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NASA NTRS2021

The Efficacy of Seasonal Terrestrial Water Storage Forecasts for Predicting Vegetation Activity Over Africa

Terrestrial water storage (TWS) provides important information on terrestrial hydroclimate and may have value for seasonal forecasting because of its strong persistence. We use the NASA Hydrological Forecast and Analysis System (NHyFAS) to investigate TWS forecast skill over Africa and assess its value for predicting vegetation activity from satellite estimates of leaf area index (LAI). Forecast skill is high over East and Southern Africa, extending up to 3–6 months in some cases, with more modest skill over West Africa. Highest skill generally occurs during the dry season or beginning of the wet season when TWS anomalies from the previous wet season are most likely to carry forward in time. In East Africa, this occurs prior to and during the transition into the spring “Long Rains” from January–March, while in Southern Africa this period of highest skill starts at the beginning of the dry season in April and extends through to the start of the wet season in October. TWS is highly and positively correlated with LAI, and a logistic regression model shows high cross-validation skill in predicting above or below normal LAI using TWS. Combining the LAI regression model with the NHyFAS forecasts, 1-month lead LAI predictions have high accuracy over East and Southern Africa, with reduced but significant skill at 3-month leads over smaller sub-regions. This highlights the potential value of TWS as an additional source of information for seasonal forecasts over Africa, with direct applications to some of the most vulnerable agricultural regions on the continent.

Terrestrial water shortage↗

NASA NTRS2021

Canopy reflectance models illustrate varying NDVI responses to change in high latitude ecosystems

Multiyear trends in Normalized Difference Vegetation Index (NDVI) have been used as metrics of high latitude ecosystem change based on the assumption that NDVI change is associated with ecological change, generally as changes in green vegetation amount (green leaf area index [LAI] or plant cover). Further, no change in NDVI is often interpreted as no change in these variables. Three canopy reflectance models including linear mixture model, the SAIL (Scattering from Arbitrarily Inclined Leaves) model, and the GeoSail model were used to simulate scenarios representing high latitude landscape NDVI responses to changes in LAI and plant cover. The simulations showed inconsistent NDVI responses. Clear increases in NDVI are generally associated with increases in LAI and plant cover. At higher values of LAI, the change in NDVI per unit change in LAI decreases, with very little change in spruce forest NDVI where crown cover is >50% and at the tundra–taiga ecotone with transitions from shrub tundra to spruce woodland. These lower responses may bias the interpretation of greening/browning trends in boreal forests. Variations in water or snow coverage were shown to produce outsized nonbiological NDVI responses. Inconsistencies in NDVI responses exemplify the need for care in the interpretation of NDVI change as a metric of high latitude ecosystem change, and that landscape characteristics in terms of the type of cover and its characteristics, such as the initial plant cover, must be taken into account in evaluating the significance of any observed NDVI trends.

Karl F Huemmrich↗

NASA NTRSDate not supplied

Detecting Short Term Drought Impact in the Southwest US Using GOES-16 ABI Data

Satellite optical remote sensing has been often used for monitoring broad-region vegetation change, for example, phenology observations and the year-to-year leaf area index (LAI) responses to climate oscillations. However, rapid responses of vegetation to day-to-day weather perturbations are difficult to detect using available optical remote sensing satellites because of the low frequency of the observations. Sun-synchronous optical sensors, such as Moderate Resolution Imaging Spectroradiometer (MODIS) and Advanced Very High Resolution Radiometer (AVHRR), can observe a target area once a day. Daily observations cannot distinguish whether short-term changes in Normalized Differential Vegetation Index (NDVI) are actual LAI change or cloud contamination. NOAA’s GOES satellites make observations every 10 to 15 minutes using the Advanced Baseline Imager (ABI). In this study, we used the Geostationary-NASA Earth Exchange (GeoNEX) L1G Top-of-Atmosphere (TOA) ABI data to detect drought impact on NDVI time series in the Southwest US. We used an empirical method to cancel the BRDF effect of varying solar zenith angle. The ABI was able to detect short term drought impacts as well as an NDVI decrease in the dry season. Increased NDVI right after a rainfall followed by an immediate decrease was observed. These ABI NDVI changes were correlated with the RGB time series from PhenoCam Network data. Results indicated that the ABI can be used for short-term analysis of LAI and can detect small LAI changes caused by drought in an arid area, suggesting the potential for its use in near-real time drought monitoring applications.

