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All sourcesNASA NTRSDOE OSTI
DOE OSTI2025

Detection of multi-modal Doppler spectra – Part 1: Establishing characteristic signals in radar moment data

Vertically pointing millimeter-wavelength radars provide a wealth of information about cloud and precipitation particle properties. Doppler spectral data can inform on how particles of varying vertical velocities contribute to the total backscattered power observed. It is more computationally cost effective to process moment data instead of spectra data, but doing so leaves valuable information on the cutting room floor. To confidently identify a multi-modal spectra event, in which two or more modes are present within a layer, Doppler spectral data are essential. This means long-term identification of layers featuring multi-modal spectra can be cost prohibitive. To address this, we explore three multi-modal spectra cases from winter precipitation events to determine characteristic signatures of these layers in the moment data averaged over short time periods (∼ 145 s) and explore how these layers differ from the rest of the vertical profiles. We find that the mean spectrum width and the standard deviation of mean Doppler velocity can be used to determine whether or not a layer is multi-modal. In particular, multi-modal layers in mixed-phase and ice clouds feature larger mean spectrum width (exceeding 0.17 m s −1 ) and smaller standard deviation of the mean Doppler velocity (below 0.1 m s −1 ). In Part 1 of this study, the identification criteria and methods are described. In Part 2 (Wugofski and Kumjian, 2025), we perform a verification of the method for three years of vertically pointing radar data, and explore the meteorological conditions associated with identified multi-modal spectral events.

Wugofski, Sarah [Pennsylvania State Univ., Univers↗
NASA NTRS1994

Coagulation of grains in static and collapsing protostellar clouds

We simulate collisional evolution of grains in dense turbulent molecular cloud cores (or Bok globules) in static equilibrium and free-fall collapse, assuming spherical symmetry. Relative velocities are due to thermal motions, differential settling, and turbulence, with the latter dominant for sonic turbulence with an assumed Kolmogorov spectrum. Realistic criteria are used to determine outcomes of collisions (coagulation vs. destruction) as functions of particle size and velocity. Results are presented for a variety of cloud parameters (radial density profile, turbulent velocity) and particle properties (density, impact strength). Results are sensitive to the assumed mechanical properties (density and impact strength) of grain aggregates. Particle growth is enhanced if aggregates have low density or fractal structures. On a timescale of a few Myr, an initial population of 0.1 micrometers grains may produce dense compact particles approximately 1 micrometer in size, or fluffy aggregates approximately 100 micrometers. For impact strengths less than or equal to 10(exp 6) ergs/g, a steady state is reached between coagulation of small grains and collisional disruption of larger aggregates. Formation of macroscopic aggregates requires high mechanical strengths and low aggregate densities. We assume sonic turbulence during collapse, with varied eddy size scales determining the dissipation rate or turbulence strength. The degree of collisional evolution during collapse is sensitive to the assumed small-scale structure (inner sc ale) of the turbulence. Weak turbulence results in few collisions and preserves the precollapse particle size distribution with little change. Strong turbulence tends to produce net destruction, rather than particle growth, during infall, unless inpact strengths are greater than 10(exp 6)ergs/g.

Weidenschilling, S. J.↗
NASA NTRS2001

Soot Optical Property Study

Recent past studies of soot reaction processes in laminar premixed and nonpremixed flames generally have used the intrusive technique of thermophoretic sampling and analysis by transmission electron microscopy (TEM) to observe soot structure and obtain important fundamental information about soot particle properties, such as soot primary particle diameters, the rate of change of soot primary particle diameter as a function of time (or rate of soot surface growth or oxidation), the amount of soot particle reactive surface area per unit volume, the number of primary soot particles per unit volume, and the rate of formation of primary soot particles (or the rate of soot primary particle nucleation). Given the soot volume per unit volume of the flame (or the soot volume fraction), all these properties are readily found from a measurement of the soot primary particle diameter (which usually is nearly a constant for each location within a laminar flame). This approach is not possible within freely propagating flames, however, because soot properties at given positions in such flames vary relatively rapidly as a function of time in the soot formation and oxidation regions compared to the relatively lengthy sampling times needed to accumulate adequate soot samples and to minimize effects of soot collected on the sampling grid as it moves to and from the sampling position through other portions of the flame. Thus, nonintrusive optical methods must be used to find the soot primary particle diameters needed to define the soot surface reaction properties mentioned earlier. Unfortunately, approximate nonintrusive methods used during early studies of soot reaction properties in flames, found from laser scattering and absorption measurements analyzed assuming either Rayleigh scattering or Mie scattering from polydisperse effective soot particles having the same mass of soot as individual soot aggregates, have not been found to be an effective way to estimate the soot surface reaction area per unit volume. Thus, alternative nonintrusive optical methods of finding these properties must be sought, which was the objective of this phase of the investigation. The alternative method used here involves use of the Rayleigh-Debye-Gans-Polydisperse-Fractal-Aggregate (RDG-PFA) scattering approximation for soot aggregates in flames. Thus, the development of this method will be discussed next before describing its evaluation as a means of nonintrusively measuring soot primary particle diameters in soot-containing flames.

