An Adsorptive Membrane Platform for Precision Ion Separation: Membrane Design and First‐Principles Studies

One of the key challenges in separation science is the lack of precise ion separation methods and mechanistic understanding crucial for efficiently recovering critical materials from complex aqueous matrices. Herein, first-principles electronic structure calculations and in situ Raman spectroscopy are studied to elucidate the factors governing ion discrimination in an adsorptive membrane specifically designed for transition metal ion separation. Density functional theory calculations and in situ Raman data jointly reveal the thermodynamically favorable binding preferences and detailed adsorption mechanisms for competing ions. How membrane binding preferences correlate with the electronic properties of ligands is explored, such as orbital hybridization and electron localization. The findings underscore the importance of the phenolate group in oxime ligands for achieving high selectivity among competing transition metal ions. In-depth understanding on which specific atomistic site within the microenvironment of metal-ligand binding pockets governs the ion discrimination behaviors of the host will build a solid foundation to guide the rational design of next-generation materials for precision separation essential for energy technologies and environment remediation. In tandem, synthetic controllability is demonstrated to transform 3D micrometer-scale crystals to a 2D crystalline selective layer in membranes, paving the way for more precise and sustainable advances in separation science.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗
DOE OSTI2026

Random 3D Interpenetrating Electrode Design for Energy Storage Applications

We introduce the concept of random interpenetrating electrode structures, inspired by spinodal decomposition, as a transformative approach for energy storage applications. While ordered architectures, such as double gyroids and Kelvin cell structures, have long been favored for their structural uniformity and surface area utilization, we demonstrate that random structures offer distinct advantages including shorter diffusion pathways, higher packing density, and enhanced reaction kinetics, particularly at low temperatures. Using a combination of computational and electrochemical analysis, we show that random architecture outperforms their ordered counterparts in scenarios where diffusion dominates. This work represents the first systematic exploration of random structures in energy storage, highlighting their potential to overcome limitations of traditional designs. However, challenges such as structural reproducibility and scalability remain, necessitating further investigation into fabrication techniques and material selection. By establishing a framework to optimize random electrode architectures, we provide critical insights into the interplay between geometry, diffusion, and reaction kinetics. This study not only introduces a new design principle for 3D electrodes but also opens pathways for next-generation energy storage systems that demand both high performance and adaptability to a range of operating conditions.

Materials science↗
DOE OSTI2022

Expert perspectives on the wind plant of the future

Abstract Wind power technology has changed rapidly in recent years. Technology innovation, evolving power markets, and competing land and ocean uses continue to influence the design and operation of wind turbines and plants. Anticipating these trends and their impact on future facilities can inform commercial strategies and research priorities. Drawing from a recent survey of 140 of the world's foremost wind experts, we identify expectations of future wind plant design in 2035, both for onshore and offshore wind. Experts anticipate continued growth in turbine size, to 5.5 (onshore) and 17 MW (offshore), with plants located in increasingly less favorable wind and siting regimes. They expect plant sizes of 1,100 MW for fixed‐bottom and 600 MW for floating offshore wind. Experts forecast enhanced grid‐system value from wind through significant to widespread use of larger rotors, hybrid projects with batteries and hydrogen production, and more. To explain experts' perspectives on future plant design and operation, we identify five mechanisms: economies of unit, plant, and resource scale; grid‐system value economies; and production efficiencies. We characterize learning effects as a moderating influence on the strength of these mechanisms. In combination, experts predict that these design choices support levelized cost of energy reductions of 27% (onshore) and 17%–35% (floating and fixed‐bottom offshore) by 2035 compared to today, while enhancing wind energy's grid service offerings. Our findings provide a much‐needed benchmark for representing future wind technologies in power sector models and address a critical research gap by explaining the economics behind wind energy design choices.

