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Validation of Remotely Sensed and Modeled Soil Moisture at Forested and Unforested Sites

Soil moisture is an important driver for forest ecosystems, influencing fire occurrence and extent, insect and pathogen impacts, and tree growth, which creates a need for regular, globally extensive soil moisture information that only satellite-based sensors or models can achieve. However, the reliability of soil moisture measurements in forests is not well understood due to a lack of suitable validation sites (especially relative to unforested ecosystems) and interference caused by high vegetation water content on remotely sensed measurements; although recent studies have started to address this gap [1], [2], [3], [4]. Here we validate the performance of multiyear remotely sensed (SMAP/Sentinel), remotely sensed data assimilation modelled (SMAP-L4), and modelled (NLDAS) surface and root zone (0-1 m) soil moisture datasets with data from in-situ sensors at 39 National Ecological Observatory Network (NEON) sites throughout the contiguous US. Due to differences in spatial resolution, NEON soil moisture (~0.2 km measurement zone) correlations were expected to be stronger with the SMAP/Sentinel product (3 km resolution) than with coarser resolution SMAP-L4 (9 km resolution) or NLDAS products (13 km resolution). However, given the sensitivity of satellite measurements to vegetation water content we expected a deterioration in the correlations based on remotely sensed measurements (SMAP/Sentinel and SMAP-L4) as aboveground biomass increased, whereas the model-based data (NLDAS) was expected to be largely insensitive to vegetation type. We recognize that the SMAP/Sentinel product was developed for unforested regions, therefore our application is outside its primary use case. Soil moisture is measured at up to 8 depths in five soil plots spaced up to 40 m apart at each NEON terrestrial site. Correlation parameters were calculated for the three remotely sensed and modelled data products relative to in-situ measurement following Entekhabi et al. [5]. The datasets comprised 94 (SMAP-L4), 28 (SMAP/Sentinel), and 106 (NLDAS) sites-years for surface soils and 13 (SMAP-L4) and 14 (NLDAS) site-years for the root zone. At unforested sites, the performance of the three remotely sensed and modelled data products was similar for surface soils (Table 1). For example, unbiased RMSD (ubRMSD), which SMAP uses as its primary performance metric [6], ranged from 0.05 to 0.06 m3 m-3 (Table 1), indicating the ability of all three products to track changes in soil moisture over time. The performance of the three products deteriorated at forested sites, however, while the difference in performance was modest for SMAP-L4 and NLDAS, the deterioration in SMAP/Sentinel performance was substantial. For instance, SMAP/Sentinel ubRMSD increased from 0.06 to 0.11 m3 m-3 and absolute mean difference (Abs MD; which includes measurement bias and spatial representativeness errors) increased from 0.06 to 0.16 m3 m-3, indicating both a reduction in ability to track temporal changes and absolute amounts of soil moisture in forest ecosystems. SMAP-L4 and NLDAS had lower unbiased RMSD for root zone (0-1 m) than surface soils at both forested and unforested sites (Tables 1 and 2; SMAP/Sentinel does not produce a root zone measurement). However, in most cases the correlation coefficient (r) was lower for the root zone than surface soils, suggesting the lower unbiased RMSD may be attributed to greater temporal stability of soil moisture in the root zone rather than improved data product performance. Mean difference and absolute mean difference, which encompass measurement bias and spatial representativeness errors, were greater for root zone than surface soils at unforested sites for both data products, but the opposite was generally true at forested sites. As with surface soils, there was relatively little change in the performance of SMAP-L4 and NLDAS between the unforested and forested sites. In summary, all three data products were able to adequately represent soil moisture at unforested sites, at least when aggregating across sites. However, while the performance of all three products deteriorated at forested sites, SMAP-L4 and NLDAS maintained sufficient performance to remain suitable for some use cases (ubRMSD <0.06 m3 m-3 and RMSD <0.13 m3 m-3). In contrast, the relatively poorer performance of the SMAP/Sentinel product at forested sites seems insufficient for most use cases (ubRMSD >0.1 m3 m-3 and RMSD >0.2 m3 m-3). We attribute the large reduction in the performance of the SMAP/Sentinel product in forests to its use of C-band wavelengths, which are particularly sensitive to vegetation interference, and apparently outweighed any gains provided by its higher spatial resolution. A combined SMAP/NISAR soil moisture product may provide improved performance relative to SMAP/Sentinel due to NISAR’s use of L-band wavelengths, which are less sensitive to vegetation (NISAR is scheduled for launch in early 2024).

