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At least 91 records · Page 5
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DOE OSTI2026

Residual symmetries and scalar multiplet vacuum alignment in non-Abelian flavour models

We demonstrate that, upon minimizing a renormalizable, single-scalar potential invariant under a non-Abelian symmetry, special orientations in the associated vacuum alignment of the scalar multiplet correspond to the preservation of a discrete residual flavour symmetry in the broken phase of the theory. Conversely, we show that these special scalar alignments are perturbed when additional Lagrangian operators (e.g. renormalizable, multi-flavon operators and/or effective, higher-dimensional operators) are present that break said residual symmetry, leading to a vacuum reorientation and phenomenological consequences. We therefore construct a one-to-one correspondence principle between broken residual symmetries and vacuum alignment corrections, providing a mechanism to identify (and correct) a subtle but persistent form of phenomenologically relevant fine-tuning embedded in — but often ignored by — most successful non-Abelian flavour models. We first establish this correspondence in a set of toy models based on the S4 permutation symmetry, and then apply the lessons learned to the more realistic A4 Altarelli-Feruglio and ∆(27) Universal Texture Zero models.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Numerical Evidence for a Haagerup Conformal Field Theory

We numerically study an anyon chain based on the Haagerup fusion category and find evidence that it leads in the long-distance limit to a conformal field theory whose central charge is ~2. Fusion categories generalize the concept of finite group symmetries to noninvertible symmetry operations, and the Haagerup fusion category is the simplest one which comes from neither finite groups nor affine Lie algebras. As such, ours is the first example of conformal field theories which have truly exotic generalized symmetries. Basically the same result was independently obtained in the preceding Letter [Phys. Rev. Lett. 128, 231602 (2022)].

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2022

Outer automorphism anomalies

We discuss anomalies associated with outer automorphisms in gauge theories based on classical groups, namely charge conjugations for SU(N ) and parities for SO(2r). We emphasize the inequivalence (yet related by a flavor transformation) between two versions of charge conjugation for SU(2k), SO(2r), and E 6 symmetries. The subgroups that commute with the outer automorphisms are identified. Some charge conjugations can lead to a paradox, which is resolved by the observation that they are anomalous and hence not symmetries. We then discuss anomaly matching conditions that involve the charge conjugations or parities. Interesting examples are given where the charge conjugation is spontaneously broken.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

On the symmetry TFT of Yang-Mills-Chern-Simons theory

Three-dimensional Yang-Mills-Chern-Simons theory has the peculiar property that its one-form symmetry defects have nontrivial braiding, namely they are charged under the same symmetry they generate, which is then anomalous. This poses a few puzzles in describing the corresponding Symmetry TFT in a four-dimensional bulk. First, the braiding between lines at the boundary seems to be ill-defined when such lines are pulled into the bulk. Second, the Symmetry TFT appears to be too trivial to allow for topological boundary conditions encoding all the different global variants. We show that both of these puzzles can be solved by including endable (tubular) surfaces in the class of bulk topological operators one has to consider. In this way, we are able to reproduce all global variants of the theory, with their symmetries and their anomalies. We check the validity of our proposal also against a top-down holographic realization of the same class of theories.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Symmetries and anomalies of Hamiltonian staggered fermions

We review the shift (translation) and time reversal symmetries of Hamiltonian staggered fermions and their connection to continuum symmetries concentrating in particular on the case of massless fermions and (3+1) dimensions. We construct operators using the staggered fields that implement these symmetries on finite lattices. We show that shifts composed of an odd multiple of the elementary shift anticommute with time reversal and are related to continuum axial transformations. We argue that the presence of these nontrivial commutation relations implies the existence of lattice ’t Hooft anomalies. From the shifts we also construct a set of conserved, quantized charges that generate continuous symmetries of the lattice theory. In general these do not commute with the vector charge signaling further ’t Hooft anomalies.

