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DOE OSTI2025

Observation of Coherent 𝜙⁡(1020) Meson Photoproduction in Ultraperipheral PbPb Collisions at $\sqrt{𝑠_{NN}}$ = 5.36 TeV

The first observation of coherent 𝜙⁡(1020) meson photoproduction off heavy nuclei is presented using ultraperipheral lead-lead collisions at a center-of-mass energy per nucleon pair of 5.36 TeV. The data were collected by the CMS experiment and correspond to an integrated luminosity of 1.62 μ⁢𝑏 −1 . The 𝜙⁡(1020) meson signals are reconstructed via the 𝐾 + ⁢𝐾 − decay channel. The production cross section is presented as a function of the 𝜙⁡(1020) meson rapidity in the range 0.3 < |𝑦| < 1.0, probing gluons that carry a fraction of the nucleon momentum (𝑥) around 10 −4 . The observed cross section exhibits little dependence on rapidity and is significantly suppressed, by a factor of ∼5, compared to a baseline model that treats a nucleus as a collection of free nucleons. Theoretical models that incorporate the nuclear shadowing effect generally provide a better description of the 𝜙⁡(1020) data than those incorporating gluon saturation. This study establishes a powerful new tool for exploring nuclear effects and nuclear gluonic structure in the small-𝑥 regime at a unique energy scale bridging the perturbative and nonperturbative quantum chromodynamics domains.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

DESI DR2 results. I. Baryon acoustic oscillations from the Lyman alpha forest

We present the baryon acoustic oscillation (BAO) measurements with the Lyman-𝛼 (Ly⁢𝛼) forest from the second data release (DR2) of the Dark Energy Spectroscopic Instrument (DESI) survey. Our BAO measurements include both the autocorrelation of the Ly⁢𝛼 forest absorption observed in the spectra of high-redshift quasars and the cross-correlation of the absorption with the quasar positions. The total sample size is approximately a factor of 2 larger than the DR1 dataset, with forest measurements in over 820,000 quasar spectra and the positions of over 1.2 million quasars. We describe several significant improvements to our analysis in this paper, and two supporting papers describe improvements to the synthetic datasets that we use for validation and how we identify damped Ly⁢𝛼 absorbers. Our main result is that we have measured the BAO scale with a statistical precision of 1.1% along and 1.3% transverse to the line of sight, for a combined precision of 0.65% on the isotropic BAO scale at 𝑧 eff =2.33. This excellent precision, combined with recent theoretical studies of the BAO shift due to nonlinear growth, motivated us to include a systematic error term in Ly⁢𝛼 BAO analysis for the first time. We measure the ratios 𝐷 𝐻 ⁡(𝑧 eff )/𝑟 𝑑 = 8.632 ± 0.098 ± 0.026 and 𝐷 𝑀 ⁡(𝑧 eff )/𝑟 𝑑 = 38.99 ± 0.52 ± 0.12, where 𝐷 𝐻 = 𝑐/𝐻⁡(𝑧) is the Hubble distance, 𝐷 𝑀 is the transverse comoving distance, 𝑟 𝑑 is the sound horizon at the drag epoch, and we quote both the statistical and the theoretical systematic uncertainty. The companion paper presents the BAO measurements at lower redshifts from the same dataset and the cosmological interpretation.

baryon acoustic oscillations↗

DOE OSTI2025

Dark energy survey year 3 results: Cosmological constraints from cluster abundances, weak lensing, and galaxy clustering

