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DOE OSTI2024

Muon-induced baryon number violation

The search for charged-lepton flavor violation in muon capture on nuclei is a powerful probe of heavy new physics. A smoking gun signal for μ → e conversion is a monochromatic electron with energy almost equal to the muon mass. We show that light new physics can mimic this signature and that it can also lead to electrons above the μ → e signal peak. A concrete example of such light new physics is μ − -nucleon annihilation into a light dark sector, which can produce an energetic e − as well as e + e − by-products. Due to the size of the muon mass, the exotic muon capture process can be kinematically allowed, while the otherwise stringent constraints, e.g., from proton decay, are kinematically forbidden. We also discuss other relevant constraints, including those from the stability of nuclei and muon capture in the interior of neutron stars. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

$|\Delta \mathcal{B}| =2$: A State of the Field, and Looking Forward--A brief status report of theoretical and experimental physics opportunities

The origin of the matter-antimatter asymmetry apparently obligates the laws of physics to include some mechanism of baryon number ($\mathcal{B}$) violation. Searches for interactions violating $\mathcal{B}$ and baryon-minus-lepton number $\mathcal{(B-L)}$ represent a rich and underutilized opportunity. These are complementary to the existing, broad program of searches for $\mathcal{L}$-violating modes such as neutrinoless double $\beta$-decay which could provide deeper understandings of the plausibility of leptogenesis, or $\mathcal{B}$-violating, $\mathcal{(B-L)}$-conserving processes such as proton decay. In particular, a low-scale, post-sphaleron violation mechanism of $\mathcal{(B-L)}$ could provide a \textit{testable} form of baryogenesis. Though theoretically compelling, searches for such $\mathcal{(B-L)}$-violating processes like $\Delta\mathcal{B}=2$ dinucleon decay and $n\rightarrow\bar{n}$ remain relatively underexplored experimentally compared to other rare processes. By taking advantage of upcoming facilities such as the Deep Underground Neutrino Experiment and the European Spallation Source, this gap can be addressed with new intranuclear and free searches for neutron transformations with very high sensitivity, perhaps greater than three orders of magnitude higher than previous experimental searches. This proceedings reports on recent theoretical and experimental advances and sensitivities of next-generation searches for neutron transformations were detailed as part of the Amherst Center for Fundamental Interactions Workshop, "Theoretical Innovations for Future Experiments Regarding Baryon Number Violation," directly coordinated with the Rare Processes and Precision Measurements Frontier.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

A pion-argon cross section measurement in the ProtoDUNE-SP experiment with cosmogenic muon

Neutrinos are tiny mysterious fundamental particles with small cross sections. Through neutrino physics, scientists across the world are trying to answer many intriguing questions about nature such as the dominance of matter over antimatter, CP violation in the lepton sector, number of supernovas in the early universe, etc. Detection of neutrinos requires massive particle detectors and intense neutrino beam owing to their small cross section. Deep Underground Neutrino Experiment (DUNE) is a next-generation neutrino experiment that is planned to start taking data beginning in 2026. DUNE will consist of 4 massive detectors, the first of which will be using single-phase liquid argon time projection chamber (LArTPC) technology. The ProtoDUNE-SP experiment is a prototype of the DUNE built at the CERN neutrino platform and uses the same detector technology that will be used in DUNE first module. The ProtoDUNE-SP experiment collected months of test beam and cosmic ray data beginning in September 2018. It was built to provide a testbed for the installation of detector parts for DUNE, showing long-term stability of the detector, understanding detector response for different test beam particles (including protons, pions, electrons, kaons, muons), and measurement of hadron-argon cross sections. When a particle passes through LArTPC electron-ion pairs are produced. To reconstruct the position and energy of a particle passing through the medium knowledge of ionization electron drift velocity is essential. The electron drift velocity is distorted by an excess positive charge built up in the detector, known as space charge. This study discusses a novel technique for measuring the ionization electron drift velocity using cosmic-ray muons. The technique uses tracks that travel the entire drift distance of the TPC for drift velocity determination. Secondly, the study discusses a method for converting the charge deposited into energy. The method is carried out in two step s. In th e first step detector response for energetic cosmic ray muons crossing the entire the TPC is used to make the charge deposition uniform throughout the TPC, and in the second step stopping cosmic-ray muons are used for determining the energy scale. Finally, the study discusses a pion-argon cross section measurement based on reweighting of Monte Carlo simulations using J. Calcutt's Geant4Reweight framework. Neutrinos cannot be directly detected; they are identified based on the interaction products. Pions are a common interaction product in a neutrino interaction. For precise modeling of neutrino event generators, it is essential to understand the pion-argon interaction. Pion-argon cross section measurement serves as an important input for neutrino interaction models. The results of the pion-argon total reaction cross section using the Geant4 reweighting technique are found to be in good agreement with Geant4 predictions. The many studies carried out in the ProtoDUNE-SP experi ment wil l be useful for current and future neutrino experiments using LArTPC technology including ICARUS, MicroBooNE, DUNE

