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NASA NTRS1987

Detecting forest structure and biomass with C-band multipolarization radar - Physical model and field tests

The ability of C-band radar (4.75 GHz) to discriminate features of forest structure, including biomass, is tested using a truck-mounted scatterometer for field tests on a 1.5-3.0 m pygmy forest of cypress (Cupressus pygmaea) and pine (Pinus contorta ssp, Bolanderi) near Mendocino, CA. In all, 31 structural variables of the forest are quantified at seven sites. Also measured was the backscatter from a life-sized physical model of the pygmy forest, composed of nine wooden trees with 'leafy branches' of sponge-wrapped dowels. This model enabled independent testing of the effects of stem, branch, and leafy branch biomass, branch angle, and moisture content on radar backscatter. Field results suggested that surface area of leaves played a greater role in leaf scattering properties than leaf biomass per se. Tree leaf area index was strongly correlated with vertically polarized power backscatter (r = 0.94; P less than 0.01). Field results suggested that the scattering role of leaf water is enhanced as leaf surface area per unit leaf mass increases; i.e., as the moist scattering surfaces become more dispersed. Fog condensate caused a measurable rise in forest backscatter, both from surface and internal rises in water content. Tree branch mass per unit area was highly correlated with cross-polarized backscatter in the field (r = 0.93; P less than 0.01), a result also seen in the physical model.

Westman, Walter E.↗

NASA NTRS1987

L-band radar backscatter modeling of forest stands

An L-band HH radar backscatter model of a coniferous forest stand is described and compared with SIR-B L-band image data of the Mount Shasta region of northern California. Being based upon an identification and implementation of the expected major components of forest backscattering, the model is simple in form and thus fast computationally, making possible extensive simulations of forest stands. A particularly important component in the model relates to representing the specular reflections expected from tree trunks to the ground and then back to the sensor. These are strong returns and are seen to be necessary to explain both the forest measurements made by the authors and the observations of others. Although the experimental data is limited in quantity and quality, agreement between available experimental and simulated values of forest backscatter is better than the residual uncertainty and relative calibration error of the experimental data, provided the model and experiment are matched initially at one set of parameter values.

Richards, John A.↗

NASA NTRS1987

Determining the rate of forest conversion in Mato Grosso, Brazil, using Landsat MSS and AVHRR data

AVHRR-LAC thermal data and Landsat MSS and TM spectral data were used to estimate the rate of forest clearing in Mato Grosso, Brazil, between 1981 and 1984. The Brazilian state was stratified into forest and nonforest. A list sampling procedure was used in the forest stratum to select Landsat MSS scenes for processing based on estimates of fire activity in the scenes. Fire activity in 1984 was estimated using AVHRR-LAC thermal data. State-wide estimates of forest conversion indicate that between 1981 and 1984, 353,966 ha + or - 77,000 ha (0.4 percent of the state area) were converted per year. No evidence of reforestation was found in this digital sample. The relationship between forest clearing rate (based on MSS-TM analysis) and fire activity (estimated using AVHRR data) was noisy (R-squared = 0.41). The results suggest that AVHRR data may be put to better use as a stratification tool than as a subsidiary variable in list sampling.

Nelson, Ross↗

NASA NTRS1988

The derivation of sub-canopy surface terrain models of coastal forests using synthetic aperture radar

Radar data acquired by the Shuttle Imaging Radar-B mission covering a portion of the Mouths of the Ganges forests were used to create a terrain model for use in determining tidal flow and eventual nutrient transport from the forest to the marine habitat. Results show that good digital topographic terrain models of wet coastal forests can be generated using multiple sets of L-band SAR and ancillary tide elevation data. The dominance of the interaction phenomenon in the radar backscatter of flooded forests can be used to create sub-canopy inundation maps which when merged with tide surface data can be used to generate reasonable topographic models. Ideally models could be improved by using multiple sets of data at a constant incidence angle over the total tide range. The optimal angle for the SAR depends upon the characteristics of the forest. The range of 46 to 57 deg seems applicable to the 12.5 m tall closed canopy in this example. Such models can be an extremely valuable tool for studying and mapping the mangal ecosystem.