Edward Ayres↗

NASA NTRS1992

Response of Thematic Mapper bands to plant water stress

Changes in leaf reflectance as water content decreases have been hypothesized to occur in the 1.55-1.75 and 2.08-2.35 micron wavelength regions. To evaluate this hypothesis, studies were conducted on ryegrass (Lolium multiflorum Lam.) and oats (Avena sativa L.), which were grown in a controlled, outdoor situation. Both fully-watered control beds and water-stressed beds were periodically examined with a spectroradiometer calibrated against a reflectance reference of polytetrafluoroethylene. The observed changes correspond to those predicted by stochastic leaf models employed by other investigators (leaf reflection increases in the 1.55-1.75 micron region as leaf water content decreases). Although the percentage changes in TM bands 1-3 are nearly as great as those found in TM bands 5 and 7, the absolute values of reflectance change are much lower. It is believed that these patterns are probably characteristic of a broad range of vegetation types. In terms of phenomena detection, these patterns should be considered in any practical remote sensing sensor scenario.

Cibula, W. G.↗

NASA NTRS2015

How Difficult is it to Reduce Low-Level Cloud Biases With the Higher-Order Turbulence Closure Approach in Climate Models?

Low-level clouds cover nearly half of the Earth and play a critical role in regulating the energy and hydrological cycle. Despite the fact that a great effort has been put to advance the modeling and observational capability in recent years, low-level clouds remains one of the largest uncertainties in the projection of future climate change. Low-level cloud feedbacks dominate the uncertainty in the total cloud feedback in climate sensitivity and projection studies. These clouds are notoriously difficult to simulate in climate models due to its complicated interactions with aerosols, cloud microphysics, boundary-layer turbulence and cloud dynamics. The biases in both low cloud coverage/water content and cloud radiative effects (CREs) remain large. A simultaneous reduction in both cloud and CRE biases remains elusive. This presentation first reviews the effort of implementing the higher-order turbulence closure (HOC) approach to representing subgrid-scale turbulence and low-level cloud processes in climate models. There are two HOCs that have been implemented in climate models. They differ in how many three-order moments are used. The CLUBB are implemented in both CAM5 and GDFL models, which are compared with IPHOC that is implemented in CAM5 by our group. IPHOC uses three third-order moments while CLUBB only uses one third-order moment while both use a joint double-Gaussian distribution to represent the subgrid-scale variability. Despite that HOC is more physically consistent and produces more realistic low-cloud geographic distributions and transitions between cumulus and stratocumulus regimes, GCMs with traditional cloud parameterizations outperform in CREs because tuning of this type of models is more extensively performed than those with HOCs. We perform several tuning experiments with CAM5 implemented with IPHOC in an attempt to produce the nearly balanced global radiative budgets without deteriorating the low-cloud simulation. One of the issues in CAM5-IPHOC is that cloud water content is much higher than in CAM5, which is combined with higher low-cloud coverage to produce larger shortwave CREs in some low-cloud prevailing regions. Thus, the cloud-radiative feedbacks are exaggerated there. The turning exercise is focused on microphysical parameters, which are also commonly used for tuning in climate models. The results will be discussed in this presentation.

Xu, Kuan-Man↗

NASA NTRS2000

BOREAS RSS-4 1994 Jack Pine Leaf Biochemistry and Modeled Spectra in the SSA

The BOREAS RSS-4 team focused its efforts on deriving estimates of LAI and leaf chlorophyll and nitrogen concentrations from remotely sensed data for input into the Forest BGC model. This data set contains measurements of jack pine (Pinus banksiana) needle biochemistry from the BOREAS SSA in July and August 1994. The data contain measurements of current and year-1 needle chlorophyll, nitrogen, lignin, cellulose, and water content for the OJP flux tower and nearby auxiliary sites. The data have been used to test a needle reflectance and transmittance model, LIBERTY (Dawson et al., in press). The source code for the model and modeled needle spectra for each of the sampled tower and auxiliary sites are provided as part of this data set. The LIBERTY model was developed and the predicted spectral data generated to parameterize a canopy reflectance model (North, 1996) for comparison with AVIRIS, POLDER, and PARABOLA data. The data and model source code are stored in ASCII files.