Aung, K. T.↗
NASA NTRS1972

An experimental investigation of radiative properties of aluminum oxide particles.

The radiative properties of aluminum oxide at high temperatures were determined at various wavelengths. Absorption cross-sections of aluminum oxide particles averaged over a particle size distribution were determined by measuring the radiative emission from the particles in a flame and by determining the particle number density and size distribution from measurements of the scattering of laser light incident on the particles in this flame. From these values of average absorption cross-section, the imaginary part of the refractive index was deduced. Results indicate that the absorption cross-section and the imaginary part of the refractive index increase as the temperature increases in the range from 1920 to 2610 K, and that these properties decrease with increasing wavelength in the interval from 0.35 to 1.2 micron, indicating a nongray-body behavior.

Mularz, E. J.↗
NASA NTRS2008

Optical Properties of Ice Particles in Young Contrails

The single-scattering properties of four types of ice crystals (pure ice crystals, ice crystals with an internal mixture of ice and black carbon, ice crystals coated with black carbon, and soot coated with ice) in young contrails are investigated at wavelengths 0.65 and 2.13 micrometers using Mie codes from coated spheres. The four types of ice crystals have distinct differences in their single-scattering properties because of the embedded black carbon. The bulk scattering properties of young contrails consisting of the four types of ice crystals are further investigated by averaging their single-scattering properties over a typical ice particle size distribution found in young contrails. The effect of the radiative properties of the four types of ice particles on the Stokes parameters I, Q, U, and V is also investigated for different viewing zenith angles and relative azimuth angles with a solar zenith angle of 30 degrees using a vector radiative transfer model based on the adding-doubling technique. The Stokes parameters at a wavelength of 0.65 micrometers show pronounced differences for the four types of ice crystals. Those at a wavelength of 2.13 micrometers show similar variations with the viewing zenith angle and relative azimuth angle, but their values are noticeably different.

Hong, Gang↗
NASA NTRS1981

Comparison of stratospheric aerosol measurements over Poker Flat, Alaska, July, 1979

Stratospheric aerosols were collected at Poker Flat, Alaska, in July, 1979, to determine particle properties, confirm coincident satellite SAGE measurements, and compare similar results obtained with different airborne samplers. Because of the steep slopes in size-distribution curves for larger particles, it is found that properties such as concentrations, aerosol mass, and optical extinction are very sensitive to small errors in radii. It is calculated that the concentration measurements agree with photoelectric particle counter results when a 16% radius change is introduced. An 8% radius change matches our calculated sulfate mass with filter mass measurements. And a 13% radius change results in agreement between the calculated optical extinction and coincident SAGE satellite results. Recognizing that different instruments can produce 10-20% differences in measured sizes, it is believed the results of these comparative measurements of SAGE and in situ instruments are essentially in agreement.

Farlow, N. H.↗
NASA NTRS1975

Venus cloud models

Remote observations of Venus are reviewed. The strongest inferences of cloud properties can be drawn from polarization data which provide information about cloud particles near 68 km. Particle properties are not as well determined at higher and lower levels. If the clouds are generated photochemically from reduced sulfur species, the supply of O2 may be an important constraint on cloud production. Vapor-pressure data reviewed, and it is shown that deep clouds cannot be H2SO4-H2O aerosols unless the mixing ratios of both H2SO4 and H2O approach 0.001 below 50 km.

