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DOE OSTI2025

Looking at extremal black holes from very far away

Near-extremal black holes are subject to large quantum effects, which modify their low-temperature thermodynamic behavior. Hitherto, these quantum effects were analyzed by separating the geometry into the near-horizon region and its exterior. It is desirable to understand and reproduce such corrections from the full higher-dimensional asymptotically flat or AdS geometry’s perspective. We address this question in this article and fill this gap. Specifically, we find off-shell eigenmodes of the quadratic fluctuation operator of the Euclidean gravitational dynamics, with eigenvalues that vanish linearly with temperature. We illustrate this for BTZ and neutral black holes with hyperbolic horizons in AdS in Einstein-Hilbert theory, and for the charged black holes in Einstein-Maxwell theory. The linear scaling with Matsubara frequency, which is a distinctive feature of the modes, together with the fact that their wavefunctions localize close to the horizon as we approach extremality, identifies them as responsible for the aforementioned quantum effects. We provide a contour prescription to deal with the sign indefiniteness of the Euclidean Einstein-Maxwell action, which we derive to aid our analysis. We also resolve a technical puzzle regarding modes associated with rotational isometries in stationary black hole spacetimes.

AdS-CFT Correspondence↗
DOE OSTI2018

Logarithmic corrections to black hole entropy: the non-BPS branch

We compute the leading logarithmic correction to black hole entropy on the non-BPS branch of 4 D N ≥ 2 supergravity theories. This branch corresponds to finite temperature black holes whose extremal limit does not preserve supersymmetry, such as the D0 – D6 system in string theory. Starting from a black hole in minimal Kaluza-Klein theory, we discuss in detail its embedding into N = 8, 6, 4, 2 supergravity, its spectrum of quadratic fluctuations in all these environments, and the resulting quantum corrections. We find that the c-anomaly vanishes only when N ≥ 6, in contrast to the BPS branch where c vanishes for all N ≥ 2. We briefly discuss potential repercussions this feature could have in a microscopic description of these black holes.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Scattering in black hole backgrounds and higher-spin amplitudes. Part II

We continue to investigate correspondences between, on the one hand, scattering amplitudes for massive higher-spin particles and gravitons in appropriate quantum-to-classical limits, and on the other hand, classical gravitational interactions of spinning black holes according to general relativity. We first construct an ansatz for a gravitational Compton amplitude, at tree level, constrained only by locality, crossing symmetry, unitarity and consistency with the linearized-Kerr 3-point amplitude, to all orders in the black hole’s spin. We then explore the extent to which a unique classical Compton amplitude can be identified by comparing with the results of the classical process of scattering long-wavelength gravitational waves off an exact Kerr black hole, determined by appropriate solutions of the Teukolsky equation. Up to fourth order in spin, we find complete agreement with a previously conjectured exponential form of the tree-level Compton amplitude. At higher orders, we extract tree-level contributions from the Teukolsky amplitude by an analytic continuation from a physical (a/GM < 1) to a particle-like (a/GM > 1) regime. Up to the sixth order in spin, we identify a unique conservative part of the amplitude which is insensitive both to the choice of boundary conditions at the black hole horizon and to branch choices in the analytic continuation. The remainder of the amplitude is determined modulo an overall sign from a branch choice, with the sign flipping under exchanging purely ingoing and purely outgoing boundary conditions at the horizon. Along the way, we make contact with novel applications of massive spinor-helicity variables pertaining to their relation to EFT operators and (spinning) partial amplitudes.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

The superconformal index and black hole instabilities

The superconformal index of $\mathcal{N}$ = 4 supersymmetric Yang-Mills theory with gauge group U(N) has provided powerful insights into the entropy of supersymmetric black holes in AdS 5 × S 5 , including some sub-leading logarithmic and non-perturbative corrections. Recently, the phase space of supersymmetric solutions has been argued to contain configurations other than the asymptotically AdS 5 black hole. Such configurations include the so-called grey galaxies where the black hole at the center is surrounded by a gas of gravitons. By numerically evaluating the superconformal index of $\mathcal{N}$ = 4 supersymmetric Yang-Mills at small values of N, we detect systematic deviations from the entropy of black holes with two distinct angular momenta. We find that the giant graviton expansion of the index is a numerically efficient way of evaluating the index that complements the direct character evaluation and allows for explicit access to N ≤ 15 with up to two giant gravitons in the expansion. We find it remarkable that a supersymmetric quantity in field theory, usually thought of as a rigid counting observable, indeed contains information about different phases in the space of supersymmetric solutions on the gravity side.

