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DOE OSTI2026

Improved Spectral Classification of Local K/M Dwarfs in SDSS Surveys. I. Chemodynamic Validation and Metallicity Calibration

An examination of 109,276 spectra of low-mass stars in the Sloan Digital Sky Survey (SDSS) data archive, collected pre-2010, provides a broad collection of K/M (sub)dwarfs tracing the local (d ≲ 250 pc) population of the thin-disk, thick-disk, and halo, based on 3D kinematics. These populations have distinct metallicities and kinematics, which should be reflected in lower-mass members. One complication is measuring metallicities of M dwarfs from low-resolution spectroscopy or photometry alone remains a challenge, even with the availability of Gaia data. To better characterize physical parameters of low-mass stars observed by SDSS, we define a set of 536 improved, empirical K/M dwarf classification templates to more accurately determine spectral subtypes (K5.5–M8.5) and morphology classes (MCs) (0.5–12.5). We select the best-fit template to every archival SDSS spectrum in the range 5000–8000 Å based on minimum χ 2 value. We then use secondary metallicity estimators to calibrate the most likely [Fe/H] values corresponding to the assigned MC. We confirm that the most metal-rich K/M dwarfs have thin-disk kinematics, and we observe the known effect of Galactic radial metallicity migration, which we confirm is strongly imprinted in the chemodynamics of the local disk M dwarfs. Confirmation of these chemodynamic trends validates the precision of our improved templates for estimating [Fe/H] for M (sub)dwarfs, notably at the low-metallicity end (–3 < [Fe/H] < –1). Substructure in the chemodynamics of the most metal-poor K/M subdwarfs begins to distinguish between local Gaia-Enceladus and local in situ halo objects. This methodology opens the door to use the ubiquitous, local K/M (sub)dwarfs to trace local Galactic chemodynamics with the highest possible resolution.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Results of the Photometric LSST Astronomical Time-series Classification Challenge (PLAsTiCC)

Abstract Next-generation surveys like the Legacy Survey of Space and Time (LSST) on the Vera C. Rubin Observatory (Rubin) will generate orders of magnitude more discoveries of transients and variable stars than previous surveys. To prepare for this data deluge, we developed the Photometric LSST Astronomical Time-series Classification Challenge (PLAsTiCC), a competition that aimed to catalyze the development of robust classifiers under LSST-like conditions of a nonrepresentative training set for a large photometric test set of imbalanced classes. Over 1000 teams participated in PLAsTiCC, which was hosted in the Kaggle data science competition platform between 2018 September 28 and 2018 December 17, ultimately identifying three winners in 2019 February. Participants produced classifiers employing a diverse set of machine-learning techniques including hybrid combinations and ensemble averages of a range of approaches, among them boosted decision trees, neural networks, and multilayer perceptrons. The strong performance of the top three classifiers on Type Ia supernovae and kilonovae represent a major improvement over the current state of the art within astronomy. This paper summarizes the most promising methods and evaluates their results in detail, highlighting future directions both for classifier development and simulation needs for a next-generation PLAsTiCC data set.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Identification and Photometric Classification of Extragalactic Transients in the Vera C. Rubin Observatory’s Data Preview 1

The Vera C. Rubin Observatory will soon survey the southern sky, delivering a depth and sky coverage that is unprecedented in time-domain astronomy. As part of commissioning, Data Preview 1 (DP1) has been released. It comprises a Legacy Survey of Space and Time (LSST) Commissioning Camera observing campaign between 2024 November and December with multiband imaging of seven fields, covering roughly 0.4 deg 2 each, providing a first glimpse into the data products that will become available once the LSST begins. In this work, we search three fields for extragalactic transients. We identify eight new likely supernovae (SNe), and three known ones from a sample of 369,644 difference image analysis objects. Photometric classification using Superphot+ assigns subclasses with >95% confidence to only one SN Ia and one SN II in this sample. Our findings are in agreement with SN detection rate predictions of 15 ± 4 SNe from simulations using simsurvey. The SN detection rate in the data is possibly affected by the lack of suitable templates. Nevertheless, this work demonstrates the quality of the data products delivered in DP1 and indicates that the Rubin Observatory’s LSST is well placed to fulfill its discovery potential in time-domain astronomy.