17 WIND ENERGY↗
DOE OSTI2023

The Zintl Concept Applied to Intergrowth Structures: Electron‐Hole Matching, Stacking Preferences, and Chemical Pressures in Pd 5 InAs

Abstract Enumerating the potential stacking sequences of layers is a fundamental way to account for the structure diversity of solid state compounds. In many cases, these stacking variations represent polymorphs with only small energetic differences. Here, we examine a compound for which the preferred stacking pattern instead reveals key aspects about its chemical bonding: Pd 5 InAs. Its structure is based on the intergrowth of slabs of the AuCu 3 and PtHg 2 (or alternatively, fluorite) structure types. Two basic stacking arrangements are available to this compound, represented by the Pd 5 TlAs and HoCoGa 5 structure types. DFT total energy calculations reveal that the former outcompetes the latter by a staggering 0.65 eV/formula unit. Through a combination of DFT‐reversed approximation Molecular Orbital (DFT‐raMO) and DFT‐Chemical Pressure (DFT‐CP) analysis we trace this preference to two factors. First, with DFT‐raMO analysis, we derive a Zintl‐like bonding scheme of Pd 5 InAs. This scheme, along with the inspection of selected crystal orbitals, is then connected to preferred stacking through the coordination environments of the Pd atoms at the interface between the Pd−In and Pd−As layers. In the hypothetical HoCoGa 5 ‐type and observed Pd 5 InAs‐type structures, different Pd coordination environments arise at the interfaces. The hypothetical structure features square planar PdIn 2 As 2 units, in each of which the same 4d‐orbital serves in the Pd sublattice's role as both Lewis acid (for interactions with the As) and Lewis base (for interactions with the In). In the observed structure, tetrahedral PdIn 2 As 2 units occur instead, so that these contradictory roles are distributed to separate 4d‐orbitals, leading to more effective bonding. DFT‐CP analysis illustrates that this driving force for the Pd 5 TlAs‐type arrangement is supplemented by a favorable alignment of the packing tensions in the parent structures. Altogether, the resulting picture demonstrates how the reaction of simple intermetallic structures to form intergrowths can be guided by recognizable chemical interactions.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗
DOE OSTI2021

The FMO-DFTB Method

Although the fragment molecular orbital (FMO) method enables electronic structure calculations with near-linear scaling behavior with respect to system size, the computational cost of ab initio methods typically employed in conjunction with FMO is still prohibitive for routine calculations of very large systems or long timescale molecular dynamics simulations. We, therefore, combined the FMO and density-functional tight-binding (DFTB) method, which is one of the emerging semi-empirical quantum chemical methods, and have demonstrated that FMO-DFTB is capable of performing geometry optimizations for systems containing up to one million atoms using limited computational resources. In this chapter, we will review the basics of the DFTB method first before introducing FMO-DFTB, focusing on the relationship with density functional theory and other FMO methodologies. We also demonstrate the latest scalings of FMO-DFTB2 and DFTB3 using three-dimensional water clusters, showing that the most favorable scaling is O(N1.16). Applications of FMO-DFTB to various systems are briefly summarized, and an outlook to future applications is provided.

Nishimoto, Yoshio↗
DOE OSTI2022

General bounds on holographic complexity

We prove a positive volume theorem for asymptotically AdS spacetimes: the maximal volume slice has nonnegative vacuum-subtracted volume, and the vacuum-subtracted volume vanishes if and only if the spacetime is identically pure AdS. Under the Complexity=Volume proposal, this constitutes a positive holographic complexity theorem. The result features a number of parallels with the positive energy theorem, including the assumption of an energy condition that excludes false vacuum decay (the AdS weak energy condition). Our proof is rigorously established in broad generality in four bulk dimensions, and we provide strong evidence in favor of a generalization to arbitrary dimensions. Our techniques also yield a holographic proof of Lloyd’s bound for a class of bulk spacetimes. We further establish a partial rigidity result for wormholes: wormholes with a given throat size are more complex than AdS-Schwarzschild with the same throat size.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Ultraviolet running constraints on low mass dark sectors

