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DOE OSTI2026

Restricted Partition Function Semiclassical Transition State Theory (RPF-SCTST): Applications to Reactions Involving Hydrogen Cyanide, Hydrogen Peroxide, and Formaldehyde Oxide

We demonstrate the efficiency of the numerical calculation of thermal semiclassical transition state theory (SCTST) rates across several representative chemical reactions using the restricted partition function (RPF)─viz a function that depends only on the imaginary action associated with a reaction. Here, we treat the potential energy surfaces (PESs) through fourth order expansions around the saddle point and integrate the Hamiltonian up to second order in employing vibrational perturbation theory. We apply this formalism to uni- and bimolecular reactions with different─though relatively high─barrier heights to uncover the influence of the barrier properties, minimal energies, and separability of the rotational motion on rate constants and tunneling corrections. Although all modes are coupled within the RPF, we found in our numerical examples that the rotational component in the absence of significant rotational distortions can be separated from the vibrational contributions. Moreover, a classical treatment of the rotational contribution is adequate over the temperature range from approximately 100 to 1000 K. We also found that the choice of DFT basis set can lead to variations in rate constants of up to an order of magnitude. Lastly, different schemes for counting eligible energy levels result in rate constants that differ by no more than a factor of 2, with the remaining discrepancies attributed to the treatment of near-convergent levels in perturbation theory.

74 ATOMIC AND MOLECULAR PHYSICS↗
DOE OSTI2019

Anharmonic Rovibrational Partition Functions at High Temperatures: Tests of Reduced-Dimensional Models for Systems with up to Three Fluxional Modes

In this work, curvilinear coordinate Monte Carlo phase space integration and a series of full-dimensional fitted potential energy surfaces are used to study the effectiveness of reduced-dimensional models for predicting rovibrational anharmonicity at high temperatures. Fully coupled and fully anharmonic, but classical, rovibrational partition functions Q are computed for 14 species with two or three fluxional modes (inversions or torsions) and as many as 30 degrees of freedom. These results are converted to semiclassical anharmonicity correction factors f and are analyzed alongside results obtained previously for 22 species with up to two fluxional modes. As expected, fluxional species show considerable variation in f at high temperatures; f is as small as 0.2 for acetone and is as large as 9 for methylene glycol at 2500 K. This set of full-dimensional results is used to test the accuracy of reduced-dimensional models where fluxional modes are treated as coupled to one another but as separable from the remaining nonfluxional modes. For most systems, we find that such an approximation is accurate at high temperatures, with average errors in Q of just similar to 25%. For some systems, however, larger errors are found, and these are attributed to strong coupling of the fluxional modes to one or more nonfluxional modes. In particular, we identify strong coupling to low-frequency bends for some systems, and we show that by comparing curvilinear and rectilinear harmonic frequencies for the fluxional modes, we can estimate the effect of this coupling on rovibrational anharmonicity. We also quantify the accuracy of the more severe but common assumption of treating fluxional modes as separable from one another, that is, as sets of uncoupled one-dimensional inversions and torsions. This approach can work well for methyl and alkyl rotors, but it is shown to have errors as large as a factor of 7 at high temperatures for more complex systems. Lastly, we note that while the present analysis focuses on the treatment of fluxional modes, the collective anharmonicity correction associated with the more numerous nonfluxional modes, although simpler to describe, comprises a significant fraction of the overall anharmonicity.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗
DOE OSTI2025

A universal inequality on the unitary 2D CFT partition function

We prove the conjecture proposed by Hartman, Keller and Stoica (HKS) [1]: the grand-canonical free energy of a unitary 2D CFT with a sparse spectrum below the scaling dimension $\frac{c}{12}$ + ϵ and below the twist $\frac{c}{12}$ is universal in the large c limit for all β L β R ≠ 4π 2 . The technique of the proof allows us to derive a one-parameter (with parameter α ∈ (0, 1]) family of universal inequalities on the unitary 2D CFT partition function with general central charge c ⩾ 0, using analytical modular bootstrap. We derive an iterative equation for the domain of validity of the inequality on the (β L , β R ) plane. The infinite iteration of this equation gives the boundary of maximal-validity domain, which depends on the parameter α in the inequality.

AdS-CFT Correspondence↗
DOE OSTI2025

Semiclassical transition state theory through the lens of the restricted partition function

The wide adoption of transition state theory in resolving the rates of molecular processes relies on the simplification from reducing the formal and numerical expense of dynamics by a geometric constraint. Such a reduction is at odds with the uncertainty in localization that the uncertainty principle requires. While many forms of semiclassical transition state theory (SCTST) have been aimed at addressing this challenge, a popular approach has relied on resolving the underlying phase space structure of the exact rate formula to leverage Bohr–Sommerfeld quantization. Here, the Hernandez–Miller SCTST reframed the thermal rate formula into an integral of the so-called restricted partition function (RPF) over the action associated with the reaction. The density-of-state SCTST has reframed the rate formula in terms of the instanton’s density of states (DoS). Here, we show the relationship between the RPF-SCTST and the DoS-SCTST and derive the latter from the former. In this way, we help unify these branches of SCTST and provide a clearer formalism for future advances.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗
DOE OSTI2017

Operator bases, S-matrices, and their partition functions

Relativistic quantum systems that admit scattering experiments are quantitatively described by effective field theories, where S-matrix kinematics and symmetry considerations are encoded in the operator spectrum of the EFT. Here in this paper we use the S-matrix to derive the structure of the EFT operator basis, providing complementary descriptions in (i) position space utilizing the conformal algebra and cohomology and (ii) momentum space via an algebraic formulation in terms of a ring of momenta with kinematics implemented as an ideal. These frameworks systematically handle redundancies associated with equations of motion (on-shell) and integration by parts (momentum conservation). We introduce a partition function, termed the Hilbert series, to enumerate the operator basis — correspondingly, the S-matrix — and derive a matrix integral expression to compute the Hilbert series. The expression is general, easily applied in any spacetime dimension, with arbitrary field content and (linearly realized) symmetries. In addition to counting, we discuss construction of the basis. Simple algorithms follow from the algebraic formulation in momentum space. We explicitly compute the basis for operators involving up to n = 5 scalar fields. This construction universally applies to fields with spin, since the operator basis for scalars encodes the momentum dependence of n-point amplitudes. We discuss in detail the operator basis for non-linearly realized symmetries. In the presence of massless particles, there is freedom to impose additional structure on the S- matrix in the form of soft limits. The most naÏve implementation for massless scalars leads to the operator basis for pions, which we confirm using the standard CCWZ formulation for non-linear realizations. Finally, although primarily discussed in the language of EFT, some of our results — conceptual and quantitative — may be of broader use in studying conformal field theories as well as the AdS/CFT correspondence.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