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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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DOE OSTI2018

125 GeV Higgs boson mass from 5D gauge-Higgs unification

In the context of a simple gauge-Higgs unification (GHU) scenario based on the gauge group SU( 3 )××U(1)" in a 5D flat space-time, we investigate the possibility of reproducing the observed Higgs boson mass of around 125 GeV. We introduce bulk fermion multiplets with a bulk mass and a (half-)periodic boundary condition. In our analysis, we adopt a low-energy effective theoretical approach of the GHU scenario, where the running Higgs quartic coupling is required to vanish at the compactification scale. Under this “gauge-Higgs condition,” we investigate the renormalization group evolution of the Higgs quartic coupling and find a relation between the bulk mass and the compactification scale so as to reproduce the 125 GeV Higgs boson mass. Through quantum corrections at the one-loop level, the bulk fermions contribute to the Higgs boson production and decay processes and deviate the Higgs boson signal strengths at the Large Hadron Collider experiments from the Standard Model (SM) predictions. Employing the current experimental data that show that the Higgs boson signal strengths for a variety of Higgs decay modes are consistent with the SM predictions, we obtain lower mass bounds on the lightest mode of the bulk fermions to be around 1 TeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

New nonrenormalization theorem from UV/IR mixing

In this paper, we prove a new nonrenormalization theorem which arises from UV/IR mixing. This theorem and its corollaries are relevant for all four-dimensional perturbative tachyon-free closed string theories which can be realized from higher-dimensional theories via geometric compactifications. As such, our theorem therefore holds regardless of the presence or absence of spacetime supersymmetry and regardless of the gauge symmetries or matter content involved. This theorem resolves a hidden clash between modular invariance and the process of decompactification, and enables us to uncover a number of surprising phenomenological properties of these theories. Chief among these is the fact that certain physical quantities within such theories cannot exhibit logarithmic or power-law running and instead enter an effective fixed-point regime above the compactification scale. This cessation of running occurs as the result of the UV/IR mixing inherent in the theory. These effects apply not only for gauge couplings but also for the Higgs mass and other quantities of phenomenological interest, thereby eliminating the logarithmic and/or power-law running that might have otherwise appeared for such quantities. These results illustrate the power of UV/IR mixing to tame divergences—even without supersymmetry—and reinforce the notion that UV/IR mixing may play a vital role in resolving hierarchy problems without supersymmetry. Published by the American Physical Society 2024

Abel, Steven (ORCID:000000031213907X)↗
DOE OSTI2025

Precision string phenomenology

Calabi-Yau compactifications of the E 8 × E 8 heterotic string provide a promising route to recovering the four-dimensional particle physics described by the Standard Model. While the topology of the Calabi-Yau space determines the overall matter content in the low-energy effective field theory, further details of the compactification geometry are needed to calculate the normalized physical couplings and masses of elementary particles. In this work, we present numerical computations of physical Yukawa couplings in a number of heterotic models in the standard embedding and demonstrate the existence of natural hierarchies, a coveted feature in string model building. Published by the American Physical Society 2025

Berglund, Per (ORCID:0000000316754133)↗
DOE OSTI2017

Fermionic minimal dark matter in 5D gauge-Higgs unification

Here we propose a minimal dark matter (MDM) scenario in the context of a simple gauge-Higgs unification (GHU) model based on the gauge group SU(3) × U(1)' in five-dimensional Minkowski space with a compactification of the fifth dimension on the S 1 /Z 2 orbifold. A pair of vectorlike SU(3) multiplet fermions in a higher-dimensional representation is introduced in the bulk, and the DM particle is identified with the lightest mass eigenstate among the components in the multiplets. In the original model description, the DM particle communicates with the Standard Model (SM) particles only through the bulk gauge interaction, and hence our model is the GHU version of the MDM scenario. There are two typical realizations of the DM particle in four-dimensional effective theory: (i) the DM particle is mostly composed of the SM SU(2) L multiplets, or (ii) the DM is mostly composed of the SM SU(2) L singlets. Since the case (i) is very similar to the original MDM scenario, we focus on the case (ii), which is a realization of the Higgs-portal DM scenario in the context of the GHU model. We identify an allowed parameter region to be consistent with the current experimental constraints, which will be fully covered by the direct dark matter detection experiments in the near future. In the presence of the bulk multiplet fermions in higher-dimensional SU(3) representations, we reproduce the 125 GeV Higgs boson mass through the renormalization group evolution of Higgs quartic coupling with the compactification scale of 10–100 TeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

The Standard Model from String Theory: What Have We Learned?