ABI↗

NASA NTRS2020

Biophysical Impacts of Earth Greening Largely Controlled by Aerodynamic Resistance

Satellite observations show widespread increasing trends of leaf area index (LAI), known as the Earth greening. However, the biophysical impacts of this greening on land surface temperature (LST) remain unclear. Here, we quantify the biophysical impacts of Earth greening on LST from 2000 to 2014 and disentangle the contributions of different factors using a physically based attribution model. We find that 93% of the global vegetated area shows negative sensitivity of LST to LAI increase at the annual scale, especially for semiarid woody vegetation. Further considering the LAI trends (P ≤ 0.1), 30% of the global vegetated area is cooled by these trends and 5% is warmed. Aerodynamic resistance is the dominant factor in controlling Earth greening’s biophysical impacts: The increase in LAI produces a decrease in aerodynamic resistance, thereby favoring increased turbulent heat transfer between the land and the atmosphere, especially latent heat flux.

Greening↗

NASA NTRS2021

Disentangling the Regional Climate Impacts of Competing Vegetation Responses to Elevated Atmospheric CO2

Biophysical vegetation responses to elevated atmospheric carbon dioxide (CO2) affect regional hydroclimate through two competing mechanisms. Higher CO2 increases leaf area (LAI), thereby increasing transpiration and water losses. Simultaneously, elevated CO2 reduces stomatal conductance and transpiration, thereby increasing rootzone soil moisture. Which mechanism dominates in the future is highly uncertain, partly because these two processes are difficult to explicitly separate within dynamic vegetation models. We address this challenge by using the GISS ModelE global climate model to conduct a novel set of idealized 2×CO2 sensitivity experiments to: evaluate the total vegetation biophysical contribution to regional climate change under high CO2; and quantify the separate contributions of enhanced LAI and reduced stomatal conductance to regional hydroclimate responses. We find that increased LAI exacerbates soil moisture deficits across the sub‐tropics and more water‐limited regions, but also attenuates warming by ∼0.5–1°C in the US Southwest, Central Asia, Southeast Asia, and northern South America. Reduced stomatal conductance effects contribute ∼1°C of summertime warming. For some regions, enhanced LAI and reduced stomatal conductance produce nonlinear and either competing or mutually amplifying hydroclimate responses. In northeastern Australia, these effects combine to exacerbate radiation‐forced warming and contribute to year‐round water limitation. Conversely, at higher latitudes these combined effects result in less warming than would otherwise be predicted due to nonlinear responses. These results highlight substantial regional variation in CO2‐driven vegetation responses and the importance of improving model representations of these processes to better quantify regional hydroclimate impacts.

Regional climate impacts↗

DOE OSTI2021

Mechanical and physical properties of inorganic polymer cement made of iron-rich laterite and lateritic clay: A comparative study

In this work, two different laterites (iron contents of 13.07 and 49.34 wt%, respectively, for lateritic clay, LAC, and iron-rich laterite, LAI) were selected and calcined at 600 °C. The obtained calcined laterites, namely LAI600 and LAC600, were separately mixed with an alkaline solution (silicate modulus of 1.35) or an acidic solution (phosphoric acid solution at pH ≤ 2) for the synthesis of inorganic polymer products. The fabricated products were cured at 20 °C (ambient) and 40 °C (oven). The obtained results showed that the compressive strength of each series of alkaline-based inorganic polymer binder increased with ageing time (7 and 28 days) for room temperature curing, while the reverse trend was noted for oven-cured specimens. The best mechanical performance was obtained when using a phosphoric acid solution, 38 and 52 ± 1 MPa; 62 and 65 ± 1 MPa at 28 days for LAC and LAI respectively. It appeared that a higher iron content within the laterite contributed to an increase in the compressive strength under acidic conditions (LAI (59 MPa) > LAC (48 MPa)) compared to the behavior obtained under alkaline conditions (LAI (6 MPa) < LAC (29 MPa)). Accordingly, the acidic products exhibited a dense structure (with lower porosity) and contained amorphous iron/aluminium phosphate phases such as berlinite (FePO{sub 4}), iron hydrogen phosphate hydrate (Fe{sub 3}H{sub 15}(PO{sub 4}){sub 8·}4H{sub 2}O), ferrowyllieite (AlFe{sub 2}Na{sub 2}(PO{sub 4}){sub 3}) and sodium iron phosphate (Na{sub 3}Fe{sub 2}(PO{sub 4}){sub 3}) arising from the alteration of iron minerals in an acidic medium, confirmed by Mössbauer spectroscopy and electron paramagnetic resonance spectroscopy.