Imhoff, M. L.↗

NASA NTRS1989

Daytime turbulent exchange between the Amazon forest and the atmosphere

Detailed observations of turbulence just above and below the crown of the Amazon rain forest during the wet season are presented. The forest canopy is shown to remove high frequency turbulent fluctuations while passing lower frequencies. Filter characteristics of turbulent transfer into the Amazon rain forest canopy are quantified. Simple empirical relations that relate observed turbulent heat fluxes to horizontal wind variance are presented. Changes in the amount of turbulent coupling between the forest and the boundary layer associated with deep convective clouds are presented both as statistical averages and as a series of case studies. These convective processes during the rainy season are shown to alter the diurnal course of turbulent fluxes. In wake of giant coastal systems, no significant heat or moisture fluxes occur for up to a day after the event. Radar data is used to demonstrate that even small raining clouds are capable of evacuating the canopy of substances normally trapped by persistent static stability near the forest floor. Recovery from these events can take more than an hour, even during mid-day. In spite of the ubiquitous presence of clouds and frequent rain during this season, the average horizontal wind speed spectrum is well described by dry CBL similarity hypotheses originally found to apply in flat terrain.

Fitzjarrald, David R.↗

NASA NTRS1988

A Landsat Thematic Mapper investigation of the geobotanical relationships in the northern spruce-fir forest, Mt. Moosilauke, New Hampshire

This investigation, in the northern spruce-fir forest at Mt. Moosilauke, NH, indicates that Landsat TM data can be used to distinguish between and map major vegetation zones. Principal components analysis can be used to reduce the dimensionality of the TM data; and in this simpler spectral space, it is easier to visualize the discrimination between major vegetation zones: the northern hardwoods zone, spruce-fir zone, fir zone, and alpine tundra zone. The moisture stress index highlights areas of heavy forest damage (fir waves), but does not correlate with low levels of damage in the mixed, background forest at Mt. Moosilauke. Care must be taken to avoid confusion between high-elevation climatically-stressed vegetation (normal krummholz forest) and damaged lower elevation forests, both of which have similar TM5/TM4 ratio values.

Torcoletti, Paul J.↗

NASA NTRS1989

Modeling and observation of the radar polarization signature of forested areas

To understand radar measurements of forested areas, the authors have developed a model of L-band (25-cm) microwave scattering from a forest. The forest floor is modeled as a rough dielectric surface above which is a layer of nearly vertical dielectric cylinders representing tree trunks. Above this layer is a second layer consisting of randomly oriented cylinders which represent branches. The authors identify several scattering mechanisms and calculate the corresponding Stokes matrices, which combine to give the total Stokes matrix and resulting polarization signature. It is found that this simple model permits accurate prediction of the polarization of the scattered waves and that additional mechanisms, including the effects of leaves and twigs, are not required for the 25-cm observation of the forests studied. The authors present measurements of the polarization signature acquired over a forested area and show comparisons with model calculations.

Durden, Stephen L.↗

NASA NTRS1989

Observation of organized structure in turbulent flow within and above a forest canopy

Data obtained with seven triaxial sonic anemometer/thermometers and three Lyman-alpha hygrometers at an experimental site in Ontario, Canada reveal the coherent occurrence of ramp patterns of temperature and humidity at several levels within and above the deciduous forest considered. The ramps appear most clearly in the middle and upper portion of the forest, and near the top of the forest they are composed of a weak ejecting motion transporting warm and/or moist air out of the forest, followed by strong sweeps of cool and/or dry air penetrating into the canopy. In the middle and upper parts of the canopy, the sweeps are found to conduct a large proportion of the overall transfer between the forest and the lower atmosphere, with a lesser contribution from ejections.

Gao, W.↗

NASA NTRS1990

Budgets of reactive nitrogen, hydrocarbons, and ozone over the Amazon forest during the wet season

The atmospheric composition over the Amazon forest during the wet season is simulated with a one-dimensional photochemical model for the planetary boundary layer (PBL) extending from the ground to 2000-m altitude. The model is constrained and evaluated using observations from the Amazon Boundary Layer Experiment 2B field expedition. Results indicate that only about 20 percent of NO(x) emitted by soils is exported to the atmosphere above the forest canopy. The balance is deposited to vegetation before leaving the canopy layer. The small NO(x) flux that escapes from the canopy is nevertheless sufficient to account for the low NO concentrations observed in the PBL. Soil emission can account for only a portion of NO(y) observed over the forest. Organic nitrates of nonbiogenic origin likely account for the balance of NO(y). Enhancements of CO observed in the PBL appear to reflect direct emission of CO by the forest ecosystem. Concentrations of O3 in the PBL are regulated largely by transport from aloft and deposition to the canopy, with little net influence from photochemistry. Ozone is photochemically produced immediately above the forest where NO concentrations are relatively high, but is photochemically consumed in the upper portion of the PBL.