Freeburn, James [University of North Carolina, Cha↗
DOE OSTI2016

Portrait and Classification of Individual Haze Particulates

Haze (known as “Mai” in Chinese) threatens the health of billions of people across the globe. To begin solving this problem without severely slowing down the economy, one has to mechanistically and geographically pinpoint the sources of these pollutants, the key of which is to thoroughly characterize and fingerprint the particulates. Here we present a broad survey and classification of thousands of individual airborne particu-lates by using the Scanning Electron Microscope (SEM) to measure their diverse mor-phologies and chemistries, which could eventually be organized into a “haze finger-print database”. For instance, one collection in Xi’an City, China during March-April 2014 yielded 494 airborne particulates that settled on silicon wafers placed outside the window of a 3rd floor office. These 494 particulates were manually imaged with high resolution (down to 2 nm), elementally mapped using Energy-dispersive X-ray Spec-troscopy (EDS), and were identified and categorized into presumed source classes such as construction activities (Ca, Al, Si-O), coal burning (sulfates), biologic (pollen, bac-teria), automotive, mining, steel making, and etc. About 20% of the particulates have mysterious origins, as it is still unclear how they were formed, and a fraction of them contained clearly hazardous elements such as lead and chromium. For future work, we propose using unmanned aerial vehicles with a special “rolling film” substrate that can autonomously collect airborne particulates, a customized SEM auto-imaging system, and machine learning software to establish an online open-access database. The end goal would be to monitor and analyze the particulate pollutants that are pumped into our atmosphere every day, and precisely track down their sources so we can better model and police the quality of the air around us.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2026

Seasonal Precipitation Classification during Surface Atmosphere Integrated Field Laboratory Campaign

The Surface Atmosphere Integrated Field Laboratory (SAIL) campaign, conducted from September 2021 to June 2023 in Crested Butte, Colorado, aimed to characterize precipitation processes in the Upper Colorado River Basin (UCRB). This increased observations of snowfall accumulation in this hydrologically significant watershed would be useful for quantitative precipitation estimates (QPE). Therefore, the Surface Quantitative Precipitation Estimate (SQUIRE) product was developed using the ARM-supported Colorado State University (CSU) X-band Precipitation Radar. Although SQUIRE will be only released for snowfall, by categorizing precipitation types, users can effectively utilize relevant datasets under diverse meteorological conditions. Moreover, the dataset facilitates validation of the QPE product and the analysis of seasonal variations in precipitation types at the surface. Hydrometeors classes are organized based on their phase and physical characteristics mapping the CSU (both winter Summer) and Py-ART classifications into four groups. 1. Liquid Precipitation: includs drizzle, rain, and large raindrops. 2. Frozen Snow and Ice : Pure Snow, combining ice crystals, aggregates, and vertically oriented ice structures. 3. Dense and Large frozen hydrometeors: including low- and high-density graupel and dry hail. 4.Melting: Wet Snow and Melting Hail, hydrometeors exhibiting both liquid and frozen characteristics.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2025

Thermodynamic Cloud Phase Classifications Using Machine Learning at NSA and ANX

Vertically resolved thermodynamic cloud phase classifications are essential for studies of atmospheric cloud and precipitation processes. The Department of Energy (DOE) Atmospheric Radiation Measurement (ARM) THERMOCLDPHASE Value-Added Product (VAP) uses a multi-sensor approach to classify thermodynamic cloud phase by combining lidar backscatter and depolarization, radar reflectivity, Doppler velocity, spectral width, microwave radiometer-derived liquid water path, and radiosonde temperature measurements. The measured voxels are classified as ice, snow, mixed-phase, liquid (cloud water), drizzle, rain, and liq_driz (liquid+drizzle). We use this product as the ground truth to train three machine learning (ML) models to predict the thermodynamic cloud phase from multi-sensor remote sensing measurements taken at the ARM North Slope of Alaska (NSA) observatory: a random forest (RF), a multilayer perceptron (MLP), and a convolutional neural network (CNN) with a U-Net architecture. Evaluations against the outputs of the THERMOCLDPHASE VAP with one year of data show that the CNN outperforms the other two models, achieving the highest test accuracy, F1-score, and mean Intersection over Union (IOU). Analysis of ML confidence scores shows ice, rain, and snow have higher confidence scores, followed by liquid, while mixed, drizzle, and liq_driz have lower scores. Feature importance analysis reveals that the mean Doppler velocity and vertically resolved temperature are the most influential datastreams for ML thermodynamic cloud phase predictions. The ML models’ generalization capacity is further evaluated by applying them at another Arctic ARM site in Norway using data taken during the ARM Cold-Air Outbreaks in the Marine Boundary Layer Experiment (COMBLE) field campaign. Finally, we evaluate the ML models’ response to simulated instrument outages and signal degradation.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2021