Wofsy, S. C.↗
NASA NTRS2014

Aerosol Properties Derived from Airborne Sky Radiance and Direct Beam Measurements in Recent NASA and DoE Field Campaigns

The AERONET (AErosol RObotic NETwork) ground-based suite of sunphotometers provides measurements of spectral aerosol optical depth (AOD), precipitable water and spectral sky radiance, which can be inverted to retrieve aerosol microphysical properties that are critical to assessments of aerosol-climate interactions. Because of data quality criteria and sampling constraints, there are significant limitations to the temporal and spatial coverage of AERONET data and their representativeness for global aerosol conditions.The 4STAR (Spectrometer for Sky-Scanning, Sun-Tracking Atmospheric Research) instrument, jointly developed by NASA Ames and PNNL (Pacific Northwest National Laboratory) with NASA Goddard collaboration, combines airborne sun tracking and AERONET-like sky scanning with spectroscopic detection. Being an airborne instrument, 4STAR has the potential to fill gaps in the AERONET data set. The 4STAR instrument operated successfully in the SEAC4RS (Studies of Emissions and Atmospheric Composition, Clouds and Climate Coupling by Regional Surveys) experiment in Aug./Sep. 2013 aboard the NASA DC-8 and in the DoE (Department of Energy)-sponsored TCAP (Two Column Aerosol Project, July 2012 & Feb. 2013) experiment aboard the DoE G-1 aircraft. 4STAR provided direct beam measurements of hyperspectral AOD, columnar trace gas retrievals (H2O, O3, NO2), and the first ever airborne hyperspectral sky radiance scans, which can be inverted to yield the same products as AERONET ground-based observations. In this presentation, we provide an overview of the new 4STAR capabilities, with an emphasis on 26 high-quality sky radiance measurements carried out by 4STAR in SEAC4RS. We compare collocated 4STAR and AERONET sky radiances, as well as their retrievals of aerosol microphysical properties for a subset of the available case studies. We summarize the particle property and air-mass characterization studies made possible by the combined 4STAR direct beam and sky radiance observations.

DoE↗
DOE OSTI2023

Revisiting GeV-scale annihilating dark matter with the AMS-02 positron fraction

Antimatter cosmic-rays are used to probe new phenomena in physics, including dark matter annihilation. Here, we use the cosmic-ray positron fraction spectrum by the Alpha Magnetic Spectrometer, to search for such an annihilation signal in the Galaxy. We focus on dark matter with mass between 5 and 120 GeV, producing high-energy electrons and positrons. In these cosmic-ray energies the interplay of multiple astrophysical sources and phenomena, makes this search highly sensitive to the underlying astrophysical background assumptions. We use a vast public library of astrophysical models for the cosmic-ray positron fraction background, to derive robust upper limits on the dark matter's annihilation cross section for a number of annihilation channels. This library accounts for different types of cosmic-ray sources and uncertainties on their distribution in space and time. Also, it accounts for uncertainties on those sources' output, their injected into the interstellar medium cosmic-ray spectra and for uncertainties on cosmic-ray propagation. For any given dark matter particle mass and annihilation channel, upper limits on the annihilation cross section are given by bands that stretch a full order of magnitude in its value. Our work provides weaker limits compared to earlier results, that are however robust to all the relevant astrophysical uncertainties. Between 5 and 15 GeV, we find indications for a possible excess flux of cosmic-ray electrons and positrons. That excess is found for most, but not all of our astrophysical background parameter space, and its significance can vary appreciably. Further scrutiny is necessary to improve the understanding of these lower energy cosmic rays. Finally, we note that even if an excess signal is found in these energies, the current background uncertainties do not allow us to accurately deduce its underlying particle properties.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
NASA NTRS2012

Energy Spectra, Composition, and Other Properties of Ground-Level Events During Solar Cycle 23