Galaxy clusters provide a unique probe of the late-time cosmic structure and serve as a powerful independent test of the Λ⁢CDM model. This work presents the first set of cosmological constraints derived with ∼16,000 optically selected redMaPPer clusters across nearly 5000 deg 2 using DES year 3 datasets. Our analysis leverages a consistent modeling framework for galaxy cluster cosmology and DES-Y3 joint analyses of galaxy clustering and weak lensing (3 × 2⁢pt), ensuring direct comparability with the DES-Y3 3 × 2⁢pt analysis. Here, we obtain constraints of 𝑆 8 = 0.864 ± 0.035 and Ω m = $0.26⁢5^{+0.019}_{−0.031}$ from the cluster-based data vector. We find that cluster constraints and 3 × 2⁢pt constraints are consistent under the Λ⁢CDM model with a posterior predictive distribution (PPD) value of 0.53. The consistency between clusters and 3 × 2⁢pt provides a stringent test of Λ⁢CDM across different mass and spatial scales. Jointly analyzing clusters with 3 × 2⁢pt further improves cosmological constraints, yielding 𝑆 8 = $0.81⁢1^{+0.022}_{−0.020}$ and Ω m = $0.29⁢4^{+0.022}_{−0.033}$, a 24% improvement in the Ω m − 𝑆 8 figure of merit over 3 × 2⁢pt alone. Moreover, we find no significant deviation from the Planck CMB constraints with a probability to exceed (PTE) value of 0.6, significantly reducing previous 𝑆 8 tension claims. Finally, combining DES 3 × 2⁢pt, DES clusters, and Planck CMB places an upper limit on the sum of neutrino masses of ∑𝑚 𝜈 < 0.26 eV at 95% confidence under the Λ⁢CDM model. These results establish optically selected clusters as a key cosmological probe and pave the way for cluster-based analyses in upcoming stage-IV surveys such as LSST, Euclid, and Roman.

Abbott, T. M. C. [NSF’s National Optical-Infrared ↗

DOE OSTI2025

Cosmology with second- and third-order shear statistics for the Dark Energy Survey: Methods and simulated analysis

We present a new pipeline designed for the robust inference of cosmological parameters using both second- and third-order shear statistics. We build a theoretical model for rapid evaluation of three-point correlations using our fastnc code and integrate it into the cosmosis framework. We measure the two-point functions 𝜉 ± and the full configuration-dependent three-point shear correlation functions across all auto- and cross-redshift bins. We compress the three-point functions into the mass aperture statistic ⟨ℳ$^{3}_{ap}$⟩ for a set of 796 simulated shear maps designed to model the Dark Energy Survey Year 3 data. We estimate from it the full covariance matrix and model the effects of intrinsic alignments, shear calibration biases and photometric redshift uncertainties. We apply scale cuts to minimize the contamination from the baryonic signal as modeled through hydrodynamical simulations. We find a significant improvement of 83% on the figure of merit in the Ω m − 𝑆 8 plane when we add the ⟨ℳ$^{3}_{ap}$⟩ data to 𝜉 ± . Here, we present our findings for all relevant cosmological and systematic uncertainty parameters and discuss the complementarity of third-order and second-order statistics.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2026

Dark Energy Survey Year 3 results: Simulation-based 𝑤CDM inference from weak lensing and galaxy clustering maps with deep learning: Analysis design

Data-driven approaches using deep learning are emerging as powerful techniques to extract non-Gaussian information from cosmological large-scale structure. Here, this work presents the first simulation-based inference (SBI) pipeline that combines weak lensing and galaxy clustering maps in a realistic Dark Energy Survey Year 3 (DES Y3) configuration and serves as preparation for a forthcoming analysis of the survey data. We develop a scalable forward model based on the CosmoGridV1 suite of N-body simulations to generate over one million self-consistent mock realizations of DES Y3 at the map level. Leveraging this large dataset, we train deep graph convolutional neural networks on the full survey footprint in spherical geometry to learn low-dimensional features that approximately maximize mutual information with target parameters. These learned compressions enable neural density estimation of the implicit likelihood via normalizing flows in a ten-dimensional parameter space spanning cosmological 𝑤CDM, intrinsic alignment, and linear galaxy bias parameters, while marginalizing over baryonic, photometric redshift, and shear bias nuisances. To ensure robustness, we extensively validate our inference pipeline using synthetic observations derived from both systematic contaminations in our forward model and independent Buzzard galaxy catalogs. Our forecasts yield significant improvements in cosmological parameter constraints, achieving 2−3× higher figures of merit in the 𝛺 𝑚 − 𝑆 8 plane relative to our implementation of baseline two-point statistics and effectively breaking parameter degeneracies through probe combination. These results demonstrate the potential of SBI analyses powered by deep learning for upcoming Stage-IV wide-field imaging surveys.