We analyze the UV breakdown of Sub-GeV dark matter models that live in a new, dark U(1) sector. Many of these models include a scalar field, which is either the dark matter itself or a dark Higgs field that generates mass terms for the dark matter particle via spontaneous symmetry breaking. A quartic self coupling of this scalar field is generically allowed, and we show that its running is largely governed by the strength of the U(1) gauge field, α D . Furthermore, it consistently has a lower Landau pole than the gauge coupling. Link fields, which couple to both the dark sector and the Standard Model (SM), connect these Landau poles to constraints on SM charged particles. Current LHC constraints on link fields are compatible with α D ≲ 0.5 - 1 for most of the mass range in most models, while smaller values, α D ≲ 0.15, are favored for Majorana DM.

new light particles↗
DOE OSTI2024

Effects of finite material size on axion-magnon conversion

Magnetic materials are particularly favorable targets for detecting axions interacting with electrons because the collective excitation of electron spins, the magnon, can be excited through the axion-magnon conversion process. It is often assumed that only the zero-momentum uniformly precessing magnetostatic (Kittel) mode of the magnon is excited. This is justified if the de Broglie wavelength of the axion is much longer than the size of the target magnetic material. However, if the de Broglie wavelength is shorter, finite-momentum magnon modes can also be excited. We systematically analyze the target material size dependence of the axion-magnon conversion rate. We discuss the importance of these effects in the detection of relativistic axions as well as in the detection of axion dark matter of relatively heavy mass with large material size.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Lepto-axiogenesis

We propose a baryogenenesis mechanism that uses a rotating condensate of a Peccei-Quinn (PQ) symmetry breaking field and the dimension-five operator that gives Majorana neutrino masses. The rotation induces charge asymmetries for the Higgs boson and for lepton chirality through sphaleron processes and Yukawa interactions. The dimension-five interaction transfers these asymmetries to the lepton asymmetry, which in turn is transferred into the baryon asymmetry through the electroweak sphaleron process. QCD axion dark matter can be simultaneously produced by dynamics of the same PQ field via kinetic misalignment or parametric resonance, favoring an axion decay constant ƒ a ≲ 10 10 GeV, or by conventional misalignment and contributions from strings and domain walls with ƒ a ~ 10 11 GeV. The size of the baryon asymmetry is tied to the mass of the PQ field. In simple supersymmetric theories, it is independent of UV parameters and predicts the supersymmtry breaking mass scale to be $ \mathcal{O} $(10 - 10 4 ) TeV, depending on the masses of the neutrinos and whether the condensate is thermalized during a radiation or matter dominated era. The high supersymmetry breaking mass scale may be free from cosmological and flavor/CP problems. We also construct a theory where TeV scale supersymmetry is possible. Parametric resonance may give warm axions, and the radial component of the PQ field may give signals in rare kaon decays from mixing with the Higgs and in dark radiation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Flattening of the EFT-hedron: supersymmetric positivity bounds and the search for string theory

We examine universal positivity constraints on 2 → 2 scattering in 4d planar N = 4 supersymmetric Yang-Mills theory with higher-derivative corrections. We present numerical evidence that the convex region of allowed Wilson coefficients (the “EFT-hedron”) flattens completely along about one-third of its dimensions when an increasing number of constraints on the spectral density from crossing-symmetry are included. Our analysis relies on the formulation of the positivity constraints as a linear optimization problem, which we implement using two numerical solvers, SDPB and CPLEX. Motivated by the flattening, we propose a novel partially resummed low-energy expansion of the 2 → 2 amplitude. As part of the analysis, we provide additional evidence in favor of the conjecture [1] that the Veneziano amplitude is the only amplitude compatible with both S-matrix bootstrap constraints and string monodromy.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Anomalies in global SMEFT analyses. A case study of first-row CKM unitarity

