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All sourcesNASA NTRSDOE OSTI
NASA NTRS1995

Systematic effects of randomness in radiative transfer

In this paper, the authors show how the variability of the water content in individual clouds, the complexity of individual cloud structure, and the lateral and vertical heterogeneity of the distribution of individual clouds can produce systematic effects in the inversion of intensity distributions and the inference of source functions and the vertical temperature profile. This is possibly very significant, even in simple applications of radiative transfer theory where multiple scattering is not very important, in light of the randomness in the water vapor content and geometry associated with the microphysics of clouds. A practical procedure is provided to quantify this effect and to obtain, in certain circumstances, an improved estimate of the vertical temperature profile.

Newman, William I.↗
DOE OSTI2026

Subseasonal Tropical Convection Characteristics in the Energy Exascale Earth System Model Version 2

Accurate simulation of subseasonal tropical moist convection remains a key challenge for Earth system models. The difficulties stem from the reliance of cumulus cloud processes on model parameterizations and the need to represent the multiscale nature of interactions among clouds, radiation, moisture, circulation, and surface energy fluxes. Equatorial convection drives circulation anomalies that can affect weather patterns and extremes globally, motivating efforts to better understand and simulate these tropical disturbances. Here, a detailed review of subseasonal tropical convective behavior as simulated in the Energy Exascale Earth System Model version 2 (E3SMv2) is presented, with comparison to its predecessor version 1 (E3SMv1) and reference data sets. Model structural changes to the deep convective trigger function and surface fluxes, along with parametric tuning of the cloud and microphysics schemes, together result in an improved depiction of organized tropical convection across scales. In particular, E3SMv2 exhibits a more realistic Madden‐Julian oscillation (MJO) and low‐frequency Kelvin waves—owing to a sharper time mean equatorial meridional moisture gradient and improved convection‐circulation coupling —as well as a better depiction of MJO Northern Hemisphere teleconnections. Despite these improvements, subseasonal precipitation variance continues to be strongly underestimated in E3SMv2. Use of a cloud plume model also reveals that the coupling between daily averaged tropical precipitation and lower tropospheric instability in E3SM is inconsistent with observations, a bias that could potentially impact the simulation of intraseasonal disturbances.

54 ENVIRONMENTAL SCIENCES↗
NASA NTRS1999

Studies of Radiation and Microphysics in Cirrus and Marine Stratocumulus Clouds

Two tasks were completed during this period. In the first, we examined the polarization of millimeter-wavelength radar beams scattered by ice crystals. Because of their non-spherical shape and size, ice crystals depolarize the incident polarized radar beam. In principle, this depolarization can be used to identify ice from liquid water, as well as provide some information on size. However, the amount of de-polarization is small, producing only a weak signal at the receiver. Our task was to determine the magnitude of such a signal and decide if our radar would be capable of measuring it under typical cirrus conditions. The theoretical study was carried out by Henrietta Lemke, a visiting graduate student from Germany. She had prior experience using a discrete dipole code to compute scattering depolarization. Dr. Kultegin Aydin of the Penn State Electrical Engineering Department, who is also expert in this area, consulted with us on this project at no cost to the project. Our conclusion was that the depolarization signal is too weak to be usefully measured by our system. Therefore we proceeded no further in this study. The second task involved the study of the effect of stratus microphysics on surface cloud forcing. Manajit Sengupta, a graduate student, and the project PI jointly carried out this task. The study used data culled from over a year of continuous radar and radiometer observations at the Atmospheric Radiation Measurement (ARM) site in Oklahoma. The study compared solar radiation calculations made using constant microphysics with calculations made using a retrieved mean particle size. The results showed that on average the constant microphysics produced the correct forcing when compared with the observed forcing. We conclude, therefore, that there is little impetus on radiation grounds alone to include explicit microphysics in climate models. The question of pollutant particle emission impacts on microphysics remains to be resolved. A manuscript is in preparation and will be submitted this year.