Thomsen, A. [Zurich, ETH] (ORCID:0000000203099021)↗

DOE OSTI2025

Search for New Physics in Jet Multiplicity Patterns of Multilepton Events at $\sqrt{s}$ = 13 TeV

A first search for beyond the standard model physics in jet multiplicity patterns of multilepton events is presented, using a data sample corresponding to an integrated luminosity of 138 fb −1 of 13 TeV proton-proton collisions recorded by the CMS detector at the LHC. The search uses observed jet multiplicity distributions in one-, two-, and four-lepton events to explore possible enhancements in jet production rate in three-lepton events with and without bottom quarks. The data are found to be consistent with the standard model expectation. The results are interpreted in terms of supersymmetric production of electroweak chargino-neutralino superpartners with cascade decays terminating in prompt hadronic 𝑅-parity violating interactions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2026

Dark Energy Survey Year 6 results: Clustering redshifts and importance sampling of self-organized-maps 𝑛⁡(𝑧) realizations for 3 × 2 ⁢pt samples

This work is part of a series establishing the redshift framework for the 3 × 2 ⁢pt analysis of the Dark Energy Survey Year 6 (DES Y6). For DES Y6, photometric redshift distributions are estimated using self-organizing maps (SOMs), calibrated with spectroscopic and many-band photometric data. To overcome limitations from color-redshift degeneracies and incomplete spectroscopic coverage, we enhance this approach by incorporating clustering-based redshift constraints (clustering-z, or WZ) from angular cross-correlations with BOSS and eBOSS galaxies and eBOSS quasar samples. We define a WZ likelihood and apply importance sampling to a large ensemble of SOM-derived 𝑛⁡(𝑧) realizations, selecting those consistent with the clustering measurements to produce a posterior sample for each lens and source bin. The analysis uses angular scales corresponding to 1.5–5 Mpc to optimize signal-to-noise ratio while mitigating modeling uncertainties and marginalizes over redshift-dependent galaxy bias and other systematics informed by the N-body simulation CARDINAL . While a sparser spectroscopic reference sample limits WZ constraining power at 𝑧 >1.1, particularly for source bins, we demonstrate that combining SOM with WZ improves redshift accuracy and enhances the overall cosmological constraining power of DES Y6. As a result, we estimate an improvement in 𝑆 8 of approximately 10% for cosmic shear and 3 ×2⁢pt analysis, primarily due to the WZ calibration of the source samples.

Cosmological parameters↗

DOE OSTI2025

Observation of Λ Hyperon Local Polarization in 𝑝-Pb Collisions at $\sqrt{s_{NN}}$ = 8.16 TeV

The polarization of the Λ and $\bar{Λ}$ hyperons along the beam direction has been measured in proton-lead (𝑝-Pb) collisions at a center-of-mass energy per nucleon pair of 8.16 TeV. The data were obtained with the CMS detector at the LHC and correspond to an integrated luminosity of 186.0 ± 6.5 nb −1 . A significant azimuthal dependence of the hyperon polarization, characterized by the second-order Fourier sine coefficient 𝑃 𝑧,s⁢2 , is observed. The 𝑃 𝑧,s⁢2 values decrease as a function of charged particle multiplicity, but increase with transverse momentum. A hydrodynamic model that describes the observed 𝑃 𝑧,s⁢2 values in nucleus-nucleus collisions by introducing vorticity effects does not reproduce either the sign or the magnitude of the 𝑝-Pb results. These observations pose a challenge to the current theoretical implementation of spin polarization in heavy ion collisions and offer new insights into the origin of spin polarization in hadronic collisions at LHC energies.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Search for flavor-changing neutral current interactions of the top quark mediated by a Higgs boson in proton-proton collisions at 13 TeV

A search for flavor-changing neutral current interactions of the top quark (𝑡) and the Higgs boson (𝐻) is presented. The search is based on proton-proton collision data collected in 2016–2018 at a center-of-mass energy of 13 TeV with the CMS detector at the LHC, and corresponding to an integrated luminosity of 138 fb −1 . Events containing a pair of leptons with the same-sign electric charge and at least one jet are considered. The results are used to constrain the branching fraction (ℬ) of the top quark decaying to a Higgs boson and an up (𝑢) or charm (𝑐) quark. No significant excess above the estimated background was found. The observed (expected) upper limits at a 95% confidence level are found to be 0.072% (0.059%) for ℬ⁡(𝑡 → 𝐻⁡𝑢) and 0.043% (0.062%) for ℬ⁡(𝑡 → 𝐻⁡𝑐). These results are combined with two other searches performed by the CMS Collaboration for flavor-changing neutral current interactions of top quarks and Higgs bosons in final states where the Higgs boson decays to either a pair of photons or a pair of bottom quarks. The resulting observed (expected) upper limits at the 95% confidence level are 0.019% (0.027%) for ℬ⁡(𝑡 → 𝐻⁡𝑢) and 0.037% (0.035%) for ℬ⁡(𝑡 → 𝐻⁡𝑐).