We report spacecraft measurements of the energy spectra of solar protons and other solar energetic particle properties during the 16 Ground Level Events (GLEs) of Solar Cycle 23. The measurements were made by eight instruments on the ACE, GOES, SAMPBX, and STEREO spacecraft and extend from approximately 0.1 to approximately 500-700 MeV. All of the proton spectra exhibit spectral breaks at energies ranging from approximately 2 to approximately 46 MeV and all are well fit by a double power-law shape. A comparison of GLE events with a larger sample of other solar energetic particle (SEP) events shows that the typical spectral indices are harder in GLE events, with a mean slope of -3.18 at greater than 40 MeV/nuc. In the energy range 45 to 80 MeV/nucleon about approximately 50% of GLE events have properties in common with impulsive He-3-rich SEP events, including enrichments in Ne/O, Fe/O, Ne-22/Ne-20, and elevated mean charge states of Fe. These He-3 rich events contribute to the seed population accelerated by CME-driven shocks. An analysis is presented of whether highly-ionized Fe ions observed in five events could be due to electron stripping during shock acceleration in the low corona. Making use of stripping calculations by others and a coronal density model, we can account for events with mean Fe charge states of (Q(sub Fe) is approximately equal to +20 if the acceleration starts at approximately 1.24-1.6 solar radii, consistent with recent comparisons of CME trajectories and type-II radio bursts. In addition, we suggest that gradual stripping of remnant ions from earlier large SEP events may also contribute a highly-ionized suprathermal seed population. We also discuss how observed SEP spectral slopes relate to the energetics of particle acceleration in GLE and other large SEP events.

Mewaldt, R. A.↗
NASA NTRS1978

The problem of low energy particle measurements in the magnetosphere

The accurate measurement of low energy (less than 100 eV) particle properties in the magnetosphere has been difficult, partly because of the low density of such particles, but more particularly because of spacecraft interference effects. Some early examples of how these phenomena have affected particle measurements on an OGO spacecraft are presented. Data obtained with the UCSD particle detectors on ATS-6 are then presented showing how some of these difficulties have been partially overcome. Future measurements of low energy particles in the magnetosphere can be improved by: (1) improving the low energy resolution of detectors; (2) building electrostatically clean spacecraft; (3) controlling spacecraft potential; and (4) using auxiliary measurements, particularly wave data.

Whipple, E. C., Jr.↗
DOE OSTI2023

Reconstruction of decays to merged photons using end-to-end deep learning with domain continuation in the CMS detector

A novel technique based on machine learning is introduced to reconstruct the decays of highly Lorentz-boosted particles. Using an end-to-end deep learning strategy, the technique bypasses existing rule-based particle reconstruction methods typically used in high energy physics analyses. It uses minimally processed detector data as input and directly outputs particle properties of interest. The new technique is demonstrated for the reconstruction of the invariant mass of particles decaying in the CMS detector. The decay of a hypothetical scalar particle A into two photons, A → γ γ , is chosen as a benchmark decay. Lorentz boosts γ L = 60 – 600 are considered, ranging from regimes where both photons are resolved to those where the photons are closely merged as one object. A training method using domain continuation is introduced, enabling the invariant mass reconstruction of unresolved photon pairs in a novel way. The new technique is validated using π 0 → γ γ decays in LHC collision data.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2023

Challenges and Advances in Aqueous Processing of Corn Stover Pellets into High Concentration Slurries

Significant progress has occurred in developing combined enzyme hydrolysis and fermentation technologies for transforming lignocellulosic feedstocks into ethanol and other bioproducts. Various routes described in the literature show that low carbon footprint processes efficiently convert the cellulose and hemicellulose fractions of pretreated corn stover, wood chips, and sugarcane bagasse to sugars and to ethanol.Combinations of different pretreatments at high or low pH or in liquid hot water, followed by enzyme hydrolysis and fermentation or direct conversion of cellulose to ethanol (i.e., by consolidated bioprocessing)have been demonstrated. These successes have brought the need to preparing the feedstock – before it enters the biorefinery – into focus. This paper summarizes recent developments in liquefying corn stover,before pretreatment, so that slurries with yield stresses below 200 Pa are obtained and a “pumpable” corn stover slurry results at initial solids loadings of up to 300 g/L. The manner in which corn stover pellets are combined with water and enzyme in an agitated bioreactor is described, and properties that define slurry behavior are presented. Implications on biorefinery operations are explained in terms of particle properties and the preprocessing of corn stover as well as the team approach used to obtain these results.