Anomalies↗
DOE OSTI2022

Axions, higher-groups, and emergent symmetry

Axions, periodic scalar fields coupled to gauge fields through the instanton density, have a rich variety of higher-form global symmetries. These include a two-form global symmetry, which measures the charge of axion strings. As we review, these symmetries typically combine into a higher-group, a kind of non-abelian structure where symmetries that act on operators of different dimensions, such as points, lines, and strings, are mixed. We use this structure to derive model independent constraints on renormalization group flows that realize theories of axions at long distances. These give universal inequalities on the energy scales where various infrared symmetries emerge. For example, we show that in any UV completion of axion-Yang-Mills, the energy scale at which axion strings can decay is always larger than the mass scale of charged particles.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

Additivity, Haag duality, and non-invertible symmetries

The algebraic approach to quantum field theory focuses on the properties of local algebras, whereas the study of (possibly non-invertible) global symmetries emphasizes global aspects of the theory and spacetime. We study connections between these two perspectives by examining how either of two core algebraic properties — “additivity” or “Haag duality” — is violated in a 1+1D CFT or lattice model restricted to the symmetric sector of a general global symmetry. For the Verlinde symmetry of a bosonic diagonal RCFT, we find that additivity is violated whenever the symmetry algebra contains an invertible element, while Haag duality is violated whenever it contains a non-invertible element. We find similar phenomena for the Kramers-Wannier and Rep(D 8 ) non-invertible symmetries on spin chains.

Discrete Symmetries↗
DOE OSTI2025

Non-invertible defects from the Conway SCFT to K3 sigma models. Part I. General results

We initiate the study of supersymmetry-preserving topological defect lines (TDLs) in the Conway moonshine module V f♮ . We show that the tensor category of such defects, under suitable assumptions, admits a surjective but non-injective ring homomorphism into the ring of $\mathbb{Z}$-linear maps of the Leech lattice into itself. This puts strong constraints on possible defects and their quantum dimensions. We describe a simple construction of non-invertible TDLs from orbifolds of holomorphic (super)vertex operator algebras, which yields non-trivial examples of TDLs satisfying our main theorem. We conjecture a correspondence between four-plane-preserving TDLs in V f♮ and supersymmetry-preserving TDLs in K3 non-linear sigma models, which extends the correspondence between symmetry groups to the level of tensor category symmetry. We establish evidence for this conjecture by constructing non-invertible TDLs in special K3 non-linear sigma models.

Conformal Field Models in String Theory↗
DOE OSTI2023

Topological Circular Dichroism in Chiral Multifold Semimetals

Uncovering the physical contents of the nontrivial topology of quantum states is a critical problem in condensed matter physics. Here, we study the topological circular dichroism in chiral semimetals using linear response theory and first-principles calculations. We show that, when the low-energy spectrum respects emergent SO(3) rotational symmetry, topological circular dichroism is forbidden for Weyl fermions, and thus is unique to chiral multifold fermions. This is a result of the selection rule that is imposed by the emergent symmetry under the combination of particle-hole conjugation and spatial inversion. Using first-principles calculations, we predict that topological circular dichroism occurs in CoSi for photon energy below about 0.2 eV. In conclusion, our Letter demonstrates the existence of a response property of unconventional fermions that is fundamentally different from the response of Dirac and Weyl fermions, motivating further study to uncover other unique responses.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2020

Magnetic field dependence of low-energy magnons, anisotropic heat conduction, and spontaneous relaxation of magnetic domains in the cubic helimagnet ZnCr 2 Se 4

Here, anisotropic low-temperature properties of the cubic spinel helimagnet ZnCr 2 Se 4 in the single-domain spin-spiral state are investigated by a combination of neutron scattering, thermal conductivity, ultrasound velocity, and dilatometry measurements. In an applied magnetic field, neutron spectroscopy shows a complex and nonmonotonic evolution of the spin-wave spectrum across the quantum-critical point that separates the spin-spiral phase from the field-polarized ferromagnetic phase at high fields. A tiny spin gap of the pseudo-Goldstone magnon mode, observed at wave vectors that are structurally equivalent but orthogonal to the propagation vector of the spin helix, vanishes at this quantum critical point, restoring the cubic symmetry in the magnetic subsystem. The anisotropy imposed by the spin helix has only a minor influence on the lattice structure and sound velocity but has a much stronger effect on the heat conductivities measured parallel and perpendicular to the magnetic propagation vector. The thermal transport is anisotropic at T≲ 2K, highly sensitive to an external magnetic field, and likely results directly from magnonic heat conduction. We also report long-time thermal relaxation phenomena, revealed by capacitive dilatometry, which are due to magnetic domain motion related to the destruction of the single-domain magnetic state, initially stabilized in the sample by the application and removal of magnetic field. Our results can be generalized to a broad class of helimagnetic materials in which a discrete lattice symmetry is spontaneously broken by the magnetic order.

