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NASA NTRS2019

Ocean Subsurface Study from ICESat-2 Mission

NASA has launched the ICESat-2 mission in September 2018 with the primary purpose of monitoring changes in the cryosphere. Fortunately, the measured photons over ocean region provide great opportunity for the ocean subsurface study. We have proposed a novel algorithm to determine ocean subsurface optical properties, such as, diffuse attenuated coefficient, kd (/m), total backscattering coefficients bb (/m), attenuated backscatter coefficient and particulate backscattering coefficients b(sub bp) (/m) from ICESat-2/ATLAS lidar measurements. Our ICESat-2 ocean subsurface results reveal high vertical resolution of these optical properties through the water column that are hidden from the passive ocean color record. Moreover, we can estimate the particulate organic carbon (POC) and phytoplankton carbon biomass based on the ICESat-2 retrieved particulate backscattering coefficients b( sub bp) results. We will present and discuss the first ICESat-2 ocean subsurface profile results, especially in polar region where passive ocean color measurements are difficult to make. We will also present the multiple scattering effects on the ocean subsurface optical properties retrieval.

Xiaomei Lu↗

NASA NTRSDate not supplied

A Radiometric Consistent Spectral Fingerprinting Algorithm for Continuity Products of Hyperspectral Sounders

A radiometric consistent climate fingerprinting methodology has been developed to derive long-term temperature, water vapor, cloud, trace gases, and surface skin temperature anomaly time series from the hyper-spectral sounder measurements of multiple platforms. The spectral fingerprinting methodology requires the use of radiative kernels that are radiometrically consistent with observations. Radiative kernels are built using space-time averaged Jacobians that are physically retrieved from observations under all sky conditions. The physical retrieval algorithm uses the Principal Component based Radiative Transfer Model (PCRTM) for the forward simulation. The incorporation of multiple scattering simulation in PCRTM allows the direct radiative relationship between single field-of-view (FOV) radiance observations and corresponding thermal dynamic variables including cloud properties to be established. Therefore, radiance ?closure? can be achieved under all-sky conditions by the fingerprinting scheme. This methodology has been used to derive climate anomalies from the space-time averaged spectra of AIRS/AMSU and CrIS/ATMS. The use of a consistent fingerprinting scheme provides an effective mean of generating continuity product by merging observations from different platforms and therefore facilitating the long-term climate trend study.

Wan Wu↗

NASA NTRSDate not supplied

TPSAS-NF1676L-23557-DND

The Cloud-Aerosol LIdar with Orthogonal Polarization (CALIOP) measures both parallel and perpendicular backscatter of linearly polarized 532 nm light from cloud particles in the atmosphere. The perpendicular component of the return signal allows differentiation between cloud layers consisting of spherical water droplets from those with non-spherical ice particles. A two-way distribution of layer-integrated 532 nm total backscatter and the layer-integrated 532 nm depolarization ratio further differentiates between water cloud layers with significant multiple scattering, horizontally-oriented ice particles that cause specular reflections, and randomly-oriented ice particles, as described in Hu et al., 2009. The cloud phase algorithm functions well for the majority of clouds, but there have been some recent changes and improvements that are described in this poster. The impact of the CALIOP viewing angle change from near-nadir (0.3 degrees) to slightly tilted (3.0 degrees) on the optical properties of the various CALIOP cloud particle phases is also shown. A major improvement to the phase algorithm is the limitation of a spatial coherence test for horizontally-oriented ice to cloud layers that have sufficient integrated attenuated backscatter to likely contain HOI. This change reduces a "striping" effect caused by noisiness in the spatial coherence test for thin cloud layers. Additional temperature tests are considered, and the regional and vertical distribution of cloud layers with the various CALIOP cloud phases is shown. Only one cloud particle phase is allowed for each 5 km portion of a cloud layer that is considered by the cloud phase algorithm, so we use in situ aircraft and CloudSat observations to determine how the CALIOP cloud phase algorithm is treating optically and thermally thick clouds, which may be mixed-phase.

Melody Avery↗

NASA NTRS2004

Backscattering enhancement with a finite beam width for millimeter - wavelength weather radars

Backscattering enhancement from random hydrometeors should increase as wavelengths of radars reach millimeter regions. For 95 GHz radars, the reflectivity of backscattering is expected to increase by 2 dB, due to multiple scattering including backscattering enhancement, for water droplets of diameter of 1 mm with a density of 5×103 m−3. Previous theoretical studies of backscattering enhancement considered infinitely extending plane waves. In this paper, we expand the theory to spherical waves with a Gaussian antenna pattern, including depolarizing effects. While the differences from the plane wave results are not great when the optical thickness is small, as the latter increases the differences become significant, and essentially depend on the ratio of radar footprint radius to the mean free path of hydrometeors. In this regime, for a radar footprint that is smaller than the mean free path, the backscattering-enhancement reflectivity corresponding to spherical waves is significantly less pronounced than in the case of the plane wave theory. Hence this reduction factor must be taken into account when analyzing radar reflectivity factors for use in remote sensing applications.