Amid all candidates of physics beyond the Standard Model, string theory provides a unique proposal for incorporating gauge and gravitational interactions. In string theory, a four-dimensional theory that unifies quantum mechanics and gravity is obtained automatically if one posits that the additional dimensions predicted by the theory are small and curled up—a concept known as compactification. The gauge sector of the theory is specified by the topology and geometry of the extra dimensions, and the challenge is to reproduce all of the features of the Standard Model of particle physics from them. We review the state of the art in reproducing the Standard Model from string compactifications and summarize the lessons drawn from this fascinating quest. We describe novel scenarios and mechanisms that string theory provides to address some of the Standard Model puzzles as well as the most frequent signatures of new physics that could be detected in future experiments. We then comment on recent developments that connect, in a rather unexpected way, the Standard Model with quantum gravity and that may change our field theory notion of naturalness.

Physics↗
DOE OSTI2018

Vacuum Constraints for Realistic Strongly Coupled Heterotic M-Theories

The compactification from the 11-dimensional Horava-Witten orbifold to 5-dimensional heterotic M-theory on a Schoen Calabi-Yau threefold is reviewed, as is the specific S U ( 4 ) vector bundle leading to the “heterotic standard model” in the observable sector. A generic formalism for a consistent hidden sector gauge bundle, within the context of strongly coupled heterotic M-theory, is presented. Anomaly cancellation and the associated bulk space 5-branes are discussed in this context. The further compactification to a 4-dimensional effective field theory on a linearized BPS double domain wall is then presented to order κ 11 4 / 3 . Specifically, the generic constraints required for anomaly cancellation and by the linearized domain wall solution, restrictions imposed by the vanishing of the D -terms and, finally, the constraints imposed by the necessity for positive, perturbative squared gauge couplings to this order are presented in detail.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Cluster Configuration Spaces of Finite Type

For each Dynkin diagram $D$, we define a ''cluster configuration space'' ${\mathcal{M}}_D$ and a partial compactification ${\widetilde {\mathcal{M}}}_D$. For $D = A_{n-3}$, we have ${\mathcal{M}}_{A_{n-3}} = {\mathcal{M}}_{0,n}$, the configuration space of $n$ points on ${\mathbb P}^1$, and the partial compactification ${\widetilde {\mathcal{M}}}_{A_{n-3}}$ was studied in this case by Brown. The space ${\widetilde {\mathcal{M}}}_D$ is a smooth affine algebraic variety with a stratification in bijection with the faces of the Chapoton-Fomin-Zelevinsky generalized associahedron. The regular functions on ${\widetilde {\mathcal{M}}}_D$ are generated by coordinates $u_\gamma$, in bijection with the cluster variables of type $D$, and the relations are described completely in terms of the compatibility degree function of the cluster algebra. As an application, we define and study cluster algebra analogues of tree-level open string amplitudes.

97 MATHEMATICS AND COMPUTING↗
DOE OSTI2021

Machine learning and algebraic approaches towards complete matter spectra in 4d F-theory

Motivated by engineering vector-like (Higgs) pairs in the spectrum of 4d F-theory compactifications, we combine machine learning and algebraic geometry techniques to analyze line bundle cohomologies on families of holomorphic curves. To quantify jumps of these cohomologies, we first generate 1.8 million pairs of line bundles and curves embedded in dP 3 , for which we compute the cohomologies. A white-box machine learning approach trained on this data provides intuition for jumps due to curve splittings, which we use to construct additional vector-like Higgs-pairs in an F-Theory toy model. We also find that, in order to explain quantitatively the full dataset, further tools from algebraic geometry, in particular Brill-Noether theory, are required. Using these ingredients, we introduce a diagrammatic way to express cohomology jumps across the parameter space of each family of matter curves, which reflects a stratification of the F-theory complex structure moduli space in terms of the vector-like spectrum. Furthermore, these insights provide an algorithmically efficient way to estimate the possible cohomology dimensions across the entire parameter space.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2019

