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At least 91 records · Page 5
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DOE OSTI2020

Effective entropy of quantum fields coupled with gravity

Entanglement entropy, or von Neumann entropy, quantifies the amount of uncertainty of a quantum state. For quantum fields in curved space, entanglement entropy of the quantum field theory degrees of freedom is well-defined for a fixed background geometry. In this paper, we propose a generalization of the quantum field theory entanglement entropy by including dynamical gravity. The generalized quantity named effective entropy, and its Renyi entropy generalizations, are defined by analytic continuation of a replica calculation. The replicated theory is defined as a gravitational path integral with multiple copies of the original boundary conditions, with a co-dimension-2 brane at the boundary of region we are studying. We discuss different approaches to define the region in a gauge invariant way, and show that the effective entropy satisfies the quantum extremal surface formula. When the quantum fields carry a significant amount of entanglement, the quantum extremal surface can have a topology transition, after which an entanglement island region appears. Our result generalizes the Hubeny-Rangamani-Takayanagi formula of holographic entropy (with quantum corrections) to general geometries without asymptotic AdS boundary, and provides a more solid framework for addressing problems such as the Page curve of evaporating black holes in asymptotic flat spacetime. We apply the formula to two example systems, a closed two-dimensional universe and a four-dimensional maximally extended Schwarzchild black hole. We discuss the analog of the effective entropy in random tensor network models, which provides more concrete understanding of quantum information properties in general dynamical geometries. We show that, in absence of a large boundary like in AdS space case, it is essential to introduce ancilla that couples to the original system, in order for correctly characterizing quantum states and correlation functions in the random tensor network. Using the superdensity operator formalism, we study the system with ancilla and show how quantum information in the entanglement island can be reconstructed in a state-dependent and observer-dependent map. We study the closed universe (without spatial boundary) case and discuss how it is related to open universe.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

The wavefunction of a quantum S 1 × S 2 universe

We study quantum gravity corrections to the no-boundary wavefunction describing a universe with spatial topology S 1 × S 2 . It has been suggested that quantum effects become increasingly important when the size of the circle is large relative to the sphere. In this paper, we confirm this claim by an explicit four-dimensional one-loop calculation of the gravitational path integral preparing such a state. In the process, we clarify some aspects of the gravitational path integral on complex spacetimes. These quantum corrections play a crucial role in ensuring that the norm of the wavefunction is naturally expressed in terms of a path integral over S 2 × S 2 at the classical level. We extend some of the analysis to more general spatial topologies, as well as to the inclusion of fermions.

cosmological models↗
DOE OSTI2025

Absolute entropy and the observer’s no-boundary state

We investigate the no-boundary proposal for closed universes with an observer. We argue that the observer’s no-boundary state is the identity operator on the physical Hilbert space, i.e., the maximum entropy state and show this explicitly in Jackiw-Teitelboim gravity. Geometrically, the no-boundary state is a bra-ket wormhole. Expectation values in the no-boundary state provide a trace for the observer’s algebra, which allows one to define von Neumann entropy for observers in different universes as the relative entropy with respect to the no-boundary state. This result is consistent with all previously discussed cases of traces for invariantly defined regions.

Cosmological models↗
DOE OSTI2026

Physical instabilities and the phase of the Euclidean path integral

We compute the phase of the Euclidean gravity partition function on manifolds of the form S p × M q . We find that the total phase is equal to the phase in pure gravity on S p times an extra phase that arises from negative mass squared fields that we obtain when we perform a Kaluza-Klein reduction to S p . The latter can be matched to the phase expected for physical negative modes seen by a static path observer in dS p . In the case of S p × S q the answer can be interpreted in terms of a computation in the static patch of dS p or dS q . We also provide the phase when we have a product of many spheres. We clarify the procedure for determining the precise phase factor. We discuss some aspects of the interpretation of this phase.