Im, Eastwood↗

NASA NTRSDate not supplied

Deriving Climate Change Signal from Hyperspectral Sounders Using Spectral Fingerprinting Method

Hyperspectral observations from satellite-based sensors provide high information content for the Earth’s atmospheric temperature, water vapor and trace gas vertical profiles. We have developed a radiometrically consistent spectral fingerprinting method to derive climate change signals from Aqua AIRS/AMSU and S-NPP CrIS/ATMS data. The climate variables include temperature and water vapor profiles, cloud, trace gases, and surface skin temperature. The radiative kernels obtained via a single field of view physical retrieval algorithm under all-sky conditions. A key component to this work is a Principal Component-based Radiative Transfer Model (PCRTM). It is 4 orders of magnitude faster than a line-by-line radiative transfer model while keeping a similar accuracy (0.03 K RMS errors with close to zero bias). The PCRTM includes multiple scattering of clouds and non-thermodynamics equilibrium of CO2 in the RT calculations. Instead of quantifying the radiometric differences between AIRS/AMSU and CrIS/ATMS measurements directly using Simultaneous Nadir Overpass (SNO) or Double Difference Technique (DDT), we use the radiometric consistent fingerprinting scheme to derive two sets of space-time averaged anomalies from the Level 1 data of AIRS/AMSU and CrIS/ATMS. The derived anomalies in geophysical space will form a long-term, stable, and continuous climate data record. We can further infer the causes of any offset or drift by studying the differences between two overlapping data sets. For example, the offset in surface skin temperature anomaly time series will most likely caused by the Blackbody temperature calibration errors of the sounder instruments.

climate↗

NASA NTRSDate not supplied

High-precision predictions of properties of chemically disordered crystals

Multiple scattering theory (MST) combined with density functional theory (DFT) allows to predict properties of chemically disordered materials from the first principles. However, such predictions often suffer from the systematic errors, which depend on crystal geometry. Each computed property of a particular crystal structure typically has a relatively small random error and a larger systematic error. Cancellation of systematic errors allows more accurate predictions. We propose a computational methodology based on the subtraction of the systematic errors in MST. To exemplify it, we apply it to the precipitated alloys. Considering precipitation strengthening in Ni superalloys, we compute the relative enthalpies of the competing Ni3(Al,Ti)1 crystal structures with a chemical disorder on the Al+Ti sublattice. Such predicted composition-structure-property dependencies are useful for the guided design of the next-generation alloys with improved strength. Our predictions are validated by comparison with the results of other DFT methods (having a higher computational cost) and with experiment. We acknowledge funding of the guided design of stronger superalloys for airspace by NASA Aeronautics Research Mission Directorate (ARMD) via Transformational Tools and Technologies (TTT) Project.

Computational↗

NASA NTRS2022

Estimating pixel-level uncertainty in ocean color retrievals from MODIS

The spectral distribution of marine remote sensing reflectance, R(rs), is the fundamental measurement of ocean color science, from which a host of bio-optical and biogeochemical properties of the water column can be derived. Estimation of uncertainty in these derived properties is thus dependent on knowledge of the uncertainty in satellite-retrieved R(rs) (u(c)(R(rs))) at each pixel. Uncertainty in R(rs), in turn, is dependent on the propagation of various uncertainty sources through the R(rs) retrieval process, namely the atmospheric correction (AC). A derivative-based method for uncertainty propagation is established here to calculate the pixel-level uncertainty in R(rs), as retrieved using NASA’s multiple-scattering epsilon (MSEPS) AC algorithm and verified using Monte Carlo (MC) analysis. The approach is then applied to measurements from the Moderate Resolution Imaging Spectroradiometer (MODIS) on the Aqua satellite, with uncertainty sources including instrument random noise, instrument systematic uncertainty, and forward model uncertainty. The uc(Rrs) is verified by comparison with statistical analysis of coincident retrievals from MODIS and in situ Rrs measurements, and our approach performs well in most cases. Based on analysis of an example 8-day global products, we also show that relative uncertainty in R(rs) at blue bands has a similar spatial pattern to the derived concentration of the phytoplankton pigment chlorophyll-a (chl-a), and around 7.3%, 17.0%, and 35.2% of all clear water pixels (chl-a ≤ 0.1 mg/cu.m) with valid u(c)(R(rs)) have a relative uncertainty ≤ 5% at bands 412 nm, 443 nm, and 488 nm respectively, which is a common goal of ocean color retrievals for clear waters. While the analysis shows that u(c)(R(rs)) calculated from our derivative-based method is reasonable, some issues need further investigation, including improved knowledge of forward model uncertainty and systematic uncertainty in instrument calibration.