Outlier classification using autoencoders: application for fluctuation driven flows in fusion plasmas

Understanding the statistics of fluctuation driven flows in the boundary layer of magnetically confined plasmas is desired to accurately model the lifetime of the vacuum vessel components. Mirror Langmuir probes (MLPs) are a novel diagnostic that uniquely allow us to sample the plasma parameters on a time scale shorter than the characteristic time scale of their fluctuations. Sudden large-amplitude fluctuations in the plasma degrade the precision and accuracy of the plasma parameters reported by MLPs for cases in which the probe bias range is of insufficient amplitude. While some data samples can readily be classified as valid and invalid, we find that such a classification may be ambiguous for up to 40% of data sampled for the plasma parameters and bias voltages considered in this study. In this contribution, we employ an autoencoder (AE) to learn a low-dimensional representation of valid data samples. By definition, the coordinates in this space are the features that mostly characterize valid data. Ambiguous data samples are classified in this space using standard classifiers for vectorial data. In this way, we avoid defining complicated threshold rules to identify outliers, which require strong assumptions and introduce biases in the analysis. By removing the outliers that are identified in the latent low-dimensional space of the AE, we find that the average conductive and convective radial heat fluxes are between approximately 5% and 15% lower as when removing outliers identified by threshold values. For contributions to the radial heat flux due to triple correlations, the difference is up to 40%.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗
DOE OSTI2013

A Visual Analytics Approach for Correlation, Classification, and Regression Analysis

New approaches that combine the strengths of humans and machines are necessary to equip analysts with the proper tools for exploring today s increasing complex, multivariate data sets. In this paper, a visual data mining framework, called the Multidimensional Data eXplorer (MDX), is described that addresses the challenges of today s data by combining automated statistical analytics with a highly interactive parallel coordinates based canvas. In addition to several intuitive interaction capabilities, this framework offers a rich set of graphical statistical indicators, interactive regression analysis, visual correlation mining, automated axis arrangements and filtering, and data classification techniques. This chapter provides a detailed description of the system as well as a discussion of key design aspects and critical feedback from domain experts.

Steed, Chad A↗
DOE OSTI2012

Watershed Merge Tree Classification for Electron Microscopy Image Segmentation

Automated segmentation of electron microscopy (EM) images is a challenging problem. In this paper, we present a novel method that utilizes a hierarchical structure and boundary classification for 2D neuron segmentation. With a membrane detection probability map, a watershed merge tree is built for the representation of hierarchical region merging from the watershed algorithm. A boundary classifier is learned with non-local image features to predict each potential merge in the tree, upon which merge decisions are made with consistency constraints in the sense of optimization to acquire the final segmentation. Independent of classifiers and decision strategies, our approach proposes a general framework for efficient hierarchical segmentation with statistical learning. We demonstrate that our method leads to a substantial improvement in segmentation accuracy.