Models of Quantum Gravity↗
DOE OSTI2020

Shocks, superconvergence, and a stringy equivalence principle

We study propagation of a probe particle through a series of closely situated gravitational shocks. We argue that in any UV-complete theory of gravity the result does not depend on the shock ordering — in other words, coincident gravitational shocks commute. Shock commutativity leads to nontrivial constraints on low-energy effective theories. In particular, it excludes non-minimal gravitational couplings unless extra degrees of freedom are judiciously added. In flat space, these constraints are encoded in the vanishing of a certain “superconvergence sum rule.” In AdS, shock commutativity becomes the statement that average null energy (ANEC) operators commute in the dual CFT. We prove commutativity of ANEC operators in any unitary CFT and establish sufficient conditions for commutativity of more general light-ray operators. Superconvergence sum rules on CFT data can be obtained by inserting complete sets of states between light-ray operators.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Islands far outside the horizon

Information located in an entanglement island in semiclassical gravity can be nonperturbatively reconstructed from distant radiation, implying a radical breakdown of effective field theory. We show that this occurs well outside of the black hole stretched horizon. We compute the island associated to large-angular momentum Hawking modes of a four-dimensional Schwarzschild black hole. These modes typically fall back into the black hole but can be extracted to infinity by relativistic strings or, more abstractly, by asymptotic boundary operators constructed using the timelike tube theorem. Remarkably, we find that their island can protrude a distance of order $\sqrt{\ell_p{r}_{\textrm{hor}}}$ outside the horizon. This is parametrically larger than the Planck scale ℓ p and is comparable to the Bohr radius for supermassive black holes. Therefore, in principle, a distant observer can determine experimentally whether the black hole information paradox is resolved by complementarity, or by a firewall.

AdS-CFT correspondence↗
DOE OSTI2022

On the questions of asymptotic recoverability of information and subsystems in quantum gravity

A longstanding question in quantum gravity regards the localization of quantum information; one way to formulate this question is to ask how subsystems can be defined in quantum-gravitational systems. The gauge symmetry and necessity of solving the gravitational constraints appear to imply that the answers to this question here are different than in finite quantum systems, or in local quantum field theory. Specifically, the constraints can be solved by providing a “gravitational dressing” for the underlying field-theory operators, but this modifies their locality properties. It has been argued that holography itself may be explained through this role of the gauge symmetry and constraints, at the nonperturbative level, but there are also subtleties in constructing a holographic map in this approach. There are also claims that holography is implied even by perturbative solution of the constraints. This short note provides further examination of these questions, and in particular investigates to what extent perturbative or nonperturbative solution of the constraints implies that information naïvely thought to be localized can be recovered by asymptotic measurements, and the relevance of this in defining subsystems. In the leading perturbative case, the relevant effects are seen to be exponentially suppressed and asymptotically vanishing, for massive fields. These questions are, for example, important in sharply characterizing the unitarity problem for black holes.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

From rotating to charged black holes and back again

The mild form of the Weak Gravity Conjecture (WGC) requires higher derivative corrections to extremal charged black holes to increase their charge-to-mass ratio. This allows decay via emission of a smaller extremal black hole. In this paper, we investigate if similar constraints hold for extremal rotating black holes. We do so by considering the leading higher derivative corrections to the four-dimensional Kerr black hole and five-dimensional Myers-Perry black hole. We use a known mapping of these rotating solutions to a four-dimensional non-rotating dyonic Kaluza-Klein black hole and impose the WGC on this charged solution. Going back again to the rotating solutions, this fixes the sign of the corrections to the rotating extremality bounds. The sign of the corrections is non-universal, depending on the black hole under consideration. We argue that this is not at odds with black hole decay, because of the presence of a superradiant instability that persists in the extremal limit. When this instability is present, the WGC is implied for the four-dimensional charged black hole.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Quantum mechanical out-of-time-ordered-correlators for the anharmonic (quartic) oscillator

Out-of-time-ordered correlators (OTOCs) have been suggested as a means to study quantum chaotic behavior in various systems. In this work, I calculate OTOCs for the quantum mechanical anharmonic oscillator with quartic potential, which is classically integrable and has a Poisson-like energy-level distribution. For low temperature, OTOCs are periodic in time, similar to results for the harmonic oscillator and the particle in a box. For high temperature, OTOCs exhibit a rapid (but power-like) rise at early times, followed by saturation consistent with 2 < x 2 >T < p 2 > T at late times. At high temperature, the spectral form factor decreases at early times, bounces back and then reaches a plateau with strong fluctuations.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Comments on the entanglement spectrum of de Sitter space