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

General search for supersymmetric particles in scenarios with compressed mass spectra using proton-proton collisions at $\sqrt{s}$ = 13 TeV

A general search is presented for supersymmetric particles (sparticles) in scenarios featuring compressed mass spectra using proton-proton collisions at a center-of-mass energy of 13 TeV, recorded with the CMS detector at the LHC. The analyzed data sample corresponds to an integrated luminosity of 138 fb −1 . A wide range of potential sparticle signatures are targeted, including pair production of electroweakinos, sleptons, and top squarks. The search focuses on events with a high transverse momentum system from initial-state-radiation jets recoiling against a potential sparticle system with significant missing transverse momentum. Events are categorized based on their lepton multiplicity, jet multiplicity, number of 𝑏-tagged jets, and kinematic variables sensitive to the sparticle masses and mass splittings. The sensitivity extends to higher parent sparticle masses than previously probed at the LHC for production of pairs of electroweakinos, sleptons, and top squarks with mass spectra featuring small mass splittings (compressed mass spectra). The observed results demonstrate agreement with the predictions of the background-only model. Lower mass limits are set at 95% confidence level on production of pairs of electroweakinos, sleptons, and top squarks that extend to 325, 275, and 780 GeV, respectively, for the most favorable compressed mass regime cases.

Hadron colliders↗

DOE OSTI2026

Dark Energy Survey Year 6 results: Galaxy-galaxy lensing

Here, we present galaxy-galaxy lensing measurements from the full six years of data from the Dark Energy Survey (DES Y6), covering 4031 deg 2 and used in the DES Y6 3×2 pt cosmological analysis. We use the Maglim++ lens sample, containing ∼9 million galaxies divided into six redshift bins, and the Metadetection source catalog, including ∼140 million galaxies divided into four redshift bins. The mean tangential shear signal achieves a total signal-to-noise ratio (S/N) of 173, corresponding to a 17% improvement over DES Y3. After applying the scale cuts used in the cosmological analysis, with 𝑅 min =6 Mpc/ℎ (4 Mpc/ℎ) for the linear (nonlinear) galaxy-bias model, the S/N is reduced to 75 (90). A comprehensive suite of validation tests demonstrates that the measurement is robust against observational and astrophysical systematics at the statistical precision required for the DES Y6 analysis. Although not used in the main cosmological analysis, we extract high signal-to-noise geometric shear-ratio measurements from the galaxy-galaxy lensing signal on small angular scales. These measurements provide an internal consistency check on the photometric redshift distributions and shear calibration used in the 3 ×2 pt analysis.

cosmological parameters↗

DOE OSTI2026

Evidence for $CP$ violation and measurement of $CP$-violating parameters in B$^0_\mathrm{s}$ $\to$ J/$\psi\,\phi$(1020) decays in pp collisions at $\sqrt{s} =$ 13 TeV

A pioneering machine-learning-based flavor-tagging algorithm combining same-side and opposite-side tagging is used to obtain the equivalent of 27$\,$000 tagged B$^0_\mathrm{s}$$\to$ J/$\psi\, \phi$(1020) decays from pp collisions at $\sqrt{s} =$ 13 TeV, collected by the CMS experiment and corresponding to an integrated luminosity of 96.5 fb$^{-1}$. A time- and flavor-dependent angular analysis of the $\mu^+\mu^-$K$^+$K$^-$ final state is used to measure parameters of the $\mathrm{B}^0_\mathrm{s}$-$\overline{\mathrm{B}}^0_\mathrm{s}$ system. The weak phase is measured to be $\phi_\mathrm{s}$ = $-$73 $\pm$ 23 (stat) $\pm$ 7 (syst) mrad, which, combined with a $\sqrt{s}$ = 8 TeV CMS result, gives $\phi_\mathrm{s}$ = $-$74 $\pm$ 23 mrad. This value differs from zero by 3.2 standard deviations, providing evidence for $CP$ violation in B$^0_\mathrm{s}$$\to$ J/$\psi\,\phi$(1020) decays. All measured physics parameters are found to agree with standard model predictions where available.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2026