Source record↗
DOE OSTI2019

The Fall Speed Variability of Similarly Sized Ice Particle Aggregates

The terminal velocity ( V t ) of ice hydrometeors is of high importance to atmospheric modeling. V t is governed by the physical characteristics of a hydrometeor, including mass and projected area, as well as environmental conditions. When liquid hydrometeors coalesce to form larger hydrometeors, the resulting hydrometeor can readily be characterized by its spherical or near-spherical shape. For ice hydrometeors, it is more complicated because of the variability of ice shapes possible in the atmosphere as well as the inherent randomness in the aggregation process, which leads to highly variable characteristics. The abundance of atmospheric processes affecting ice particle dimensional characteristics creates potential for highly variable V t for ice particles that are predicted or measured to be of the “same size.” In this article we explore the variability of ice hydrometeor V t both theoretically and through the use of experimental observations. Theoretically, the variability in V t is investigated by analyzing the microphysical characteristics of randomly aggregated hexagonal shapes. The modeled dimensional characteristics are then compared to aircraft probe measurements to constrain the variability in atmospheric ice hydrometeor V t . Results show that the spread in V t can be represented with Gaussian distributions relative to a mean. Variability expressed as the full width at half maximum of the normalized Gaussian probability distribution function is around 20%, with somewhat higher values associated with larger particle sizes and warmer temperatures. Field campaigns where mostly convective clouds were sampled displayed low variability, while Arctic and midlatitude winter campaigns showed broader V t spectra.

54 ENVIRONMENTAL SCIENCES↗
NASA NTRS2000

Microphysical Modelling of Polar Stratospheric Clouds During the 1999-2000 Winter

The evolution of the 1999-2000 Arctic winter has been examined using a microphysical/photochemical model run along diabatic trajectories. A large number of trajectories have been generated, filling the vortex throughout the region of polar stratospheric cloud (PSC) formation, and extending from November until the vortex breakup, in order to provide representative sampling of the evolution of PSCs and their effect on stratospheric chemistry. The 1999-2000 winter was particularly cold, allowing extensive PSC formation. Many trajectories have ten-day periods continuously below the Type I PSC threshold; significant periods of Type II PSCs are also indicated. The model has been used to test the extent and severity of denitrification and dehydration predicted using a range of different microphysical schemes. Scenarios in which freezing only occurs below the ice frost point (causing explicit coupling of denitrification and dehydration) have been tested, as well as scenarios with partial freezing at warmer temperatures (in which denitrification can occur independently of dehydration). The sensitivity to parameters such as aerosol freezing rates and heterogeneous freezing have been explored. Several scenarios cause sufficient denitrification to affect chlorine partitioning, and in turn, model-predicted ozone depletion, demonstrating that an improved understanding of the microphysics responsible for denitrification is necessary for understanding ozone loss rates.

Drdla, Katja↗
DOE OSTI2016

A flexible importance sampling method for integrating subgrid processes

Numerical models of weather and climate need to compute grid-box-averaged rates of physical processes such as microphysics. These averages are computed by integrating subgrid variability over a grid box. For this reason, an important aspect of atmospheric modeling is spatial integration over subgrid scales. The needed integrals can be estimated by Monte Carlo integration. Monte Carlo integration is simple and general but requires many evaluations of the physical process rate. To reduce the number of function evaluations, this paper describes a new, flexible method of importance sampling. It divides the domain of integration into eight categories, such as the portion that contains both precipitation and cloud, or the portion that contains precipitation but no cloud. It then allows the modeler to prescribe the density of sample points within each of the eight categories. The new method is incorporated into the Subgrid Importance Latin Hypercube Sampler (SILHS). The resulting method is tested on drizzling cumulus and stratocumulus cases. In the cumulus case, the sampling error can be considerably reduced by drawing more sample points from the region of rain evaporation.