We argue that the Schwarzschild-de Sitter black hole entropy formula does not imply that the entanglement spectrum of the vacuum density matrix of de Sitter space is flat. Specifically, we show that the expectation value of a random projection operator of dimension d >> 1, on a Hilbert space of dimension D >> d and in a density matrix ρ = e –K with strictly positive spectrum, is $\frac{d}{D} \large{(}1 + o \large{(}\frac{1}{\sqrt{d}}\large{)}$, independent of the spectrum of the density matrix. In addition, for a suitable class of spectra the asymptotic estimates Tr (ρK) ~ ln D – o(1) and Tr [ρ(K – $\langle$K$\rangle$) 2 ] = a $\langle$K$\rangle$ are compatible for any order one constant a. We discuss a simple family of matrix models and projections that can replicate such modular Hamiltonians and the SdS entropy formula.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Complementarity and the unitarity of the black hole S -matrix

Recently, Akers et al. proposed a non-isometric holographic map from the interior of a black hole to its exterior. Within this model, we study properties of the black hole S-matrix, which are in principle accessible to observers who stay outside the black hole. Specifically, we investigate a scenario in which an infalling agent interacts with radiation both outside and inside the black hole. Because the holographic map involves postselection, the unitarity of the S-matrix is not guaranteed in this scenario, but we find that unitarity is satisfied to very high precision if suitable conditions are met. If the internal black hole dynamics is described by a pseudorandom unitary transformation, and if the operations performed by the infaller have computational complexity scaling polynomially with the black hole entropy, then the S-matrix is unitary up to corrections that are superpolynomially small in the black hole entropy. Furthermore, while in principle quantum computation assisted by postselection can be very powerful, we find under similar assumptions that the S-matrix of an evaporating black hole has polynomial computational complexity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

A dynamical mechanism for the Page curve from quantum chaos

If the evaporation of a black hole formed from a pure state is unitary, the entanglement entropy of the Hawking radiation should follow the Page curve, increasing from zero until near the halfway point of the evaporation, and then decreasing back to zero. The general argument for the Page curve is based on the assumption that the quantum state of the black hole plus radiation during the evaporation process is typical. In this paper, we show that the Page curve can result from a simple dynamical input in the evolution of the black hole, based on a recently proposed signature of quantum chaos, without resorting to typicality. Our argument is based on what we refer to as the “operator gas” approach, which allows one to understand the evolution of the microstate of the black hole from generic features of the Heisenberg evolution of operators. One key feature which leads to the Page curve is the possibility of dynamical processes where operators in the “gas” can “jump” outside the black hole, which we refer to as void formation processes. Such processes are initially exponentially suppressed, but dominate after a certain time scale, which can be used as a dynamical definition of the Page time. In the Hayden-Preskill protocol for young and old black holes, we show that void formation is also responsible for the transfer of information from the black hole to the radiation. We conjecture that void formation may provide a microscopic explanation for the recent semi-classical prescription of including islands in the calculation of the entanglement entropy of the radiation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Looking at extremal black holes from very far away

Near-extremal black holes are subject to large quantum effects, which modify their low-temperature thermodynamic behavior. Hitherto, these quantum effects were analyzed by separating the geometry into the near-horizon region and its exterior. It is desirable to understand and reproduce such corrections from the full higher-dimensional asymptotically flat or AdS geometry’s perspective. We address this question in this article and fill this gap. Specifically, we find off-shell eigenmodes of the quadratic fluctuation operator of the Euclidean gravitational dynamics, with eigenvalues that vanish linearly with temperature. We illustrate this for BTZ and neutral black holes with hyperbolic horizons in AdS in Einstein-Hilbert theory, and for the charged black holes in Einstein-Maxwell theory. The linear scaling with Matsubara frequency, which is a distinctive feature of the modes, together with the fact that their wavefunctions localize close to the horizon as we approach extremality, identifies them as responsible for the aforementioned quantum effects. We provide a contour prescription to deal with the sign indefiniteness of the Euclidean Einstein-Maxwell action, which we derive to aid our analysis. We also resolve a technical puzzle regarding modes associated with rotational isometries in stationary black hole spacetimes.