Dark Energy Survey: DESI-independent angular BAO measurement

In this work, we present a measurement of the angular baryon acoustic oscillation (BAO) scale from the completed Dark Energy Survey (DES) dataset excluding the area of overlap with the Dark Energy Spectroscopic Instrument (DESI). We follow the same methodology and validation process as in the DES Y6 BAO analysis. We interpret the impact of this measurement in the context of the statistical preference for 𝑤 0 ⁢𝑤 𝑎 cold dark matter (CDM) over Λ⁢CDM when combined with DES Y5 Type Ia supernovae (SN), Planck CMB, and DESI BAO. Based on our previous work, using the full Y6 DES BAO sample, in combination with SN, CMB and DESI data release 1 (DR1) BAO, added 0.3⁢𝜎 in this preference (from 3.7⁢𝜎 to 4.0⁢𝜎), but this ignored possible correlations between datasets. Using our new DESI-independent DES BAO likelihood instead, we find a smaller increase in the statistical preference for 𝑤 0 ⁢𝑤 𝑎 ⁢CDM, from 3.7⁢𝜎 to 3.8⁢𝜎 when using DESI DR1 BAO, and from 4.0⁢𝜎 to 4.1⁢𝜎 when updating to the more recent DESI data release 2 (DR2) BAO. These significances reduce to 3.1⁢𝜎 when using the new calibrated DES SN-Dovekie. Alongside this work, we publicly release baofit_wtheta, the BAO fitting code for the angular correlation function used in the DES Y6 BAO analysis.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2025

Cosmological implications of DESI DR2 BAO measurements in light of the latest ACT DR6 CMB data

We report cosmological results from the Dark Energy Spectroscopic Instrument (DESI) measurements of baryon acoustic oscillations (BAO) when combined with recent data from the Atacama Cosmology Telescope (ACT). By jointly analyzing ACT and Planck data and applying conservative cuts to overlapping multipole ranges, we assess how different 𝑃⁢𝑙⁢𝑎⁢𝑛⁢𝑐⁢𝑘 + ACT dataset combinations affect consistency with DESI. While ACT alone exhibits a tension with DESI exceeding 3⁢𝜎 within the Λ⁢ CDM model, this discrepancy is reduced when ACT is analyzed in combination with Planck. For our baseline DESI DR2 BAO + 𝑃⁢𝑙⁢𝑎⁢𝑛⁢𝑐⁢𝑘 P⁢R⁢4 + ACT likelihood combination, the preference for evolving dark energy over a cosmological constant is about 3⁢𝜎, increasing to over 4⁢𝜎 with the inclusion of type Ia supernova data. While the dark energy results remain quite consistent across various combinations of Planck and ACT likelihoods with those obtained by the DESI collaboration, the constraints on neutrino mass are more sensitive, ranging from ∑𝑚 𝜈 < 0.061 eV in our baseline analysis, to ∑𝑚 𝜈 < 0.077 eV (95% confidence level) in the CMB likelihood combination chosen by ACT when imposing the physical prior ∑𝑚 𝜈 > 0 eV.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2025

Validation of the DESI DR2 measurements of baryon acoustic oscillations from galaxies and quasars

The Dark Energy Spectroscopic Instrument (DESI) Data Release 2 (DR2) galaxy and quasar clustering data represents a significant expansion of data from Data Release 1 (DR1), providing improved statistical precision in baryon acoustic oscillation (BAO) constraints across multiple tracers, including bright galaxies, luminous red galaxies, emission line galaxies, and quasars. In this paper, we validate the BAO analysis of DR2. We present the results of robustness tests on the blinded DR2 data and, after unblinding, consistency checks on the unblinded DR2 data. All results are compared with those obtained from a suite of mock catalogs that replicate the selection and clustering properties of the DR2 sample. We confirm the consistency of DR2 BAO measurements with DR1 while achieving a reduction in statistical uncertainties due to the increased survey volume and completeness. The combined BAO precision, including both statistical and systematic errors, improves from ∼0.52% in DR1 to 0.30% in DR2—a factor of 1.7 gain. We assess the impact of analysis choices, including different data vectors (correlation function vs power spectrum), modeling approaches and systematics treatments, and an assumption of the Gaussian likelihood, finding that our BAO constraints are stable across these variations and assumptions with a few minor refinements to the baseline setup of the DR1 BAO analysis. We summarize a series of pre-unblinding tests that confirmed the readiness of our analysis pipeline, the final systematic errors, and the DR2 BAO analysis baseline. The successful completion of these tests led to the unblinding of the DR2 BAO measurements, ultimately leading to the DESI DR2 cosmological analysis, with their implications for the expansion history of the Universe and the nature of dark energy presented in the DESI key paper (companion paper).