54 ENVIRONMENTAL SCIENCES↗
NASA NTRS2021

Snowfall in the Northern Great Lakes: Lessons Learned from a Multisensor Observatory

A multisensor snowfall observational suite has been deployed at the Marquette, Michigan, National Weather Service Weather Forecast Office (KMQT) since 2014. Micro Rain Radar (MRR; profiling radar), Precipitation Imaging Package (PIP; snow particle imager), and ancillary ground-based meteorological observations illustrate the unique capabilities of these combined instruments to document radar and concomitant microphysical properties associated with northern Great Lakes snowfall regimes. Lake-effect, lake-orographic, and transition event case studies are presented that illustrate the variety of snowfall events that occur at KMQT. Case studies and multiyear analyses reveal the ubiquity of snowfall produced by shallow events. These shallow snowfall features and their distinctive microphysical fingerprints are often difficult to discern with conventional remote sensing instruments, thus highlighting the scientific and potential operational value of MRR and PIP observations. The importance of near-surface lake-orographic snowfall enhancement processes in extreme snowfall events and regime-dependent snow particle microphysical variability controlled by regime and environmental factors are also highlighted.

Lake effects↗
DOE OSTI2021

Convective and turbulent motions in non-precipitating Cu. Part 1: Method of separation of convective and turbulent motions

Atmospheric motions in clouds and cloud surroundings have a wide range of scales, from several kilometers to centimeters. These motions have different impacts on cloud dynamics and microphysics. Larger-scale motions (hereafter referred to as convective motions) are responsible for mass transport over distances comparable with cloud scale, while motions of smaller scales (hereafter referred to as turbulent motions) are stochastic and responsible for mixing and cloud dilution. This distinction substantially simplifies the analysis of dynamic and microphysical processes in clouds. The present research is Part I of the study aimed at describing the method for separating the motion scale into a convective component and a turbulent component. An idealized flow is constructed, which is a sum of an initially prescribed field of the convective velocity with updrafts in the cloud core and downdrafts outside the core, and a stochastic turbulent velocity field obeying the turbulent properties, including the -5/3 law and the 2/3 structure function law. A wavelet method is developed allowing separation of the velocity field into the convective and turbulent components, with parameter values being in a good agreement with those prescribed initially. The efficiency of the method is demonstrated by an example of a vertical velocity field of a cumulus cloud simulated using the System for Atmospheric Modeling (SAM) with bin microphysics and resolution of 10 m. It is shown that vertical velocity in clouds indeed can be represented as a sum of convective velocity (forming zone of cloud updrafts and subsiding shell) and a stochastic velocity obeying laws of homogeneous and isotropic turbulence.

54 ENVIRONMENTAL SCIENCES↗
NASA NTRS2019

Introducing NASA Ames' New Infrared Optical Constant Facility. Determinations of Complex Refractive Indices for Titan Aerosol Analogs and Other Applications

A new optical constant facility has been developed at NASA Ames that will allow the determination of optical constants in the infrared of various materials, analogs of (exo)planetary hazes and cloud particles. Our facility is composed of a Fourier Transform Infrared (FTIR) spectrometer continuously covering the Near-IR to Far-IR range (from 0.74 to 200 μm), coupled to variable angle transmittance and reflectance accessories that allow the characterization of the scattering properties of non-homogeneous samples (laboratory (exo)planetary aerosol analogs, films, slabs of material, crystals, powders, etc.) over a wide incidence and emittance angle range (0-90 degrees). This new experimental setup allows the characterization of angular light distribution in both transmission and reflection measurements, and enables the determination of the complex indices of refraction, n and k, over the full NIR-FIR range via modeling of the laboratory measurements. The resulting refractive indices are critical input parameters in radiative transfer models, microphysical models, cloud models, protoplanetary disk simulations and other models used for the interpretation of observational data from past, current and future (exo)planetary NASA missions. Here we present a description of the facility along with the first determination of optical constants for Titan aerosol analogs produced in the Titan Haze Simulation (THS) experiment on COSmIC, a unique experimental setup developed at NASA Ames that allows the simulation of Titan’s complex atmospheric chemistry at Titan-like temperature (200 K). We also introduce a new study of the optical properties of ammonium-bearing phosphates, potential cloud particles forming in temperate exoplanets and brown dwarfs.