Jacob, Daniel J.↗

NASA NTRS1990

Daytime turbulent exchange between the Amazon forest and the atmosphere

Fitzjarrald, David R.↗

NASA NTRS1990

Remote sensing of tropical forests - An overview of research and applications using non-photographic sensors

A comprehensive overview is presented on how remote sensing technology has been applied to tropical forest monitoring over the past 20 years. Research needs for monitoring the condition and extent of tropical forests are suggested. The discussion focuses on nonphotographic sensors, especially those on orbiting satellites. Several remote sensing approaches to tropical forest monitoring are outlined, including NOAA AVHRR, Landsat MSS, the Landsat Thematic Mapper, SPOT-1, and Synthetic Aperture Radar. Suggested research needs are addressed, along with discussions on the use of Geographic Information Systems, and multistage and multisensor approaches in data analysis and acquisition. It is concluded that additional research and technique development is urgently needed to advance the utility of remotely sensed data for tropical forest monitoring. However, there is sufficient information available now to prototype a global tropical forest monitoring system that would utilize current satellite sensors complemented with airborne sensors for detailed measurements on sample locations.

Sader, Steven A.↗

NASA NTRS1990

Multiband radar characterization of forest biomes

The utility of airborne and orbital SAR in classification, assessment, and monitoring of forest biomes is investigated through analysis of orbital synthetic aperature radar (SAR) and multifrequency and multipolarized airborne SAR imagery relying on image tone and texture. Preliminary airborne SAR experiments and truck-mounted scatterometer observations demonstrated that the three dimensional structural complexity of a forest, and the various scales of temporal dynamics in the microwave dielectric properties of both trees and the underlying substrate would severely limit empirical or semi-empirical approaches. As a consequence, it became necessary to develop a more profound understanding of the electromagnetic properties of a forest scene and their temporal dynamics through controlled experimentation coupled with theoretical development and verification. The concatenation of various models into a physically-based composite model treating the entire forest scene became the major objective of the study as this is the key to development of a series of robust retrieval algorithms for forest biophysical properties. In order to verify the performance of the component elements of the composite model, a series of controlled laboratory and field experiments were undertaken to: (1) develop techniques to measure the microwave dielectric properties of vegetation; (2) relate the microwave dielectric properties of vegetation to more readily measured characteristics such as density and moisture content; (3) calculate the radar cross-section of leaves, and cylinders; (4) improve backscatter models for rough surfaces; and (5) relate attenuation and phase delays during propagation through canopies to canopy properties. These modeling efforts, as validated by the measurements, were incorporated within a larger model known as the Michigan Microwave Canopy Scattering (MIMICS) Model.

Dobson, M. Craig↗

NASA NTRS1990

Comparison between two vegetation indices for measuring different types of forest damage in the north-eastern United States

The relative effectiveness of the Landsat TM-derived normalized difference vegetative index (NDVI) and the short-wave IR to NIR ratio (SWIR/NIR) index was examined in measurements of different types of damage in several forest communities. The forests examined included a site with well-defined fir waves in New Hampshire, a site undergoing well-documented coniferous forest decline in Vermont, and predominantly deciduous regions in Vermont and northwestern Massachusetts seriously impacted by pear thrips. Both NDVI and SWIR/NIR images were produced for each area. Results demonstrated that the SWIR/NIR index was superior to NDVI in distinguishing between high and low conifer damage at both fir-wave and forest decline sites; high and low deciduous-forest damage sites were easily separable using either NDVI or SWIR/NIR, but the NDVI was superior in separation between medium and low deciduous damage.

