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DOE OSTI2025

The wavefunction of a quantum S 1 × S 2 universe

We study quantum gravity corrections to the no-boundary wavefunction describing a universe with spatial topology S 1 × S 2 . It has been suggested that quantum effects become increasingly important when the size of the circle is large relative to the sphere. In this paper, we confirm this claim by an explicit four-dimensional one-loop calculation of the gravitational path integral preparing such a state. In the process, we clarify some aspects of the gravitational path integral on complex spacetimes. These quantum corrections play a crucial role in ensuring that the norm of the wavefunction is naturally expressed in terms of a path integral over S 2 × S 2 at the classical level. We extend some of the analysis to more general spatial topologies, as well as to the inclusion of fermions.

cosmological models↗

DOE OSTI2025

On observers in holographic maps

A straightforward gravitational path integral calculation implies that closed universes are trivial, described by a one dimensional Hilbert space. Two recent papers by Harlow-Usatyuk-Zhao and Abdalla-Antonini-Iliesiu-Levine have sought to ameliorate this issue by defining special rules to incorporate observers into the path integral. However, the proposed rules are different, leading to differing results for the Hilbert space dimension. Moreover, the former work offers a holographic map realized using a non-isometric code construction to complement their path integral result and clarify its physics. In this work, we propose a non-isometric code that implements the second construction, allowing thorough comparison. Our prescription may be thought of as simply removing the portion of the map that acts on the observer, while preserving the rest, creating an effective holographic boundary at the observer-environment interface. This proposal can be directly applied to general holographic maps for both open and closed universes of any dimension.

AdS-CFT correspondence↗

DOE OSTI2022

Entanglement between two gravitating universes

Abstract We study two disjoint universes in an entangled pure state. When only one universe contains gravity, the path integral for the n th Rényi entropy includes a wormhole between the n copies of the gravitating universe, leading to a standard ‘island formula’ for entanglement entropy consistent with unitarity of quantum information. When both universes contain gravity, gravitational corrections to this configuration lead to a violation of unitarity. However, the path integral is now dominated by a novel wormhole with 2 n boundaries connecting replica copies of both universes. The analytic continuation of this contribution involves a quotient by Z n replica symmetry, giving a cylinder connecting the two universes. When entanglement is large, this configuration has an effective description as a ‘swap wormhole’, a geometry in which the boundaries of the two universes are glued together by a ‘swaperator’. This description allows precise computation of a generalized entropy-like formula for entanglement entropy. The quantum extremal surface computing the entropy lives on the Lorentzian continuation of the cylinder/swap wormhole, which has a connected Cauchy slice stretching between the universes—a realization of the ER = EPR idea. The new wormhole restores unitarity of quantum information.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2026

Coarse-grained fixed-point tensor networks and holographic reflected entropy in 3D gravity

We use the framework of fixed-point BCFT tensor networks to present a microscopic CFT derivation of the correspondence between reflected entropy (RE) and entanglement wedge cross section (EW) in AdS 3 /CFT 2 , for both bipartite and multipartite settings. These fixed-point tensor networks, obtained by triangulating Euclidean CFT path integrals, allow us to explicitly construct the canonical purification via cutting-and-gluing CFT path integrals. Employing modular flow in the large-c limit, we demonstrate that these intrinsic CFT manipulations reproduce bulk geometric prescriptions, without assuming the AdS/CFT dictionary. The emergence of bulk geometry is traced to coarse-graining over heavy states in the large-c limit. Universal coarse-grained BCFT data for compact 2D CFTs, through the relation to Liouville theory with ZZ boundary conditions, yields hyperbolic geometry on the Cauchy slice. The corresponding averaged replica partition functions reproduce all candidate EWs, arising from different averaging patterns, with the dominant one providing the correct RE and EW. In this way, many heuristic tensor-network intuitions in toy models are made precise and established directly from intrinsic CFT data.