36 MATERIALS SCIENCE↗

DOE OSTI2021

Airborne hyperspectral imaging of nitrogen deficiency on crop traits and yield of maize by machine learning and radiative transfer modeling

Nitrogen is an essential nutrient that directly affects plant photosynthesis, crop yield, and biomass production for bioenergy crops, but excessive application of nitrogen fertilizers can cause environmental degradation. To achieve sustainable nitrogen fertilizer management for precision agriculture, there is an urgent need for nondestructive and high spatial resolution monitoring of crop nitrogen and its allocation to photosynthetic proteins as that changes over time. Here, we used visible to shortwave infrared (400–2400 nm) airborne hyperspectral imaging with high spatial (0.5 m) and spectral (3–5 nm) resolutions to accurately estimate critical crop traits, i.e., nitrogen, chlorophyll, and photosynthetic capacity (CO 2 -saturated photosynthesis rate, V max,27 ), at leaf and canopy scales, and to assess nitrogen deficiency on crop yield. We conducted three airborne campaigns over a maize (Zea mays L.) field during the growing season of 2019. Physically based soil-canopy Radiative Transfer Modeling (RTM) and data-driven approaches i.e. Partial-Least Squares Regression (PLSR) were used to retrieve crop traits from hyperspectral reflectance, with ground truth of leaf nitrogen, chlorophyll, V max,27 , Leaf Area Index (LAI), and harvested grain yield. To improve computational efficiency of RTMs, Random Forest (RF) was used to mimic RTM simulations to generate machine learning surrogate models RTM-RF. The results show that prior knowledge of soil background and leaf angle distribution can significantly reduce the ill-posed RTM retrieval. RTM-RF achieved a high accuracy to predict leaf chlorophyll content (R 2 = 0.73) and LAI (R 2 = 0.75). Meanwhile, PLSR exhibited better accuracy to predict leaf chlorophyll content (R 2 = 0.79), nitrogen concentration (R 2 = 0.83), nitrogen content (R 2 = 0.77), and V max,27 (R 2 = 0.69) but required measured traits for model training. We also found that canopy structure signals can enhance the use of spectral data to predict nitrogen related photosynthetic traits, as combining RTM-RF LAI and PLSR leaf traits well predicted canopy-level traits (leaf traits × LAI) including canopy chlorophyll (R 2 = 0.80), nitrogen (R 2 = 0.85) and V max,27 (R 2 = 0.82). Compared to leaf traits, we further found that canopy-level photosynthetic traits, particularly canopy V max,27 , have higher correlation with maize grain yield. This study highlights the potential for synergistic use of process-based and data-driven approaches of hyperspectral imaging to quantify crop traits that facilitate precision agricultural management to secure food and bioenergy production.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2020

Modeling Spatial Heterogeneity in Surface Turbulent Heat Flux in the U.S. Southern Great Plains

Advances in numerical modeling of cloud dynamics are driving a need for improved land model prediction at convective storm scales. Here, satellite and ground-based vegetation remote sensing data were combined with land model experiments to more accurately characterize land surface spatial heterogeneity in the Community Land Model (CLM4.0). The new subgrid classification of plant functional types (PFT) and leaf area index (LAI) enables consistent comparison between models and ground-based flux measurements in the U.S. southern Great Plains. Errors in vegetation data sets (inferred from comparison between 250 m satellite and ground-based LAI), while large, had less impact on the simulated characteristics of spatial heterogeneity compared to errors in model representation of surface energy partitioning (between latent and sensible heat flux) and its relationship to LAI. Predicted spatial heterogeneity in surface energy partitioning was enhanced after replacing soil and stomatal resistance parameters with a new set that better predicts the observed relationship to LAI. These modifications increase the number of smaller (mesoscale) dry land patches having higher sensible heat flux. The parameter experiments suggest that vegetation state and processes (transpiration) act to broaden the size spectrum of surface heat flux heterogeneity, which can influence clouds and convective initiation. Moreover, improvements in vegetation input data and model parameters had partially compensating effects on surface flux heterogeneity, indicating the importance of evaluating input data and parameterizations together to improve prediction at higher spatial resolutions.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2025

Contrasting age-dependent leaf acclimation strategies drive vegetation greening across deciduous broadleaf forests in mid- to high latitudes