Wassgren, Carl↗
NASA NTRS1993

Scattering Properties of Aggregate Particles

We are engaged in modeling the scattering and emitting properties of irregular particles with the goal of understanding the composition and structure of cometary dust particles.

discrete dipole approximation non-spherical monome↗
NASA NTRS2003

Individual Aerosol Particles from Biomass Burning in Southern Africa: Compositions and Size Distributions of Carbonaceous Particles - 1

Individual aerosol particles in smoke plumes from biomass fires and in regional hazes in southern Africa were studied using analytical transmission electron microscopy (TEM), which allowed detailed characterization of carbonaceous particle types in smoke and determination of changes in particle properties and concentrations during smoke aging. Based on composition, morphology, and microstructure, three distinct types of carbonaceous particles were present in the smoke: organic particles with inorganic (K-salt) inclusions, tar ball particles, and soot. The relative number concentrations of organic particles were largest in young smoke, whereas tar balls were dominant in a slightly aged (1 hour) smoke from a smoldering fire. Flaming fires emitted relatively more soot particles than smoldering fires, but soot was a minor constituent of all studied plumes. Further aging caused the accumulation of sulfate on organic and soot particles, as indicated by the large number of internally mixed organic/sulfate and soot/sulfate particles in the regional haze. Externally mixed ammonium sulfate particles dominated in the boundary layer hazes, whereas organic/sulfate particles were the most abundant type in the upper hazes. Apparently, elevated haze layers were more strongly affected by biomass smoke than those within the boundary layer. Based on size distributions and the observed patterns of internal mixing, we hypothesize that organic and soot particles are the cloud-nucleating constituents of biomass smoke aerosols. Sea-salt particles dominated in the samples taken in stratus clouds over the Atlantic Ocean, off the coast of Namibia, whereas a distinct haze layer above the clouds consisted of aged biomass smoke particles.

Posfai, Mihaly↗
NASA NTRS1999

Phoretic Force Measurement for Microparticles Under Microgravity Conditions

This theoretical and experimental investigation of the collisional interactions between gas molecules and solid and liquid surfaces of microparticles involves fundamental studies of the transfer of energy, mass and momentum between gas molecules and surfaces. The numerous applications include particle deposition on semiconductor surfaces and on surfaces in combustion processes, containerless processing, the production of nanophase materials, pigments and ceramic precursors, and pollution abatement technologies such as desulfurization of gaseous effluents from combustion processes. Of particular emphasis are the forces exerted on microparticles present in a nonuniform gas, that is, in gaseous surroundings involving temperature and concentration gradients. These so-called phoretic forces become the dominant forces when the gravitational force is diminished, and they are strongly dependent on the momentum transfer between gas molecules and the surface. The momentum transfer, in turn, depends on the gas and particle properties and the mean free path and kinetic energy of the gas molecules. The experimental program involves the particle levitation system shown. A micrometer size particle is held between two heat exchangers enclosed in a vacuum chamber by means of ac and dc electric fields. The ac field keeps the particle centered on the vertical axis of the chamber, and the dc field balances the gravitational force and the thermophoretic force. Some measurements of the thermophoretic force are presented in this paper.

Davis, E. J.↗
DOE OSTI2025

Particle Dark Matter Across Scales (Final Technical Report)

The research supported by this DOE grant investigated the nature of dark matter, particularly its particle properties and astrophysical manifestations, over the period of 2018 to 2024. The proposal focused on leveraging astrophysical probes, cosmological models, and high-resolution simulations to further our understanding of dark matter, its possible interactions, and the theoretical models that could explain its properties. This research directly contributes to the DOE's mission of exploring the fundamental constituents of the universe, advancing particle physics, and using cosmological and astrophysical observations to detect dark matter.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
NASA NTRS1995

Experimental investigation of the relationship between impact crater morphology and impacting particle velocity and direction

Interpretation of the wealth of impact data available from the Long Duration Exposure Facility, in terms of the absolute and relative populations of space debris and natural micrometeoroids, requires three dimensional models of the distribution of impact directions, velocities and masses of such particles, as well as understanding of the impact processes. Although the stabilized orbit of LDEF provides limited directional information, it is possible to determine more accurate impact directions from detailed crater morphology. The applicability of this technique has already been demonstrated but the relationship between crater shape and impactor direction and velocity has not been derived in detail. We present the results of impact experiments and simulations: (1) impacts at micron dimensions using the Unit's 2MV Van de Graaff accelerator; (2) impacts at mm dimensions using a Light Gas Gun; and (3) computer simulations using AUTODYN-3D from which an empirical relationship between crater shape and impactor velocity, direction and particle properties we aim to derive. Such a relationship can be applied to any surface exposed to space debris or micrometeoroid particles for which a detailed pointing history is available.

Mackay, N. G.↗