AdS-CFT correspondence↗
DOE OSTI2023

Black hole horizon edge partition functions

We extend a formula for 1-loop black hole determinants by Denef, Hartnoll, and Sachdev (DHS) to spinning fields on any (d + 1)-dimensional static spherically symmetric black hole. By carefully analyzing the regularity condition imposed on the Euclidean eigenfunctions, we reveal an unambiguous bulk-edge split in the 1-loop Euclidean partition function for tensor fields of arbitrary integer spin: the bulk part captures the “renormalized” thermal canonical partition function recently discussed in [1]; the edge part is related to quasinormal modes (QNMs) that fail to analytically continue to a subset of Euclidean modes with enhanced fall-offs near the origin. Since the edge part takes the form of a path integral on S d–1 , this suggests that these are associated with degrees of freedom living on the bifurcation surface in the Lorentzian two-sided black hole geometry. For massive higher spin on static BTZ and massive vector on Nariai black holes, we find that the edge partition function is related to the QNMs with lowest overtone numbers.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Wormholes and black hole microstates in AdS/CFT

It has long been known that the coarse-grained approximation to the black hole density of states can be computed using classical Euclidean gravity. In this work we argue for another entry in the dictionary between Euclidean gravity and black hole physics, namely that Euclidean wormholes describe a coarse-grained approximation to the energy level statistics of black hole microstates. To do so we use the method of constrained instantons to obtain an integral representation of wormhole amplitudes in Einstein gravity and in full-fledged AdS/CFT. These amplitudes are non-perturbative corrections to the two-boundary problem in AdS quantum gravity. The full amplitude is likely UV sensitive, dominated by small wormholes, but we show it admits an integral transformation with a macroscopic, weakly curved saddle-point approximation. The saddle is the “double cone” geometry of Saad, Shenker, and Stanford, with fixed moduli. In the boundary description this saddle appears to dominate a smeared version of the connected two-point function of the black hole density of states, and suggests level repulsion in the microstate spectrum. Using these methods we further study Euclidean wormholes in pure Einstein gravity and in IIB supergravity on Euclidean AdS 5 × S 5 . We address the perturbative stability of these backgrounds and study brane nucleation instabilities in 10d supergravity. In particular, brane nucleation instabilities of the Euclidean wormholes are lifted by the analytic continuation required to obtain the Lorentzian spectral form factor from gravity. Our results indicate a factorization paradox in AdS/CFT.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Non-isometric codes for the black hole interior from fundamental and effective dynamics

We introduce a new holographic map for encoding black hole interiors by including both fundamental and effective dynamics. This holographic map is constructed by evolving a state in the effective, semiclassical gravity description of the interior backwards in time to pull the degrees of freedom outside the black hole, before evolving forwards in time in the fundamental description. We show this “backwards-forwards” map is equivalent to a post-selection map of the type introduced by Akers, Engelhardt, Harlow, Penington, and Vardhan, and in the case of trivial effective interactions reduces to their model, while providing a suitable generalization when those interactions are nontrivial. We show the map is equivariant with respect to time evolution, and independent of any interactions outside the black hole. This construction includes interactions with an infaller in a way that preserves the unitarity of black hole evolution exactly and does not allow for superpolynomial computational complexity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2019

The scales of black holes with nAdS 2 geometry

We study nearly extreme black holes with nearly AdS 2 horizon geometry in various settings inspired by string theory. Our focus is on the scales of the nAdS 2 region and their relation to microscopic theory. These scales are determined by a generalization of the attractor mechanism for extremal black holes and realized geometrically as the normal derivatives along the extremal attractor flow. In some cases the scales are equivalently determined by the charge dependence of the extremal attractor by itself. Our examples include near extreme black holes in D ≥ 4 dimensions, AdS boundary conditions, rotation, and 5D black holes on the non-BPS branch.