Hall, Forrest G.↗

NASA NTRS1995

A Bayesian approach to microwave precipitation profile retrieval

A multichannel passive microwave precipitation retrieval algorithm is developed. Bayes theorem is used to combine statistical information from numerical cloud models with forward radiative transfer modeling. A multivariate lognormal prior probability distribution contains the covariance information about hydrometeor distribution that resolves the nonuniqueness inherent in the inversion process. Hydrometeor profiles are retrieved by maximizing the posterior probability density for each vector of observations. The hydrometeor profile retrieval method is tested with data from the Advanced Microwave Precipitation Radiometer (10, 19, 37, and 85 GHz) of convection over ocean and land in Florida. The CP-2 multiparameter radar data are used to verify the retrieved profiles. The results show that the method can retrieve approximate hydrometeor profiles, with larger errors over land than water. There is considerably greater accuracy in the retrieval of integrated hydrometeor contents than of profiles. Many of the retrieval errors are traced to problems with the cloud model microphysical information, and future improvements to the algorithm are suggested.

Evans, K. Franklin↗

NASA NTRS2011

TPSAS-NF1676L-12839-DND

Hyper-spectral remote sensors, such as Atmospheric Infrared Sounder (AIRS) and Infrared Atmospheric Sounding Interferometer (IASI), provides top of atmospheric radiances with high information content on atmospheric and surface properties. In order to analyze these data in real time, fast, and accurate forward and inverse models are needed. We will describe a method of simultaneously retrieving atmospheric temperature, moisture, cloud, and surface properties using all available spectral channels without sacrificing computational speed. The method has been successfully applied to AIRS, IASI, and NAST-I data. By applying the same method to the current and future hyperspectral sounders, the derived products will have less errors due to biases introduced by different retrieval methods. We have compared the retrieved products to radiosondes, aircraft measurements and other validation dataset. Simulations have done to quantify retrieval errors associated with the retrievals. The essence of the method is to convert channel radiance spectra into super-channels by an Empirical Orthogonal Function (EOF) transformation. A Principal Component-based Radiative Transfer Model (PCRTM) developed at NASA Langley Research Center is used to calculate both the super-channel magnitudes and derivatives with respect to atmospheric profiles and other properties. The inversion algorithm is based on a non-linear Levenberg-Marquardt method with climatology covariance matrices and a priori information as constraints. One advantage of this approach is that it uses all information content from the hyper-spectral data so that the retrieval is less sensitive to instrument noise and eliminates the need for selecting a subset of the channels. The PCRTM forward model has also been used to performance end-to-end sensor performance simulations of the Climate Absolute Radiance and Refractivity Observatory (CLARREO).

Xu Liu↗

NASA NTRS1973

Iron abundance in the moon from magnetometer measurements

Apollo 12 and 15 lunar surface magnetometer data with simultaneous lunar orbiting Explorer 35 data are used to plot hysteresis curves for the whole moon. From these curves a whole-moon permeability mu = 1.029 + 0.024 or - 0.019 is calculated. This result implies that the moon is not composed entirely of paramagnetic material, but that ferromagnetic material such as free iron exists in sufficient amounts to dominate the bulk lunar susceptibility. From the magnetic data the ferromagnetic free iron abundance is calculated. Then for assumed compositional models of the moon the additional paramagnetic iron is determined, yielding total lunar iron content. The calculated abundances are as follows: ferromagnetic free iron = 5 + or - 4 wt. percent, and total iron in the moon = 9 + or - 4 wt. percent.

Parkin, C. W.↗

NASA NTRS1974

Flight simulator experiments to determine human reaction to aircraft motion environments

An analysis of human response to aircraft motion is presented using data obtained on the NASA Flight Research Center's Jetstar aircraft. The purpose of these tests was to explore the relationship of vertical and transverse accelerations to human comfort as well as obtain information on the maximum comfortable bank angle for commercial aircraft operations. A preliminary study was also conducted to establish the importance or lack thereof of the low frequency content of aircraft motion due to natural turbulence. An effort has been made to model these data and comparisons with appropriate sources are made.

Jacobson, I. D.↗

NASA NTRS1973

Origin and characteristics of excess Fe metal in lunar glass welded aggregates

We show that the characteristic features of lunar glass welded aggregates including their irregular shapes, vesicularity, and content of submicron Fe metal in the welding glass can be explained by a model in which they are predominantly formed by micrometeorite impacts into the solar wind saturated topmost surface of the regolith. The Fe metal is reduced from silicates by the solar wind gases. Other possible mechanisms of Fe metal formation are discussed and shown to play at most minor roles. It is shown that surface tension forces control vesicularity and that the low gravity and high vacuum conditions prevailing on the moon are unimportant. Consequences of this surface tension control to possible lunar eruptive volcanism and to the Ar-40/Ar-39 dating of impact events are discussed.