Increasing leaf area and extending vegetation growing seasons are two primary drivers of global greening, which has emerged as one of the most significant responses to climate change. However, it remains unclear how these two leaf acclimation strategies would vary across forests at a large spatial scale. Here, in this study, using multiple satellite-based datasets and field measurements, we analysed the temporal changes (Δ) in maximal leaf area index (LAI max ) and length of the growing season (LOS) from 2002 to 2021 across deciduous broadleaf forests (DBFs) in the middle to high latitudes. Contrary to the widely held assumption of coordination, our results revealed a negative correlation between ΔLAI max and ΔLOS. Notably, the trade-offs between ΔLAImax and ΔLOS were strongly explained by stand age. Younger DBFs, with lower baseline LAI max , predominantly located in eastern Asia, displayed an increase in LAI max with small changes in LOS. This acquisitive strategy facilitated younger DBFs to grow more photosynthetically efficient leaves with low leaf mass per area, enhancing their light use efficiency. Conversely, older DBFs with a higher baseline LAI max , primarily located in North America and Europe, extended their LOS by increasing leaf mass per area. This conservative strategy facilitated older DBFs to produce thicker, but less photosynthetically efficient leaves, resulting in decreased light use efficiency. Our findings offer new insights into the contrasting changes in leaf area and growing season length and highlight their divergent impacts on ecosystem functioning.

Wang, Fangyi [Sun Yat-Sen Univ., Zhuhai (China)]↗

DOE OSTI2022

CubeSat constellations provide enhanced crop phenology and digital agricultural insights using daily leaf area index retrievals

Satellite remote sensing has great potential to deliver on the promise of a data-driven agricultural revolution, with emerging space-based platforms providing spatiotemporal insights into precision-level attributes such as crop water use, vegetation health and condition and crop response to management practices. Using a harmonized collection of high-resolution Planet CubeSat, Sentinel-2, Landsat-8 and additional coarser resolution imagery from MODIS and VIIRS, we exploit a multi-satellite data fusion and machine learning approach to deliver a radiometrically calibrated and gap-filled time-series of daily leaf area index (LAI) at an unprecedented spatial resolution of 3 m. The insights available from such high-resolution CubeSat-based LAI data are demonstrated through tracking the growth cycle of a maize crop and identifying observable within-field spatial and temporal variations across key phenological stages. Daily LAI retrievals peaked at the tasseling stage, demonstrating their value for fertilizer and irrigation scheduling. An evaluation of satellite-based retrievals against field-measured LAI data collected from both rain-fed and irrigated fields shows high correlation and captures the spatiotemporal development of intra- and inter-field variations. Novel agricultural insights related to individual vegetative and reproductive growth stages were obtained, showcasing the capacity for new high-resolution CubeSat platforms to deliver actionable intelligence for precision agricultural and related applications.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2020

Biophysical impacts of Earth greening largely controlled by aerodynamic resistance

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2021

Semi-automated Design of Artificial Intelligence Earth Systems Models

Prediction and observation of water cycles at various scales involve not only patterns isolated in space and time, but also modeling of complex spatio-temporal relationships across multiple domains. For instance, evapotranspiration (ET) and leaf area indexes (LAI) are two parameters that are needed to accurately model and understand land-atmosphere processes. Accurate assessments of ET and LAI are critical for understanding hydrological processes, deforestation, crop yield, and irrigation impacts. However, ET estimates for global simulations are available at very coarse spatial resolution. They are usually derived from satellite data based on broad plant functional types (PFTs), which fail to capture fine-scale variations because of changes in vegetation type across the globe. Similarly LAI estimates have typically been derived from vegetation indices at global scales or estimated locally using physical models, both of which suffer from a range of uncertainties that impact model sensitivity. The new era of AI model development for Earth systems (ES) calls for data-driven methods that provide domain scientists with uncertainty-aware estimations of biophysical parameters such as ET and LAI in a generalizable, interpretable, and discoverable manner.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2025

Using satellite data to assess Hurricane Helene’s impact on vegetation by land use in the CSRA

Many regions within Georgia, South Carolina, and North Carolina experienced record-breaking rainfall and catastrophic winds due to Hurricane Helene. Helene made landfall on Florida’s big bend on September 26 th , 2024, as a category 4 hurricane, and tracked northward through Georgia and the southern Appalachian Mountains before dissipating on September 29 th , 2024. One significant impact of the hurricane was severe damage to tree canopies across the southeastern United States. This study utilizes satellite-based remotely sensed data provided by the National Aeronautical and Space Administration (NASA) to examine the resilience of these tree canopies following the hurricane. Specifically, the Normalized Difference Vegetation Index (NDVI), Leaf Area Index (LAI), Land Cover Type, Soil Moisture Active Passive (SMAP), and the Global Precipitation Measurement (GPM) mission datasets were employed to study the tree canopy’s response to such events in the Central Savannah River Area (CSRA). A significant increase was observed in the LAI in November of 2024. This increase in LAI was likely influenced by warmer-than-average temperatures throughout October of 2024, along with a second record-breaking rainfall event in the CSRA on November 6th, 2024. The LAI increase was then broken down into land cover type to understand which areas contributed most. The complex nature and resilience of trees became evident, offering opportunities for further exploration and application in urban planning, emergency response, and environmental management.