Liu, TIng↗
DOE OSTI2011

ISOLATING CONTENT AND METADATA FROM WEBLOGS USING CLASSIFICATION AND RULE-BASED APPROACHES

The emergence and increasing prevalence of social media, such as internet forums, weblogs (blogs), wikis, etc., has created a new opportunity to measure public opinion, attitude, and social structures. A major challenge in leveraging this information is isolating the content and metadata in weblogs, as there is no standard, universally supported, machine-readable format for presenting this information. We present two algorithms for isolating this information. The first uses web block classification, where each node in the Document Object Model (DOM) for a page is classified according to one of several pre-defined attributes from a common blog schema. The second uses a set of heuristics to select web blocks. These algorithms perform at a level suitable for initial use, validating this approach for isolating content and metadata from blogs. The resultant data serves as a starting point for analytical work on the content and substance of collections of weblog pages.

blog harvesting↗
DOE OSTI2013

ROBUSTNESS OF DECISION INSIGHTS UNDER ALTERNATIVE ALEATORY/EPISTEMIC UNCERTAINTY CLASSIFICATIONS

The Risk-Informed Safety Margin Characterization (RISMC) pathway is a set of activities defined under the U.S. Department of Energy Light Water Reactor Sustainability Program. The overarching objective of RISMC is to support plant life-extension decision-making by providing a state-of-knowledge characterization of safety margins in key systems, structures, and components (SSCs). A key technical challenge is to establish the conceptual and technical feasibility of analyzing safety margin in a risk-informed way, which, unlike conventionally defined deterministic margin analysis, would be founded on probabilistic characterizations of SSC performance. Evaluation of probabilistic safety margins will in general entail the uncertainty characterization both of the prospective challenge to the performance of an SSC ("load") and of its "capacity" to withstand that challenge. The RISMC framework contrasts sharply with the traditional probabilistic risk assessment (PRA) structure in that the underlying models are not inherently aleatory. Rather, they are largely deterministic physical/engineering models with ambiguities about the appropriate uncertainty classification of many model parameters. The current analysis demonstrates that if the distinction between epistemic and aleatory uncertainties is to be preserved in a RISMC-like modeling environment, then it is unlikely that analysis insights supporting decision-making will in general be robust under recategorization of input uncertainties. If it is believed there is a true conceptual distinction between epistemic and aleatory uncertainty (as opposed to the distinction being primarily a legacy of the PRA paradigm) then a consistent and defensible basis must be established by which to categorize input uncertainties.

probabilistic risk assessment↗
DOE OSTI2013

Genetic Algorithms and Classification Trees in Feature Discovery: Diabetes and the NHANES database

This paper presents a feature selection methodology that can be applied to datasets containing a mixture of continuous and categorical variables. Using a Genetic Algorithm (GA), this method explores a dataset and selects a small set of features relevant for the prediction of a binary (1/0) response. Binary classification trees and an objective function based on conditional probabilities are used to measure the fitness of a given subset of features. The method is applied to health data in order to find factors useful for the prediction of diabetes. Results show that our algorithm is capable of narrowing down the set of predictors to around 8 factors that can be validated using reputable medical and public health resources.

Heredia-Langner, Alejandro↗
DOE OSTI2016

glmnetLRC f/k/a lrc package: Logistic Regression Classification

Methods for fitting and predicting logistic regression classifiers (LRC) with an arbitrary loss function using elastic net or best subsets. This package adds additional model fitting features to the existing glmnet and bestglm R packages. This package was created to perform the analyses described in Amidan BG, Orton DJ, LaMarche BL, et al. 2014. Signatures for Mass Spectrometry Data Quality. Journal of Proteome Research. 13(4), 2215-2222. It makes the model fitting available in the glmnet and bestglm packages more general by identifying optimal model parameters via cross validation with an customizable loss function. It also identifies the optimal threshold for binary classification.