Sciamma-O'Brien, Ella M.↗
NASA NTRS1986

T-28 data acquisition during COHMEX 1986

As part of the 1986 Cooperative Huntsville Meteorological Experiment (COHMEX) a cloud physics instrumented T-28 aircraft was used in conjunction with multiple ground based Doppler radars to characterize hydrometeors and updraft structure within developing summertime cumulus and cumulonimbus cloud systems near Huntsville, Alabama. Instrumentation aboard the aircraft included a Particle Measuring Systems (PMS) Forward Scattering Spectrometer Probe (FSSP), a PMS 2D Cloud Probe and a PMS 2D Precipitation Probe, as well as a hail spectrometer and a foil impactor. Hydrometeor spectra were obtained in the interior of mature thunderstorms over the size range from cloud droplets through hailstones. In addition, vertical wind speed, temperature, Johnson-Williams (JW) liquid water content and electric field measurements were made. Significant microphysical differences exist between these clouds and summertime cumulonimbus clouds which develop over the Central Plains. One notable difference in clouds displaying similar radar reflectivities is that COHMEX hydrometeors are typically smaller and more numerous than those observed in the Central Plains. The COHMEX cloud microphysical measurements represent ground truth values for the remote sensing instrumentation which was flown over the cloud tops at altitudes between 60,000 and 70,000 ft aboard NASA U-2 and ER-2 aircraft. They are also being used jointly with a numerical cloud model to assist in understanding the development of summertime subtropical clouds.

Musil, Dennis J.↗
DOE OSTI2018

2014-2018 Summary of NCAR activities in the Earth Energy Exascale System Model (E3SM) project

NCAR participation in E3SM activities as part of this funded collaborative project has been successful in leveraging the existing atmosphere model development experience from CESM scientists and applying it to initial v1 atmosphere model (EAM) development and analysis. NCAR partners collectively had many decades of experience in parameterization development, running and tuning coupled models and building the required software infrastructure to support ongoing model developments. Furthermore, collaboration between E3SM and CESM developers was of mutual benefit to both modeling endeavors. In the earlier periods of the project, participation in E3SM both complemented core critical path DOE activities and advanced individual parameterization development; including orographic drag, convection parameterization, convective gustiness and cloud and microphysical processes. Significant progress has been made implementing model capabilities for separating out the physics and dynamics grids, and providing the infrastructure for including orographic elevation class communication between the land and atmosphere models. Our activities working with the E3SM workflow and software engineering teams have established efficient protocols and infrastructure for the sharing of CESM and E3SM model codes of interest to both modeling groups, a large component of which is the mutual communication of common code bugs. As well as these specific project tasks all NCAR project members have been regular participants in atmosphere and coupled group telecons, as well as PI meetings. We have been fully engaged with and contributed to decisions regarding v1 atmosphere model developments, coupled model simulations, model tunings, and software engineering infrastructure. NCAR’s contribution to more recent E3SM development activities has centered on analysis of v1 release and pre-release simulations in order to address outstanding systematic biases and communicate climate improvements. Of particularly note is the work in understanding clouds and cloud feedbacks, shortcomings in ENSO and sub-seasonal variability; in particular the Madden Julian Oscillation (MJO). Contributions have been made to a number of papers that are currently published or in preparation detailing model performance in CMIP6-protocal experiments. They outline the simulations of mean climate, clouds and convection processes, convective gustiness, atmospheric blocking coupled climates. The contributions of NCAR’s funded activities to the E3SM atmosphere in the initial years of the project have had a positive impact on many aspects of the model simulations described in these papers.

58 GEOSCIENCES↗
DOE OSTI2019

Microphysical and Dynamical Effects of Mixed-Phase Hydrometeors in Convective Storms Using a Bin Microphysics Model: Melting

Abstract The dynamics of convective systems are inherently linked to microphysical processes through phase changes that result in warming or cooling. This is especially true of near-surface cooling via evaporation and melting of falling hydrometeors. In most numerical simulations, the melting of frozen hydrometeors (e.g., hail, graupel, snow) is computed within parameterized bulk microphysics schemes, many of which lack the ability to accurately represent mixed-phase hydrometeors (i.e., partially melted ice), which can affect hydrometeor sedimentation, melting, and evaporation of shed drops. To better understand the microphysical and dynamical effects of melting in convective storms, a bin microphysics scheme was used in the Weather Research and Forecasting Model for two idealized cases: a supercell storm and a squall line. Physically based predicted liquid fraction, instantaneous melting, and instantaneous shedding schemes were used to examine the role and importance of melting hydrometeors for these two storm modes. The results suggest that the amount of precipitation is dependent on the representation of melting. Moreover, the dynamic and thermodynamic characteristics of the simulated storms are found to differ substantially between the melting scenarios, resulting in varied storm system evolution; these differences are found to be dependent on the ambient aerosol concentration, although the differences induced by changing the representation of melting generally outweigh those of changing the aerosol loading. The results highlight the large role of melting in convective storm characteristics and suggest that further model improvements are needed in the near future.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2019