54 ENVIRONMENTAL SCIENCES↗

NASA NTRS1982

Spectral estimates of solar radiation intercepted by corn canopies

Reflectance factor data were acquired with a Landsat band radiometer throughout two growing seasons for corn (Zea mays L.) canopies differing in planting dates, populations, and soil types. Agronomic data collected included leaf area index (LAI), biomass, development stage, and final grain yields. The spectral variable, greenness, was associated with 78 percent of the variation in LAI over all treatments. Single observations of LAI or greenness have limited value in predicting corn yields. The proportions of solar radiation intercepted (SRI) by these canopies were estimated using either measured LAI or greenness. Both SRI estimates, when accumulated over the growing season, accounted for approximately 65 percent of the variation in yields. Models which simulated the daily effects of weather and intercepted solar radiation on growth had the highest correlations to grain yields. This concept of estimating intercepted solar radiation using spectral data represents a viable approach for merging spectral and meteorological data for crop yield models.

Bauer, M. E.↗

NASA NTRS1982

Relation of agronomic and multispectral reflectance characteristics of spring wheat canopies

The relationships between crop canopy variables such as leaf area index (LAI) and their multispectral reflectance properties were investigated along with the potential for estimating canopy variables from remotely sensed reflectance measurements. Reflectance spectra over the 0.4 to 2.5 micron wavelength range were acquired during each of the major development stages of spring wheat canopies at Williston, North Dakota, during three seasons. Treatments included planting date, N fertilization, cultivar, and soil moisture. Agronomic measurements included development stage, biomass, LAI, and percent soil cover. High correlations were found between reflectance and percent cover, LAI, and biomass. A near infrared wavelength band, 0.76 to 0.90 microns, was most important in explaining variation in LAI and percent cover, while a middle infrared band, 2.08 to 2.35 microns, explained the most variation in biomass and plant water content. Transformations, including the near infrared/red reflectance ratio and greenness index, were also highly correlated to canopy variables. The relationship of canopy variables to reflectance decreased as the crop began to ripen. the canopy variables could be accurately predicted using measurements from three to five wavelength bands. The wavelength bands proposed for the thematic mapper sensor were more strongly related to the canopy variables than the LANDSAT MSS bands.

Bauer, M. E.↗

NASA NTRS1984

Remote sensing of the leaf area index of temperate coniferous forests

To estimate the one-sided leaf area index (LAI) of temperate coniferous forests using data acquired from the Daedalus Airborne Thematic Mapper, an empirical model is developed. The study area follows an environmental gradient across west-central Oregon, where leaf development varies in response to temperature and moisture. The relationship between the ratio of thematic-mapper simulator channels four and three and the leaf area index for selected closed canopy or fully stocked forest stands along the gradient is analyzed. Results show that a good relationship exists between the LAI and the IR/red ratio for conifers and that a conifer species-independent asymptotic relationship is observed between LAI and near IR/red reflectance, with near radiometric saturation occurring at an LAI of about 7-8.

Spanner, M. A.↗

NASA NTRS1986

Satellite-derived leaf-area-index and vegetation maps as input to global carbon cycle models - A hierarchical approach

A hierarchical procedure for developing a leaf area index (LAI) map of deciduous boreal forests is studied. The collection of spectral reflectance data from the Boundary Waters Canoe area in Minnesota using helicopter-, high-altitude aircraft-, and Landsat-mounted spectral sensors is described. The relationship between LAI and biomass and the reflectance ratio is analyzed. The sensitivity of canopy reflectance in the visible and infrared to the LAI of the canopy for various boreal forest species is evaluated. The data reveal that Landsat data are useful for producing LAI maps of deciduous forest areas and the maps provide data which clarifies the function of vegetation in the global carbon cycle models.

Badhwar, G. D.↗

NASA NTRS1990

Remote sensing of temperate coniferous forest lead area index - The influence of canopy closure, understory vegetation and background reflectance

Consideration is given to the effects of canopy closure, understory vegetation, and background reflectance on the relationship between Landsat TM data and the leaf area index (LAI) of temperate coniferous forests in the western U.S. A methodology for correcting TM data for atmospheric conditions and sun-surface-sensor geometry is discussed. Strong inverse curvilinear relationships were found between coniferous forest LAI and TM bands 3 and 5. It is suggested that these inverse relationships are due to increased reflectance of understory vegetation and background in open stands of lower LAI and decreased reflectance of the overstory in closed canopy stands with higher LAI.

Spanner, Michael A.↗