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All sourcesNASA NTRSDOE OSTI
NASA NTRS2023

Interpretation of Flat Energy Spectra Upstream of Fast Interplanetary Shocks

Interplanetary shocks are large-scale heliospheric structures often caused by eruptive phenomena at the Sun, and represent one of the main sources of energetic particles. Several interplanetary shock crossings by spacecraft at 1 AU have revealed enhanced energetic-ion fluxes that extend far upstream of the shock. Surprisingly, in some shock events, ion fluxes with energies between 100 keV and about 2 MeV acquire similar values (which we refer to as "overlapped'' fluxes), corresponding to flat energy spectra in that range. In contrast, closer to the shock, the fluxes are observed to depend on energy. In this work, we analyze three interplanetary shock-related energetic particle events observed by the Advanced Composition Explorer spacecraft where flat ion energy spectra were observed upstream of the shock. We interpret these observations via a velocity filter mechanism for particles in a given energy range. This reveals that low energy particles tend to be confined to the shock front and cannot easily propagate upstream, while high energy particles can. The velocity filter mechanism has been corroborated from observations of particle flux anisotropy by the Solid-State Telescope of Wind/3DP.

Shock waves↗
NASA NTRS1990

Magnetic islands in the near geomagnetic tail and its implications for the mechanism of 1054 UT CDAW 6 substorm

During the 1054 UT CDAW 6 substorm event, two ISEE spacecraft observed dynamic changes in the magnetic field and in the flux of energetic particles in the near-earth plasma sheet. In the substorm growth phase, the magnetic field at both ISEE spacecraft became tail-like. Following expansion phase onset, two small scale magnetic islands were observed moving tailward at a velocity of about 580 km/s. The passage of these two magnetic islands was coincident with bursts of tailward streaming energetic particles. The length of the magnetic loops was estimated to have been about 2 to 3 earth radii while the height of the loops was less than 0.5 earth radii. The magnetic islands were produced by multipoint reconnection processes in the near tail plasma sheet which may have been associated with the formation of the near-earth neutral line and the subsequent formation of a large scale plasmoid. The near-earth neutral line retreated tailward later in the expansion phase, as suggested by the reversal of the streaming of energetic particles.

Lin, N.↗
NASA NTRS2011

The Solar Origins of Severe Space Weather

Solar cycle 23 witnessed an unprecedented array of space- and ground-based instruments observing the violent eruptions from the Sun that had huge impact on the heliosphere. Coronal mass ejections (CMEs) contribute to space weather by producing geomagnetic storms and accelerating energetic particles, the two aspects that concern the space weather community. This paper discusses the kinematic and solar-source properties of these CMEs and how they vary with the solar activity cycle with particular emphasis on the following issues. Intense geomagnetic storms are caused by the out-of-the-ecliptic component of the magnetic field in CMEs and/or their sheath. Geoeffective CMEs originate close to the disk center of the Sun. Geoeffective CMEs are more energetic (average speed approx.1000 km/s, mostly halo CMEs or partial halo CMEs). CMEs producing solar energetic particles are the fastest (average speed approx. 1600 km/s) of all CME populations and have very high halo CME fraction. The source location requirement is different for Geoeffective and SEP-producing CMEs because of the different paths taken by CME plasma and energetic particles.

Gopalswamy, Nat↗
NASA NTRS1981

Observations of interplanetary energetic charged particles from gamma-ray line solar flares

Observations of interplanetary energetic ions from the 7 June, 21 June and 1 July 1980 gamma ray line solar flares are presented. The observations are from the Max-Planck-Institut/University of Maryland Ultra Low Energy Wide Angle Telescope aboard the ISEE-3 spacecraft. Both June flares produced relatively low intensity proton events at earth with peak intensities at 10-20 MeV approximately 5 x .01 protons square cm sec sr MeV)-1. Neither flare showed evidence of being enriched in either 3He or Fe at approximately 1 MeV/nucleon. The 1 July flare produced no observable ion or electron enhancements.