AdS-CFT correspondence↗

DOE OSTI2025

Holography: Quantum Mechanical Aspects of Black Holes (Final Report)

Current theories of fundamental physics are based on quantum field theory, unifying quantum mechanics and special relativity. A similar unification of quantum field theory with gravity has been elusive. String theory is a consistent model of quantum gravity and it is important to identify general lessons that can be applied to the real world. The main technique that emerged from such studies has been the gravitational path integral. During the period of this grant, the PI has explored the implication of the gravitational path integral in novel setups to uncover new features of rotating black holes in four dimensions, as well as increasing our understanding of some specific black holes in string theory.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2023

Exploring the impact of ions on oxygen K-edge X-ray absorption spectroscopy in NaCl solution using the GW-Bethe-Salpeter-equation approach

X-ray absorption spectroscopy (XAS) is a powerful experimental tool to probe the local structure in materials with the core hole excitations. Here, the oxygen K-edge XAS spectra of the NaCl solution and pure water are computed by using a recently developed GW-Bethe-Salpeter equation approach, based on configurations modeled by path-integral molecular dynamics with the deep-learning technique. The neural network is trained on ab initio data obtained with strongly constrained and appropriately normed density functional theory. The observed changes in the XAS features of the NaCl solution, compared to those of pure water, are in good agreement between experimental and theoretical results. We provided detailed explanations for these spectral changes that occur when NaCl is solvated in pure water. Specifically, the presence of solvating ion pairs leads to localization of electron-hole excitons. As a result, our theoretical XAS results support the theory that the effects of the solvating ions on the H-bond network are mainly confined within the first hydration shell of ions, however beyond the shell the arrangement of water molecules remains to be comparable to that observed in pure water.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗

DOE OSTI2023

Spin-textured neutron beams with orbital angular momentum

In this work, we present a rigorous theoretical framework underpinning the technique of spin-echo modulated small-angle neutron scattering (SEMSANS), and show how the technique can be extended in order to generate spin-textured neutron beams with orbital angular momentum (OAM) via birefringent neutron spin-polarization devices known as magnetic Wollaston prisms. Neutron OAM beams are mathematically characterized by a “cork-screw” phase singularity e iℓΦ about the propagation axis where ℓ is the OAM quantum number. To understand the precise relationship between the emergent OAM state and the variety of spin textures realized by various setups, we have developed a path-integral approach that in the interferometric limit makes a judicious use of magnetic Snell's law. We show that our proposed technique produces a complex two-dimensional pattern of spin-OAM entangled states which may be useful as a probe of quantum magnetic materials. We compare our path-integral approach to the well-known single-path Larmor precession model and present a pedagogical derivation of magnetic Snell's law of refraction for both massive and massless particles based on Maupertuis's action principle.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

DOE OSTI2026

Living on the edge: a non-perturbative resolution to the negativity of bulk entropies

Lin, Maldacena, Rozenberg, and Shan (LMRS) presented a new information paradox in black hole physics by noticing that the entanglement and Rényi entropies in a two-sided black hole can become negative when the geometry contains a very large number of matter excitations behind the black hole horizon. While originally this puzzle was presented in the context of BPS two-sided black holes in two-dimensional supergravity, the negativity in fact persists for more general two-sided black holes in the presence of a large number of matter excitations. Since the entanglement and Rényi entropies in ordinary quantum systems cannot be negative, resolving this puzzle is a necessary step towards understanding the quantum mechanical description of black holes. In this paper, we explain how to address the entanglement negativity puzzle, both in the original setting discussed by LMRS and in more general non-supersymmetric settings, by summing over all non-perturbative contributions to the gravitational path integral. We then interpret this result from the point of view of a dual matrix integral, which we use to extend our analysis beyond the regime of validity of the genus re-summation performed in the gravitational path integral. In this regime, positivity is rescued by new saddles of the matrix integral, a one-eigenvalue instanton and a two-eigenvalue instanton. Finally, we formulate a similar puzzle and its resolution using random tensor network techniques.