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

The Mu2e Experiment and Progress in the Year 2024

The Mu2e Experiment is a search for Charged Lepton Flavor Violation (CLFV) in the process of a coherent neutrinoless mu- N -> e- N transition. This process is allowed under the Standard Model in the presence of neutrino mixing; albeit, at unobservable rates (branching ratio below 10-50). The sensitivity of the Mu2e experiment is a factor of 104 improvement over the current limit. This search both compliments and extends current searches for muon to electron+gamma at MEG and new physics searches at the LHC. Another interesting process that Mu2e will search for is the neutrionless conversion of stopped negative muons into positrons: mu- N -> e+ N'. This process violates both lepton flavor and lepton number (LNV) and would provide proof that neutrinos are Majorana particles. Progress has been made in many areas in preparation for beam. A description of the Mu2e Experiment and a synopsis of this experiment s progress in the year 2024 towards data collection will be presented.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2025

Baryon Number Violation Search

Understanding the fundamental forces and symmetries of nature has long been a central goal of particle physics. While the Standard Model (SM) provides a successful framework, it does not guarantee the conservation of baryon number B or lepton number L, thus motivating searches for their violation. Proton decay, a fundamental process violating B, has been at the forefront of experimental searches for decades.The discovery of the weak neutral current in 1973 unified the electromagnetic and weak forces and inspired the creation of Grand Unified Theories (GUTs) that also unify the strong force. In 1974, the first-ever GUT, proposed by Georgi and Glashow, naturally predicted proton decay. This prediction led to an experimental push to validate these theories, and a large underground detector boom was born. Initially designed for proton decay searches, these detectors later proved invaluable to neutrino physics.Although no evidence for proton decay has yet been observed, next-generation large detectors, such as the Deep Underground Neutrino Experiment (DUNE), offer the opportunity to improve on current experimental limits. Utilizing its Liquid Argon Time Projection Chamber (LArTPC) technology, DUNE is positioned to probe rare processes such as proton decay with increased sensitivity.This thesis presents a sensitivity study for the dominant proton decay mode predicted by Supersymmetric GUTs, p → K+ν, utilizing machine learning approaches. Two methods are explored in this thesis: a Boosted Decision Tree (BDT) analysis and a Graphical Neural Network (GNN) analysis with NuGraph. A lifetime limit of 5.36 ± 0.69 × 1033 years for 400 kt-yrs is found using the BDT, while the GNN achieves a lifetime limit of 6.19±1.26×1033 years for 400-kt-yrs. The NuGraph result offers better sensitivity compared to the current limit set by Super-Kamiokande of 5.90 × 1033 while the BDT result offers a slightly lower sensitivity.Additionally, this thesis discusses cross-section work, a first-ever foray into proton decay and atmospheric neutrinos in a vertical drift (VD) DUNE detector, and extensive hardware contributions to the DUNE Far Detector (FD) 1 Module-0, ProtoDUNE-2, which serves as a testbed for the final detector design and installation.