Housley, R. M.↗

NASA NTRS1973

Iron abundance in the moon from magnetometer measurements

Apollo 12 and 15 lunar surface magnetometer data with simultaneous lunar orbiting Explorer 35 data are used to plot hysteresis curves for the whole moon. From these curves a whole-moon permeability of 1.029 (+0.024 or -0.019) is calculated. This result implies that the moon is not composed entirely of paramagnetic material, but that ferromagnetic material such as free iron exists in sufficient amounts to dominate the bulk lunar susceptibility. From the magnetic data the ferromagnetic free iron abundance is calculated. Then for assumed compositional models of the moon the additional paramagnetic iron is determined, yielding total lunar iron content. The calculated abundances are as follows: ferromagnetic free iron, 5 plus or minus 4 wt %; total iron in the moon, 9 plus or minus 4 wt %.

Parkin, C. W.↗

NASA NTRS1976

A scenario on polarization in a planetary atmosphere

A great deal of information can be obtained about aerosol and Rayleigh scattering by observing the polarization state for both reflected and transmitted radiation. Results of neutral point behavior are presented for (1) a Rayleigh or molecular scattering atmosphere; (2) a haze L distribution of aerosols typical of those found in the earth's atmosphere; and (3) two actual models of the earth's atmosphere which combine Rayleigh scattering with a normal aerosol content and with a one-third normal aerosol content.

Kattawar, G. W.↗

NASA NTRS1978

The NASA NASTRAN structural analysis computer program - New content

Capabilities of a NASA-developed structural analysis computer program, NASTRAN, are evaluated with reference to finite-element modelling. Applications include the automotive industry as well as aerospace. It is noted that the range of sub-programs within NASTRAN has expanded, while keeping user cost low.

Weidman, D. J.↗

NASA NTRS1981

Precipitation growth in convective clouds

Analytical solutions to the equations of both the growth and motion of hailstones in updrafts and of cloud water contents which vary linearly with height were used to investigate hail growth in a model cloud. A strong correlation was found between the hail embyro starting position and its trajectory and final size. A simple model of the evolution of particle size distribution by coalescence and spontaneous and binary disintegrations was formulated. Solutions for the mean mass of the distribution and the equilibrium size distribution were obtained for the case of constant collection kernel and disintegration parameters. Azimuthal scans of Doppler velocity at a number of elevation angles were used to calculate high resolution vertical profiles of particle speed and horizontal divergence (the vertical air velocity) in a region of widespread precipitation trailing a mid-latitude squall line.

Srivastava, R. C.↗

NASA NTRS1985

He II lambda 1640/lambda 4686 and Ly-alpha/H-beta ratios in the extraordinary Seyfert galaxy Markarian 359

The exceptionally narrow-lined Seyfert 1 galaxy Mrk 359 is ideally suited for determining reddening via the He II lambda 1640/lambda 4686 emission-line ratio. Here the validity of He II lines as a reddening indicator for quasars and Seyfert galaxies is reexamined and confirmed in the context of the most complete photoionization models available. In addition, lambda 1640 equivalent width measurements are shown to support previous contentions of substantial differences between observed and intrinsic quasar far-ultraviolet continua. Then IUE satellite and ground-based spectral data are presented, with the surprising result that both the lambda 1640/lambda 4686 and Ly-alpha/H-beta ratios do not differ greatly from case B recombination values in Mrk 359. This object is only slightly reddened, and it shows no evidence for extended, high-optical-depth H(+)/H(0) transition regions in the line-emitting gas. The very narrow lines and lack of deep transition regions and/or reddening may be related. In addition, Mrk 359 has low luminosity compared with most other Seyfert 1 galaxies, measured emission lines suggest an unusually high ionization parameter, and there is a hint of low nitrogen abundance. Further work is needed to examine possible relationships among all these peculiar properties.