36 MATERIALS SCIENCE↗
DOE OSTI2021

Construction of two-dimensional topological field theories with non-invertible symmetries

We construct the defining data of two-dimensional topological field theories (TFTs) enriched by non-invertible symmetries/topological defect lines. Simple formulae for the three-point functions and the lasso two-point functions are derived, and crossing symmetry is proven. The key ingredients are open-to-closed maps and a boundary crossing relation, by which we show that a diagonal basis exists in the defect Hilbert spaces. We then introduce regular TFTs, provide their explicit constructions for the Fibonacci, Ising and Haagerup $\mathscr{H}$ 3 fusion categories, and match our formulae with previous bootstrap results. We end by explaining how non-regular TFTs are obtained from regular TFTs via generalized gauging.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

Odd-Parity Magnetism Driven by Antiferromagnetic Exchange

Realizing odd-parity, time-reversal-preserving, nonrelativistic spin splitting is a central goal for spintronics applications. We propose a group-theory-based microscopic framework to induce odd-parity spin splitting from coplanar antiferromagnetic (AFM) states without spin-orbit coupling (SOC). We develop phenomenological models for 421 conventional period-doubling AFM systems in nonsymmorphic space groups and construct minimal microscopic models for 119 of these. We find that these AFM states can attain three possible competing ground states. These ground states all break symmetries in addition to those broken by the usual AFM order. Specifically, they give rise to either odd-parity spin-splitting, nematic order, or scalar odd-parity order related to multiferroicity. Our microscopic theories reveal that the odd-parity spin-splitting energy scale is generically large and further reveal that the scalar odd-parity order gives a nonzero Berry curvature dipole without SOC. We identify 67 materials in the Magndata database for which our theory applies. We provide density-functional theory (DFT) calculations on Fe-based materials that reveal an ℎ-wave spin splitting consistent with our symmetry arguments and apply our microscopic model to determine the nonrelativistic Edelstein response for CeNiAsO.

Antiferromagnets↗
DOE OSTI2024

Universal fine grained asymptotics of free and weakly coupled quantum field theory

We give a rigorous proof that in any free quantum field theory with a finite group global symmetry G, on a compact spatial manifold, at sufficiently high energy, the density of states ρ α (E) for each irreducible representation α of G obeys a universal formula as conjectured by Harlow and Ooguri. We further prove that this continues to hold in a weakly coupled quantum field theory, given an appropriate scaling of the coupling with temperature. This generalizes similar results that were previously obtained in (1 + 1)-D to higher spacetime dimension. We discuss the role of averaging in the density of states, and we compare and contrast with the case of continuous group G, where we prove a universal, albeit different, behavior.

Discrete Symmetries↗
DOE OSTI2023

Sublattice-Dependent Antiferromagnetic Transitions in Rare Earth Nickelates

Perovskite rare earth nickelates exhibit remarkably rich physics in their metal-insulator and antiferromagnetic transitions, and there has been a long-standing debate on whether their magnetic structures are collinear or noncollinear. Through symmetry consideration based on the Landau theory, we discover that the antiferromagnetic transitions on the two nonequivalent Ni sublattices occur separately at different Néel temperatures induced by the O breathing mode. It is manifested by two kinks on the temperature-dependent magnetic susceptibilities with the secondary kink being continuous in the collinear magnetic structure but discontinuous in the noncollinear one. Here, the prediction on the secondary discontinuous kink is corroborated by an existing magnetic susceptibility measurement on bulk single-crystalline nickelates, thus strongly supporting the noncollinear nature of the magnetic structure in bulk nickelates, thereby shedding new light on the long-standing debate.

