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NASA NTRS1985

Finite amplitude gravity waves: Harmonics, advective steepening, breaking and saturation

A simple theory is presented which determines details of the breaking and saturation of a gravity wave as it propagates upward in the atmosphere. Breaking and saturation are here due to nonlinear advection analogous to the breaching of a surface wave and to the breaking of a planetary wave. Much simplification is obtained by the assumption that in a wave packet consisting of a primary wave and its harmonics, the primary wave remains dominant. This assumption, referred to a quasi-monochromatic approximation, is suggested by observations. Determined by this approximate theory are: a detailed picture of the waveform as it steepens and breaks; harmonics of the wave; the turbulence generation; and an underlying relationship between superadiabatic lapse rate and saturation by wave-wave interactions.

Weinstock, J.↗
NASA NTRS1985

The speed of wave-wave interactions in the atmosphere

Resonant wave-wave interactions are considered. Studies of the interaction coefficient show that rapid transfer of wave action can take place in the disjoined parts of the spectrum for three processes, namely: elastic scattering, parametric subharmonic instability and induced diffusion. Of the three processes, the vertical shear plays a role in two. The vertical shear of a moderate scale interacts through elastic scattering to make the spectrum vertically symmetric. On the other hand, the vertical shear of a large scale interacts through induced diffusion and is responsible for diffusion in k sub z space. When interacting with a vertical shear, it is known that the vertical shear acts as a catalyst and is not involved in energy transfer. Consequently, in both elastic scattering and induced diffusion, the vertical shear does not gain or lose energy. Through parametric subharmonic instability the more energetic large-scale waves are feeding energy into moderate and small scale waves of an elevation angle of 60 deg or larger.

Yeh, K. C.↗
NASA NTRS1985

Nonlinear forcing of planetary scale waves by amplifying unstable baroclinic eddies generated in the troposphere

The present investigation is mainly concerned with isolating the effects of wave-wave coupling on the growth of planetary-scale baroclinic modes of zonal wavenumber 1-3. It is shown that a global distribution of amplifying intermediate-scale baroclinic modes can cause rapid growth of planetary-scale modes. The growth rates of the planetary modes are found to be comparable to the growth rates of the most unstable baroclinic modes during the first 5-10 days. Thereafter the planetary waves continue to grow (albeit at a slower rate and not necessarily monotonically), and do not exhibit a decay phase as pronounced as that which is characteristic of the intermediate-scale modes.

Young, R. E.↗
NASA NTRS1985

A model of the wave 1 - wave 2 vacillation in the winter stratosphere

A three-dimensional, severely truncated, quasi-geostrophic model in a beta channel is used to explore the dynamics of the observed anticorrelation between the amplitudes of planetary waves 1 and 2 in the Northern Hemisphere winter stratosphere. The model, which includes interactions among eight horizontal modes, generates realistic wave 1-wave 2 vacillations when westward traveling wave 1 interacts with stationary waves 1 and 2. It is found that while wave 1 oscillates in response to wave-mean flow interactions, the oscillations in the amplitude of wave 2 are driven primarily by wave-wave interactions. Experiments with a barotropic model reveal that the timing of the strongest wave-wave interactions is determined by the wave 1 interaction with the mean flow.

Robinson, W. A.↗
NASA NTRS1986

Solar radio emission

For this review, a selection has been made of a number of topics which are current active areas of both observational and theoretical research. Observations of Type III bursts are examined, taking into account ground-based observations (above approximately 8 MHz), spacecraft observations (below 1 MHz), and Langmuir waves and electron streams. Microwave bursts are considered along with Type II bursts, moving Type IV bursts, and Type I noise storms. The theory of Type III radio bursts (radio emission from electron streams) is discussed, giving attention to quasi-linear theory, induced scatter of ions, wave-wave effects of the nonlinear refractive and self-focusing variety, the second harmonic emission from Langmuir waves, fundamental emission from Langmuir waves, and density irregularities and ion-acoustic waves. Aspects of radio emission from shock waves and current sheets are also studied.