Pixel-level uncertainty↗

NASA NTRS2022

EMIRS Observations of the Aphelion-Season Mars Atmosphere

Thermal infrared spectra taken by the Emirates Mars Infrared Spectrometer (EMIRS) on-board the Emirates Mars Mission (EMM) spacecraft are well suited for the retrieval of surface temperatures, the atmospheric temperature profile from the surface to ∼40 km, and the column abundance of dust aerosols, water ice clouds, and water vapor. A constrained linear inversion retrieval routine that includes multiple scattering has been developed and optimized for this purpose. Here, we present a brief overview of the retrieval algorithm and first atmospheric science results from observations taken by EMIRS over the first Earth year of EMM Science Phase operations. These retrievals show extensive water ice clouds, typical for the aphelion season of these observations, and the expected north polar summer maximum and subsequent equatorward transport of water vapor is well documented. An unusually strong and early regional dust storm and its associated thermal response were also observed.

Michael D. Smith↗

NASA NTRSDate not supplied

Polarization Measurement of the OV 121.83 nm Intercombination Line with CLASP

The Chromospheric Lyman-Alpha SpectroPolarimeter (CLASP) sounding rocket experiment provided precise polarimetric measurements of far ultraviolet (FUV) emission lines emanating from the solar chromosphere and transition region. The CLASP observation covered linear polarization not only at the optically thick H I Lyman-alpha 121.57 nm line but also at the weaker Si III 120.65 nm line as well as at the even weaker O V 121.83 nm line adjacent to H I Lyman-alpha. The Lyman-alpha wings and THE Si III line exhibit clear center-to-limb variation (CLV) of the fractional linear polarization Q/I, showing a negative increase toward the limb, with a fractional polarization signal of around 4% near the limb (Kano et al. 2017, Ishikawa et al. 2017). The negative Q/I corresponds to polarization perpendicular to the limb, which is consistent with the theoretical prediction where multiple scattering events create the linear polarization when the radiation propagates through the upper chromosphere and the transition region. The O V 121.83 nm line is weak because the line results from an intercombination transition. The CLASP observation indicates the possible existence of linear polarization perpendicular to the limb at the O V line. The fractional linear polarization Q/I is larger than the estimated noise only near the limb and is about 2% when we subtract the influence of the nearby continuum coming from the Lyman-alpha wing. If confirmed, polarization measurements of the OV line might provide a new tool to constrain the density as well as the magnetic field configuration in the upper chromosphere and the transition region.

Yukio Katsukawa↗

NASA NTRS2022

Circular Polarization in Atmospheric Aerosols

Recent technological advances have demonstrated the feasibility of deploying spaceborne optical detectors with full polarimetric capabilities. The measurement of all four Stokes coefficients opens significant new opportunities for atmospheric aerosol studies and applications. While considerable amounts of attention have been dedicated to sensors with sensitivity to the total intensity and linear polarization (represented by Stokes coefficients I, U, Q), there has been less attention to the additional information brought by measuring circular polarization (coefficient V). This report fills this gap in knowledge by providing an overview of aerosol sources of circular polarization in the atmosphere and discusses possible remote sensing signatures. In this manuscript, circularly polarized radiation that results from the interaction of incident unpolarized radiation are considered in three physical settings: optical activity originating in biogenic aerosols, alignment of non-spherical particles in the presence of electrical fields (such as dust, smoke, and volcanic ash) and aerosol multiple scattering effects. Observational and theoretical evidence of, and the settings and conditions for non-zero aerosol circular polarization generated from incident unpolarized radiation are here gathered and discussed. In addition, novel radiative transfer simulations are shown to illustrate notable spectral and other features where circular polarization may provide additional information that is possibly independent from total intensity and linear polarization only observations. Current techniques for detection of aerosol composition (also referred as aerosol type) from space provide limited information. Remote identification of aerosols such as smoke, volcanic ash, and dust particles can only be accomplished with some degree of confidence for moderate to high concentrations. When the same aerosols are found at lower concentrations (but still high enough to be of importance for air quality and cloud formation), these methods often produce ambiguous results. The circular polarization of aerosols is rarely utilized, and we explore its value for improved determination aerosol composition. This study is presented as an overview with a goal to provide a new perspective on an overlooked optical property and to trigger interest in further exploration of this subject.