A General N -Moment Normalization Method for Deriving Raindrop Size Distribution Scaling Relationships

A general drop size distribution (DSD) normalization method is formulated in terms of generalized power series relating any DSD moment to any number and combination of reference moments. This provides a consistent framework for comparing the variability of normalized DSD moments using different sets of reference moments, with no explicit assumptions about the DSD functional form (e.g., gamma). It also provides a method to derive any unknown moment plus an estimate of its uncertainty from one or more known moments, which is relevant to remote sensing retrievals and bulk microphysics schemes in weather and climate models. Herein, the approach is applied to a large dataset of disdrometer-observed and bin microphysics-modeled DSDs. As expected, the spread of normalized moments decreases as the number of reference moments is increased, quantified by the logarithmic standard deviation of the normalized moments, σ. Averaging σ for all combinations of reference moments and normalized moments of integer order 0–10, 42.9%, 81.3%, 93.7%, and 96.9% of spread are accounted for applying one-, two-, three-, and four-moment normalizations, respectively. Thus, DSDs can be well characterized overall using three reference moments, whereas adding a fourth reference moment contributes little independent information. The spread of disdrometer-observed DSD moments from uncertainty associated with drop count statistics generally lies between values of σ using two- and three-moment normalizations. However, this uncertainty has little impact on the derived DSD scaling relationships or σ when considered.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗
DOE OSTI2021

Polarimetric Signatures in Landfalling Tropical Cyclones

Polarimetric radar observations from the NEXRAD WSR-88D operational radar network in the contiguous United States, routinely available since 2013, are used to reveal three prominent microphysical signatures in landfalling tropical cyclones: 1) hydrometeor size sorting within the eyewall convection, 2) vertical displacement of the melting layer within the inner core, and 3) dendritic growth layers within stratiform regions of the inner core. Size sorting signatures within eyewall convection are observed with greater frequency and prominence in more intense hurricanes, and are observed predominantly within the deep-layer environmental wind shear vector-relative quadrants that harbor the greatest frequency of deep convection (i.e., downshear and left-of-shear). Melting-layer displacements are shown that exceed 1 km in altitude compared to melting-layer altitudes in outer rainbands and are complemented by analyses of archived dropsonde data. Dendritic growth and attendant snow aggregation signatures in the inner core are found to occur more often when echo-top altitudes are low (≤10 km MSL), nearer the -15°C isotherm commonly associated with dendritic growth. These signatures, uniquely observed by polarimetric radar, provide greater insight into the physical structure and thermodynamic characteristics of tropical cyclones, which are important for improving rainfall estimation and the representation of tropical cyclones in numerical models.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗
DOE OSTI2019

A General Method for Estimating Bulk 2D Projections of Ice Particle Shape: Theory and Applications

The orientation of falling ice particles directly influences estimates of microphysical and radiative bulk quantities as well as in situ retrievals of size, shape, and mass. However, retrieval efforts and bulk calculations often incorporate very basic orientations or ignore these effects altogether. To address this deficiency, this study develops a general method for projecting bulk distributions of particle shape for arbitrary orientations. The Amoroso distribution provides the most general bulk aspect ratio distribution for gamma-distributed particle axis lengths. The parameters that govern the behavior of this aspect ratio distribution depend on the assumed relationship between mass, maximum dimension, and aspect ratio. Individual spheroidal geometry allows for eccentricity quantities to linearly map onto ellipse analogs, whereas aspect ratio quantities map nonlinearly. For particles viewed from their side, this analytic distinction leads to substantially larger errors in projected aspect ratio than for projected eccentricity. Distribution transformations using these mapping equations and numerical integration of projection kernels show that both truncation of size distributions and changes in Gaussian dispersion can alter the modality and shape of projection distributions. As a result, the projection process can more than triple the relative entropy between the spheroidal and projection distributions for commonly assumed model and orientation parameters. This shape uncertainty is maximized for distributions of highly eccentric particles and for particles like aggregates that are thought to fall with large canting-angle deviations. As a result, the methods used to report projected aspect ratios and the corresponding values should be questioned.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗
DOE OSTI2025