Recent developments in the Standard Model analysis of semileptonic charged-current processes involving light quarks have revealed ~ 3σ tensions in Cabibbo universality tests involving meson, neutron, and nuclear beta decays. In this paper, we explore beyond the Standard Model explanations of this so-called Cabibbo Angle Anomaly in the framework of the Standard Model Effective Field Theory (SMEFT), including not only low-energy charged current processes (‘L’), but also electroweak precision observables (‘EW’) and Drell-Yan collider processes (‘C’) that probe the same underlying physics across a broad range of energy scales. The resulting ‘CLEW’ framework not only allows one to test explanations of the Cabibbo Angle Anomaly, but is set up to provide near model-independent analyses with minimal assumptions on the flavor structure of the SMEFT operators. Besides the global analysis, we consider a large number of simpler scenarios, each with a subset of SMEFT operators, and investigate how much they improve upon the Standard Model fit. We find that the most favored scenarios, as judged by the Akaike Information Criterion, are those that involve right-handed charged currents. Additional interactions, namely oblique operators, terms modifying the Fermi constant, and operators involving right-handed neutral currents, play a role if the CDF determination of the W mass is included in the analysis.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Dark Matter searches with photons at the LHC

We unveil blind spot regions in dark matter (DM) direct detection (DMDD), for weakly interacting massive particles with a mass around a few hundred GeV that may reveal interesting photon signals at the LHC. We explore a scenario where the DM primarily originates from the singlet sector within the Z 3 -symmetric Next-to-Minimal Supersymmetric Standard Model (NMSSM). A novel DMDD spin-independent blind spot condition is revealed for singlino-dominated DM, in cases where the mass parameters of the higgsino and the singlino-dominated lightest supersymmetric particle (LSP) exhibit opposite relative signs (i.e., κ < 0), emphasizing the role of nearby bino and higgsino-like states in tempering the singlino-dominated LSP. Additionally, proximate bino and/or higgsino states can act as co-annihilation partner(s) for singlino-dominated DM, ensuring agreement with the observed relic abundance of DM. Remarkably, in scenarios involving singlino-higgsino co-annihilation, higgsino-like neutralinos can distinctly favor radiative decay modes into the singlino-dominated LSP and a photon, as opposed to decays into leptons/hadrons. In exploring this region of parameter space within the singlino-higgsino compressed scenario, we study the signal associated with at least one relatively soft photon alongside a lepton, accompanied by substantial missing transverse energy (E T ) and a hard initial state radiation jet at the LHC. In the context of singlino-bino co-annihilation, the bino state, as the next-to-LSP, exhibits significant radiative decay into a soft photon and the LSP, enabling the possible exploration at the LHC through the triggering of this soft photon alongside large E T and relatively hard leptons/jets resulting from the decay of heavier higgsino-like states.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Cosmological gravitational particle production of massive spin-2 particles

The phenomenon of cosmological gravitational particle production (CGPP) is expected to occur during the period of inflation and the transition into a hot big bang cosmology. Particles may be produced even if they only couple directly to gravity, and so CGPP provides a natural explanation for the origin of dark matter. In this work we study the gravitational production of massive spin-2 particles assuming two different couplings to matter. We evaluate the full system of mode equations, including the helicity-0 modes, and by solving them numerically we calculate the spectrum and abundance of massive spin-2 particles that results from inflation on a hilltop potential. We conclude that CGPP might provide a viable mechanism for the generation of massive spin-2 particle dark matter during inflation, and we identify the favorable region of parameter space in terms of the spin-2 particle’s mass and the reheating temperature. As a secondary product of our work, we identify the conditions under which such theories admit ghost or gradient instabilities, and we thereby derive a generalization of the Higuchi bound to Friedmann-Robertson-Walker (FRW) spacetimes.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Effective theories for a nonrelativistic field in an expanding universe: Induced self-interaction, pressure, sound speed, and viscosity