2D Gravity↗

DOE OSTI2022

Renormalization of excitonic properties by polar phonons

Here we employ quasiparticle path integral molecular dynamics to study how the excitonic properties of model semiconductors are altered by electron–phonon coupling. We describe ways within a path integral representation of the system to evaluate the renormalized mass, binding energy, and radiative recombination rate of excitons in the presence of a fluctuating lattice. To illustrate this approach, we consider Fröhlich-type electron–phonon interactions and employ an imaginary time influence functional to incorporate phonon-induced effects nonperturbatively. The effective mass and binding energies are compared with perturbative and variational approaches, which provide qualitatively consistent trends. We evaluate electron-hole recombination rates as mediated through both trap-assisted and bimolecular processes, developing a consistent statistical mechanical approach valid in the reaction limited regime. These calculations demonstrate how phonons screen electron–hole interactions, generically reducing exciton binding energies and increasing their radiative lifetimes.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗

DOE OSTI2025

Living on the edge: a non-perturbative resolution to the negativity of bulk entropies

FOS: Physical sciences↗

DOE OSTI2024

Spin-statistics for black hole microstates

The gravitational path integral can be used to compute the number of black hole states for a given energy window, or the free energy in a thermal ensemble. In this article we explain how to use the gravitational path integral to compute the separate number of bosonic and fermionic black hole microstates. We do this by comparing the partition function with and without the insertion of (–1) F . In particular we introduce a universal rotating black hole that contributes to the partition function in the presence of (–1) F. We study this problem for black holes in asymptotically flat space and in AdS, putting constraints on the high energy spectrum of holographic CFTs (not necessarily supersymmetric). Finally, we analyze wormhole contributions to related quantities.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2022

Spectral form factor of a quantum spin glass

It is widely expected that systems which fully thermalize are chaotic in the sense of exhibiting random-matrix statistics of their energy level spacings, whereas integrable systems exhibit Poissonian statistics. In this paper, we investigate a third class: spin glasses. These systems are partially chaotic but do not achieve full thermalization due to large free energy barriers. We examine the level spacing statistics of a canonical infinite-range quantum spin glass, the quantum p-spherical model, using an analytic path integral approach. We find statistics consistent with a direct sum of independent random matrices, and show that the number of such matrices is equal to the number of distinct metastable configurations — the exponential of the spin glass “complexity” as obtained from the quantum Thouless-Anderson-Palmer equations. We also consider the statistical properties of the complexity itself and identify a set of contributions to the path integral which suggest a Poissonian distribution for the number of metastable configurations. Our results show that level spacing statistics can probe the ergodicity-breaking in quantum spin glasses and provide a way to generalize the notion of spin glass complexity beyond models with a semi-classical limit.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2025

Do holographic CFT states have unique semiclassical bulk duals?

Here, we discuss a situation where a holographic CFT state has multiple semiclassical bulk duals. In our example, a given holographic state has two simple, semiclassical descriptions, one with a closed universe, constructed using the gravitational path integral, and one without a closed universe, constructed using the extrapolate dictionary. This highlights an ambiguity in the AdS/CFT dictionary. We propose various options for resolving this tension although none is perfectly satisfactory. We also discuss what this implies for the black hole interior and the gravitational path integral.

AdS/CFT correspondence↗

DOE OSTI2024

Logarithmic Corrections to Kerr Thermodynamics

Recent work has shown that loop corrections from massless particles generate $\frac{3}{2}$ ⁢log⁡𝑇 Hawking corrections to black hole entropy which dominate the thermodynamics of cold near-extreme charged black holes. Here we adapt this analysis to near-extreme Kerr black holes. Like AdS 2 ×𝑆 2 , the near-horizon extreme Kerr (NHEK) metric has a family of normalizable zero modes corresponding to reparametrizations of boundary time. The path integral over these zero modes leads to an infrared divergence in the one-loop approximation to the Euclidean NHEK partition function. We regulate this divergence by retaining the leading finite temperature correction in the NHEK scaling limit. This “not-NHEK” geometry lifts the eigenvalues of the zero modes, rendering the path integral infrared finite. The quantum-corrected near-extremal entropy exhibits $\frac{3}{2}$ ⁢log⁡𝑇 Hawking behavior characteristic of the Schwarzian model and predicts a lifting of the ground state degeneracy for the extremal Kerr black hole.