Aerosol type↗

NASA NTRS2024

Spectral Correlation in MODIS Water-Leaving Reflectance Retrieval Uncertainty

Spectral remote sensing reflectance, Rrs(λ) (sr−1), is the fundamental quantity used to derive a host of bio-optical and biogeochemical properties of the water column from satellite ocean color measurements. Estimation of uncertainty in those derived geophysical products is therefore dependent on knowledge of the uncertainty in satellite-retrieved R rs . Furthermore, since the associated algorithms require R rs at multiple spectral bands, the spectral (i.e., band-to-band)error covariance in R rs is needed to accurately estimate the uncertainty in those derived properties. This study establishes a derivative-based approach for propagating instrument random noise, instrument systematic uncertainty, and forward model uncertainty into R rs as retrieved using NASA’s multiple-scattering epsilon (MSEPS) atmospheric correction algorithm, to generate pixel-level error covariance in R rs . The approach is applied to measurements from Moderate Resolution Imaging Spectroradiometer (MODIS) on the Aqua satellite and verified using Monte Carlo (MC) analysis. We also make use of this full spectral error covariance in R rs to calculate uncertainty in phytoplankton pigment chlorophyll-a concentration (chl a , mg/m 3 ) and diffuse attenuation coefficient of downwelling irradiance at 490 nm (K d (490), m -1 ). Accounting for the error covariance in R rs generally reduces the estimated relative uncertainty in chl a by ∼1-2% (absolute value) in waters with chl a < 0.25 mg/m 3 where the color index (CI) algorithm is used. The reduction is ∼5-10% in waters with chl a > 0.35 mg/m 3 where the blue-green ratio (OCX) algorithm is used. Such reduction can be higher than 30% in some regions. For K d (490), the reduction by error covariance is generally ∼2%, but can be higher than 20% in some regions. The error covariance in R rs is further verified through forward-calculating chl a from MODIS-retrieved and in situ R rs and comparing estimated uncertainty with observed differences. An 8-day global composite of propagated uncertainty shows that the goal of 35% uncertainty in chl a can be achieved over deep ocean waters (chl a ≤ 0.1 mg/m3). While the derivative-based approach generates reasonable error covariance in R rs some assumptions should be updated as our knowledge improves. These include the inter-band error correlation in top-of-atmosphere reflectance, and uncertainties in the calibration of MODIS 869 nm band, in ancillary data, and in the in situ data used for system vicarious calibration.

Ocean color↗

NASA NTRSDate not supplied

Data Simulation Using VLIDORT and PCRTM and its Use for Radiometric Calibration of Hyperspectral UV-NIR-SWIR Sensors

Using the vector linearized discrete ordinate radiative transfer model (VLIDORT), a multiple-scattering multi-layer discrete ordinate scattering codes, coupled with a fast principal component (PC) radiative transfer model (PCRTM), we can simulate the radiation fields for hyperspectral UV-NIR-SWIR sensors from 250nm to 2500nm with a very high speed. Since the accurate gas absorptions, molecules and aerosol/cloud particle scatterings, and the surface reflectance have been considered in these simulations, these model data can be used for satellite or airborne sensor design, characterization, or end-to-end system level uncertainty assessment. Comparison of the modelled data with measured results has been a general practice for operational satellite sensor calibrations, such as the Ozone Mapping and Profiler Suite (OMPS) onboard on SNPP and NOAA-20. This presentation will give more details of this simulation system and models. Some examples of the generation of simulations data for CLARREO PathFinder (CPF) and the Surface Biology and Geology (SBG), as well as some examples to use these data for CPF and OMPS radiometric calibration will be presented.

Xiaozhen Xiong↗

NASA NTRSDate not supplied

Evaluation of Finite Impulse Response Filters for Turbulence Effects on Sonic Booms

Turbulence effects on sonic booms lead to random variability of sonic boom waveforms measured on the ground, complicating the prediction of such waveforms using sonic boom propagation codes that do not account for turbulence effects. The NASA PCBoom software is one such code shown to accurately predict sonic booms above the atmospheric boundary layer but not those on the ground. Analyses of measured sonic booms show that, on average, the turbulence effects result in sonic boom loudness reduction, on average, that increases with propagation distance and turbulence strength. To efficiently account for such effects, a signal processing-based approach has been developed at NASA using finite impulse response filters derived from predicted waveforms by solving a nonlinear parabolic equation. Analyses indicate that the mean loudness reduction obtained using the filters does not increase with propagation distance or with increasing turbulence strength, in disagreement with flight test data. An alternative approach to the filters is currently under development employing the multiple scattering theory (MST) of wave propagation. Available results from the physics-based MST approach are used to evaluate the predictive capability of the filters, suggesting that the filters can severely underestimate the prediction of the MST approach.