2D Gravity↗
DOE OSTI2022

Black holes in Klein space

The analytic continuation of the general signature (1, 3) Lorentzian Kerr-Taub-NUT black holes to signature (2, 2) Kleinian black holes is studied. Their global structure is characterized by a toric Penrose diagram resembling their Lorentzian counterparts. Kleinian black holes are found to be self-dual when their mass and NUT charge are equal for any value of the Kerr rotation parameter a. Remarkably, it is shown that the rotation a can be eliminated by a large diffeomorphism; this result also holds in Euclidean signature. The continuation from Lorentzian to Kleinian signature is naturally induced by the analytic continuation of the S-matrix. Indeed, we show that the geometry of linearized black holes, including Kerr-Taub-NUT, is captured by (2, 2) three-point scattering amplitudes of a graviton and a massive spinning particle. This stands in sharp contrast to their Lorentzian counterparts for which the latter vanishes kinematically and enables a direct link to the S-matrix.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2015

Semiclassical S-matrix for black holes

In this study, we propose a semiclassical method to calculate S-matrix elements for two-stage gravitational transitions involving matter collapse into a black hole and evaporation of the latter. The method consistently incorporates back-reaction of the collapsing and emitted quanta on the metric. We illustrate the method in several toy models describing spherical self-gravitating shells in asymptotically flat and AdS space-times. We find that electrically neutral shells reflect via the above collapse-evaporation process with probability exp(–B), where B is the Bekenstein-Hawking entropy of the intermediate black hole. This is consistent with interpretation of exp(B) as the number of black hole states. The same expression for the probability is obtained in the case of charged shells if one takes into account instability of the Cauchy horizon of the intermediate Reissner-Nordström black hole. As a result, our semiclassical method opens a new systematic approach to the gravitational S-matrix in the non-perturbative regime.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Effective Field Theory for the perturbations of a slowly rotating black hole

We develop the effective theory for perturbations around black holes with scalar hair, in two directions. First, we show that the scalar-Gauss-Bonnet theory, often used as an example exhibiting scalar black hole hair, can be deformed by galileon operators leading to order unity changes to its predictions. The effective theory for perturbations thus provides an efficient framework for describing and constraining broad classes of scalar-tensor theories, of which the addition of galileon operators is an example. Second, we extend the effective theory to perturbations around an axisymmetric, slowly rotating black hole, at linear order in the black hole spin. We also discuss the inclusion of parity-breaking operators in the effective theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2018

Quasi-Two-Dimensional Electron–Hole Liquid in Shallow SiGe/Si Quantum Wells

An analytical expression is obtained for the energy of a quasi-two-dimensional electron-hole liquid (EHL) in shallow quantum wells. It is shown that in the Si/Si{sub 1–x}Ge{sub x}/Si structures with small x, the EHL contains light and heavy holes. With increasing x, the transition of EHL to a state with heavy holes occurs, and the equilibrium density of electron-hole pairs strongly decreases. The effect of an external electric field on the EHL properties is studied.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2018

Quasi-Two-Dimensional Electron–Hole Liquid in Si/SiO{sub 2} Quantum Wells

To calculate the energy and equilibrium density of electron-hole pairs in SiO{sub 2}/Si/SiO{sub 2} quantum wells (QWs), nonlinear Schrödinger equations for electrons and holes were numerically solved. Calculations were carried out for (100) and (111) silicon surfaces and various values of the QW width. It is shown that the binding energy of electron-hole pairs in a quasi-two-dimensional electron-hole liquid (EHL) is much higher than the binding energy in a three-dimensional EHL. The results of calculations are compared with the experimental results for a wide range of QW widths.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2015