Compact G2 holonomy spaces from SU(3) structures

We construct novel classes of compact G2 spaces from lifting type IIA flux backgrounds with O6 planes. There exists an extension of IIA Calabi-Yau orientifolds for which some of the D6 branes (required to solve the RR tadpole) are dissolved in $F_2$ fluxes. The backreaction of these fluxes deforms the Calabi-Yau manifold into a specific class of SU(3)-structure manifolds. The lift to M-theory again defines compact G2 manifolds, which in case of toroidal orbifolds are a twisted generalisation of the Joyce construction. This observation also allows a clear identification of the moduli space of a warped compactification with fluxes. We provide a few explicit examples, of which some can be constructed from T-dualising known IIB orientifolds with fluxes. Finally we discuss supersymmetry breaking in this context and suggest that the purely geometric picture in M-theory could provide a simpler setting to address some of the consistency issues of moduli stabilisation and de Sitter uplifting.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2016

$ \mathcal{N} $ = 2 supersymmetric Janus solutions and flows: From gauged supergravity to M theory

In this study, we investigate a family of SU(3)×U(1)×U(1)-invariant holographic flows and Janus solutions obtained from gauged $ \mathcal{N} $ = 8 supergravity in four dimensions. We give complete details of how to use the uplift formulae to obtain the corresponding solutions in M theory. While the flow solutions appear to be singular from the four-dimensional perspective, we find that the eleven-dimensional solutions are much better behaved and give rise to interesting new classes of compactification geometries that are smooth, up to orbifolds, in the infra-red limit. Our solutions involve new phases in which M2 branes polarize partially or even completely into M5 branes. We derive the eleven-dimensional supersymmetries and show that the eleven-dimensional equations of motion and BPS equations are indeed satisfied as a consequence of their four-dimensional counterparts. Apart from elucidating a whole new class of eleven-dimensional Janus and flow solutions, our work provides extensive and highly non-trivial tests of the recently-derived uplift formulae.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Dark energy, extra dimensions, and the Swampland

Perhaps the greatest challenge for fundamental theories based on compactification from extra dimensions is accommodating a period of accelerated cosmological expansion. Previous studies have identified constraints imposed by the existence of dark energy for two overlapping classes of compactified theories: (1) those in which the higher dimensional picture satisfies certain metric properties selected to reproduce known low energy phenomenology; or (2) those derived from string theory assuming they satisfy the Swampland conjectures. For either class, the analyses showed that dark energy is only possible if it takes the form of quintessence. In this paper, we explore the consequences for theories that belong to both classes and show that the joint constraints are highly restrictive, leaving few options.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Type IIB at eight derivatives: insights from Superstrings, Superfields and Superparticles

We study the non-linear structure of Type IIB eight-derivative couplings involving the metric and the complexified three-form G 3 . We show that, at the level of five-point string amplitudes, the kinematics in the maximally R-symmetry-violating sector is fully matched by standard superspace integrals and by superparticle amplitudes in M-theory on a two-torus. The latter approach is used to determine the complete effective action in this sector and to verify its invariance under SL(2, Z) duality. We further comment on the general structure of the higher-point kinematics. Compactifications to lower dimensions provide both tests for our results and the arena for their applications. We verify that K 3 reductions are fully consistent with the constraints of six-dimensional supersymmetry, and derive the four-dimensional flux scalar potential and axion kinetic terms at order (α') 3 in Calabi-Yau threefold reductions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2016

Inflation expels runaways

We argue that moduli stabilization generically restricts the evolution following transitions between weakly coupled de Sitter vacua and can induce a strong selection bias towards inflationary cosmologies. The energy density of domain walls between vacua typically destabilizes Kähler moduli and triggers a runaway towards large volume. This decompactification phase can collapse the new de Sitter region unless a minimum amount of inflation occurs after the transition. A stable vacuum transition is guaranteed only if the inflationary expansion generates overlapping past light cones for all observable modes originating from the reheating surface, which leads to an approximately flat and isotropic universe. High scale inflation is vastly favored. Finally, our results point towards a framework for studying parameter fine-tuning and inflationary initial conditions in flux compactifications.