Stokes, Tyler D. [Louisiana State U.] (ORCID:00000↗
DOE OSTI2022

Muonic force behind flavor anomalies

We develop an economical theoretical framework for combined explanations of the flavor physics anomalies involving muons: (g - 2) μ , R K(*), and b → sμ + μ - angular distributions and branching ratios, that was first initiated by some of us in ref. [1]. The Standard Model (SM) is supplemented with a lepton-flavored U(1) X gauge group. The U(1) X gauge boson with the mass of O(0.1) GeV resolves the (g - 2) μ tension. A TeV-scale leptoquark, charged under the U(1) X , carries a muon number and mediates B-decays without prompting charged lepton flavor violation or inducing proton decay. We explore the theory space of the chiral, anomaly-free U(1) X gauge extensions featuring the above scenario, and identify many suitable charge assignments for the SM+3ν R fermion content with the integer charges in the range X F i $\in$ [-10, 10]. We then carry out a comprehensive phenomenological study of the muonic force in representative benchmark models. Interestingly, we found models which can resolve the tension without conflicting the complementary constraints, and all of the viable parameter space will be tested in future muonic resonance searches. Finally, the catalog of the anomaly-free lepton-non-universal charge assignments motivated us to explore different directions in model building. We present a model in which the muon mass and the (g - 2) μ are generated radiatively from a common short-distance dynamics after the U(1) X breaking. We also show how to charge a vector leptoquark under U(1) μ-τ in a complete gauge model.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Rare Lepton Decays and Differentiable Hadronization Models - From Signatures of New Physics to Data-driven Event Generation

This dissertation is partitioned into two parts: phenomenological studies focused on rare lepton decays as probes of heavy and light new physics, and the development of differentiable, data-driven hadronization models. Part I develops the phenomenology of new physics signatures stemming from rare charged lepton flavor violating decays probed by experiments at the intensity frontier. These include interactions mediated by both high-scale effective operators and light new physics, manifesting in multi-lepton final states ($\mu \to 5e$), elastic nuclear transitions ($\mu \to e$ conversion), baryon-number-violating muon capture, and time-dependent signals from ultralight dark matter ($\mu \to e \phi, \tau \to \ell \phi$). Part II develops two distinct strategies for advancing differentiable and data-driven hadronization models. One involves comprehensive reweighting frameworks for hadronization that enable efficient uncertainty estimation, facilitate parameter tuning, and interface naturally with differentiable programming paradigms. The other introduces machine-learning-based methods for extracting microscopic fragmentation dynamics directly from macroscopic observables through the deformation of existing models -- effectively providing solutions to the inverse problem of hadronization. Altogether, these studies advance the interpretability, flexibility, and precision of theoretical predictions for both high-intensity and high-energy experiments.

Menzo, Tony [Cincinnati U.] (ORCID:000000022013457↗
DOE OSTI2025

Most general EFTs from spurion analysis Hilbert series and minimal lepton flavor violation

We derive a saturation theorem for general Effective Field Theories (EFTs) constructed using spurion analysis. Let S be a set of spurion fields introduced to organize the breaking of a global symmetry G f , and H S be the subgroup of G f that remains unbroken under a generic vacuum expectation value ⟨S⟩; we show that the EFT Lagrangian constructed from the spurion analysis saturates the EFT Lagrangian without the spurions but restricted to H S invariance, provided that arbitrary powers of the spurion fields are allowed. As examples, we study several implementations of the Minimal Lepton Flavor Violation (MLFV) principle, corresponding to various origins of the neutrino masses. In each scenario, we compute the Hilbert series to obtain the numbers of independent lepton flavor covariants that appear in the corresponding EFT at mass dimension 6. These numbers agree with the number of H S invariants in the EFT without the spurions, demonstrating the saturation theorem.