Pesses, M. E.↗
NASA NTRS2014

The Radiation, Interplanetary Shocks, and Coronal Sources (RISCS) Toolset

We outline a plan to develop a physics based predictive toolset RISCS to describe the interplanetary energetic particle and radiation environment throughout the inner heliosphere, including at the Earth. To forecast and "nowcast" the radiation environment requires the fusing of three components: 1) the ability to provide probabilities for incipient solar activity; 2) the use of these probabilities and daily coronal and solar wind observations to model the 3D spatial and temporal heliosphere, including magnetic field structure and transients, within 10 AU; and 3) the ability to model the acceleration and transport of energetic particles based on current and anticipated coronal and heliospheric conditions. We describe how to address 1) - 3) based on our existing, well developed, and validated codes and models. The goal of RISCS toolset is to provide an operational forecast and "nowcast" capability that will a) predict solar energetic particle (SEP) intensities; b) spectra for protons and heavy ions; c) predict maximum energies and their duration; d) SEP composition; e) cosmic ray intensities, and f) plasma parameters, including shock arrival times, strength and obliquity at any given heliospheric location and time. The toolset would have a 72 hour predicative capability, with associated probabilistic bounds, that would be updated hourly thereafter to improve the predicted event(s) and reduce the associated probability bounds. The RISCS toolset would be highly adaptable and portable, capable of running on a variety of platforms to accommodate various operational needs and requirements.

Zank, G. P.↗
NASA NTRS2014

Development and Transition of the Radiation, Interplanetary Shocks, and Coronal Sources (RISCS) Toolset

We outline a plan to develop and transition a physics based predictive toolset called The Radiation, Interplanetary Shocks, and Coronal Sources (RISCS) to describe the interplanetary energetic particle and radiation environment throughout the inner heliosphere, including at the Earth. To forecast and "nowcast" the radiation environment requires the fusing of three components: 1) the ability to provide probabilities for incipient solar activity; 2) the use of these probabilities and daily coronal and solar wind observations to model the 3D spatial and temporal heliosphere, including magnetic field structure and transients, within 10 Astronomical Units; and 3) the ability to model the acceleration and transport of energetic particles based on current and anticipated coronal and heliospheric conditions. We describe how to address 1) - 3) based on our existing, well developed, and validated codes and models. The goal of RISCS toolset is to provide an operational forecast and "nowcast" capability that will a) predict solar energetic particle (SEP) intensities; b) spectra for protons and heavy ions; c) predict maximum energies and their duration; d) SEP composition; e) cosmic ray intensities, and f) plasma parameters, including shock arrival times, strength and obliquity at any given heliospheric location and time. The toolset would have a 72 hour predicative capability, with associated probabilistic bounds, that would be updated hourly thereafter to improve the predicted event(s) and reduce the associated probability bounds. The RISCS toolset would be highly adaptable and portable, capable of running on a variety of platforms to accommodate various operational needs and requirements. The described transition plan is based on a well established approach developed in the Earth Science discipline that ensures that the customer has a tool that meets their needs

Spann, James F.↗
NASA NTRS2023

Interpretation of Flat Energy Spectra Upstream of Fast Interplanetary Shocks

Interplanetary shocks are large-scale heliospheric structures often caused by eruptive phenomena at the Sun, and represent one of the main sources of energetic particles. Several interplanetary (IP) shock crossings by spacecraft at 1 au have revealed enhanced energetic-ion fluxes that extend far upstream of the shock. Surprisingly, in some shock events ion fluxes with energies between 100 keV and about 2 MeV acquire similar values (which we refer to as "overlapped" fluxes), corresponding to flat energy spectra in that range. In contrast, closer to the shock the fluxes are observed to depend on energy. In this work, we analyze three IP-shock-related energetic particle events observed by the Advanced Composition Explorer spacecraft where flat ion energy spectra were observed upstream of the shock. We interpret these observations via a velocity-filter mechanism for particles in a given energy range. In particular, ions with velocity parallel to the local magnetic field larger than the speed of the upstream plasma, in the reference frame of the shock, can easily propagate back upstream, while lower-energy ions tend to be confined to the shock front, thus reducing their fluxes far upstream and giving rise to flat energy spectra. The velocity-filter mechanism has been corroborated from observations of particle flux anisotropy by the Solid-State Telescope of Wind/3DP.

Shock waves↗
NASA NTRS1993

Solar cycle variations of electron density and temperature in the Venusian nightside ionosphere