Goldman, M. V.↗
NASA NTRS1986

Interactions between stationary planetary waves in the stratosphere

The interactions between stationary planetary waves 1 and 2 are investigated using a truncated quasi-geostrophic model in a midlatitude beta channel. The model includes eight interacting horizontal modes with three zonal wave numbers and two meridional scales in a quasi-geostrophic beta channel 40 deg wide; all wave-wave interactions in the model are a result of dissipation. The procedures for solving the model equations are examined. The theory of dissipation-induced interactions is discussed in terms of interactions between weak waves under severe truncation. The behavior of small amplitude waves 1 and 2 in basic states is discussed; it is observed that wave 1 is amplified in a wave 2 basic state, and a wave 2 disturbance in a wave 1 basic state is affected by the relative phases of the waves. The dynamics of these wave interactions are analyzed using potential enstrophy budgets of the waves. The relevance of the waves to the atmosphere is studied. It is noted that the wave behavior is a combination of the linear results with an amplification of wave 1 and a strong dependence on the relative phases of waves 1 and 2 in the stratosphere.

Robinson, W. A.↗
NASA NTRS1986

A numerical simulation of barotropic instability. III - Wave-wave interaction in the presence of dissipation

A fully nonlinear model of barotropic instability including dissipation is used to investigate the evolution of the integrated enstrophy and vorticity. The dissipation independent limits on the integrated enstrophy and the long period oscillation in the integrated enstrophy found by Schoeberl and Lindzen are verified. The enstrophy oscillations are similar to those previously noted for two-dimensional Kelvin-Helmholtz instabilities. They are produced by advection of the vorticity back and forth across the region of instability by the largest scale wave. A simple expression that accurately estimates the period of these oscillations is derived using the saturation theory.

Schoeberl, M. R.↗
NASA NTRS1986

Comparative energetics of the observed and simulated global circulation during the special observing periods of FGGE

Energetics of the observed and simulated global circulation are evaluated in the zonal spectral domain for the special observing periods of FGGE. The study utilizes GLA analyses of FGGE observational data and parallel simulation experiments. There are noticeable differences in energy transformations between the observation and simulation during SOP-1. These include the baroclinic conversion C(n) by the zonal mean motion and short-wave disturbances, and the nonlinear wave-wave interaction L(n) at the long and short waves. The energy transformations of the short-wave disturbances are much more intense in the simulated circulation than in the observation. However, good agreement is noted in the conversion and dissipation of kinetic energy in the large- and cyclone-wave range n = 1-10. Spectral distributions of global energy transformations at the long- and cyclone-wave range indicate that the SOP-2 simulation agrees more closely with the observed fields than the SOP-1 simulation. Other pertinent points of energetics diagnosis are also included in the discussion.

Kung, E. C.↗
NASA NTRS1986

Evidence for nonlinear wave-wave interactions in solar type III radio bursts

Evidence is presented that nonlinear wave-wave interactions occur in type III solar radio bursts. Intense, spiky Langmuir waves are observed to be driven by electron beams associated with type III solar radio bursts in the interplanetary medium. Bursts of 30-300 Hz (in the spacecraft frame) waves are often observed coincident in time with the most intense spikes of the Langmuir waves. These low-frequency waves appear to be long-wavelength ion acoustic waves, with wavenumber approximately equal to the beam resonant Langmuir wavenumber. Three possible interpretations of these observations are considered: modulational instability, parametric decay of the parent Langmuir waves to daughter ion acoustic and Langmuir waves, and decay to daughter electromagnetic waves and ion acoustic waves.

Lin, R. P.↗
NASA NTRS1986

High-frequency waves generated by auroral electrons

Measurements of marginally unstable electron distribution functions and high-frequency plasma waves were made on a sounding rocket flight through a quiet auroral arc. The waves appeared near the electron plasma frequency and had a large parallel electric field component such that k-parallel is greater than k-perpendicular. The appearance of these waves was correlated with the presence of marginally unstable parallel electron distributions. Analysis has shown that the waves were produced by parallel electron distribution function greater than 0 rather than the small perpendicular electron distribution function greater than 0 features. Wave levels and growth rates inside the arc were small, and nonlinear wave-wave and wave-particle interactions appear to have been minimal.