Effective Field Theories↗
DOE OSTI2021

The impact of different parameterizations on the interpretation of CP violation in neutrino oscillations

CP violation in the lepton mass matrix will be probed with good precision in upcoming experiments. The amount of CP violation present in oscillations can be quantified in numerous ways and is typically parameterized by the complex phase δ PDG in the standard PDG definition of the lepton mixing matrix. There are additional parameterizations of the lepton mixing matrix as well. Through various examples, we explore how, given the current data, different parameterizations can lead to different conclusions when working with parameterization dependent variables, such as δ. We demonstrate how the smallness of |U e3 | governs the scale of these results. We then demonstrate how δ can be misleading and argue that the Jarlskog is the cleanest means of presenting the amount of CP violation in the lepton sector. We also confirm that, among the different parameterizations considered, the standard PDG parameterization has a number of convenient features.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Search for Baryon Number Violation in Top Quark Production and Decay Using Proton-Proton Collisions at $\sqrt{𝑠}$ = 13 TeV

A search is presented for baryon number violating interactions in top quark production and decay. The analysis uses data from proton-proton collisions at a center-of-mass energy of 13 TeV, collected with the CMS detector at the LHC with an integrated luminosity of 138 fb −1 . Candidate events are selected by requiring two oppositely charged leptons (electrons or muons) and exactly one jet identified as originating from a bottom quark. Multivariate discriminants are used to separate the signal from the background. No significant deviation from the standard model prediction is observed. Upper limits are placed on the strength of baryon number violating couplings. For the first time the production of single top quarks via baryon number violating interactions is studied. This allows the search to set the most stringent constraints to date on the branching fraction of the top quark decay to a lepton, an up-type quark (𝑢 or 𝑐), and a down-type quark (𝑑, 𝑠, or 𝑏). The results improve the previous bounds by 3 to 6 orders of magnitude based on the fermion flavor combination of the baryon number violating interactions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

A Gaseous Argon-Based Near Detector for DUNE [Slides]

DUNE is the Deep Underground Neutrino Experiment. It is a comprehensive physics program whose focus is to search for the leptonic CP violation, determine mass ordering, precise measurements of neutrino mixing parameters, BSM searches, baryon number violation, and supernova neutrino observation. This presentation focus is on the argon-based near detector complex at DUNE.

43 PARTICLE ACCELERATORS↗
DOE OSTI2025

Research in Theoretical Particle Physics: Neutrino Masses and The Origin of CP-Violation

The main goal of this project was to investigate the theories of neutrino masses at the low scale and the origin of CP-violation in physics beyond the Standard Model. The origin of neutrino masses is one of the most pressing issues in particle physics. In this proposal, we investigated the theories for neutrino masses based on local total lepton number. In these theories anomaly cancellation predicts the existence of extra fermions with lepton number, and one of them is a good dark matter (DM) candidate. The cosmological constraints on the DM relic density implies that the lepton number symmetry breaking scale must be below the multi-TeV scale. Therefore, one can hope to test the origin of neutrino masses in current or future experiments. We investigated in great detail the anomaly cancellation in these gauge theories, study the different mechanisms for neutrino masses, study the predictions for direct and indirect dark matter experiments. Since these theories predict new sources of CP violation, we investigated the predictions for the electric dipole moments (EDM). The Higgs decays and the different signatures at the Large Hadron Collider were investigated in great detail. Finally, we studied the possible baryogenesis mechanisms in these theories in agreement with the EDM, DM and collider constraints. The origin of CP violation in the Standard Model is unknown. In this proposal, we investigated the simplest mechanisms for spontaneous CP-violation to explain the CP-violation in the CKM matrix and the value of the QCD vacuum angle. We discussed the Nelson-Barr mechanism in gauge theories predicting vector-like quarks from anomaly cancellation such as theories for local baryon number. We discussed the Bento-Branco-Parada mechanism in gauge theories to explain the CP-Violation in the CKM matrix. We will investigate models with two Higgs doublets in the context of the minimal theory for quark-lepton unification. We will show the non-decoupling effects in the Higgs sector, the main constraints coming from flavour violating processes when the Yukawa couplings are related by the gauge symmetry in theories for quark-lepton unification. We will investigate the predictions for electric dipole moments in these theories. The possibility to have successful baryogenesis was investigated. Finally, we investigated the relation between CP-violation in the quark and leptonic sectors. The future results from these studies could help us to understand two main issues in physics beyond the Standard Model: The Origin of Neutrino Masses and CP-violation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Catalyzed baryogenesis