The return of periapsis to low altitudes during the Summer and Fall of 1992 provided a unique opportunity for the Pioneer Venus Orbiter (PVO) to make in situ measurements in the Venusian ionosphere at much lower levels of solar activity (F10.7 approx. equals 120) than existed when periapsis was at low altitudes in 1979 and 1980 (F10.7 approx. equals 220). We present the observations of electron density (N(sub e)) and temperature (T(sub e)) made by the Orbiter Electron Temperature Probe (OETP) during the Entry Period. Empirical models of the N(sub e) and T(sub e) height variations are presented and compared with similar models based on OETP measurements made at solar maximum. The median N(sub e) at the ionospheric peak (approx. 140 km) was essentially unchanged from its solar maximum value, but the ionosphere was increasingly depleted at higher altitudes, reaching a factor of 7 lower densities at 200 km. T(sub e) was lower by almost a factor of 2 at 140 km but was rather significantly enhanced at higher altitudes; exceeding its solar maximum values by a factor of 1.3 at 200 km and a factor of 2 at 500 km. In general these results support the earlier conclusions that the nightside upper ionosphere is depleted at lower levels of solar activity by a reduction of the nightward ion flow. The lack of N(sub e) variation near the peak (between solar maximum and entry) suggests that nightward ion transport does not play as large a role in the peak formation as does local ion production by energetic particles. The decrease does local ion production by energetic particles. The decrease in T(sub e) at low altitudes suggests that the low densities of the upper ionosphere at the time of PVO entry could no longer support the conduction of heat from the dayside ionosphere, thus allowing the lower nightside ionosphere to cool by collisions with ions and neutrals, and by heat conduction to the cooler regions below.

Theis, Robert F.↗
NASA NTRS2008

Messenger Observations of Mercury's Bow Shock and Magnetopause

The MESSENGER spacecraft made the first of three flybys of Mercury on January 14.2008 (1). New observations of solar wind interaction with Mercury were made with MESSENGER'S Magnetometer (MAG) (2.3) and Energetic Particle and Plasma Spectrometer (EPPS) - composed of the Energetic Particle Spectrometer (EPS) and Fast Imaging Plasma Spectrometer (FIPS) (3,4). These MESSENGER observations show that Mercury's magnetosphere has a large-scale structure that is distinctly Earth-like, but it is immersed in a comet-like cloud of planetary ions [5]. Fig. 1 provides a schematic view of the coupled solar wind - magnetosphere - neutral atmosphere - solid planet system at Mercury.

Slavin J. A.↗
NASA NTRS1992

Particle acceleration in solar flares - Observations

Contrary to our historical understanding, the energetic particles in most major solar proton events do not come from the flare itself. The particle abundances, ionization states, time evolution, and longitude distributions all indicate that the particles are accelerated from the ambient plasma by a shock wave driven by a coronal mass ejection in these events. In contrast, the particles that do come from impulsive solar flares are unique in character. These particles are electron rich, have He-3/He-4 enhancements of up to 10,000, and enhancements in heavy elements such as Fe/C by factors of 10. The high ionization state of Fe, +20 indicates that the material has been heated to temperatures of about 2 x 10 exp 7 K. It is generally believed that preferential heating by selective absorption of plasma waves is combined with stochastic acceleration in these events. Recent studies of the broad gamma-ray lines emitted by energetic particles within the flare loops indicate that they are also Fe-rich, He-3 rich and proton-poor like the particles seen at 1 AU. In large impulsive events, particles from the impulsive phase may be reaccelerated by a coronal blast-wave shock.

Reames, Donald V.↗
NASA NTRS1977

Simple analytical solutions for spherically symmetric production and modulation of energetic solar particles

Exact analytical solutions are presented for the standard time-independent spherically symmetric convection-diffusion-adiabatic deceleration equation governing the transport of cosmic rays in the interplanetary medium for the case in which particles are produced with spherical symmetry at the sun. It is assumed that the solar-wind speed is constant and radial, and that the spatial diffusion coefficient has a power-law dependence on momentum. The Green's function describing the modulation of a monoenergetic production of particles is presented. The solutions provide a useful basis for the study of time-integrated properties of energetic solar-flare particle spectra.

Gross, M. W.↗
NASA NTRS2018

A Statistical Study of Solar Particle Events in Flux and Dose

The high-energy protons from solar energetic particle (SEP) events present a hazard to space systems: damage to science instruments/electronics/materials or to astronauts. A reliable estimate of the high-energy proton environment is critical to assure mission success. Important characteristics of an SEP event are fluence, peak flux, energy spectrum, time to reach the peak flux, time to reach peak dose, and properties of the cumulative dose profile after an event starts. All of these characteristics are important to understand in order to design space missions properly for both robotic and human missions. Because of the unpredictable and sporadic nature of SEP events, statistical models are often used to represent the SEP parameters described above. In a study by Jun et al. (2007), the statistics of event fluences, durations, and time intervals between events were investigated using the then available historical SEP dataset obtained from the instruments onboard the IMP-8 spacecraft. Since then, a more comprehensive SEP dataset based off of IMP-8 and GOES called Reference Data Set Version 2.0 (RDSv2.0) has become available covering the SEP events up to Year 2015 under a framework of the European Space Agency's (ESA's) Solar Energetic Particle Environment Modelling (SEPEM) project (Jiggens et al., 2018). The main objectives of this statistical study of SEP events are two-fold: First, the statistics of peak fluxes, event fluences, durations, and time intervals will be re-visited by using RDSv2.0; Second, the statistical analyses of flux and dose timing will be performed using the same dataset RDSv2.0. The results of this study will address the statistical properties of all key parameters for designing a spacecraft or a human mission where the SEP environment is an important consideration.