Source record↗
DOE OSTI2017

Carbon balance of CO2-EOR for NCNO classification

The question of whether carbon dioxide enhanced oil recovery (CO2-EOR) constitutes a valid alternative for greenhouse gas emission reduction has been frequently asked by the general public and environmental sectors. Through this technology, operational since 1972, oil production is enhanced by injecting CO2 into depleted oil reservoirs in order displace the residual oil toward production wells in a solvent/miscible process. For decades, the CO2 utilized for EOR has been most commonly sourced from natural CO2 accumulations. More recently, a few projects have emerged where anthropogenic CO2 (A-CO2) is captured at an industrial facility, transported to a depleted oil field, and utilized for EOR. If carbon geologic storage is one of the project objectives, all the CO2 injected into the oil field for EOR could technically be stored in the formation. Even though the CO2 is being prevented from entering the atmosphere, and permanently stored away in a secured geologic formation, a question arises as to whether the total CO2 volumes stored in order to produce the incremental oil through EOR are larger than the CO2 emitted throughout the entire CO2-EOR process, including the capture facility, the EOR site, and the refining and burning of the end product. We intend to answer some of these questions through a DOE-NETL funded study titled “Carbon Life Cycle Analysis of CO2-EOR for Net Carbon Negative Oil (NCNO) Classification”. NCNO is defined as oil whose carbon emissions to the atmosphere, when burned or otherwise used, are less than the amount of carbon permanently stored in the reservoir in order to produce the oil. In this paper, we focus on the EOR site in what is referred to as a gate-to-gate system, but are inclusive of the burning of the refined product, as this end member is explicitly stated in the definition of NCNO. Finally, we use Cranfield, Mississippi, as a case study and come to the conclusion that the incremental oil produced is net carbon negative.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2017

QUANTIFICATION OF FUNCTIONAL IMPACT CLASSIFICATION ON THE CURRENT US NUCLEAR FLEET

Many plants experience multiple failure events each year, and while none of these events result in core damage further consideration for nuclear power plant (NPP) type and its role in an event needs to be considered. Specifically herein initiating events (IE) are considered these are unplanned events that occur while a nuclear plant is in critical operation, and requires that the plant be shut down to achieve a stable state. Breaking IE failure events into groups results in the classification of functional impact (FI) groups. A FI group is a risk-significant event category that could impact the ability of a NPP to remove decay heat from the reactor. For an event to be considered a FI, it must be associated with a manual or automatic reactor trip, irrespective of the order of events. In addition, the plant must be at or above the point of adding heat and the event must happen before or shortly after a reactor trip. One or more FIs may be identified in any individual reactor trip sequence. An example of a FIs is the loss of offsite power (LOOP) from a bird interaction with the power lines. This results in a failure to transfer power to an emergency source, such as a generator, producing a turbine and reactor trip and then a closure of main steam isolation valves (MSIVS). The FI applicable to this reactor trip sequence would be loss of offsite power and closure of at least one MSIV in each main steam line. The results presented are focused on the analysis and evaluation of FI event categories that can be found in IE studies [1], [2] and the Initialing Events Spreadsheet [3] and is a historical review of Licensee.

22 GENERAL STUDIES OF NUCLEAR REACTORS↗
DOE OSTI2018

Classification of multispectral or hyperspectral satellite imagery using clustering of sparse approximations on sparse representations in learned dictionaries obtained using efficient convolutional sparse coding

An approach for land cover classification, seasonal and yearly change detection and monitoring, and identification of changes in man-made features may use a clustering of sparse approximations (CoSA) on sparse representations in learned dictionaries. The learned dictionaries may be derived using efficient convolutional sparse coding to build multispectral or hyperspectral, multiresolution dictionaries that are adapted to regional satellite image data. Sparse image representations of images over the learned dictionaries may be used to perform unsupervised k-means clustering into land cover categories. The clustering process behaves as a classifier in detecting real variability. This approach may combine spectral and spatial textural characteristics to detect geologic, vegetative, hydrologic, and man-made features, as well as changes in these features over time.

47 OTHER INSTRUMENTATION↗
DOE OSTI2018

Data object classification using feature generation through crowdsourcing

In a computing device that implements a data object classification tool, a method for classifying data may include detecting change in spatial coordinates for each of at least two of a set of data objects within a canvas space. Each of the data objects may be associated with a vector of features. A rule set may be generated based on the vector of features associated with each of the at least two data objects. The rule set may use feature(s) that explain the changed spatial coordinates. The data objects may be selectively rearranged within the canvas space by applying the generated rule set to any remaining data objects among the set of data objects so as to assign spatial coordinates to the remaining objects. For each of the data objects, the spatial coordinates may be stored as new semantic feature(s) within the vector of features for that data object.

97 MATHEMATICS AND COMPUTING↗