Vogelmann, J. E.↗

NASA NTRS1991

Soil emissions of nitric oxide in a seasonally dry tropical forest of Mexico

Soil emissions of NO were measured at the Chamela Biological Station, Mexico, using soil covers and a field apparatus of NO detection based on CrO3 conversion of NO to NO2 and detection of NO2 by chemiluminescence with Luminol. Mean NO fluxes from forest soils ranged from 0.14 to 0.52 ng NO-N/sq cm/hr during the dry season and from 0.73 to 1.27 ng NO-N/sq cm/hr during the wet season. A fertilized floodplain pasture exhibited higher fluxes, but an unfertilized upland pasture, which represents the fastest growing land use in the region, had flux rates similar to the forest sites. Wetting experiments at the end of the dry season caused large pulses of NO flux, equaling 10 percent to 20 percent of the estimated annual NO emissions of 0.5-1.0 kg N/ha from the forest sites. Absence of a forest canopy during the dry season and the first wet season rain probably results in substantial NO(x) export from the forest system that may be important to regional atmospheric chemical processes. Wetting experiments during the wet season and a natural rain event had little or no stimulatory effect on NO flux rates.

Davidson, Eric A.↗

NASA NTRS1992

RGB-NDVI colour composites for visualizing forest change dynamics

The study presents a simple and logical technique to display and quantify forest change using three dates of satellite imagery. The normalized difference vegetation index (NDVI) was computed for each date of imagery to define high and low vegetation biomass. Color composites were generated by combining each date of NDVI with either the red, green, or blue (RGB) image planes in an image display monitor. Harvest and regeneration areas were quantified by applying a modified parallelepiped classification creating an RGB-NDVI image with 27 classes that were grouped into nine major forest change categories. Aerial photographs and stand history maps are compared with the forest changes indicated by the RGB-NDVI image. The utility of the RGB-NDVI technique for supporting forest inventories and updating forest resource information systems are presented and discussed.

Sader, S. A.↗

NASA NTRS1992

Radar measurement of forested areas during OTTER

To test a forest ecosystem model in the OTTER (Oregon ecosystem research) project, it is desirable to find forest canopy parameters via radar remote sensing measurements. Conventionally, forest biomass, along with quantities such as the leaf area index, drive the model. It is shown that the radar backscatter is not uniquely related to biomass. A sensitivity study is carried out using a forward scattering model to determine the variation of radar cross section as a function of several forest parameters. The results are used to find suitable quantities to recover via radar experiments. A parameter estimation scheme is developed to calculate some preliminary statistical properties of the forest.

Moghaddam, M.↗

NASA NTRS1992

Relating multifrequency radar backscattering to forest biomass: Modeling and AIRSAR measurement

During the last several years, significant efforts in microwave remote sensing were devoted to relating forest parameters to radar backscattering coefficients. These and other studies showed that in most cases, the longer wavelength (i.e. P band) and cross-polarization (HV) backscattering had higher sensitivity and better correlation to forest biomass. This research examines this relationship in a northern forest area through both backscatter modeling and synthetic aperture radar (SAR) data analysis. The field measurements were used to estimate stand biomass from forest weight tables. The backscatter model described by Sun et al. was modified to simulate the backscattering coefficients with respect to stand biomass. The average number of trees per square meter or radar resolution cell, and the average tree height or diameter breast height (dbh) in the forest stand are the driving parameters of the model. The rest of the soil surface, orientation, and size distributions of leaves and branches, remain unchanged in the simulations.

Sun, Guo-Qing↗

NASA NTRS1994

Remote sensing of forest ecosystem dynamics: Measurements and modeling

The development of an integrated approach to the modeling of forest dynamics encompassing submodels of forest growth and succession, soil processes and radiation interactions, is reported. Remote sensing technology is a key element of this study in that it provides data for developing, initializing, updating, and validating the models. The objectives are reviewed, the data collected and models in use are discussed, and a framework for studying interactions between the forest growth, soil process and energy interaction components, is described. Remote sensing technology used in the study includes optical and microwave field, aircraft and satellite borne instruments. The types of data collected during intensive field and aircraft campaigns included bidirectional reflectance, thermal emittance and multifrequency, multipolarization synthetic aperture radar backscatter. Synthetic imagery of derived products such as forest biomass and NDVI (Normalized Difference Vegetative Index), and collections of ground data are being assembled in a georeferenced data base. These data are used to drive or test multidiscipline simulations of forested ecosystems. Enhancements to the modeling environment permit considerable flexibility in configuring simulations and selecting results for reporting and graphical display.

Williams, Darrel L.↗