Magnetically charged regular black hole in a model of nonlinear electrodynamics

We obtain a magnetically charged regular black hole in general relativity. The source to the Einstein field equations is nonlinear electrodynamic field in a physically reasonable model of nonlinear electrodynamics (NED). “Physically” here means the NED model is constructed on the basis of three conditions: the Maxwell asymptotic in the weak electromagnetic field limit; the presence of vacuum birefringence phenomenon; and satisfying the weak energy condition (WEC). In addition, we analyze the thermodynamic properties of the regular black hole in two ways. According to the usual black hole thermodynamics, we calculate the heat capacity at constant charge, from which we know the smaller black hole is more stable. We also employ the horizon thermodynamics to discuss the thermodynamic quantities, especially the heat capacity at constant pressure.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2018

Generalized uncertainty principles, effective Newton constant and the regular black hole

In this paper, the quantum spacetime with a running gravitational coupling is explored. Analyzing the gravity-induced quantum interference pattern and the Gedanken for weighting a photon, we find that the running Newton constant can be inspired by the generalized uncertainty principles. A characteristic momentum associated with the tidal effect is suggested, which incorporates the quantum effect with the geometric nature of gravity. When the simplest generalized uncertainty principle is considered, the minimal model of the regular black holes is reproduced by the effective Newton constant. The black hole’s tunneling probability, accurate to the second order correction, is carefully analyzed. We find that the tunneling probability is regularized by the size of the black hole remnant. Moreover, for a given initial black hole, the remnant is the final state of a transition process that the probability is minimal. We also suggest a theory of modified gravity, by substituting the effective Newton constant into the Hilbert–Einstein action.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2018

Higher order corrected thermodynamics and statistics of Kerr–Newman–Gödel black hole

In this paper, we consider the rotating charged Gödel black hole and study the effect of the higher order corrections of the entropy on the thermodynamics and statistics quantities of the Kerr–Newman–Gödel black hole. The leading order correction is logarithmic while higher-order terms are proportional to the inverse of the area of the black hole. We obtain modified thermodynamics and statistics and find that correction terms are important in the stability of the black hole.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2017

Sensitivity of GRETINA position resolution to hole mobility

The sensitivity of the position resolution of the gamma-ray tracking array GRETINA to the hole charge-carrier mobility parameter is investigated. The χ 2 results from a fit of averaged signal (“superpulse”) data exhibit a shallow minimum for hole mobilities 15% lower than the currently adopted values. Calibration data on position resolution is analyzed, together with simulations that isolate the hole mobility dependence of signal decomposition from other effects such as electronics cross-talk. Our results effectively exclude hole mobility as a dominant parameter for improving the position resolution for reconstruction of gamma-ray interaction points in GRETINA.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2019

Transmission Electron Microscopy and Electron Energy-Loss Spectroscopy Studies of Hole-Selective Molybdenum Oxide Contacts in Silicon Solar Cells

In this study, substochiometric hole-selective molybdenum oxide (MoO x ) contacts in crystalline silicon (c-Si) solar cells were investigated by a combination of transmission electron microscopy (TEM) and spatially resolved electron energy-loss spectroscopy (SR-EELS). It was observed that a ≈ 4 nm SiO x interlayer grows at the MoO x /c-Si interface during the evaporation of MoO x over a c-Si substrate. SR-EELS analyses revealed the presence of a 1.5 nm diffused MoO x /indium tin oxide (ITO) interface in both as-deposited and annealed samples. Moreover, the presence of a 1 nm thin layer with a lower oxidation state of Mo was detected at the SiO x /MoO x interface in an as-deposited state, which disappears upon annealing. Altogether, it was evident that no hole-blocking interlayer is formed at the MoO x /ITO interface during annealing and homogenization of the MoO x layer takes place during the annealing process. Furthermore, device simulations revealed that efficient hole collection is dependent on MoO x work function and that reduction in the work function of MoO x results in loss of band bending and negatively impacts hole selectivity.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