36 MATERIALS SCIENCE↗
DOE OSTI2020

Isospin symmetry breaking in the mirror pair 73 Sr- 73 Br

The recent experimental observation of isospin symmetry breaking (ISB) in the ground states of the T=3/2 mirror pair 73 Sr- 73 Br is theoretically studied using large-scale shell-model calculations. The large valence space and the successful PFSDG-U effective interaction used for the nuclear part of the problem capture possible structural changes and provide a robust basis to treat the ISB effects of both electromagnetic and nonelectromagnetic origin. The calculated shifts and mirror-energy differences are consistent with the inversion of the I π =1/2 - ,5/2 - states between 73 Sr- 73 Br and suggest that the role played by the Coulomb interaction is dominant. Finally, an isospin breaking contribution of nuclear origin is estimated to be ≈25keV.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2021

Proof of the universal density of charged states in QFT

We prove a recent conjecture by Harlow and Ooguri concerning a universal formula for the charged density of states in QFT at high energies for global symmetries associated with finite groups. An equivalent statement, based on the entropic order parameter associated with charged operators in the thermofield double state, was proven in a previous article by Casini, Huerta, Pontello, and the present author. Here we describe how the statement about the entropic order parameter arises, and how it gets transformed into the universal density of states. The use of the certainty principle, relating the entropic order and disorder parameters, is crucial for the proof. We remark that although the immediate application of this result concerns charged states, the origin and physics of such density can be understood by looking at the vacuum sector only. We also describe how these arguments lie at the origin of the so-called entropy equipartition in these type of systems, and how they generalize to QFT’s on non-compact manifolds.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Crystallography of hyperbolic lattices

Hyperbolic lattices are a revolutionary platform for tabletop simulations of holography and quantum physics in curved space and facilitate efficient quantum error correcting codes. Their underlying geometry is non-Euclidean, and the absence of Bloch's theorem precludes the straightforward application of the often indispensable energy band theory to study model Hamiltonians on hyperbolic lattices. Motivated by recent insights into hyperbolic band theory, we initiate a crystallography of hyperbolic lattices. Here we show that many hyperbolic lattices feature a hidden crystal structure characterized by unit cells, hyperbolic Bravais lattices, and associated symmetry groups. Using the mathematical framework of higher-genus Riemann surfaces and Fuchsian groups, we derive a list of example hyperbolic {p,q} lattices and their hyperbolic Bravais lattices, including five infinite families and several graphs relevant for experiments in circuit quantum electrodynamics and topolectrical circuits. This dramatically simplifies the computation of energy spectra of tight-binding Hamiltonians on hyperbolic lattices, from exact diagonalization on the graph to solving a finite set of equations in terms of irreducible representations. The significance of this achievement needs to be compared to the all-important role played by conventional Euclidean crystallography in the study of solids. We exemplify the high potential of this approach by constructing and diagonalizing finite-dimensional Bloch wave Hamiltonians.

2-dimensional systems↗
DOE OSTI2024

Classification of electronic nematicity in three-dimensional crystals and quasicrystals

Electronic nematic order has been reported in a rich landscape of materials, encompassing not only a range of intertwined correlated and topological phenomena but also different underlying lattice symmetries. Motivated by these findings, we investigate the behavior of electronic nematicity as the spherical symmetry of three-dimensional (3D) space is systematically lowered by the lattice environment. Here, we consider all 32 crystallographic point groups as well as four major classes of quasicrystalline point groups, given the recent observations of electronic phases of interest in quasicrystalline materials and artificial twisted quasicrystals. Valuable insights are gained by establishing a mapping between the five-component charge-quadrupolar nematic order parameter of the electronic fluid and the 3D tensorial order parameter of nematic liquid crystals. We find that a uniaxial nematic state is only generically realized in polyhedral point groups (icosahedral and cubic), with the nematic director pointing along different sets of rotational symmetry axes. Interestingly, icosahedral point groups are the only ones in which the five nematic order parameter components transform as the same irreducible representation, making them the closest analog of 3D isotropic nematics. In axial point groups, one of the nematic components is always condensed, whereas the other four components decompose into an in-plane and an out-of-plane nematic doublet, resulting in biaxial nematic ground states. Because these two nematic doublets behave as Z q clock order parameters, this allows us to identify the types of crystals and quasicrystals that can host interesting electronic nematic phenomena enabled by the critical properties of the q ≥ 4 clock model, such as emergent continuous nematic fluctuations in 3D, critical phases with quasi-long-range nematic order in two dimensions (2D), and Ashkin-Teller nematicity in 2D.

3-dimensional systems↗