Mcfadden, J. P.↗
NASA NTRS1986

Spectral energetics of the observed and simulated Northern Hemisphere general circulation during blocking episodes

The spectral energetics of the Northern Hemisphere circulation during blocking episodes of the FGGE year is investigated with gridded analyses of observational data and parallel simulation experiments. The purpose of this study is to describe the energetics distinctions of the observed and simulated blockings in the context of the general circulation and to assess the capability of the model to simulate blockings. In the observed circulation a pronounced winter blocking is developed and maintained by the nonlinear wave-wave interaction L(1) from the kinetic energy source for n = 3-10, where L(n) is the transfer of eddy kinetic energy from all other wavenumbers to wavenumber n. In the case of the double blocking in the winter, both L(1) and L(2) support the blocking. The kinetic energy source of n = 10 for upscale input at n = 1 and 2 is supported by the baroclinic conversion at n = 3-10. The simulated winter circulation shows strong baroclinic conversion at all wavenumbers, including ultralong waves. However, the simulation fails to produce pronounced blocking for the absence of L(1), and the converted energy cascades down to shorter waves. The wave-mean transfer of kinetic energy from the large-scale disturbances to the zonal mean component further prevents the accumulation of the kinetic energy at the ultralong waves. In contrast to the winter situation, the summer blocking seems to be directly supported by both L(4) and baroclinic conversion at other planetary-scale waves. Consequently, the summer circulation is better simulated than the winter circulation.

Kung, Ernest C.↗
NASA NTRS1986

Effects of eddy initial conditions on nonlinear forcing of planetary scale waves by amplifying baroclinic eddies

The previous study of Young and Villere concerning growth of planetary scale waves forced by wave-wave interactions of amplifying intermediate scale baroclinic eddies is extended to investigate effects of different eddy initial conditions. A global, spectral, primitive equation model is used for the calculations. For every set of eddy initial conditions considered, growth rates of planetary modes are considerably greater than growth rates computed from linear instability theory for a fixed zonally independent basic state. However, values of growth rates ranged over a factor of 3 depending on the particular set of eddy initial conditions used. Nonlinear forcing of planetary modes via wave-wave coupling becomes more important than baroclinic growth on the basic state at small values of the intermediate-scale modal amplitudes. The relative importance of direct transfer of kinetic energy from intermediate scales of motion to a planetary mode, compared to baroclinic conversion of available potential energy to kinetic energy within that planetary mode, depends on the individual case. In all cases, however, the transfer of either kinetic or available potential energy to the planetary modes was accomplished principally by wave-wave transfer from intermediate scale eddies, rather than from the zonally averaged state. The zonal wavenumber 2 planetary mode was prominent in all solutions, even in those for which eddy initial conditions were such that a different planetary mode was selectively forced at the start. General characteristics of the structural evolution of the planetary wave components of total heat and momentum flux, and modal structures themselves, were relatively insensitive to variations in eddy initial conditions, even though quantitative details varied from case to case.

Young, Richard E.↗
NASA NTRS1986

Comparative energetics diagnosis of the observed and simulated blockings in the Northern Hemisphere

The blocking phenomena, in particular winter blocking, are stuided using energetic diagnostics. Sequences of blockings during the FGGE winter and summer in observed and simulated circulations, and energy transformations associated with blockings are examined. It is observed that the simulation of the Northern Hemisphere circulation correlates better with the observed circulation during summer than during winter. It is noted that the observed winter blockings are maintained by the supply of kinetic energy to the ultralong waves from the shorter cyclone scales through nonlinear wave-wave interaction; in the simulated winter blocking, the energy converted at the cyclone scale cascades down to the shorter wave range; and the summer blockings are supported by the baroclinic conversion of long waves in both the observed and simulated circulations.

Kung, Ernest C.↗
NASA NTRS1987

Hydromagnetic wave excitation by ionised interstellar hydrogen and helium in the solar wind

The modification of the interplanetary MHD wave spectrum due to the pickup and isotropization of interstellar hydrogen and helium in the solar wind is predicted on the basis of quasi-linear and (for hydrogen) WKB theory. Results indicate that pickup helium has a very small (unobservable) effect on the solar wind wave spectrum, but that pickup hydrogen results in substantial modifications of cyclotron resonant frequencies (about 0.01 Hz at about 7 AU). It is noted that the predicted modifications beyond about 5 AU are substantial and could be observable at spacecraft frequencies greater than about 0.005 Hz if not degraded by turbulent wave-wave interactions or stochastic ion acceleration.