Whitman, K.↗
NASA NTRS2003

L2 Plasma Environments

The second LaGrange point, 1.5 million miles from the Earth in the anti-solar direction, is becoming an important destination for scientific spacecraft. The quasi-stable gravity field requires little energy resources for station keeping and astronomical missions-infrared and microwave in particular-find the minimal impact from Earth albedo radiation and limited restrictions on viewing directions a tremendous advantage in their mission design. Spacecraft design for L2 missions will have to consider the plasma environments of the ambient solar wind, magnetosheath, and magnetotail from energies of a few 10s of an eV through 10s of keV in addition to enhanced energetic particle populations from 10s to 1000 keV during solar energetic particle events. This presentation will provide a background on the appropriate L2 charged particle environments at L2 and describe modeling efforts at MSFC to develop environment specification tools for the L2 plasma environment.

Minow, Joseph I.↗
NASA NTRS2003

L2 Plasma Environments

The second LaGrange point, 1.5 million miles from the Earth in the anti-solar direction, is becoming an important destination for scientific spacecraft. The quasi-stable gravity field requires little energy resources for station keeping and astronomical missions-infrared and microwave in particular-find the minimal impact from Earth albedo radiation and limited restrictions on viewing directions a tremendous advantage in their mission design. Spacecraft design for L2 missions will have to consider the plasma environments of the ambient solar wind, magnetosheath, and magnetotail from energies of a few 10s of an eV through 10 s of keV in addition to enhanced energetic particle populations from 10s to l000 keV during solar energetic particle events. This presentation will provide a background on the appropriate L2 charged particle environments at L2 and describe modeling efforts at MSFC to develop environment specification tools for the L2 plasma environment.

Minow, Joseph I.↗
NASA NTRS1974

Effects of interplanetary shock waves on energetic charged particles

Experimental data on the influence of interplanetary perpendicular and oblique shock waves on the ambient energetic protons are presented along with a theoretical analysis of the acceleration of particles in almost perpendicular shock waves. It was found that low-energy protons can be accelerated in perpendicular shock waves by repeated crossings of the shock front up to a maximum energy given by the product of their initial energy times the ratio of the magnetic fields. High-energy protons need to stay at the shock front for longer times than low-energy protons in order to reach the same relative energy gain. In the theoretical study of proton acceleration at almost perpendicular shock waves, it was found that protons reflected at shock waves with the angle between the upstream magnetic field and the shock normal greater than about 80 deg achieve large energy gains at the shock front. The larger this angle, the higher the energy gain. However, the reflection and energization of protons at these shock waves is not 'instantaneous', neither is it a one-step process: it is performed through repeated crossings of the shock front.

Sarris, E. T.↗
NASA NTRS1989

Impulsive acceleration and scatter-free transport of about 1 MeV per nucleon ions in (He-3)-rich solar particle events

Impulsive solar energetic particle (SEP) events are studied to: (1) describe a distinct class of SEP ion events observed in interplanetary space, and (2) test models of focused transport through detailed comparisons of numerical model prediction with the data. An attempt will also be made to describe the transport and scattering properties of the interplanetary medium during the times these events are observed and to derive source injection profiles in these events. ISEE 3 and Helios 1 magnetic field and plasma data are used to locate the approximate coronal connection points of the spacecraft to organize the particle anisotropy data and to constrain some free parameters in the modeling of flare events.

Mason, G. M.↗
NASA NTRS1980

The effect of coronal transport of energetic solar particles

A single active center was the origin of several solar flares observed in September, 1977. The longitude of the flares ranged from approximately 115 deg E to approximately 117 deg W. During this period Helios 1, Helios 2, Voyager 1 and Voyager 2 were extended over a range of approximately 120 deg in longitude, thus providing an opportunity to study the coronal transport of energetic solar flare particles. The result of a detailed study of the relative intensity and spectral shape of approximately 2-200 MeV protons and alphas at several solar longitudes has enabled the imposition of some criteria on models of coronal transport.

Conlon, T. F.↗