AdS-CFT Correspondence↗
DOE OSTI2024

Rindler fluids from gravitational shockwaves

We study a correspondence between gravitational shockwave geometry and its fluid description near a Rindler horizon in Minkowski spacetime. Utilizing the Petrov classification that describes algebraic symmetries for Lorentzian spaces, we establish an explicit mapping between a potential fluid and the shockwave metric perturbation, where the Einstein equation for the shockwave geometry is equivalent to the incompressibility condition of the fluid, augmented by a shockwave source. Then we consider an Ansatz of a stochastic quantum source for the potential fluid, which has the physical interpretation of shockwaves created by vacuum energy fluctuations. Under such circumstance, the Einstein equation, or equivalently, the incompressibility condition for the fluid, becomes a stochastic differential equation. By smearing the quantum source on a stretched horizon in a Lorentz invariant manner with a Planckian width (similarly to the membrane paradigm), we integrate fluctuations near the Rindler horizon to find an accumulated effect of the variance in the round-trip time of a photon traversing the horizon of a causal diamond.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

On observers in holographic maps

A straightforward gravitational path integral calculation implies that closed universes are trivial, described by a one dimensional Hilbert space. Two recent papers by Harlow-Usatyuk-Zhao and Abdalla-Antonini-Iliesiu-Levine have sought to ameliorate this issue by defining special rules to incorporate observers into the path integral. However, the proposed rules are different, leading to differing results for the Hilbert space dimension. Moreover, the former work offers a holographic map realized using a non-isometric code construction to complement their path integral result and clarify its physics. In this work, we propose a non-isometric code that implements the second construction, allowing thorough comparison. Our prescription may be thought of as simply removing the portion of the map that acts on the observer, while preserving the rest, creating an effective holographic boundary at the observer-environment interface. This proposal can be directly applied to general holographic maps for both open and closed universes of any dimension.

AdS-CFT correspondence↗
DOE OSTI2023

Black hole horizon edge partition functions

We extend a formula for 1-loop black hole determinants by Denef, Hartnoll, and Sachdev (DHS) to spinning fields on any (d + 1)-dimensional static spherically symmetric black hole. By carefully analyzing the regularity condition imposed on the Euclidean eigenfunctions, we reveal an unambiguous bulk-edge split in the 1-loop Euclidean partition function for tensor fields of arbitrary integer spin: the bulk part captures the “renormalized” thermal canonical partition function recently discussed in [1]; the edge part is related to quasinormal modes (QNMs) that fail to analytically continue to a subset of Euclidean modes with enhanced fall-offs near the origin. Since the edge part takes the form of a path integral on S d–1 , this suggests that these are associated with degrees of freedom living on the bifurcation surface in the Lorentzian two-sided black hole geometry. For massive higher spin on static BTZ and massive vector on Nariai black holes, we find that the edge partition function is related to the QNMs with lowest overtone numbers.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Thermodynamics of the near-extremal Kerr spacetime

We examine the thermodynamics of a near-extremal Kerr black hole, and demonstrate that the geometry behaves as an ordinary quantum system with a vanishingly small degeneracy at low temperatures. This is in contrast with the classical analysis, which instead predicts a macroscopic entropy for the extremal Kerr black hole. Our results follow from a careful analysis of the gravitational path integral. Specifically, the low temperature canonical partition function behaves as Z ~ T$\frac{3}{2}$ e S 0 +c log S 0 , with S 0 the classical degeneracy and c a numerical coefficient we compute. This is in line with the general expectations for non-supersymmetric near-extremal black hole thermodynamics, as has been clarified in the recent past, although cases without spherical symmetry have not yet been fully analyzed until now. We also point out some curious features relating to the rotational zero modes of the near-extremal Kerr black hole background that affects the coefficient c. This raises a puzzle when considering similar black holes in string theory. Our results generalize to other rotating black holes, as we briefly exemplify.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Universality in logarithmic temperature corrections to near-extremal rotating black hole thermodynamics in various dimensions

The low-temperature thermodynamics of near-extremal rotating black holes has recently been revisited to incorporate one-loop contributions that are dominant in this regime. We discuss these quantum corrections to the gravitational path integral for asymptotically Anti de-Sitter black holes in four and five dimensions. In four dimensions we explicitly consider Kerr-AdS 4 , Kerr-Newman-AdS 4 and the rotating black hole in $\mathcal{N}$ = 4 gauged supergravity with two scalars and two electric charges turned on. In five dimensions we explicitly address the asymptotically flat Myers-Perry black hole and the Kerr-AdS5 black hole. In every case we find that tensor modes contribute $\frac{3}{2}$logT Hawking to the low-temperature thermodynamics. We identify the root cause of this universality in two facts: (i) the universal presence of a SL(2, $\mathbb{R}$) subgroup of isometries in the near-horizon geometry and (ii) a set of cancellations in the Lichnerowicz operator. We show that these two conditions hold for near-extremal black holes in asymptotically flat and asymptotically AdS spacetimes of various dimensions.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