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2026

Dark Energy Survey Year 6 results: Redshift calibration of the MagLim++ lens sample

In this work, we derive and calibrate the redshift distribution of the MagLim++ lens galaxy sample used in the Dark Energy Survey Year 6 (DES Y6) 3 x 2pt cosmology analysis. The 3 x 2pt analysis combines galaxy clustering from the lens galaxy sample and weak gravitational lensing. The redshift distributions are inferred using the SOMPZ method - a Self-Organizing Map framework that combines deep-field multi-band photometry, wide-field data, and a synthetic source injection ( B alrog) catalog. Key improvements over the DES Year 3 (Y3) calibration include a noise-weighted SOM metric, an expanded Balrog catalogue, and an improved scheme for propagating systematic uncertainties, which allows us to generate O(10 8 ) redshift realizations that collectively span the dominant sources of uncertainty. These realizations are then combined with independent clustering-redshift measurements via importance sampling. The resulting calibration achieves typical uncertainties on the mean redshift of 1-2%, corresponding to a 20-30% average reduction relative to DES Y3. We compress the n(z) uncertainties into a small number of orthogonal modes for use in cosmological inference. Marginalizing over these modes leads to only a minor degradation in cosmological constraints. Here, this analysis establishes the MagLim++ sample as a robust lens sample for precision cosmology with DES Y6 and provides a scalable framework for future surveys.

dark energy↗

DOE OSTI2025

Energy Spectrum of Ultrahigh-Energy Cosmic Rays across Declinations -90° to +44.8° as Measured at the Pierre Auger Observatory

The energy spectrum of cosmic rays above 2.5 EeV has been measured across the declination range - 9 0 ° ≤ δ ≤ + 44.8 ° using ∼ 310 000 events accrued at the Pierre Auger Observatory from an exposure of ( 104 900 ± 3 100 ) km 2 sr yr . No significant variations of energy spectra with declination are observed, after allowing or not for nonuniformities across the sky arising from the well-established dipolar anisotropies in the arrival directions of ultrahigh-energy cosmic rays. Here, the instep feature in the spectrum at ≃ 10 EeV reported previously is now established at a significance above 5 σ . Within the statistics, the energy spectra are indistinguishable across declinations so disfavoring an origin for the instep from a few distinctive sources.

Abdul Halim, A. [University of Adelaide]↗

DOE OSTI2021

Chiral Topological Surface States on a Finite Square Photonic Crystal Bounded by Air

Chiral, topologically protected, photonic surface states can be found at the boundary between gyrotropic photonic crystals where a changing magnetic field induces different topology across the interface. Typically, photonic crystals with either a suitable band structure on both sides of the interface to provide a band gap and evanescent decay of the surface states away from the interface, or an outer layer with engineered material properties is required. In this paper, we show the emergence of topological, unidirectional surface states at the termination of finite gyrotropic photonic crystals with a simple square lattice and C 4 rotational symmetry bounded by a vacuum, eliminating the need for an outside layer to enable chiral surface modes. Here, we start from an infinite, time-reversal-symmetry-breaking photonic crystal with a band gap associated with bands with nonzero Chern numbers, different from all-zero Chern numbers in air. We then modify the photonic crystal to move this band gap below the light line, while maintaining the Chern-number discontinuities. Band-structure calculations for a supercell approximating a photonic crystal finite in the direction normal to the surface demonstrate the existence, dispersion, and chirality of the surface mode. Extensive direct scattering calculations for a point source and spatial Fourier analysis further reveal a unidirectional free-space topological surface state, which propagates counterclockwise around the surface of a finite photonic crystal, providing a nearly foolproof way to cross-check the surface-mode band structure unaffected by backscattering from local defects. Additionally, scattering simulations allow an independent characterization of the state dispersion and unveil the robustness of the topological plasmonic mode propagation around the 90° bends of the structure, being due to only radiation leakage. In contrast to buried topological surface states, the observed surface modes at the photonic crystal–air interface have the advantage of being accessible to the outside world, allowing one to take advantage of the defect-tolerant backscattering-free surface modes to engineer emission from photonic crystal surfaces into arbitrary free-space beam shapes and directions.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