Lee, Martin A.↗
NASA NTRS1988

Nonlinear instability of a forced baroclinic Rossby wave

The nonlinear instability of forced baroclinic Rossby waves to finite-amplitude perturbations was investigated using a simple two-layer quasi-geostrophic weakly nonlinear model and a low-order spectral model, developed for this purpose. The results were applied to a study of the interaction of planetary-scale stationary eddies with synoptic-scale transient eddies. A comparison of the energetics of the weakly nonlinear solution with that seen in observational analysis and in GCM experiments indicate three basic properties of the interaction between the two types of eddies: (1) eddy available potential energy is transferred from the planetary-scale stationary eddies to the synoptic-scale transient eddies, (2) eddy kinetic energy is transferred in the opposite direction, and (3) the eddy available potential energy transfer dominates the transfer of eddy kinetic energy. It is concluded that the simple weakly nonlinear model used in these studies does indeed capture much of the fundamental behavior of wave-wave interactions seen in the atmosphere.

Feldstein, Steven B.↗
NASA NTRS1988

Dynamical criterion for a marginally unstable, quasi-linear behavior in a two-layer model

A two-layer quasi-geostrophic flow forced by meridional variations in heating can be in regimes ranging from radiative equilibrium to forced geostrophic turbulence. Between these extremes is a regime where the time-mean (zonal) flow is marginally unstable. Using scaling arguments, it is concluded that such a marginally unstable state should occur when a certain parameter, measuring the strength of wave-wave interactions relative to the beta effect and advection by the thermal wind, is small. Numerical simulations support this proposal. A transition from the marginally unstable regime to a more nonlinear regime is then examined through numerical simulations with different radiative forcings. It is found that transition is not caused by secondary instability of waves in the marginally unstable regime. Instead, the time-mean flow can support a number of marginally unstable normal modes. These normal modes interact with each other, and if they are of sufficient amplitude, the flow enters a more nonlinear regime.

Ebisuzaki, W.↗
NASA NTRS1989

The electron beam instability revisited: Growth above and below f sub p

The growth of electrostatic waves near the plasma frequency (fp) due to an unstable electron beam is investigated by solving the unmagnetized electrostatic dispersion equation numerically. The numerical solutions are compared with analytic theories for reactive (or fluid-type) and kinetic versions of the beam instability, and for the O'Neil/Malmberg connection of the beam and Langmuir modes. Conditions for growth significantly above or below fp are given. Three general results are found: (1) The unstable waves do not grow on a mode with Langmuir dispersion except in the limit of a very dilute beam with growth on O'Neil/Malmberg's connected mode; (2) The properties of the unstable mode depend strongly on beam parameters such as beam density, speed and temperature; and (3) The frequency of maximum growth frequently lies significantly above or below fp, and differs significantly from that predicted by the Langmuir dispersion relation. Results imply important consequences for theories of strong turbulence and nonlinear wave-wave processes, and observational identification of fp from observed wave frequencies.

Cairns, I. H.↗
NASA NTRS1989

Multiwave Interactions in Turbulent Jets

Nonlinear wave-wave interactions in turbulent jets were investigated based on the integrated energy of each scale of motion in a cross section of the jet. The analysis indicates that two frequency components in the axisymmetric mode can interact with other background frequencies in the axisymmetric mode, thereby amplifying an enormous number of other frequencies. Two frequency components in a single helical mode cannot, by themselves, amplify other frequency components. But combinations of frequency components of helical and axisymmetric modes can amplify other frequencies in other helical modes. The present computations produce several features consistent with experimental observations such as: (1) dependency of the interactions on the initial phase differences, (2) enhancement of the momentum thickness under multifrequency forcing, and (3) the increase in background turbulence under forcing. In a multifrequency-excited jet, mixing enhancement was found to be a result of the turbulence enhancement rather than simply the amplification of forced wave components. The excitation waves pump energy from the mean flow to the turbulence, thus enhancing the latter. The high frequency waves enhance the turbulence close to the jet exit, but, the low frequency waves are most effective further downstream.

Mankbadi, Reda R.↗