Macalpine, G. M.↗

NASA NTRS1991

Drift wave instability in the Io plasma torus

A linear normal mode analysis of the drift wave instability in the Io plasma torus was carried out on the basis of the Richmond (1973) and Huang et al. (1990) analyses of drift waves in the vicinity of the earth's plasmapause. Results indicate that the outer torus boundary is linearly unstable to the growth of electrostatic drift waves. It is shown that the linear growth rate is proportional to the ion drift frequency and to the ratio of the flux tube charge content to the Jovian ionospheric Pedersen conductance. It is also shown that various theoretical models of global radial transport in Jupiter's atmosphere (including corotating convection, interchange diffusion, and transient flux tube convection) can be understood as plausible nonlinear evolutions of electrostatic drift waves.

Huang, T. S.↗

NASA NTRS1992

IRAS observations and the stellar content of H II regions in the Large Magellanic Cloud

IRAS far-infrared fluxes are presented for six H II regions in the LMC. These regions are the sites of recent, massive star formation where the radiative heating source is young stars rather than the general interstellar radiation field. As such, the observations become building blocks for the interpretation of far-infrared emission from spatially unresolved galaxies. In addition, the multiwavelength luminosities of the region then probe the young stellar upper initial mass function. With the long-range goal of determining the stellar content of unresolved star-forming regions, we present the results of a simple model which combines the infrared data with existing H-alpha/H-beta and thermal radio data. For the two OB associations where the mass function has been determined directly, the model correctly 'predicts' a solar neighborhood upper mass function within the uncertainties. No evidence is found for upper mass functions significantly different from that in the solar neighborhood.

Degioia-Eastwood, Kathleen↗

NASA NTRS1993

The bromine content of micrometeorites - Arguments for stratospheric contamination

Bromine-salt nanocrystals are associated with a porous chondritic micrometeorite (W7029E5) that was collected in the lower stratosphere. These salt nanocrystals occur together with volcanic Na and K salt nanocrystals embedded in sulfuric acid droplets that were originally adhered to the particle. These materials were concentrated during hexane rinsing as part of routine curation procedures at the NASA Johnson Space Center Cosmic Dust Curatorial Facility. This observation is fortuitous to the extent that the concentration of nanocrystals and sulfuric acid is an experimental artifact of curation. If bromine is a stratospheric contaminant due to surface adsorption, there should be a positive linear relationship between the mass-normalized residence time and bromine content of individual micrometeorites. I show that the predicted correlation exists using a new model to calculate the stratospheric residence time of individual nonspherical micrometeorites in the slow-settling Wilson-Huang regime of the stratosphere.

Rietmeijer, Frans J. M.↗

NASA NTRS1993

Mars dust-driven tides and their impact on the thermosphere

It has been known since the early Mariner 6, 7, and 9 missions that dust loading of the lower atmosphere and the subsequent aerosol heating during dusty periods impacts the martian middle and upper atmospheres. A quantitative measure of this lower atmosphere forcing was obtained by the Viking 1 and 2 landers, from which observed amplitudes of semidiurnal surface-pressure oscillations were correlated with normal-incidence dust optical depths. It appears that the dominant semidiurnal mode is a good indicator of global dust content or mean dust optical depth, especially during dust storm events. A classical tidal model that reproduces the surface pressure oscillations measured by these Viking landers in 1977 was used to calculate tidal amplitudes and phases up to approximately 43 km. These tidal characteristics were calculated for various dust optical depth conditions ranging from typical dusty periods to global dust storm times. Reasonable extrapolations can be made to higher altitudes if one assumes that the vertically propagating tidal modes continue to grow without dissipation or breaking. It is very likely that gravity waves also play an important role in the structure and dynamics of the middle atmosphere of Mars, since the large topographical relief should produce vigorous gravity wave fluxes. Semidiurnal tidal modes, significantly enhanced by lower atmosphere dust-induced heating, may indeed propagate to the Mars thermosphere (approximately less than 100 km) before breaking and generating turbulence. The preferential enhancement of the semidiurnal tides during dust storm onset is primarily due to the elevation of the tidal heating source in a very dusty atmosphere. The (2,2) semidiurnal tidal tidal mode was shown to have the largest variation with dust optical depth, as measured by Viking lander instruments. Also, the (2,2) mode has the largest vertical wavelength of all the semidiurnal tidal modes, and thus is most likely to penetrate into the thermosphere before breaking and to modify the largely in situ solar-driven behavior otherwise expected. The tides may also be partially responsible for determining the height of the martian homopause (approximately 125 km).

Bougher, Stephen W.↗