A massive, nonrelativistic scalar field in an expanding spacetime is usually approximated by a pressureless perfect fluid, which leads to the standard conclusion that such a field can play the role of cold dark matter. In this paper, we systematically study these approximations, incorporating subleading corrections. We provide two equivalent effective descriptions of the system, each of which offers its own advantages and insights: (i) A nonrelativistic effective field theory (EFT) with which we show that the relativistic corrections induce an effective self-interaction for the nonrelativistic field. As a byproduct, our EFT also allows one to construct the exact solution, including oscillatory behavior, which is often difficult to achieve from the exact equations. (ii) An effective (imperfect) fluid description, with which we demonstrate that, for a perturbed Friedmann-Lemaître- Robertson-Walker (FLRW) universe: (a) The pressure is small but nonzero (and positive), even for a free theory with no tree-level self-interactions. (b) The sound speed of small fluctuations is also nonzero (and positive), reproducing already known leading-order results, correcting a subdominant term, and identifying a new contribution that had been omitted in previous analyses. (c) The fluctuations experience a negative effective bulk viscosity. The positive sound speed and the negative bulk viscosity act in favor of and against the growth of overdensities, respectively. The net effect may be considered a smoking gun for ultra-light dark matter.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

On the statistical treatment of the Cabibbo angle anomaly

We point out that testing the equality of the Cabibbo angle as extracted from $\Gamma(K\rightarrow \pi l\nu)$, the ratio $\Gamma(K\rightarrow l\nu)/\Gamma(\pi\rightarrow l\nu)$ and nuclear $\beta$ decays is not identical to a test of first row unitarity of the Cabibbo-Kobayashi-Maskawa (CKM) matrix. The reason is that a CKM unitarity test involves only two parameters, while the degrees of freedom for the assessment of the goodness-of-fit of the universality of the Cabibbo angle entailed by the Standard Model (SM) is equal to the number of measurements minus one. Beyond the SM all different processes could in principle give different Cabibbo angles. Consequently, the difference between the two tests becomes relevant starting from three observables giving results for the Cabibbo angle that are in tension with each other. With current data, depending on the treatment of the nuclear $\beta$ decays, we find that New Physics is favored over the SM at $5.1\,\sigma$ or $3.6\,\sigma$ while CKM unitarity is rejected at $4.8\sigma$ or $3.0\sigma$, respectively. We argue that the best method to test the SM is to test the equality of the Cabibbo angle, because CKM unitarity is only one aspect of the SM.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Keeping it simple: simplified frameworks for long-lived particles at neutrino facilities

Modern-day accelerator neutrino facilities are excellent venues for searches for new-physics particles. Many distinct new-physics models predict overlapping signatures and phenomenology in these experiments. In this work, we advocate for the adoption of simplified frameworks when studying these types of new-physics signatures, which are characterized by a small number of primary variables, including particle masses, lifetimes, and production and decay modes/rates that most directly control signal event rates and kinematics. In particular, taking the example of long-lived particles that decay inside a neutrino detector as a test case, we study formulate and study simplified frameworks in the context of light scalars/fermions produced in kaon decays which then decay into final states containing an electron-positron pair. We show that using these simplified frameworks can allow for individual experimental analyses to be applicable to a wide variety of specific model scenarios. As a side benefit, we demonstrate that using this approach can allow for the T2K collaboration, by reinterpreting its search for Heavy Neutral Leptons, to be capable of setting world-leading limits on the Higgs-Portal Scalar model. Furthermore, we argue the simplified framework interpretation can serve as a bridge to model identification in the hopeful detection of a new-physics signal. As an illustration, we perform a first determination of the likelihood that, in the presence of a new-physics signal in a detector like the DUNE ND-GAr, multiple different new-physics hypotheses (such as the Higgs-Portal Scalar and Heavy Neutral Lepton ones) can be disentangled. We demonstrate that this model discrimination is favorable for some portions of detectable new-physics parameter space but for others, it is more challenging.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