sonic booms↗

NASA NTRSDate not supplied

Evaluation of Finite Impulse Response Filters for Turbulence Effects on Sonic Booms

sonic booms↗

NASA NTRSDate not supplied

Using Polarized PCRTM-Solar Model to Validate EMIT Surface Reflectance L2A Product

Using the vector linearized discrete ordinate radiative transfer model (VLIDORT), a multiple-scattering multi-layer scattering code, coupled with a fast principal component (PC) radiative transfer model (PCRTM), we can simulate hyperspectral radiation fields from visible to shortwave infrared (VSWIR), i.e., 250 nm to 2500 nm. Since only limited accurate line-by-line calculation using VLIDORT is needed, this coupled PCRTM-VLIDORT approach is very efficient for simulating hyperspectral VSWIR spectra. These simulations incorporate accurately defined optical properties (gas absorptions, molecular and aerosol/cloud particle scattering) and detailed surface reflectance inputs. In this study we used the current L2A products of the Earth Surface Mineral Dust Source Investigation (EMIT) imaging spectrometer as the inputs to PCRTM-VLIDORT to simulate EMIT spectra. Comparing the simulated spectra with EMIT measurements provides an efficient method to validate the current EMIT product.

Xiaozhen Xiong↗

DOE OSTI2020

Ultrathin film lasing

Technologies are described for methods to fabricate lasers to amplify light. The methods may comprise depositing nanoparticles on a substrate. The length, width, and height of the nanoparticles may be less than 100 nm. The methods may further comprise distributing the nanoparticles on the substrate to produce a film. The nanoparticles in the film may be coupled nanoparticles. The coupled nanoparticles may be in disordered contact with each other within the film. The distribution may be performed such that constructive interference of the light occurs by multiple scattering at the boundaries of the coupled nanoparticles within the film. The methods may comprise exposing the film to a power source.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2020

Dynamic clay microstructures emerge via ion complexation waves

Clays control carbon, water and nutrient transport in the lithosphere, promote cloud formation5 and lubricate fault slip through interactions among hydrated mineral interfaces. Clay mineral properties are difficult to model because their structures are disordered, curved and dynamic. Consequently, interactions at the clay mineral-aqueous interface have been approximated using electric double layer models based on single crystals of mica and atomistic simulations. We discover that waves of complexation dipoles at dynamically curving interfaces create an emergent long-range force that drives exfoliation and restacking over time- and length-scales that are not captured in existing models. Curvature delocalizes electrostatic interactions in ways that fundamentally differ from planar surfaces, altering the ratio of ions bound to the convex and concave sides of a layer. Multiple-scattering reconstruction of low-dose energy-filtered cryo electron tomography enabled direct imaging of ion complexes and electrolyte distributions at hydrated and curved mineral interfaces with {\aa}ngstrom resolution over micron length scales. Layers exfoliate and restack abruptly and repeatedly over timescales that depend strongly on the counterion identity, demonstrating that the strong coupling between elastic, electrostatic and hydration forces in clays promote collective reorganization previously thought to be a feature only of active matter.

Whittaker, Michael L↗

DOE OSTI2026

Precision measurement of positron decay modes of Xe-125 in the LUX-ZEPLIN experiment

The radioisotope $^{125}\text{Xe}$ is a short-lived ($T_{1/2}\sim16.9 h$) activation product of the neutron calibrations performed in the LUX-ZEPLIN experiment. Subsequently, $^{125}$Xe decays primarily ($>99\%$) via electron capture, but positron emission has been confirmed by direct measurement to at least the 243 keV level of $^{125}\text{I}$. An additional decay to the 188keV level is expected from triple-coincident measurements of the annihilation and relaxation $γ$ rays, but has not been directly confirmed. By utilizing multiple-scatter event analysis and the pre-activation data to constrain backgrounds, this work reports positron emission with a statistical significance of 5.5$σ$. This corresponds to a total branching ratio of $0.29\pm0.08_{\text{stat.}}\pm0.04_{\text{sys.}}$%, and is the first constraint to the individual branching levels of $^{125}\text{I}$.

Akerib, D. S. [SLAC; KIPAC, Menlo Park]↗