Analysis of contrasting aerosol indirect effects in liquid water clouds over the northern part of Arabian Sea

The extensive daily statistics of aerosol properties, cloud properties, and their mutual correlations provide crucial information for better assessing future climate change. Here, in this paper, 14 years (2010–2023) of data from the Moderate Resolution Imaging Spectroradiometer (MODIS) are analyzed over the northern part of Arabian Sea (Latitude: 21°–25° N and Longitude: 62°–68° E) to assess the characteristics of aerosols and clouds and their relationships under different meteorological conditions. When aerosol optical depth (AOD) is less than ~0.7, the observations exhibit a positive correlation between AOD and cloud droplet effective radius (CDR) but negative correlations between AOD and cloud droplet number concentration (CDNC), between AOD and cloud optical depth (COD), between AOD and cloud liquid water path (CLWP), and between AOD and cloud geometrical thickness (H). The corresponding aerosol-cloud correlations change signs when the AOD values are larger than 0.7. However, the single folded positive AOD-cloud fraction (CF) relationship is observed in both AOD regimes. Similar correlations are also observed between precipitable water vapor (PWV) and CDR, CDNC, COD, H, CF and CLWP, together with a positive correlation between PWV and AOD. Further isolation of the environmental effects from aerosol effects by stratifying AOD and cloud data into different LTS and PWV bins shows that the signature of the well-known Twomey effect is observed under high LTS-high PWV conditions, while an opposite effect (anti-Twomey) is observed under low PWV conditions, regardless of LTS values. Additionally, negative correlations between AOD and COD, AOD and CLWP, and AOD and H are observed under low LTS, regardless of PWV conditions, with a slight positive correlation when AOD >0.4 under high LTS and PWV conditions.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2023

Characterization of the aerosol vertical distributions and their impacts on warm clouds based on multi-year ARM observations

Aerosol vertical distribution plays a crucial role in cloud development and thus precipitation since both aerosol indirect and semi-direct effects significantly depend on the relative position of aerosol layer in reference to cloud, but its precise influence on cloud remains unclear. In this study, we integrated multi-year Raman Lidar measurements of aerosol vertical profiles from the U.S. Department of Energy Atmospheric Radiation Measurement (ARM) facility with available Value-Added Products of cloud features to characterize aerosol vertical distributions and their impacts on warm clouds over the continental and marine ARM atmospheric observatories, i.e., Southern Great Plains (SGP) and Eastern North Atlantic (ENA). A unimodal seasonal distribution of aerosol optical depths (AODs) with a peak in summer is found at upper boundary layer over SGP, while a bimodal distribution is observed at ENA for the AODs at lower levels with a major winter-spring maximum. The diurnal mean of upper-level AOD at SGP shows a maximum in the early evening. According to the relative positions of aerosol layers to clouds we further identify three primary types of aerosol vertical distribution, including Random, Decreasing, and Bottom. It is found that the impacts of aerosols on cloud may or may not vary with aerosol vertical distribution depending on environmental conditions, as reflected by the wide variations of the relations between AOD and cloud properties. For example, as AOD increases, the liquid water paths (LWPs) tend to be reduced at SGP but enhanced at ENA. The relations of cloud droplet effective radius with AOD largely depend on aerosol vertical distributions, particularly showing positive values in the Random type under low-LWP condition (<50gm -2 ). In conclusion, the distinct features of aerosol-cloud interactions in relation to aerosol vertical distribution are likely attributed to the continental-marine contrast in thermodynamic environments and aerosol conditions between SGP and ENA.

54 ENVIRONMENTAL SCIENCES↗