General relativity↗

DOE OSTI2022

Axion anomalies

We study fermions derivatively coupled to axion-like or pseudoscalar fields, and show that the axial vector current of the fermions is not conserved in the limit where the fermion is massless. This apparent violation of the classical chiral symmetry is due to the background axion field. We compute the contributions to this anomalous Ward identity due to the pseudoscalar field alone, which arise in Minkowski space, as well as the effects due to an interaction with an external gravitational field. For the case of massless fermions, these interactions induce terms in the axion effective action that can be removed by the addition of local counterterms. We demonstrate that these counterterms are generated by the transformation of the path integral measure when transforming the theory from a form where the chiral symmetry is manifest to one where the symmetry is only apparent after using the classical equations of motion. We work perturbatively in Minkowski space and include the effects of interactions with a linearized gravitational field. Using the heat kernel method, we study the transformation properties of the path integral measure, and include the effects of non-linear gravity as well as interactions with gauge fields. Finally, we verify our relation by considering derivatively coupled fermions during pseudoscalar-driven inflation and computing the divergence of the axial current in de Sitter spacetime.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2021

Replica wormholes for an evaporating 2D black hole

Quantum extremal islands reproduce the unitary Page curve of an evaporating black hole. This has been derived by including replica wormholes in the gravitational path integral, but for the transient, evaporating black holes most relevant to Hawking’s paradox, these wormholes have not been analyzed in any detail. In this paper we study replica wormholes for black holes formed by gravitational collapse in Jackiw-Teitelboim gravity, and confirm that they lead to the island rule for the entropy. The main technical challenge is that replica wormholes rely on a Euclidean path integral, while the quantum extremal islands of an evaporating black hole exist only in Lorentzian signature. Furthermore, the Euclidean equations for the Schwarzian mode are non-local, so it is unclear how to connect to the local, Lorentzian dynamics of an evaporating black hole. We address these issues with Schwinger-Keldysh techniques and show how the non-local equations reduce to the local ‘boundary particle’ description in special cases.

2D gravity↗

DOE OSTI2023

Linear growth of circuit complexity from Brownian dynamics

How rapidly can a many-body quantum system generate randomness? Using path integral methods, we demonstrate that Brownian quantum systems have circuit complexity that grows linearly with time. In particular, we study Brownian clusters of N spins or fermions with time-dependent all-to-all interactions, and calculate the Frame Potential to characterize complexity growth in these models. In both cases the problem can be mapped to an effective statistical mechanics problem which we study using path integral methods. Within this framework it is straightforward to show that the kth Frame Potential comes within ϵ of the Haar value after a time of order t ~ kN + k log k + log ϵ –1 . Using a bound on the diamond norm, this implies that such circuits are capable of coming very close to a unitary k-design after a time of order t ~ kN. We also consider the same question for systems with a time-independent Hamiltonian and argue that a small amount of time-dependent randomness is sufficient to generate a k-design in linear time provided the underlying Hamiltonian is quantum chaotic. These models provide explicit examples of linear complexity growth that are analytically tractable and are directly applicable to practical applications calling for unitary k-designs.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Toward quantum tunneling from excited states: Recovering imaginary-time instantons from a real-time analysis

We revisit the path integral description of quantum tunneling and its generalization to excited states. For clarity, we focus on the simple toy model of a point particle in a double-well potential, for which we perform all steps explicitly. Instead of performing the familiar Wick rotation from physical to imaginary time—which is inconsistent with the requisite boundary conditions when treating tunneling from excited states—we regularize the path integral by adding an infinitesimal complex contribution to the Hamiltonian, while keeping time strictly real. We find that this gives rise to a complex stationary-phase solution, in agreement with recent insights from Picard-Lefshetz theory. We then show that there exists a class of analytic solutions for the corresponding equations of motion, which can be made to match the appropriate boundary conditions in the physically relevant limits of a vanishing regulator and an infinite physical time. We provide a detailed discussion of this nontrivial limit. We find that, for systems without an explicit time-dependence, our approach reproduces the picture of an instantonlike solution defined on a finite Euclidean-time interval. Lastly, we discuss the generalization of our approach to broader classes of systems, for which it serves as a reliable framework for high-precision calculations. Published by the American Physical Society 2025

Steingasser, Thomas (ORCID:0000000217262117)↗