A novel mechanism, “catalyzed baryogenesis”, is proposed to explain the observed baryon asymmetry in our universe. In this mechanism, the motion of a ball-like catalyst provides the necessary out-of-equilibrium condition, its outer wall has CP-violating interactions with the Standard Model particles, and its interior has baryon number violating interactions. We use the electroweak-symmetric ball model as an example of such a catalyst. In this model, electroweak sphalerons inside the ball are active and convert baryons into leptons. The observed baryon number asymmetry can be produced for a light ball mass and a large ball radius. Due to direct detection constraints on relic balls, we consider a scenario in which the balls evaporate, leading to dark radiation at testable levels.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Search for charged-lepton-flavour violation in Z-boson decays with the ATLAS detector

Leptons with essentially the same properties apart from their mass are grouped into three families (or flavours). The number of leptons of each flavour is conserved in interactions, but this is not imposed by fundamental principles. Since the formulation of the standard model of particle physics, the observation of flavour oscillations among neutrinos has shown that lepton flavour is not conserved in neutrino weak interactions. So far, there has been no experimental evidence that this also occurs in interactions between charged leptons. Such an observation would be a sign of undiscovered particles or a yet unknown type of interaction. Here the ATLAS experiment at the Large Hadron Collider at CERN reports a constraint on lepton-flavour-violating effects in weak interactions, searching for Z -boson decays into a τ lepton and another lepton of different flavour with opposite electric charge. The branching fractions for these decays are measured to be less than 8.1 × 10 –6 ( eτ ) and 9.5 × 10 –6 ( μτ ) at the 95% confidence level using 139 fb –1 of proton–proton collision data at a centre-of-mass energy of $\sqrt{s}=13$ TeV and 20.3 fb –1 at $\sqrt{s}=8$ TeV. These results supersede the limits from the Large Electron–Positron Collider experiments conducted more than two decades ago.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Electroweak-like baryogenesis with new chiral matter

We propose a framework where a phase transition associated with a gauge symmetry breaking that occurs (not far) above the electroweak scale sets a stage for baryogenesis similar to the electroweak baryogenesis in the Standard Model. A concrete realization utilizes the breaking of SU(2) R × U(1) X → U(1) Y . New chiral fermions charged under the extended gauge symmetry have nonzero lepton numbers, which makes the B - L symmetry anomalous. The new lepton sector contains a large flavor-dependent CP violation, similar to the Cabibbo-Kobayashi-Maskawa phase, without inducing sizable electric dipole moments of the Standard Model particles. A bubble wall dynamics associated with the first-order phase transition and SU(2) R sphaleron processes generate a lepton asymmetry, which is transferred into a baryon asymmetry via the ordinary electroweak sphaleron process. Unlike the Standard Model electroweak baryogenesis, the new phase transition can be of the strong first order and the new CP violation is not significantly suppressed by Yukawa couplings, so that the observed asymmetry can be produced. The model can be probed by collider searches for new particles and the observation of gravitational waves. One of the new leptons becomes a dark matter candidate. The model can be also embedded into a left-right symmetric theory to solve the strong CP problem.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Prospects for beyond the Standard Model physics searches at the Deep Underground Neutrino Experiment: DUNE Collaboration

Abstract The Deep Underground Neutrino Experiment (DUNE) will be a powerful tool for a variety of physics topics. The high-intensity proton beams provide a large neutrino flux, sampled by a near detector system consisting of a combination of capable precision detectors, and by the massive far detector system located deep underground. This configuration sets up DUNE as a machine for discovery, as it enables opportunities not only to perform precision neutrino measurements that may uncover deviations from the present three-flavor mixing paradigm, but also to discover new particles and unveil new interactions and symmetries beyond those predicted in the Standard Model (SM). Of the many potential beyond the Standard Model (BSM) topics DUNE will probe, this paper presents a selection of studies quantifying DUNE’s sensitivities to sterile neutrino mixing, heavy neutral leptons, non-standard interactions, CPT symmetry violation, Lorentz invariance violation, neutrino trident production, dark matter from both beam induced and cosmogenic sources, baryon number violation, and other new physics topics that complement those at high-energy colliders and significantly extend the present reach.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