74 ATOMIC AND MOLECULAR PHYSICS↗
DOE OSTI2015

Perturbative stability along the supersymmetric directions of the landscape

We consider the perturbative stability of non-supersymmetric configurations in N=1 supergravity models with a spectator sector not involved in supersymmetry breaking. Motivated by the supergravity description of complex structure moduli in Large Volume Compactifications of type IIB-superstrings, we concentrate on models where the interactions are consistent with the supersymmetric truncation of the spectator fields, and we describe their couplings by a random ensemble of generic supergravity theories. We characterise the mass spectrum of the spectator fields in terms of the statistical parameters of the ensemble and the geometry of the scalar manifold. Our results show that the non-generic couplings between the spectator and the supersymmetry breaking sectors can stabilise all the tachyons which typically appear in the spectator sector before including the supersymmetry breaking effects, and we find large regions of the parameter space where the supersymmetric sector remains stable with probability close to one. We discuss these results about the stability of the supersymmetric sector in two physically relevant situations: non-supersymmetric Minkowski vacua, and slow-roll inflation driven by the supersymmetry breaking sector. For the class of models we consider, we have reproduced the regimes in which the KKLT and Large Volume Scenarios stabilise all supersymmetric moduli. We have also identified a new regime in which the supersymmetric sector is stabilised at a very robust type of dS minimum without invoking a large mass hierarchy.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2016

A no-go theorem for monodromy inflation

We study the embedding of the monodromy inflation mechanism by E. Silverstein and A. Westphal (2008) in a concrete compactification setting. To that end, we look for an appropriate vacuum of type IIA supergravity, corresponding to the minimum of the inflaton potential. We prove a no-go theorem on the existence of such a vacuum, using ten-dimensional equations of motion. Anti-de Sitter and Minkowski vacua are ruled out; de Sitter vacua are not excluded, but have a lower bound on their cosmological constant which is too high for phenomenology.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2017

Cosmic infinity: a dynamical system approach

Dynamical system techniques are extremely useful to study cosmology. It turns out that in most of the cases, we deal with finite isolated fixed points corresponding to a given cosmological epoch. However, it is equally important to analyse the asymptotic behaviour of the universe. On this paper, we show how this can be carried out for 3-form models. In fact, we show that there are fixed points at infinity mainly by introducing appropriate compactifications and defining a new time variable that washes away any potential divergence of the system. The richness of 3-form models allows us as well to identify normally hyperbolic non-isolated fixed points. We apply this analysis to three physically interesting situations: (i) a pre-inflationary era; (ii) an inflationary era; (iii) the late-time dark matter/dark energy epoch.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

Inflation from periodic extra dimensions

We discuss a realization of a small field inflation based on string inspired supergravities. In theories accompanying extra dimensions, compactification of them with small radii is required for realistic situations. Since the extra dimension can have a periodicity, there will appear (quasi-)periodic functions under transformations of moduli of the extra dimensions in low energy scales. Such a periodic property can lead to a UV completion of so-called multi-natural inflation model where inflaton potential consists of a sum of multiple sinusoidal functions with a decay constant smaller than the Planck scale. As an illustration, we construct a SUSY breaking model, and then show that such an inflaton potential can be generated by a sum of world sheet instantons in intersecting brane models on extra dimensions containing orbifold. We show also predictions of cosmic observables by numerical analyzes.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2017

3D string theory and Umbral moonshine

Here, the simplest string theory compactifications to 3D with 16 supercharges—the heterotic string on T 7, and type II strings on $K3 \times T^3$ —are related by U-duality, and share a moduli space of vacua parametrized by $O(8, 24;{{\mathbb Z}}) ~\backslash ~O(8, 24)~ /~ (O(8) \times O(24))$ . One can think of this as the moduli space of even, self-dual 32-dimensional lattices with signature (8,24). At 24 special points in moduli space, the lattice splits as $\Gamma^{8, 0} \oplus \Gamma^{0, 24}$ . $\Gamma^{0, 24}$ can be the Leech lattice or any of 23 Niemeier lattices, while $\Gamma^{8, 0}$ is the E 8 root lattice. We show that starting from this observation, one can find a precise connection between the Umbral groups and type IIA string theory on K3. This may provide a natural physical starting point for understanding Mathieu and Umbral moonshine. The maximal unbroken subgroups of Umbral groups in 6D (or any other limit) are those obtained by starting at the associated Niemeier point and moving in moduli space while preserving the largest possible subgroup of the Umbral group. To illustrate the action of these symmetries on BPS states, we discuss the computation of certain protected four-derivative terms in the effective field theory, and recover facts about the spectrum and symmetry representations of 1/2-BPS states.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